Wrinkles v. Buss
Full Opinion (html_with_citations)
This case is before the court on collateral review. In 1995, a Vanderburgh County, Indiana, Circuit Court jury convicted Matthew Wrinkles of murdering his wife, his wifeâs brother, and his sister-in-law. The jury recommended and Judge Richard L. Young imposed a death sentence. Wrinkles unsuccessfully appealed his conviction and sentence to the Indiana Supreme Court, and thereafter, Judge Carl Heldt of the Vanderburgh Circuit Court denied his request for post-conviction relief. Wrinkles then filed a petition for a writ of habeas corpus, 28 U.S.C. § 2254, in the United States District Court for the Southern District of Indiana. Wrinkles argued that his constitutional rights were violated during the trial and sentencing proceedings because, pursuant to the Indiana trial judgeâs blanket policy of restraint, he was required to wear a stun belt that he alleges was visible to the jury.
Wrinkles was barred from raising a direct challenge to the constitutionality of the stun belt because he procedurally defaulted the claim in state court. Wrinkles instead claimed that he received ineffective assistance of counsel under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), because his counsel failed to object to the imposition of the stun-belt restraint. With respect to the prejudice prong of Strickland, Wrinkles claimed that the jurors saw the stun belt, and that he presumptively suffered prejudice as a result. United States District Judge, John Daniel Tinder, concluded that Wrinkles could not demonstrate prejudice
Wrinklesâs habeas claim hinges on whether the jurors saw the stun belt during the trial and the sentencing proceedings. One passage in the Indiana Supreme Courtâs opinion â actually, one sentence â complicates our review. We ultimately conclude that the Indiana Supreme Court made no factual finding regarding the beltâs visibility. The last state-court decision on point â the post-conviction court decision â holds that the jurors did not see the belt. We defer to that finding and agree with the district court that Wrinkles suffered no prejudice from his counselsâ failure to object to the stun belt.
I. History
A. Factual history
By the spring of 1994, the marriage of Matthew and Debbie Wrinkles was coming to an end. On May 3, 1994, police were dispatched to the Wrinklesâ home in response to a report of gunfire. Wrinkles told the responding officers that he and Debbie were having financial and marital problems and that he would kill Debbie if she ever left him. David Plemmons, a witness to the events, would later testify that Wrinkles pointed a gun at Debbie during the argument and the gun discharged when Debbie grabbed it. According to Plemmons, Wrinkles hid the gun when the police arrived, and Debbie and Plemmons âcoveredâ for Wrinkles by lying to the police about the incident. The Indiana Supreme Court later characterized the Wrinklesâ relationship as âstormy and often violent.â Wrinkles v. State, 690 N.E.2d 1156, 1159 (Ind.1997) (âWrinkles Iâ), cert. denied, 525 U.S. 861, 119 S.Ct. 148, 142 L.Ed.2d 121 (1998).
In June 1994, Debbie moved herself and the children â Lindsay, age thirteen, and Seth, age eight â to the home of Mark and Natalie Fulkerson, Debbieâs brother and sister-in-law. This move marked the end of Wrinkles and Debbieâs marriage, and Debbie filed for divorce on June 30. A few weeks later, on July 20, Wrinkles and Debbie attended a provisional divorce hearing, during which it was decided that Debbie would have custody of the children and Wrinkles would have visitation rights. Wrinkles and Debbie agreed to a meet at a fast-food restaurant later that day so that Wrinkles could see his children. But Debbie did not show that afternoon as scheduled.
Wrinkles had hit a low point in his life. He had a close relationship with his children and he believed that his estranged wife and her family were conspiring to deny him access to the children. In addition to his marital problems, the automotive-repair business that he ran out of his garage was failing. Several zoning complaints had been made against his business and he was forced to shut down. Wrinkles had also been dependent on methamphetamine for- some time, and this dependence caused him to become easily agitated and paranoid. In addition to his mental and emotional decay, his drug use caused him to wither away physically. Wrinklesâs addiction kept him from sleeping, except sporadically, and he lost sixty pounds in a three-month period.
Wrinklesâs obvious decline had begun to terrify Debbie. Her friend would testify at trial that Debbie had become a ânervous wreck.â Id. at 1159. She had begun to take âmedication [and] every time she heard a noise she would jump cause she was scared. And ... she had to sleep with a gun underneath her pillow [because] she was scaredâ of Wrinkles.
Debbieâs failure to appear with the children at the fast-food restaurant on July 20
Wrinkles drove to the Fulkerson home at approximately 2:00 a.m. on July 21, and parked his truck about one block from the home. He was wearing camouflage clothing, had painted his face, and was armed with a .357 magnum revolver and a knife. He climbed over a fence into the Fulker-sonsâ backyard. He cut the telephone wires and kicked in the back door, entering the home.
Wrinkles went down the hallway and into the Fulkersonsâ bedroom, where he shot Mark Fulkerson four times, killing him in front of his three-year-old son, Matthew. Debbie was awakened by the gunshots. She grabbed her gun and ran to the hallway where she confronted Wrinkles. She fired and hit him in the arm, knocking herself down in the process. At that point, Lindsay Wrinkles had also awakened and had come upon the confrontation between her parents. She saw that her father was about to shoot her mother and she âpleaded, âDad, please donât shoot Mom.â â Wrinkles v. State, 749 N.E.2d 1179, 1186 (Ind.2001) (âWrinkles II"), cert. denied, 535 U.S. 1019, 122 S.Ct. 1610, 152 L.Ed.2d 624 (2002). Wrinkles responded by telling Lindsay to âshut up,â and then he promptly shot Debbie.
During the commotion, Natalie Fulker-son made her way to the living room and out the front door, in an attempt to flee. Wrinkles gave chase and caught Natalie on the front porch, shooting her in her face at close range. Natalie died on the porch. Wrinkles fled. The Fulkersonsâ ten-year-old daughter, Kimberly, and her 19-year-old cousin, Tracy, ran to neighborsâ houses for help.
Wrinkles was arrested later that morning in a neighboring county and was charged with three counts of murder, pursuant to Ind.Code § 35-42-1-1(1), for knowingly killing his victims. The state filed notice of its intent to seek the death penalty on July 28, 1994. Under Indiana law, the state can seek the death penalty when a defendant commits multiple murders. Ind.Code § 35-50-2-9(b)(8).
B. Procedural history
Based on their pre-trial investigations, Wrinklesâs attorneysâ theory of his defense centered on the fact that, at the time of the crimes, Wrinkles was in the midst of a very difficult period in his life. The attorneys decided to stress the loss of Wrinklesâs business, the break-up of his marriage, and his perception that Debbie and the Fulkersons were trying to keep his children from him. The defense argued that Wrinkles had broken into the Fulker-sonsâ home with the intent of retrieving his children because he feared that he would never see them again â a paranoia magnified by his methamphetamine addiction. The paranoia was further enhanced when, according to Wrinkles, his victims confronted him with guns when he entered the home. Wrinkles also would cast Debbie as the aggressor in their confrontation in the hallway; he would testify that Debbie said, âDie, you bastard, die,â when she shot him. Wrinkles I, 690 N.E.2d at 1159.
Before trial commenced, the trial judge informed Wrinklesâs counsel that Wrinkles would have to wear some sort of restraining device â either shackles or a stun belt. The trial court did not make a specific finding that Wrinkles presented a risk of danger, escape, or courtroom disruption. But âthe trial court apparently [had] a policy of requiring defendants to wear restraints regardless of whether they [had] previously exhibited any conduct justifying restraints.â Wrinkles II, 749 N.E.2d at 1195. According to the Indiana Supreme Court in Wrinkles II, a stun belt is a restraining device that is placed around an individualâs waist as an alternative to leg-irons or shackles. The battery-powered belt has two prongs that are placed over the wearerâs kidney region. A court bailiff or other law-enforcement officer can activate the belt by a remote control and, once activated, it sends a shock to the wearer that cannot be stopped. The electrical shock travels through the body via blood channels and nerve pathways. The shock knocks down most people, incapacitates them for up to 45 minutes, and causes them to shake uncontrollably. The individual may also have uncontrollable defecation and urination, irregular heartbeats, seizures, and welts, due to the shock. Wrinklesâs attorneys did not object to the mandatory restraint policy. When faced with the choice of shackles or a stun belt, they opted for the latter, reasoning that there was less likelihood that the jury would see the belt during trial.
A jury found Wrinkles guilty of all three counts of murder, and recommended the death penalty; the trial judge sentenced Wrinkles to death. Wrinkles appealed his conviction and death sentence, raising a number of evidentiary claims and challenging both Indianaâs death-penalty statute and his own sentence. He did not, however, appeal the trial courtâs blanket policy of requiring him to wear the stun belt at trial. Unpersuaded, the Indiana Supreme Court affirmed Wrinklesâs convictions and sentence (Wrinkles I).
Thereafter, Wrinkles filed a petition for post-conviction relief, in which he challenged the constitutionality of the stun belt and raised ineffective-assistance-of-counsel claims, among other claims. Central to his claim for post-conviction relief were three affidavits from jurors in his trial who claimed to have seen the stun belt. The post-conviction court discounted the reliability of the affidavits and upheld Wrinklesâs convictions and sentence:
The trial court did not strip the presumption of innocence from Petitioner by requiring him to wear the belt. The purpose of the belt is to maintain control over a prisoner without the prisoner*810 appearing restrained. Petitioner did not prove that the belt was visible or that the jury knew about it. The affidavits from three jurors that they knew about the belt from the trial court, the bailiff, and/or newspaper articles read after trial, and Petitionerâs appearance during trial are insufficient. First, the juror affidavits are inconsistent with each other. One juror stated that the jury was not told why Petitioner wore the belt, while another juror averred that the trial court told the jury about the belt to assure the jurors that they would be safe. Second, some of the juror affidavits are inconsistent with bailiff Todd Woodmanseeâs affidavit that he did not tell the jury about the belt. Third, both [of Wrinklesâs attorneys] testified that the belt was not visible during trial. Fourth, the juror affidavits were not subjected to cross-examination. Because petitioner did not appear restrained during the trial, he was not stripped of the presumption of innocence.
Vanderburgh Circuit Courtâs Findings of Fact, Conclusions of Law and Judgment on Petition for Post Conviction Relief, Wrinkles v. State, No. 82C01-9407-CF-447 (Sept. 3, 1999) (emphasis in original).
After the post-conviction court rendered its decision, Wrinkles filed with that court a Motion to Correct Error, to which he attached new affidavits from additional jurors, who claimed to have seen the stun belt during trial. The post-conviction court did not grant Wrinklesâs motion, nor did it admit the additional juror affidavits into evidence.
Wrinkles then appealed the post-conviction courtâs ruling to the Indiana Supreme Court. Relying on Indiana law, the supreme court in Wrinkles II prospectively banned the use of stun belts in Indiana courts. The court was specifically concerned with the mental impact on a defendant who might be afraid about the potential infliction of pain from the belt, and how this mental concern could impact the defendantâs ability to participate in his own defense. Wrinkles II, 749 N.E.2d at 1194.
But the Indiana Supreme Court denied Wrinkles the benefit of its holding. The court held that Wrinklesâs claim was procedurally defaulted because Wrinkles had failed to raise the issue on direct appeal. In addition, the court held that Wrinkles had not suffered from ineffective assistance of counsel when his attorneys failed to object to the use of the stun belt at his trial. â The court characterized Wrinklesâs attorneysâ choice to acquiesce to the stun belt as a âstrategic decisionâ:
Before trial began, the trial court informed counsel that Wrinkles would have to wear either shackles or a stun belt during trial. Without objection counsel chose a stun belt, and Wrinkles claims they rendered ineffective assistance as a result. We disagree. Although with this opinion we declare that stun belts no longer have a place in Indiana courtrooms, that was not the case at the time of Wrinklesâ trial. Our prohibition is motivated primarily by the potential effect a stun belt may have upon the person wearing the device. However, without the benefit of this declaration, counsel were concerned about the effect on the jurors if they were to observe their client wearing a particular device. Counsel believed that the chance of the jury seeing the shackles was fairly high. On the other hand, counsel opted for the stun belt because they thought that jurors would not be able to see it. Obviously, they were later proven wrong. However, at the time the decision was made, it was a prudent one.
Thereafter, Wrinkles filed a Request for Certificate of Appealability (âC.A.â) on two issues: (1) âWhether [he] was unconstitutionally restrained by virtue of wearing a stun belt at his trial,â and (2) âWhether [his] counsel rendered ineffective assistance of counsel at the âguilt phaseâ of trial.â Judge Tinder granted Wrinkles a C.A. on the issue of the constitutionality of the use of the stun belt, but denied the request as to his ineffective-assistance-of-counsel claims. This appeal followed.
II. Analysis
On appeal, Wrinklesâs first argues that the district court erred in finding that his stun-belt claim was proeedurally defaulted because the default was the result of ineffective assistance of counsel. As for his freestanding constitutional claim, he argues that his Sixth, Eighth, and Fourteenth Amendment rights were violated when he was forced to wear the stun belt without an independent assessment of the need for restraints.
A. Procedural default
Before analyzing Wrinklesâs substantive § 2254 claims, we must first determine whether Wrinkles proeedurally defaulted his argument that wearing the stun belt violated his constitutional rights. Lee v. Davis, 328 F.3d 896, 899 (7th Cir.2003) (âAs a threshold matter, we must determine whether Lee has proeedurally defaulted his argument_â). The district court decided that Wrinkles had defaulted his argumentâa decision we review de novo. Id. As a general matter, considerations of âfinality, comity, and the orderly administration of justiceâ preclude this court from reaching claims that a ha-beas petitioner has proeedurally defaulted in state court. Dretke v. Haley, 541 U.S. 386, 388, 124 S.Ct. 1847, 158 L.Ed.2d 659 (2004). The criminal trial is a âdecisive and portentous eventâ and, as such, the state has an interest in ensuring timely compliance with those procedures that permit the jury accurately to âdecide, within the limits of human fallibility, the question of guilt or innocence of one of its citizens.â Wainwright v. Sykes, 433 U.S. 72, 90, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). For these reasons, a valid state procedural rule constitutes an âadequate and independent state groundâ for resolving an issue, precluding this court from doing so collaterally. Id. at 86-87, 97 S.Ct. 2497.
Wrinkles sought federal habeas corpus review of federal-law issues that the Indiana Supreme Court disposed of based on adequate and independent state-law grounds. Specifically, Wrinklesâs âfreestandingâ stun belt claimsâthat his
B. Excuse for procedural default
To keep his freestanding constitutional claim alive, Wrinkles argues that his procedural default is excusable under the standard set forth in Wainwright v. Sykes, 433 U.S. at 90, 97 S.Ct. 2497. A defendant may overcome procedural default by showing both âcauseâ for failing to abide by the state procedural rules, and a resulting âprejudiceâ from that failure.
Attorney error rising to the level of ineffective assistance of counsel can constitute cause to set aside procedural default. Franklin v. Gilmore, 188 F.3d 877, 883 (7th Cir.1999) (citing Coleman v. Thompson, 501 U.S. 722, 753-54, 111 S.Ct. 2546, 115 L.Ed.2d 640 (1991); Barnhill v. Flannigan, 42 F.3d 1074, 1078 (7th Cir.1994)). When a habeas petitioner seeks to excuse a procedural default through an ineffective-assistance claim, the âcauseâ and âprejudiceâ test from Wainwright is replaced by the similar test for ineffective assistance set out in Strickland v. Washington, 466 U.S. at 668, 104 S.Ct. 2052. See Murray, 477 U.S. at 479, 106 S.Ct. 2639 (âSo long as a defendant is represented by counsel whose performance is not constitutionally ineffective ... there is no inequity in requiring him to bear the risk of attorney error that results in a procedural default.â); see also Lee, 328 F.3d at 900.
âTo establish ineffective assistance of counsel, the [petitioner] must show that counselâs performance was deficient and that the deficient performance prejudiced the [petitioner].â Almonacid v. United States, 476 F.3d 518, 521 (7th Cir.2007) (citing Strickland, 466 U.S. at 687, 104
Wrinklesâs ineffective-assistance claim was preserved for collateral review. Lee, 328 F.3d at 901 (citing Edwards v. Carpenter, 529 U.S. 446, 120 S.Ct. 1587, 146 L.Ed.2d 518 (2000)). The Indiana Supreme Court reached â and ultimately rejected â Wrinklesâs claim as an excuse for his procedural default. In reviewing the Indiana Supreme Courtâs decision, we are deferential towards its legal and factual conclusions. Raygoza, 474 F.3d at 963; Neumann v. Jordan, 84 F.3d 985, 987 (7th Cir.1996) (âIn reviewing the state court proceedings, we presume that the factual findings of the state court are correct if those findings follow a hearing on the merits and are fairly supported by the record.â). Likewise, the Indiana Supreme Courtâs legal conclusions will be upheld unless they resulted in a decision that was â(1) contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or (2) based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d).
1. Substandard performance by counsel
Wrinkles argues, and we agree, that his counselâs performance at trial fell below prevailing norms of professional behavior. The Indiana Supreme Court correctly identified Strickland as the governing law; thus, Wrinkles will only gain relief if the court unreasonably applied the standard to the facts of his case. 28 U.S.C. § 2254(d)(2). In evaluating the reasonableness of the Indiana Supreme Courtâs application of Strickland, we must ask whether the court was âobjectively unreasonable,â Williams v. Taylor, 529 U.S. 362, 409, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000), meaning that its reasoning falls outside of the â âboundaries of permissible differences of opinion.â â Raygoza, 474 F.3d at 964 (quoting Hardaway v. Young, 302 F.3d 757, 762 (7th Cir.2002)).
The Indiana Supreme Court held that Wrinklesâs counselsâ decision not to object to the stun belt at trial was strategic and thus adequate. The supreme court first noted that the Indiana trial court had a stated âpolicyâ of ârequiring defendants to wear restraints regardless of whether they have previously exhibited any conduct justifying restraints.â Wrinkles II, 749 N.E.2d at 1195. The trial court had given Wrinklesâs attorneys the choice of wearing shackles or the stun belt at trial. Because they thought that âthe chance of the jury seeing the shackles was fairly high,â Wrinklesâs attorneys chose the stun belt. Id. The supreme court characterized this as a âstrategic decisionâ because, unlike shackles, Wrinklesâs attorneys âthought the jurors would not be able to seeâ the belt.
At the time of Wrinklesâs trial, it was well established that a trial court could not restrain a criminal defendant absent a particularized justification. In Illinois v. Allen, the Supreme Court held that a defendant could forfeit his Sixth Amendment right to be present and unrestrained at his own trial. 397 U.S. 337, 90 S.Ct. 1057, 25 L.Ed.2d 353 (1970). The Court sanctioned the use of physical restraints âas a last resort,â id. at 344, 90 S.Ct. 1057, and articulated a framework for handling âobstreperousâ defendants that tied the trial courtâs response to the seriousness of the defendantâs conduct, id. at 343-42, 90 S.Ct. 1057. The Court applied this framework next in Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976), in which the defendant appeared before the jury in prison garb. Unlike Allen, which recognized âthe substantial need to impose physical restraints upon contumacious defendants,â the Court in Estelle decided that forcing âan accused to wear jail clothing further[ed] no essential state policy.â Id. at 505, 96 S.Ct. 1691.
Again in Holbrook v. Flynn, 475 U.S. 560, 569, 106 S.Ct. 1340, 89 L.Ed.2d 525 (1986), the Supreme Court applied this framework when evaluating the presence of armed guards at a defendantâs trial. The Court concluded that the presence of armed guards was not the âsort of inherently prejudicial practice that, like shackling, should be permitted only where justified by an essential state interest specific to each trial.â Id. at 568-69, 106 S.Ct. 1340. The need for a particularized justification had not gone unnoticed by Indiana courts either. The Indiana Supreme Court held in Coates v. State, that particularized reasoning must support a decision to restrain a defendant, going so far as to require that âthe facts and reasoning supporting the trial judgeâs determination that restraints are necessary must be placed on the record.â 487 N.E.2d 167, 168-69 (Ind.1985).
In Wrinklesâs case, his attorneys did not object to the use of the stun belt because they concluded that the trial court was going to require restraints no matter what. But these cases make clear that particularized reasoning must support any decision to restrain a defendant. In light of the wealth of caselaw prohibiting the trial courtâs blanket policy, by standing mute, Wrinklesâs counsel failed to provide adequate legal assistance. Failing to object when a trial court presents two impermissible options â shackles or a stun belt, neither supported by individualized justification â cannot be an objectively reasonable tack under prevailing norms of professional behavior. See Strickland, 466 U.S. at 686, 104 S.Ct. 2052 (âCounsel, however, can also deprive a defendant of the right to effective assistance, simply by failing to render âadequate legal assistance.â â); see also Barrow v. Uchtman, 398 F.3d 597, 605 (7th Cir.2005) (holding ignorance of relevant law objectively deficient under Strickland); Dixon v. Snyder, 266 F.3d 693, 703 (7th Cir.2001) (same). Counselsâ choice between two unconstitutional options is not a strategic choice worth defer-
2. Prejudice
Standing alone, the attorneysâ failure to request an inquiry into the justification for the stun belt is not ineffective assistance. Some prejudice is required before a trial counselâs performance falls below the constitutional minimum. Strickland, 466 U.S. at 691-692, 104 S.Ct. 2052. Without demonstrating prejudice, Wrinkles cannot receive relief on the ground of ineffective assistance of counsel, id., or on the basis of his freestanding constitutional claims regarding the stun belt, because the latter claim was procedurally defaulted at the state level.
Wrinkles argues that he was prejudiced because, in his opinion, the jurors were aware that he was restrained by the stun belt and were thus more inclined to view him as a dangerous person. In turn, he argues, the jurors were more likely to determine that he had the requisite mindset to commit murder, instead of a lesser crime, and were more willing to vote for the death penalty. If the jurors did see the stun belt during trial, then Wrinkles could demonstrate prejudice. See Allen, 397 U.S. at 344, 90 S.Ct. 1057; Roche, 291 F.3d at 482-83; Harrell v. Israel, 672 F.2d 632, 635 (7th Cir.1982) (â[Cjourts must guard against practices which unnecessarily mark the defendants as a dangerous character or suggest that his guilt is a foregone conclusion.â). Thus, Wrinklesâs habeas petition hinges on the beltâs visibility; the beltâs visibility is a question of fact that was resolved by the state post-conviction court and upheld by the Indiana Supreme Court.
The post-conviction court determined that Wrinkles had not demonstrated that the jurors had seen the stun belt or that Wrinkles had otherwise been affected by it. The Indiana Supreme Court affirmed the post-conviction court. Wrinkles contends, however, that the supreme court made an implicit factual finding that the belt was visible to the jury. He bases his argument on a statement in Wrinkles II that indicates that Wrinklesâs attorneys âwere later proven wrong.â
Before trial began, the trial court informed counsel that Wrinkles would have to wear either shackles or a stun belt during trial. Without objection counsel chose a stun belt, and Wrinkles claims they rendered ineffective assistance as a result. We disagree. Although with this opinion we declare that stun belts no longer have a place in Indiana courtrooms, that was not the case at the time of Wrinklesâ trial. Our prohibition is motivated primarily by the potential effect a stun belt may have upon the person wearing the device. However, without the benefit of this declaration, counsel were concerned about the effect on the jurors if they were to observe their client wearing a particular device. Counsel believed that the chance of the jury seeing the shackles was fairly high. On the other hand, counsel opted for the stun belt because they thought that jurors would not be able to see it. Obviously, they were later proven wrong. However, at the time the decision was made, it was a prudent one.
Wrinkles II, 749 N.E.2d at 1195.
Wrinkles believes the âObviously, they were later proven wrongâ sentence amounts to a finding of fact by the Indiana Supreme Court that the jurors saw the stun belt. We disagree with that interpretation of the sentence. To begin, we do not believe the Indiana Supreme Court would have made a factual finding in this manner, especially as it affirmed the post-conviction court and did not overturn any of the post-conviction courtâs factual findings. More importantly, we do not read this statement to reveal anything about the stun beltâs visibility. Rather, the statement reflects the Indiana Supreme Courtâs opinion that Wrinklesâs attorneys could not be faulted for having taken into account only the potential visibility of a particular restraint in deciding whether to object to a courtâs use of the restraint â because Indiana law at the time focused on the harm stemming from visible restraints.
a. Indiana law on factual findings
In the âdeferential and limited reviewâ of 28 U.S.C. § 2254, âstate court factual findings are presumed correct.â Williams v. Bartow, 481 F.3d 492, 498 (7th Cir.2007). On the issue of the beltâs visibility, the state post-conviction court considered three juror affidavits, affidavits from the trial bailiff, and testimony from Wrinklesâs attorneys to decide whether the jurors saw or knew about the stun belt. The court discredited the juror affidavits. The affidavit of one juror stated that at the time she served on the jury, she was aware that Wrinkles was wearing a stun belt â she said it âlooked like a cumberbund [sic].â However, she said she was unsure how she learned of the stun belt, and that she may have learned of it through a newspaper article she read after the trial. Another juror said in his affidavit that he was aware that Wrinkles was wearing a stun belt during his trial, and that he believed the trial judge told the jurors about the stun belt to give the jurors confidence in their safety. A third juror, in contrast, said that he thought the bailiff told the jury about the stun belt, but he said the jury was not told why Wrinkles was wearing the belt. The post-conviction court held that the affidavits were insufficient because they were inconsistent with each other â calling into question their credibility â and because they contradicted the bailiffs testimony, as* well as Wrinklesâs attorneysâ testimony. The bailiff swore in his affidavit that he ânever communicated to any of the jurors at any time during the trial that [Wrinkles] was wearing a rack belt.â
Notably, Wrinkles did not raise as issues on appeal to the Indiana Supreme Court the post-conviction courtâs denial of his post-judgment motions and request for leave to amend his petition based on the additional juror affidavits. In Indiana, a motion to correct error does not allow a party to present evidence it merely neglected to present at trial, Roach v. State, 695 N.E.2d 934, 940 n. 1 (Ind.1998), and a motion to reopen the evidence lies within the sound discretion of the trial judge, Walker v. State, 587 N.E.2d 675, 677 (Ind.1992). A judge typically does not abuse his discretion in refusing to reopen evidence âwhen it plainly appears that such evidence could have been offered earlier,â Preuss v. McWilliams, 141 Ind.App. 602, 230 N.E.2d 789, 792 (Ind.Ct.App.1967), or when the proffered evidence is cumulative, Oxendine v. Pub. Serv. Co. of Ind., Inc., 423 N.E.2d 612, 623 (Ind.Ct.App.1980). The additional affidavits Wrinkles sought to have admitted into the evidentiary record of the post-conviction court were never admitted â they remain mere attachments to state-court motions and thus should not form the basis of a federal habeas decision.
Having not appealed the post-conviction courtâs refusal to admit the additional affidavits into evidence, Wrinklesâs reliance on the additional affidavits in his post-conviction appeal to the Indiana Supreme Court seems analogous to the petitionerâs reliance on similar affidavits in Patton v. State, 537 N.E.2d 513 (Ind.Ct.App.1989). In Patton, the petitioner felt that because his attorney had failed to present the evidence to the trial court, âhe should be allowed to present it by affidavits with his Motion to Correct Errors.â Id. at 516. The Indiana Court of Appeals explained that Indiana Trial Rule 59(H)(1), dealing with motions to correct error, âwas not designed for this purpose.â Id. The Patton court went on to conclude that the affidavits âwere not properly before the trial court as evidence outside the recordâ â they did not qualify as newly discovered evidence and Patton had neglected to submit them at trial. Id. Because the affidavits were not properly before the Indiana Court of Appeals, the Patton court declared: âwe cannot consider them in reviewing the trial courtâs action.â /Âż.(emphasis added).
If under state law the Indiana Supreme Court would not have looked at the additional affidavits in its direct review of the post-conviction courtâs findings, see Roach, 695 N.E.2d at 940 n. 1; Walker, 587 N.E.2d at 677; Preuss, 230 N.E.2d at 792, certainly we are not at liberty to weigh them on collateral review under § 2254, where our review is limited to arguments that were adjudicated on the merits in state court proceedings, 28 U.S.C. § 2254(d), and arguments that were not procedurally defaulted, id. § 2254(b). Here, Wrinkles did not appeal the post-conviction courtâs refusal to admit the additional affidavits into evidence. Absent a reversal of the post-conviction courtâs rulings on these affidavits by the Indiana Supreme Court, and absent any indication
The Wrinkles II opinion itself suggests that the Indiana Supreme Court adopted the post-conviction courtâs findings of fact in toto. The supreme court acknowledged the post-conviction courtâs factual findings and identified the standard of review called for under Indiana law:
In the present case, the post-conviction court entered findings of fact and conclusions of law in accordance with Indiana PosWConvietion Rule 1(6). A post-conviction courtâs findings and judgment will be reversed only upon a showing of clear error â that which leaves us with a definite and firm conviction that a mistake has been made.
Wrinkles II, 749 N.E.2d at 1188. After reviewing the post-conviction courtâs findings and conclusions of law with respect to each of Wrinklesâs arguments on appeal, the Wrinkles II court ultimately declared that Wrinkles âfailed to prove that the evidence as a whole leads unerringly and unmistakably to a decision opposite that reached by the post-conviction court.â Id. at 1203. It then affirmed the post-conviction courtâs denial of Wrinklesâs petition for relief. Id.
The Wrinkles II court did not reverse the findings of the post-conviction court, either explicitly or implicitly. The Indiana Supreme Court has repeatedly noted that a post-conviction courtâs findings of fact are accepted unless âclearly erroneous,â and that the âpostconviction court is the sole judge of the weight of the evidence and the credibility of witnesses.â Fisher v. State, 810 N.E.2d 674, 679 (Ind.2004); Davidson v. State, 763 N.E.2d 441, 444 (Ind.2002); Woods v. State, 701 N.E.2d 1208, 1210 (Ind.1998) (emphasis added); see also Stewart v. State, 517 N.E.2d 1230, 1231 (Ind.1988) (âThe judge who presides over the post-conviction hearing possesses exclusive authority to weigh the evidence and determine the credibility of the witnesses. The reviewing court will therefore not set aside the trial courtâs ruling on a post-conviction petition unless the evidence is without conflict and leads solely to a result different from that reached by the trial court.â) (emphasis added). The Indiana Supreme Court in Wrinkles II did not suggest in any way that it considered the additional affidavits that had never been admitted into the evidentiary record. Nor did the court say it was engaging in a de novo re-weighing of the evidence in Wrinkles II â indeed it appears it would not have done so as a matter of Indiana law. See Fisher, 810 N.E.2d at 679; Davidson, 763 N.E.2d at 444; Woods, 701 N.E.2d at 1210. Finally, nothing in the Wrinkles II opinion indicates that the Indiana Supreme Court was overturning the post-conviction courtâs factual findings, or that those findings were clearly erroneous.
b. Our reading of âObviously, they were later proven wrong.â
Despite a degree of ambiguity surrounding the âObviously, they were later proven wrongâ sentence in Wrinkles II, we conclude that the Indiana Supreme Court was commenting on the process by which Wrinklesâs attorneys decided not to object to the stun-belt restraint â as opposed to commenting on the beltâs visibility. In the disputed passage, the court first explained that it had just invalidated the use of stun belts based on a type of prejudice unavailable to Wrinklesâs counsel at the time of trial â the âpotential effect . \. upon the person wearing the device.â The court then set out the choice of restraint facing Wrinklesâs attorneys at trial in light of the
In rejecting Wrinklesâs claim that he had received ineffective assistance of counsel, the court stated, in relevant part:
Before trial began, the trial court informed counsel that Wrinkles would have to wear either shackles or a stun belt during trial. Without objection counsel chose a stun belt, and Wrinkles claims they rendered ineffective assistance as a result. We disagree. Although with this opinion we declare that stun belts no longer have a place in Indiana courtrooms, that was not the case at the time of Wrinklesâ trial. Our prohibition is motivated primarily by the potential effect a stun belt may have upon the person wearing the device. However, without the benefit of this declaration, counsel were concerned about the effect on the jurors if they were to observe their client wearing a particular device. Counsel believed that the chance of the jury seeing the shackles was fairly high. On the other hand, counsel opted for the stun belt because they thought the jurors would not be able to see it. Obviously, they were later proven wrong. However, at the time the decision was made, it was a prudent one.
Wrinkles II, 749 N.E.2d at 1195 (citations omitted).
The last few sentences of this quoted section â particularly the sentence â[ojbvi-ously, they were later proven wrongâ â are not entirely unproblematic. One could read this second-to-last sentence as referring back to the courtâs statement that âthe jurors would not be able to see it,â with the âitâ referring to the stun belt. So read, this could be seen as an implicit finding that the jurors had in fact seen the stun belt and that Wrinklesâs attorneys âwere later proven wrongâ about their contrary assumption. In turn, this would suggest that the stun belt may have prejudiced the defendant.
We cannot conclude that this is the appropriate reading for two reasons: (1) the quoted section is more consistent with a discussion of the choice facing Wrinklesâs attorneys in light of the then-established prejudice associated with restraints; and (2) Indiana law as well as subsequent guidance by the Indiana Supreme Court sheds light on the more plausible reading. Parsing the above-quoted section, the paragraph begins:
Before trial began, the trial court informed counsel that Wrinkles would have to wear either shackles or a stun belt during trial. Without objection counsel chose a stun belt, and Wrinkles claims they rendered ineffective assistance as a result. We disagree. Although with this opinion we declare that stun belts no longer have a place in Indiana courtrooms, that was not the case at the time of Wrinklesâ trial.
749 N.E.2d at 1195. The issue before the court was whether Wrinklesâs counsel ârendered ineffective assistanceâ when â[wjithout objection counsel chose a stun beltâ after âthe trial court informed counsel that Wrinkles would have to wear either shackles or a stun belt during trial.â In the immediately preceding paragraphs of the opinion, the supreme court had just held that âstun belts no longer ha[d] a place in Indiana courtrooms.â But this did not end the inquiry because âthat was not the case at the time of Wrinklesâ trial,â when the counsel rendered their assistance. In prospectively banning stun
Our prohibition is motivated primarily by the potential effect a stun belt may have upon the person wearing the device. However, without the benefit of this declaration, counsel were concerned about the effect on the jurors if they were to observe their client wearing a particular device.
Id. In Wrinkles II, the court reasoned that the prejudice from a stun belt resulted not from the jury being able to see the defendant in restraints, but from âthe potential effect a stun belt may have upon the person wearing the device.â This form of prejudice marked a departure from preexisting case law, which had only discussed prejudice in terms of the defendantâs visibility before the jury in restraints. Id. at 1193-95; see also Stephenson v. Indiana, 864 N.E.2d 1022, 1029, 1032 (Ind.2007) (discussing reasonableness of counselâs choice âgiven that the case law addressing the issue had largely focused on the visibility of the restraint, and not, as Wrinkles later pointed out, on the beltâs potential effect on the defendantâs demeanor and ability to participate in the defenseâ). Understandably then, âwithout the benefit of this declaration, [Wrinklesâs] counsel were concernedâ instead with the more established form of prejudice associated with restraints: âthe effect on the jurors if they were to observe their client wearing a particular device.â
The question then became whether effective counsel would have accounted for the new form of prejudice just identified in banning stun belts. But the supreme court said no; the failure to object was not ineffective assistance. In reaching this conclusion, the court first recreated the decision facing Wrinklesâs counsel in choosing the restraint to be used:
Counsel believed that the chance of the jury seeing the shackles was fairly high. On the other hand, counsel opted for the stun belt because they thought the jurors would not be able to see it.
Wrinkles II, 749 N.E.2d at 1195. In other words, after assuming that they need only consider the effect on the jurors, the attorneys chose the stun belt because it posed the least risk of being seen by the jurors when compared to the shackles.
Immediately following the courtâs articulation of these two options and the rationale behind the attorneysâ choice, the court continued,
Obviously they were later proven wrong. However, at the time the decision was made, it was a prudent one.
Id. This first sentence refers back to the courtâs statement that âcounsel opted for the stun belt because they thought the jurors would not be able to see it.â Wrinklesâs attorneys opted for the form of restraint that they thought would minimize prejudice â the âeffect on the jurors.â But the court had just held that its decision was instead âmotivated primarily by the potential effect a stun belt may have upon the person wearing the device,â not the âeffect on the jurors.â Thus, â[o]bviously, they were later proven wrongâ to have evaluated the choice of restraint through the lens of juror-prejudice alone. Nonetheless, because the attorneys could not be faulted for failing to predict the form of prejudice announced in Wrinkles II, âat the time the decision was made, it was a prudent one.â
Placing Wrinkles II within the larger context of Indiana law â both procedural law and a subsequent interpretation laid out by the Indiana Supreme Court â reinforces this reading. When reviewing a state-court decision in federal courts, the
Here, Indiana procedural law and a subsequent supreme court decision support the conclusion that the above reading of Wrinkles II is the proper one. First, as discussed above, it is implausible to view the âObviouslyâ statement as an implicit factual finding by the the supreme court. Under Indiana law, the supreme court would not have examined additional affidavits contained in a motion to correct error. And the rest of Wrinkles II is more consistent with a blanket affirmance than with an affirmance despite a factual finding contrary to the post-conviction courtâs. This latter scenario is especially unlikely given that the supreme court was reviewing only for clear error.
But more importantly, this court must credit the Indiana Supreme Courtâs later interpretation of Wrinkles II in resolving the ambiguity contained in the disputed passage. Tibbs, 457 U.S. at 46-47, 102 S.Ct. 2211 (âAny ambiguity in Tibbs I ... was resolved by the Florida Supreme Court in Tibbs II,â which âbinds this Court.â). Although it is not often that an ensuing state supreme court decision affects a disputed finding in a previous decision, it is not unprecedented. This scenario arises with some regularity when reviewing whether a defendantâs retrial following a state appellate courtâs reversal of a conviction raises double jeopardy concerns. And defendants frequently raise these claims before federal courts on collateral review. See, e.g., Rivera, 162 F.3d at 489. If the state appellate court reversed because the evidence in the first trial was insufficient, double jeopardy attached and retrial is improper. But if the appellate court reversed simply because the defendantâs first conviction was against the âweight of the evidence,â the defendantâs retrial is constitutional. In deciding which basis the state appellate court relied on in reversing, federal courts must often parse the appellate courtâs decision against the backdrop of the stateâs procedural law and ensuing case law. Id. (â[Sjtate courts should themselves determine the right way to understand their pronouncements.â).
A scenario comparable to the case at hand presented itself to the Supreme Court in Tibbs v. Florida, 457 U.S. at 31, 102 S.Ct. 2211. There, the Florida Supreme Courtâs first decision reversing Tibbsâs conviction did not obviously rest on either the âinsufficiencyâ or the âweight of the evidence.â But a second Florida Supreme Court opinion following Tibbsâs retrial clarified matters; the earlier reversal had been based on the âweight of the evidence.â One issue before the Supreme Court on appeal from this latter decision was whether the initial reversal had been based instead on the âweight of the evidence.â The Supreme Court affirmed the defendantâs conviction following retrial, noting that the Florida Supreme Courtâs âconstruction of its prior opinion binds this Court.â Id. at 46-47, 102 S.Ct. 2211. Because â[a]ny ambiguity in Tibbs I ... was
In Stephenson v. Indiana, 864 N.E.2d 1022 (Ind.2007), the Indiana Supreme Court provided similar guidance. In Stephenson, the court compared the decision made by Wrinklesâs counsel in choosing the stun belt with the same decision made by Stephensonâs during his trial. In so doing, the court explained its rationale in Wrinkles II:
At the time of Stephensonâs trial in 1996 and 1997, no Indiana ruling had addressed the use of stun belts. As in Wrinkles, counsel cannot be faulted for selecting the belt over more visible shackles, given that the case law addressing the issue had largely focused on the visibility of the restraint, and not, as Wrinkles later pointed out, on the beltâs potential effect on the defendantâs demeanor and ability to participate in the defense.
Id. at 1032. The court went on to characterize the decision made by Wrinklesâs attorneys as a âtactical decision.â The âonly real issueâ in Wrinklesâs trial was sentencing, so â[t]he decision to challenge the belt [there] arguably fell into the tactical range, balancing the likelihood of success against the risk of alienating the judge by challenging an announced âpolicy.â â Id. Because in Stephensonâs case, guilt was âvigorously disputed,â a âtacticalâ classification could not apply. The- court went on to hold that the âuse of a stun belt, if perceived by the jury, produces all the results that shackling does.â After a careful examination of the post-conviction record, the Stephenson court concluded that the jurors had been aware of the stun belt. Nonetheless, the court upheld Stephensonâs convictions and death sentence because he had not demonstrated the requisite amount of âprejudiceâ to establish his ineffective-assistance claim.
This discussion of Wrinkles II in Stephenson indicates that the above reading is the appropriate one. The section discussing the Wrinkles II decision tracks the Indiana Supreme Courtâs reasoning in the exact manner discussed above. The court recreated the decision facing Wrinklesâs attorneys in light of the established form of prejudice at the time. The court again recognized that Wrinklesâs attorneys viewed their decision at trial in light of the âvisibility of the restraint,â and not the âbeltâs potential effect" on the defendantâs demeanor and ability to participate -in the defense.â And just as it had in Wrinkles II, the court concluded that Wrinklesâs counsel could not be faulted for failing to predict the prejudice the court would credit in banning the stun belt.
Even with the benefit of this reading, the Indiana Supreme Court unreasonably applied Strickland in evaluating Wrinklesâs attorneysâ performance in Wrinkles II. The failure to object itself fell below what is expected under professional norms, regardless of the theory of prejudice. A blanket policy of restraint cannot be squared with the case law at the time of trial. But notwithstanding the propriety of the courtâs conclusion, it is evident that the court did not make a finding that the jurors had seen the stun belt. Instead, the court in Wrinkles II was reconstructing the decision made by Wrinklesâs counsel based on the then-established form of prejudice associated with the stun belt.
In light of the nature of the courtâs reasoning in Wrinkles II, the discussion in Stephenson, and the implausibility under Indiana law of the Indiana Supreme Court making implicit factual findings, we conclude that the Indiana Supreme Court did not make a finding of fact that the jurors had seen the stun belt. The controlling
III. Conclusion
The decision of the district court is Affirmed.
. Wrinkles also seeks an expansion of the C.A. to include his non-stun-belt ineffective-assistance-of-counsel arguments. For the reasons stated by the district court, we deny his request to expand the C.A. to include the additional claims on appeal. See Herrera v. United States, 96 F.3d 1010, 1013 (7th Cir.1996).
. The Supreme Court has recognized an additional way to avoid procedural default if the default would result in a "fundamental miscarriage!] of justice.â Murray v. Carrier, 477 U.S. 478, 496, 106 S.Ct. 2639, 91 L.Ed.2d 397 (1986). See generally 6 Wayne R. LaFave, et al., Criminal Procedure 64-65 (2d ed.2004). A miscarriage of justice exists in the "extraordinary case, where a constitutional violation has probably resulted in the conviction of one who is actually innocent.â Murray, 477 U.S. at 496, 106 S.Ct. 2639. In the capital context, one can show "actual innocenceâ through "clear and convincing evidence that, but for a constitutional error, no reasonable juror would have found the petitioner eligible for the death penalty under the applicable state law.â Sawyer v. Whitley, 505 U.S. 333, 336, 112 S.Ct. 2514, 120 L.Ed.2d 269 (1992). Wrinkles has not, and cannot, make any claim of innocence. As for his sentence, although Wrinkles has not raised this issue, this analysis closely mirrors our analysis under the prejudice prong of Strickland.
. Wrinkles also claims that the Indiana Supreme Court recognized that the stun belt was "conspicuous to at least seven jurors.â However, Wrinkles takes this quotation in Wrinkles II out of context. The full sentence is one of three in a paragraph the Indiana Supreme Court uses solely to summarize Wrinkles's ineffective-assistance-of-counsel argument with respect to the stun belt. The entire sentence reads: âWrinkles asserts that utilization of the stun belt, which was conspicuous to at least seven jurors, undermined his presumption of innocence and made him appear dangerous and uncontrollable in front of the jurors who would help decide whether he would live or die.â Wrinkles II, 749 N.E.2d at 1192 (citing Appellant's Br. at 29; Appellant's Reply Br. at 11). The sentence begins with âWrinkles asserts.â The preceding sentence in the paragraph, which introduces Wrinklesâs argument, begins with, âWrinkles contends.â The subsequent sentence starts with, "He claims.â Taken in context, it is clear that the Indiana Supreme Court was merely presenting Wrinkles's argument, including his argument that the belt was visible to seven jurors.
We cannot fathom the notion that, in the middle of three paraphrasing sentences, the Wrinkles II court would have perfunctorily inserted a clause containing a factual finding, without indicating it as such. Courts often present a party's argument in order to present the issue it will proceed to consider, and it is apparent that the Indiana Supreme Court was doing this in Wrinkles II. Consequently, we reject Wrinklesâs argument that this clause is a finding of fact by the Wrinkles II court that the stun belt was visible to jurors.