United States v. Demari Lepaul Thomas-Mathews
Citation81 F.4th 530
Date Filed2023-08-25
Docket21-1824
Cited24 times
StatusPublished
Full Opinion (html_with_citations)
RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 23a0197p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
â
UNITED STATES OF AMERICA,
â
Plaintiff-Appellee, â
> No. 21-1824
â
v. â
â
DEMARI LEPAUL THOMAS-MATHEWS, â
Defendant-Appellant. â
â
Appeal from the United States District Court
for the Western District of Michigan at Grand Rapids.
No. 1:21-cr-00124-1âPaul Lewis Maloney, District Judge.
Argued: June 15, 2023
Decided and Filed: August 25, 2023
Before: MOORE, CLAY, and NALBANDIAN, Circuit Judges
_________________
COUNSEL
ARGUED: Annie J. Schuver, Alexander J. Noronha, UNIVERSITY OF MICHIGAN, Ann
Arbor, Michigan, for Appellant. Patrick J. Castle, OFFICE OF THE U.S. ATTORNEY, Grand
Rapids, Michigan, for Appellee. ON BRIEF: Annie J. Schuver, Alexander J. Noronha, Melissa
M. Salinas, UNIVERSITY OF MICHIGAN, Ann Arbor, Michigan, for Appellant. Patrick J.
Castle, OFFICE OF THE U.S. ATTORNEY, Grand Rapids, Michigan, for Appellee.
CLAY, J., delivered the opinion of the court in which MOORE, J., joined.
NALBANDIAN, J. (pp. 21â26), delivered a separate dissenting opinion.
No. 21-1824 United States v. Thomas-Mathews Page 2
_________________
OPINION
_________________
CLAY, Circuit Judge. Defendant Demari Lepaul Thomas-Mathews appeals his sentence
after pleading guilty to one count of possession with intent to distribute controlled substances,
21 U.S.C. § 841(a)(1), (b)(1)(C), and two counts of possession of a firearm in furtherance of drug trafficking,18 U.S.C. § 924
(c)(1)(A)(i). For the reasons set forth below, the Court
VACATES his sentence and REMANDS for resentencing consistent with the opinion of this
Court.
I. BACKGROUND
In mid-2021, pursuant to a written plea agreement, Thomas-Mathews pleaded guilty to
one count of possession with intent to distribute controlled substances, 21 U.S.C. § 841(a)(1), (b)(1)(C), and to two counts of possession of a firearm in furtherance of drug trafficking,18 U.S.C. § 924
(c)(1)(A)(i). Before sentencing, the probation department completed a
presentence report (âPSRâ) for Thomas-Mathews. Thomas-Mathews did not object to the facts
set forth in the PSR. However, as discussed below, Mathews did object to the PSRâs âweight
attribution to cocaine base versus cocaine as an unwarranted disparityâ and requested the use of a
1:1 ratio. PSR, R. 26, Page ID #118.
A. Factual Background
Thomas-Mathews experienced a challenging childhood. He avers that he was often food
insecure, that his uncle physically and sexually abused him, and that he practically raised
himself. Additionally, Thomas-Mathews has an extensive criminal history. His juvenile
convictions include criminal sexual conduct, larceny, and drug possession. His adult convictions
include drug offenses, domestic violence, and perjury in connection with a murder investigation.
While serving his sentences for these crimes, Thomas-Mathews violated certain prison rules, as
well as the conditions of his parole and probation.
No. 21-1824 United States v. Thomas-Mathews Page 3
Thomas-Mathews appeared to have turned his life around when he got out of prison in
2017. In the years that followed, he states that he âgot real close withâ his children, picked them
up from school âevery day,â and coached youth football and basketball. Sentencing Hrâg Tr.,
R. 39, Page ID #210. He told the probation department that his proudest accomplishment was
âgetting a barbershop.â PSR, R. 26, Page ID #111.
Unfortunately, Thomas-Mathewsâ trajectory took a turn for the worse when the COVID-
19 pandemic struck. The pandemic apparently hurt Thomas-Mathewsâ professional life as a
barber. In addition, Thomas-Mathews acknowledges that he did not respond well to his
âschedule [being] wiped away,â and that he âgot back into [his] old style of living.â Sentencing
Hrâg Tr., R. 39, Page ID #210. It was during this time that Thomas-Mathews committed the
crimes to which he pleaded guilty. Despite Thomas-Mathews returning to his old lifestyle, he
still describes the positives in his life. Most notably, he represents having a strong relationship
with his girlfriend and an âawesomeâ relationship with his two children. PSR, R. 26, Page ID
#110â11. He told the probation department that he spent most of his free time with his children
and coaching football.
Thomas-Mathewsâ guilty plea concerns two separate incidents. The first incident took
place on November 22, 2020, after police officers responded to reports of a shooting at a
residence in Muskegon, Michigan. When the officers arrived at the residence, they found
Thomas-Mathews alone. Inside the residence, the officers found bullet holes in the wall, loaded
guns, and drugs. The officers arrested Thomas-Mathews, and Thomas-Mathews posted bond
two days later. The second incident occurred on April 15, 2021, when state troopers pulled
Thomas-Mathews over for traffic violations and found a loaded gun and drugs in the vehicle. A
grand jury indicted Thomas-Mathews on June 29, 2021 in connection with both incidents.
B. Procedural Background
Thomas-Mathews ultimately admitted to possessing the guns, and to possessing cocaine
base (âcrackâ) and powder cocaine. Pursuant to a written plea agreement, he pleaded guilty to
one count of possession with intent to distribute controlled substances in violation of 21 U.S.C.
§ 841(a)(1), (b)(1)(C); and to two counts of possession of a firearm in furtherance of drug No. 21-1824 United States v. Thomas-Mathews Page 4 trafficking, in violation of18 U.S.C. § 924
(c)(1)(A)(i). Thomas-Mathews, the government, and
the district court all agree that Thomas-Mathews took responsibility for his actions; he pleaded
guilty and accepted responsibility at his sentencing hearing. In addition, he has expressed
interest in receiving future vocational training.
The probation department calculated Thomas-Mathewsâ advisory sentencing range under
the Sentencing Guidelines. For each count of possession of a firearm in furtherance of drug
trafficking, the advisory sentencing range was the mandatory minimum sentence of five years,
consecutive to any other sentence. For the count of possession with intent to distribute
controlled substances, the advisory sentencing range was 57â71 months in prison. See U.S.S.G.
§ 2D1.1.
1. The Crack-to-Powder Ratio
Under the Guidelines, crack is about 18 times more significant to an advisory sentencing
range than powder cocaine. See U.S.S.G. § 2D1.1, cmt. n.8(D). Thomas-Mathews objected to
the PSRâs reliance on the 18:1 crack-to-powder ratio, arguing that crack cocaine âshould be
scored the same as cocaine on a 1:1 ratio.â PSR, R. 26, Page ID #118. Thomas-Mathews then
requested a downward variance âbased upon the crack and powder cocaine disparity.â Def.âs
Sentencing Mem., R. 29, Page ID #144. Thomas-Mathews contended that the district court
should âadopt the reasoning in âStatement of the Department of Justice Before the Committee on
the Judiciary United States Senateâ [(âDOJ Statementâ)] and apply a 1:1 crack-to-powder-ratio in
determining the sentence in this case.â Id.; see DOJ Statement, R. 29-1. In the DOJ Statement,
the Justice Department asserted that âthe current federal cocaine sentencing structure is wrong
and must be changed.â DOJ Statement, R. 29-1, Page ID #158. Going further, the Justice
Department asserted that â[t]he disparity in federal cocaine sentencing policy has been the most
visible symbol of racial unfairness in the federal criminal justice system for almost 35 years.â Id.
at Page ID #152.
In his sentencing memorandum, Thomas-Mathews argued that the district court should
eschew the 18:1 crack-to-powder ratio and instead apply a 1:1 ratio âbecause (1) the Guidelines
are not tied to empirical evidence to support the recommended sentence and, (2) the Guidelines
No. 21-1824 United States v. Thomas-Mathews Page 5
result in a sentence that is âgreater than necessaryâ to achieve the goals of sentencing.â Defâs
Sentencing Mem., R. 29, Page ID #146. The government did not oppose Thomas-Mathewsâ
request, and instead observed that âalthough the disparity has not been eliminated, the [district
court] may consider whether it should be, and impose a sentence that reflects the [district courtâs]
view.â Pl.âs Sentencing Mem., R. 27, Page ID #123 (citing Spears v. United States, 555 U.S.
261, 266(2009) and Kimbrough v. United States,552 U.S. 85
, 108â110 (2007)).
2. Section 3553(a) Factors
In his sentencing memorandum, Thomas-Mathews urged the district court to consider:
(1) his acceptance of responsibility; (2) his employment history as a barber and desire to obtain
vocational training; (3) his difficult childhood; and (4) his relationship with his children. He also
urged the district court to vary downward because âthe Guidelines result in a sentence that is
âgreater than necessaryâ to achieve the goals of sentencing.â Def.âs Sentencing Mem., R. 29,
Page ID #146.
3. Sentencing Hearing
The district court held a sentencing hearing in late 2021. At that hearing, Thomas-
Mathews and his attorney presented arguments similar to those in the sentencing memo.
Thomas-Mathewsâ attorney highlighted Thomas-Mathewsâ difficult childhood, as well as his
strong relationship with his children and girlfriend. He also reiterated the arguments in favor of
applying a 1:1 crack-to-powder ratio. On that topic, the district court then asked, â[h]ow many
times has the Congress addressed the issue of crack cocaine and powder cocaine ratio? Itâs at
least twice . . . . Has the Congress taken up the cudgel of the Departmentâs new position
regarding one-to-one and passed a statute . . . that changes it to one-to-one?â Sentencing Hrâg
Tr., R. 39, Page ID #207â08.
Thomas-Mathews then addressed the district court. He told the district court that he
âtake[s] full responsibilit[y] for [his] actionsâ and that he âcreated this whole situation.â Id.at Page ID #209. He then highlighted his difficult childhood, and his love for and relationship with his family. He also emphasized his contributions to his community as a youth sports coach. No. 21-1824 United States v. Thomas-Mathews Page 6 He once again stated that he accepts full responsibility for his actions and that he would âlearn [his] lessonâ and âmake positive better decisionsâ in the future.Id.
at Page ID #210.
The district court then announced its sentencing decision from the bench, observing that
it must âimpose a sentence sufficient, but not greater than necessary to comply with the purposes
of sentencing set forth inâ 18 U.S.C. § 3553(a).Id.
at Page ID #211. The district court noted that âthe guidelines are advisory,â that it âmust make an individualized assessment based on the facts presented,â and that it has âdiscretion in determining an appropriate sentence.âId.
From
there, the district court expressed that the § 3553(a) factors consider âthe nature and
circumstances of the offense, and the history and characteristics of the defendant.â Id. The
district court observed that â[t]he sentence must reflect the seriousness of the offense; promote
respect for law; provide just punishment for the offense; afford adequate deterrence to criminal
conduct; protect the public from further crimes of the defendant; [and] provide the defendant
with needed medical, educational[,] and/or other correctional treatment.â Id.
The district court then turned to Thomas-Mathewsâ âinvitation . . . to utilize a one-to-one
ratio of crack cocaine and powder cocaine.â Id. at Page ID #212. The district court stated that it:
declines the invitation. The [c]ourt has no policy dispute with the present ratio
which pertains to crack and powder cocaine. The [c]ourt recognizes that with the
change of administration and the Department of Justice, that they are taking a
different policy position than the former administration on this issue as the policy
maker for the executive branch of government. However, the Congress is the one
who passes the statutes of this nature or the Guidelines Commission revisits the
guidelines and submits guidelines with a one-to-one ratio. That is the proper way
to, in the courtâs judgment, to deal with this particular issue. I recognize itâs a
very important issue, but the [c]ourt at the present time has no policy dispute
regarding the contours of the guideline as presently constituted.
Id. (emphasis added).
The district court proceeded to address the crimes to which Thomas-Mathews pleaded
guilty, observing that:
[t]he circumstances of this particular case are very concerning to the [c]ourt. We
have the toxic mix between possession of firearms and drug trafficking. Not only
do we have that mix, but we also have a situation where the defendant is found
with a weapon which he is not supposed to have, on November 22nd, 2020, only
No. 21-1824 United States v. Thomas-Mathews Page 7
to be followed up with another incident approximately six months later, on April
15, 2021, where he is also in possession of a firearm in furtherance of drug
trafficking.
Id. at Page ID #213. Based upon those facts, the district court concluded that Thomas-Mathews
poses âa risk to the law abiding publicâ and that â[h]e needs to be specifically deterred.â Id.
At the same time, the district court stated that it:
fully recognize[s] the defendantâs eloquent allocution statement here today, he is
taking responsibility for his conduct. He asserts that he wants to do better. The
[c]ourt has no dispute with the notion that that is the defendantâs goal, and I hope
he executes it as far as what he does for himself during his prison time to make
sure that he is better suited in terms of having a means to support himself and a
pro-social attitude rather than dealing with drug dealers and possessing weapons
at the same time.
Id. Additionally, the district court ârecognize[d] the defendantâs history[,] stating that [t]here
was a period of time after he was discharged from the Michigan Department of Corrections
where there appears to be minor blips in the road, if none at all.â Id. at Page ID #214.
âUnfortunately,â the district court observed:
by the time 2020 rolled around, [Thomas-Mathews] was back at it. Heâs got prior
convictions of drug dealing . . . in his criminal history. He is categorized as a
Criminal History Category V. Mr. Thomas-Mathews purports that he wants to do
better. Again, I have no reason to disbelieve that, but at the present time, he needs
a sentence within the advisory guideline range on [the drug charge].
Id.
The district court imposed a sentence of 60 months for the drug count, and two 60-month
consecutive sentences for each of the two gun counts. Id. The sentence totaled 180 monthsâ
incarceration. After announcing the sentence, the district court asked whether Thomas-Mathews
or his attorney had âany legal objection to the sentence imposed.â Id. at Page ID #217. Thomas-
Mathewsâ attorney stated that he had no objections, and that he was satisfied that the district
court addressed all of his arguments. Thomas-Mathewsâ timely appeal followed.
No. 21-1824 United States v. Thomas-Mathews Page 8
II. DISCUSSION
A. Issue Preservation
Before addressing the standard of review, the Court must first determine which issues
are preserved for appellate review. A defendant âis not required to object to the substantive
reasonableness of his sentence to preserve that issue for appeal.â United States
v. Herrera-Zuniga, 571 F.3d 568, 578(6th Cir. 2009) (citing United States v. Penson,526 F.3d 331, 337
(6th Cir. 2008)). The parties therefore do not dispute that Thomas-Mathews preserved his arguments concerning substantive reasonableness. However, a âdefendant generally forfeits the right to challenge on appeal any procedural errors to which he did not object at the time of sentencing.âId.
(citing United States v. Vonner,516 F.3d 382
, 385â86, 390â91 (6th Cir. 2008) (en banc)). The Court requires âclear articulation of any objection and the grounds therefor,â to âaid the district court in correcting any error, tell the appellate court precisely which objections have been preserved and which have been [forfeited], and enable the appellate court to apply the proper standard of review to those preserved.â United States v. Bostic,371 F.3d 865, 873
(6th Cir. 2004) (alteration in original) (quoting United States v. Jones,899 F.2d 1097, 1102
(11th Cir.
1990)).
On appeal, Thomas-Mathews argues that his sentence was procedurally unreasonable
because the district court: (1) treated the advisory crack-to-powder sentencing guideline as
effectively mandatory; (2) failed to address Thomas-Mathewsâ argument that applying an 18:1
crack-powder sentencing disparity would yield an excessive sentence in Thomas-Mathewsâ
specific case; and (3) failed to address relevant § 3553(a) factors, particularly Thomas-Mathewsâ
history and characteristics. The parties disagree as to whether Thomas-Mathews preserved those
issues for this Courtâs review.1 Thomas-Mathews presents two independent bases to support his
argument that he preserved the issues. The Court addresses each in turn.
1To preserve an issue for appellate review, a litigant must present the issue in his appellate briefing.
Puckett v. Lexington-Fayette Urb. Cnty. Govât, 833 F.3d 590, 610â11 (6th Cir. 2016). The parties do not dispute
that Thomas-Mathews meets that requirement. Instead, they dispute whether Thomas-Mathews adequately raised
the issues before the district court.
No. 21-1824 United States v. Thomas-Mathews Page 9
1. Previously Raised Objections
Thomas-Mathews contends that he previously raised his objections concerning his
sentenceâs procedural reasonableness. When the district court asks the Bostic question, the
forfeiture rule applies only to âobjections not previously raised.â United States v. Blackie, 548
F.3d 395, 398(6th Cir. 2008) (quoting Bostic,371 F.3d 865
, 872â73). However, where an appeal concerns whether a district court addressed a certain issue at sentencing, âsuch an objection must be preserved by an objection after the sentencing because it âcannot be âpreservedâ in advance of a sentencing event that has yet to occur.ââ United States v. Kamper,748 F.3d 728, 740
(6th Cir. 2014) (emphasis added) (citing United States v. Lamb,431 F. Appâx 421
, 423â24 (6th Cir. 2011)). Thus, a defendant who declines to object after a district court announces its sentence, does ânot undermine [his] right to appeal issues he had âpreviously raised.ââ Vonner,516 F.3d at 386
(quoting Bostic, 371 F.3d at 872â73). He does, however, âundermine his right to challenge the adequacy of the courtâs explanation for the sentenceâan issue that became apparent as soon as the court finished announcing its proposed sentence and that counsel nonetheless declined the courtâs invitation to address.âId.
(emphasis added)
This Courtâs decision in Kamper is instructive as to whether Thomas-Mathews preserved
his argument that the district court treated the advisory crack-to-powder sentencing guideline as
effectively mandatory. In that case, the defendant argued âthat the district court erred by
misunderstanding its authority to reject the MDMA-to-marijuana ratio embodied in the
Sentencing Guidelines.â Kamper, 748 F.3d at 740. The Court held that â[n]o explicit objection . . . was requiredâ after the district court announced its sentence and asked the Bostic question because the defendant âhad already argued and the district court had explicitly addressed the issue.âId.
(citing United States v. Simmons,587 F.3d 348, 355
(6th Cir. 2009)). The argument here is nearly identical; the only difference is the drugs at issue. Accordingly, the Court finds that Thomas-Mathews preserved his argument that the district court abused its discretion by treating the advisory crack-to-powder sentencing guideline as effectively mandatory. Seeid.
However, Thomas-Mathewsâ âpreviously raisedâ objection argument fails with respect to
his two remaining procedural reasonableness claims. Both of those arguments concern whether
No. 21-1824 United States v. Thomas-Mathews Page 10
the district court addressed certain arguments that he previously raised. Thomas-Mathews could
not have possibly objected to the district courtâs explanation of its sentence before the district
court actually explained its sentence. See Vonner, 516 F.3d at 386; Bostic, 371 F.3d at 872â73; Kamper,748 F.3d at 740
.
2. Overlap Between Procedural and Substantive Reasonableness
Thomas-Mathews presents a âa second, independent reason why Mr. Thomas-Mathewsâs
procedural reasonableness claimsâ are preserved: âhis challenge involves overlapping
substantive and procedural issues.â That argument is not persuasive.
This Court recognizes that â[t]he border between procedural and substantive
reasonableness can be blurry, and the analysis often overlaps.â United States v. Small, 988 F.3d
241, 258(6th Cir. 2021) (citing Herrera-Zuniga,571 F.3d at 579
). For that reason, this Court has held that where procedural and substantive objections âoverlap,â a contemporaneous procedural objection may not be necessary. Herrera-Zuniga, 571 F.3d at 579â81. The Court so held because âthe Bostic procedure and the Vonner forfeiture rule were adopted to serve practical ends, [and] it would be inappropriate to construe those requirements as formal and inflexible procedural protocols.âId. at 580
. Thus, the Court applies Vonnerâs forfeiture rule âpragmatic[ally].â Id.; see also Small,988 F.3d at 258
(indicating that one way to determine whether âthe overlap [between substantive and procedural reasonableness] is prevalent,â is to examine whether a defendantâs procedural and substantive arguments âmirrorâ one another.). But the overlap exception to the Bostic/Vonner objection requirement applies only where there is âconfusion as to whether [the] claims are âproceduralâ or âsubstantiveâ challenges,â Herrera- Zuniga,571 F.3d at 579
, or when the substantive and procedural arguments âmirrorâ each other, Small,988 F.3d at 258
.2
Thomas-Mathews contends that, just as in Small and Herrera-Zuniga, the procedural and
substantive issues in this appeal overlap. For example, Thomas-Mathews challenges the district
courtâs failure to consider his history and characteristics as required by § 3553(a)(1) (procedural
2In Small, the â[d]efendantsâ substantive arguments mirror[ed] their procedural argumentsâ insofar as both
arguments centered on the district court having ârelied on allegation[s] not proven by a preponderance of the
evidence[] in deciding to sentence them to an above the guidelines-range sentence.â 988 F.3d at 258.
No. 21-1824 United States v. Thomas-Mathews Page 11
reasonableness) and its unreasonable weighing of his history and characteristics relative to other
§ 3553(a) factors (substantive reasonableness).
His argument fails for two reasons. First, although Thomas-Mathewsâ procedural and
substantive arguments are closely linked, they do not âmirrorâ each other. Small, 988 F.3d at
258. Thomas-Mathewsâ second and third procedural arguments concern the nature of the district courtâs explanation of its sentence, i.e., whether the district court sufficiently explained its rationale and whether it considered all of the § 3553(a) factors. His substantive arguments, meanwhile, concern whether the district court arrived at the correct outcome. Second, unlike in Herrera-Zuniga, there is not âlingering confusion in this circuit as to whetherâ the second and third arguments are procedural or substantive.571 F.3d at 579
. It is well established in this Circuit that whether a district court âconsider[ed] the sentencing factors in18 U.S.C. § 3553
(a) . . . and adequately explain[ed] why it chose the sentenceâ are matters of procedural reasonableness. United States v. Rayyan,885 F.3d 436, 440
(6th Cir. 2018) (citing Gall v. United States,552 U.S. 38, 51
(2007)).3
Accordingly, the Court holds that Thomas-Mathews preserved the first argument
concerning procedural reasonableness, but failed to preserve the second and third arguments.
B. Standard of Review
âOn appeal, district court sentencing determinations are reviewed for reasonableness.â
United States v. Gates, 48 F.4th 463, 468 (6th Cir. 2022) (citing United States v. Nichols,897 F.3d 729, 736
(6th Cir. 2018)). âThe reasonableness inquiry has two components: procedural and substantive.âId.
at 468â69 (citing Gall,552 U.S. at 51
). The Court generally reviews whether a sentence is reasonable for abuse of discretion. See id. at 469; Gall,552 U.S. at 56
.
3In its brief, the government argues that Herrera-Zuniga does not control because it âhas [] been confined
to the circumstances of that case.â Pl.âs Br. at 17 (citing United States v. Massey, 663 F.3d 852, 857(6th Cir. 2011)). The government is incorrect. This Court continues to rely on Herrera-Zuniga. See, e.g., Small, 388 F.3d at 258â59; Kamper,748 F.3d at 740
. Moreover, â[a] panel of this Court cannot overrule the decision of another panel. The prior decision remains controlling authority unless an inconsistent decision of the United States Supreme Court requires modification of the decision or this Court sitting en banc overrules the prior decision.â Darrah v. City of Oak Park,255 F.3d 301, 309
(6th Cir. 2001) (alteration in original) (quoting Salmi v. Secây of Health & Human Servs.,774 F.2d 685, 689
(6th Cir. 1985)). Therefore, to the extent Massey conflicts with Herrera-Zuniga, Herrera-Zuniga controls. Seeid.
No. 21-1824 United States v. Thomas-Mathews Page 12 However, â[w]here a defendant fails to properly preserve an issue for appeal, that claim is subject to review for plain error only.â Herrera-Zuniga,571 F.3d at 580
(citing Fed. R. Crim. P.
52(b)).
Accordingly, the Court reviews for abuse of discretion whether the district court treated
the advisory crack-to-powder sentencing guideline as effectively mandatory and whether
Thomas-Mathewsâ sentence was substantively reasonable. See Gates, 48 F.4th at 468â69, 476.
However, the Court reviews for plain error whether the district failed to address Thomas-
Mathewsâ argument that applying an 18:1 crack-to-powder sentencing disparity would yield an
excessive sentence in Thomas-Mathewsâ specific case, and whether it failed to address relevant
§ 3553(a) factors. See Herrera-Zuniga, 571 F.3d at 580. A party may obtain relief on plain error review âonly if the error is âplainâ and âaffects substantial rights.ââ Vonner,516 F.3d at 385
(quoting Fed. R. Crim. P. 52(b)).
C. Analysis
âProcedural error occurs when the district court âfail[s] to calculate (or improperly
calculat[es]) the Guidelines range, treat[s] the Guidelines as mandatory, fail[s] to consider the
§ 3553(a) factors, select[s] a sentence based on clearly erroneous facts, or fail[s] to adequately
explain the chosen sentence.ââ Gates, 48 F.4th at 469 (emphasis omitted) (alterations in original)
(quoting United States v. Fowler, 819 F.3d 298, 304(6th Cir. 2016)). âWhen reviewing a sentenceâs reasonableness, we typically first address the procedural reasonableness of a sentence and do not analyze its substantive reasonableness unless the sentence is âprocedurally sound.ââ United States v. Adams,873 F.3d 512, 520
(6th Cir. 2017) (quoting United States v. Bolds,511 F.3d 568, 581
(6th Cir. 2007)). In this case, because we find that Thomas-Mathewsâ sentence is
not procedurally sound, we do not analyze its substantive reasonableness. See id.
1. Treating the Crack-to-Powder Sentencing Guideline as Effectively Mandatory
In his brief on appeal, Thomas-Mathews contends that the district court âtreated the
Guidelinesâ 18:1 crack-to-powder cocaine ratio as effectively mandatory.â Def.âs Br. at 12.
Specifically, he argues that the district court misunderstood the nature of its âits discretion to
vary from or reject the advisory crack-to-powder cocaine Guidelines.â Id. He contends that the
No. 21-1824 United States v. Thomas-Mathews Page 13
district court applied a âlegally erroneous belief that Congress or the U.S. Sentencing
Commissionâand not the district courtâhave ultimate discretion to determine the appropriate
crack-to-powder ratio for Mr. Thomas-Mathewsâs sentence.â Id. at 13. The Court agrees.
â[T]he cocaine Guidelines, like all other Guidelines, are advisory only.â Kimbrough
v. United States, 552 U.S. 85, 91(2007); see also United States v. Booker,543 U.S. 220, 244
(2005). Therefore, a district court errs if it treats âthe crack/powder disparity [as] effectively mandatory.âId.
Instead, a district court âmust include the Guidelines range in the array of factors warranting consideration.âId.
At the same time, â[t]he fact that a district court may disagree with a Guideline for policy reasons and may reject the Guidelines range because of that disagreement does not mean that the court must disagree with that Guideline or that it must reject the Guidelines range if it disagrees.â Kamper,748 F.3d at 742
(quoting United States v. Brooks,628 F.3d 791, 800
(6th Cir. 2011)).
Where a district court treats the crack-to-powder ratio as effectively mandatory, this
Court should âremand the case for resentencing.â United States v. Vandewege, 561 F.3d 608,
610(6th Cir. 2009) (citing United States v. Johnson,553 F.3d 990
(6th Cir. 2009) (âJohnson Iâ)); see also United States v. Johnson,407 F. Appâx 8, 10
(6th Cir. 2010) (âJohnson IIâ) (â[W]hen a district court indicates that policy disagreements are not a proper basis to vary, then the resulting sentence is not presumptively reasonable. More fundamentally, in such a case, the district court has committed procedural error by failing to appreciate the scope of its discretion.â). Important to this appeal, this Court has recognized that âKimbrough clarified the irrelevance of congressional deference.â Johnson II,407 F. Appâx at 11
(emphasis added). Therefore, although âdistrict judges have wide discretion in fixing a crack-to-powder ratio, they are not free to cede their discretion [to Congress] by concluding that their courtrooms are the wrong forum for setting a crack-to-powder ratio.âId.
In this case, the district court expressly stated that âthe guidelines are advisory,â that it
âmust make an individualized assessment based on the facts presented,â and that it has
âdiscretion in determining an appropriate sentence.â Sentencing Hrâg Tr., R. 39, Page ID #211.
The district court also stated twice that it had âno policy dispute with the present ratio which
pertains to crack and powder cocaine.â Id. at Page ID #212.
No. 21-1824 United States v. Thomas-Mathews Page 14
Those statements are insufficient, however, when read within the context of the
sentencing hearing transcript. The district court repeatedly emphasized its belief that Congress,
and not the courts, should determine sentencing for crack and powder cocaine. Early in the
sentencing hearing, for example, the district court asked â[h]ow many times has the Congress
addressed the issue of crack cocaine and powder cocaine ratio? Itâs at least twice . . . . Has the
Congress taken up the cudgel of the Departmentâs new position regarding one-to-one and passed
a statute . . . that changes it to one-to-one?â Sentencing Hrâg Tr., R. 39, Page ID #207â08.
Later, the district court said that it:
recognizes that with the change of administration and the Department of Justice,
that they are taking a different policy position than the former administration on
this issue as the policy maker for the executive branch of government. However,
the Congress is the one who passes the statutes of this nature or the Guidelines
Commission revisits the guidelines and submits guidelines with a one-to-one
ratio. That is the proper way to, in the courtâs judgment, to deal with this
particular issue. I recognize itâs a very important issue, but the [c]ourt at the
present time has no policy dispute regarding the contours of the guideline as
presently constituted.
Id.at Page ID #212 (emphasis added). At no point does the district court explain why it âhas no policy disputeâ regarding the sentencing disparity.Id.
Instead, it simply asserts that it has no policy dispute âat the present time.âId.
By emphasizing its belief that Congress, not courts,
should decide on the punishments for crack and powder cocaine, and by adding that it has no
objections at the present time, it seems that the district court does not have a policy objection
because it believes that Congress, not the court, should make such decisions, and that the district
court should defer to Congress in such matters.
Our holding that the district court impermissibly ceded its discretion to Congress is
informed by Johnson I and Johnson II. In Johnson I, this Court vacated a sentence because the
district court failed to recognize that it had âauthority to develop categorical alternatives to the
crack-to-powder ratios contained in the Guidelines based upon policy disagreements with the
Guidelines.â Johnson I, 553 F.3d at 996. âAt Johnsonâs resentencing, the district judge purported to recognize the advisory character of the Guidelines,â stating that âI fully recognize my authority to vary from the crack/powder cocaine guidelines based solely on a policy disagreement with the 100 to one ratio . . . . The operative word in the Kimbrough case is may, No. 21-1824 United States v. Thomas-Mathews Page 15 m-a-y.â Johnson II,407 F. Appâx at 10
. Alongside that statement, the district court also opined that âthe legislative branch of government is precisely the correct forum for this policy judgment. Courts are ill-equipped to make these decisions.âId.
Based upon those comments, the Court remanded for resentencing once more because the district judgeâs âremarks about the proper role of courts reveal his belief that a policy disagreement is not a proper basis for a judge to vary.âId.
Put simply, musing about which branch of government ought to change the crack-to-powder ratio undermines confidence that the district court properly recognizes its discretion to vary from the ratio. Seeid.
at 10â11.
The district courtâs comments in the instant caseâe.g., that Congressional action is âthe
proper way to, in the courtâs judgment, to deal with this particular issue,â Sentencing Hrâg Tr., R.
39, Page ID #212âare almost identical to those that necessitated resentencing in Johnson II.
Therefore, we repeat: a district court commits âprocedural error by failing to appreciate
the scope of its discretionâ and by indicating that policy âdisagreements are not a proper basis
to varyâ from the Guidelines. Johnson II, 407 F. Appâx at 10(citing United States v. Santillana,540 F.3d 428, 431
(6th Cir. 2008)). Because district courts are not free to âcede their discretion
[to Congress] by concluding that their courtrooms are the wrong forum for setting a
crack-to-powder ratio,â id. at 11, Thomas-Mathewsâ sentence was procedurally unreasonable.
âOn remand from this decision, the district court may, as a matter of policy, agree or disagree
with the Guidelines ratio that designates crack cocaine offenses as more serious than powder
cocaine offenses. But it must not rely on the Guidelines for reasons that Kimbrough rejected,
such as institutional competence, deference to Congress, or the risk that other judges will set
different ratios.â Id. at 11â12 (footnote omitted).
2. Failing to Address Whether Applying the 18:1 Sentencing Ratio Would
Result in a Sentencing Disparity
Before the district court, Thomas-Mathews made two distinct arguments concerning the
18:1 Sentencing ratio. First, as discussed above, Thomas-Mathews urged the district court to
vary downward from the Guidelines range âbased solely on policy . . . disagreements with the
Guidelines.â Def.âs Sentencing Mem., R. 29, Page ID #145 (quoting Kimbrough, 552 U.S. at
101). Second, and independently, Thomas-Mathews asked that the district court vary downward No. 21-1824 United States v. Thomas-Mathews Page 16 because âthe Guidelines result in a sentence that is âgreater than necessaryâ to achieve the goals of sentencing.â Def.âs Sentencing Mem., R. 29, Page ID #146. Thomas-Mathews predicated this second argument on the Supreme Courtâs decision in United States v. Booker,543 U.S. 220
(2005), which held that the Guidelines are âeffectively advisoryâ and that courts can âtailor a sentenceâ in light of other factors set forth in18 U.S.C. § 3553
(a).4 Booker,543 U.S. at 245
.
In making the second of these arguments, Thomas-Mathews urged the district court to
impose a below-Guidelines sentence âbased on an individualized determination that they yield an
excessive sentence in [his] particular case.â Spears v. United States, 555 U.S. 261, 264 (2009)
(citing Booker, 543 U.S. at 245â46). At the sentencing hearing, his attorney added that:
Thomas-Mathews does have two 924(c) convictions in this case, so his sentence
is being enhanced by just on those two minimums a total of ten years, and so I
think a sentence with a one-to-one ratio on the possession with intent to deliver
count would accomplish an overall sentence that would be appropriate here.
Sentencing Hrâg Tr., R. 39, Page ID #207. On appeal, Thomas-Mathews contends that the
district court failed to respond at all to his second argument.
âWhere a defendant raises a particular argument in seeking a lower sentence, the record
must reflect both that the district judge considered the defendantâs argument and that the judge
explained the basis for rejecting it.â United States v. Richardson, 437 F.3d 550, 554(6th Cir. 2006). That requirement âassures not only that the defendant can understand the basis for the particular sentence but also that the reviewing court can intelligently determine whether the specific sentence is indeed reasonable.âId.
For that reason, this Court has held that a district court plainly errs where it is ânon-responsive to [a non-frivolous] argumentâ at sentencing. United States v. Wallace,597 F.3d 794, 803
(6th Cir. 2010); see also United States v. Gapinski,561 F.3d 467, 474
(6th Cir. 2009); United States v. Lalonde,509 F.3d 750, 770
(6th Cir. 2007). To determine whether the district court plainly erred, this Court should be able âto answer the simple question of why the district judge decided to imposeâ the sentence it imposed. Wallace,597 F.3d at 803
.
4In his brief on appeal, Thomas-Mathews refers to the first argument as his âKimbrough argument,â and
the second as his âBooker/§ 3553(a) argument.â Def.âs Br. at 18.
No. 21-1824 United States v. Thomas-Mathews Page 17
Where a defendant argues âthat the application of a particular guideline-approved
practice in a specific case produces a sentencing range that is unnecessarily high,â the defendant
has âraise[d] substantial particularized issues well beyond a simple . . . argument that a
sentencing range is excessive.â United States v. Robertson, 309 F. Appâx 918, 923(6th Cir. 2009). Moreover, where such an argument is ânonfrivolous,â the district court should address it expressly. United States v. Peters,512 F.3d 787, 789
(6th Cir. 2008) (quoting Rita v. United States,551 U.S. 338, 357
(2007)).
In this case, after rejecting Thomas-Mathewsâ policy argument for why it should decline
to use the 18:1 ratio, the district court immediately moved on to sentencing more generally and
considered the § 3553(a) factors. It did so without addressing the âmore specific and complexâ
argument, Robertson, 309 F. Appâx at 924, of whether it should use a 1:1 ratio to calculate a
different Guideline range in order to respond to Thomas-Mathewsâ argument that failing to do so
would result in an excessive sentence specifically for Thomas-Mathews. After addressing the
crack-to-powder policy argument, the district court stated that:
[t]he circumstances of this particular case are very concerning to the [c]ourt. We
have the toxic mix between possession of firearms and drug trafficking. Not only
do we have that mix, but we also have a situation where the defendant is found
with a weapon which he is not supposed to have, on November 22nd, 2020, only
to be followed up with another incident approximately six months later, on April
15, 2021, where he is also in possession of a firearm in furtherance of drug
trafficking.
Sentencing Hrâg Tr., R. 39, Page ID #213.
Had Thomas-Mathews âargued only that, generally speaking, his [offense] did not
support the guideline range calculated when applying the § 3553(a) factors, the district courtâs
mere recitation of Robertsonâs [offense] may have been sufficient.â Robertson, 309 F. Appâx at
924(citing Rita,551 U.S. at 359
). But because Thomas-Mathewsâ âargument was much more specific and complex than a general § 3553(a) variance argument . . . the district court was required toâ address it and âexplain why [it] rejected [the] argument.â Id. (quoting Peters,512 F.3d at 789
). The district committed procedural error by failing to explain âwhy the 18:1 ratio
made sense in this case.â Def.âs Reply Br. at 13 (emphasis added). Admittedly, the district court
explained why it declined to vary downward from the Guidelinesâ range of fifty-seven to
No. 21-1824 United States v. Thomas-Mathews Page 18
seventy-one months of imprisonment because of the § 3553(a) factors. But it did not address
specifically that failing to use the 1:1 ratio would result in an excessive sentence for Thomas-
Mathews. Because we are remanding this case for resentencing, the district court will have the
opportunity on remand to address this argument specifically.
3. Failing to Address Relevant § 3553(a) Factors
Thomas-Mathews argues on appeal that â[t]he district court committed further procedural
error by failing to consider relevant § 3553(a) factors aside from what was apparent on the face
of Mr. Thomas-Mathewsâs criminal record.â Def.âs Br. at 20. He adds that:
[a]lthough the court purported to acknowledge the § 3553(a) factors, it only
provided conclusory statements of law. And its discussion of individualized
facts was minimal. To the extent that the district court discussed
Mr. Thomas-Mathewsâs âhistory,â the discussion was limited to criminal
convictions. Moreover, its references to other individualized facts did not make
apparent which of the § 3553(a) factors the judge thought those facts impacted, if
they affected them at all, or how those facts affected the sentence imposed.
Def.âs Br. at 20. We find Thomas-Mathewsâ argument to be persuasive. The district courtâs
terse discussion of the § 3553(a) factors and its consideration only of Thomas-Mathewsâ criminal
history and failure to address Thomas-Mathewsâ personal history and characteristics constituted
error.
This Court has held that âthere is no requirement that the district court . . . engage in a
ritualistic incantation of the § 3553(a) factors [but that] the district courtâs sentence should
nonetheless reflect the considerations listed in § 3553(a).â Wallace, 597 F.3d at 802(alteration in original) (quoting United States v. Chandler,419 F.3d 484, 488
(6th Cir. 2005)). In other words, âthere must [] be sufficient evidence in the record to affirmatively demonstrate the courtâs consideration ofâ the § 3553(a) factors. United States v. McBride,434 F.3d 470
, 475 n.3 (6th Cir. 2006) (citing United States v. Webb,403 F.3d 373
(6th Cir. 2005)). âThus, while something less than a factor-by-factor recitation is acceptable, something more than a simple and conclusory judicial assertion that the court has considered âthe nature and circumstances of the offense and the history and characteristics of the defendantâ is essential.â United States v. Ferguson,518 F. Appâx 458, 467
(6th Cir. 2013). âConclusory judicial assertion[s]â that the No. 21-1824 United States v. Thomas-Mathews Page 19 district court considered all factors are insufficient. Id.; see also United States v. Byrd,843 F. Appâx 751
, 756 (6th Cir. 2021) (âOur job is to review what the district court did and why. The district courtâs job is, in part, to show its work. If this court is left to divine or extrapolate the district courtâs reasoning after the fact, the district court has not done its job of imposing a procedurally reasonable sentence.â). As mentioned above, this Court has vacated sentences even on plain error review if the district court is ânon-responsive to [a non-frivolous] argumentâ at sentencing. Wallace,597 F.3d at 803
.
In this case, the district court: (1) laid out the § 3553(a) factors; (2) recognized Thomas-
Mathewsâ acceptance of responsibility and desire to do better; (3) observed that during the period
between Thomas-Mathewsâ release from prison and the onset of the COVID-19 pandemic, he
was doing well in life; and (4) emphasized Thomas-Mathewsâ prior criminal history and return to
criminality in 2020. Beyond that, the district court made a general statement that it
ârecognize[d] the defendantâs history.â Sentencing Hrâg Tr., R. 39, Page ID #214. But the only
history that the district court discussed, beyond what is highlighted above, is Thomas-Mathewsâ
criminal history. Absent from the district courtâs sentencing consideration is any discussion of
Thomas-Mathewsâ childhood, his family, his children, his role in the community, or his career as
a barber. Thomas-Mathews repeatedly highlighted those issues in his sentencing memo and at
his sentencing hearing.
Thus, the district court failed âto show its work.â Byrd, 843 F. Appâx at 756. Instead, it
made âa simple and conclusory judicial assertion,â Ferguson, 518 F. Appâx at 467, that it must âimpose a sentence sufficient, but not greater than necessary to comply with the purposes of sentencing set forth in 18 U.S. Code 3553(a),â Sentencing Hrâg Tr., R. 39, Page ID #211. There is not âsufficient evidence in the record to affirmatively demonstrate the courtâs consideration ofâ the § 3553(a) factors. McBride,434 F.3d at 475
n.3 (citing Webb,403 F.3d 373
). As a result, this Court âis left to divine or extrapolateâ whether the district court even considered Thomas-Mathewsâ chief arguments. Byrd, 843 F. Appâx at 756. Because the district court was largely unresponsive to Thomas-Mathewsâ arguments around the § 3553(a) factors, âeven under [the] more deferential [plain error] standard, this case must be remanded for re-sentencing.â Wallace,597 F.3d at 804
.
No. 21-1824 United States v. Thomas-Mathews Page 20
4. Reassignment
Finally, Thomas-Mathews ârequests reassignment of his case to a different district judge
for resentencing.â Def.âs Br. at 34. This Court âpossess[es] the power, under appropriate
circumstances, to order the reassignment of a case on remand pursuant to 28 U.S.C. § 2106.â United States v. Lanier,988 F.3d 284, 298
(6th Cir. 2021) (quoting Rorrer v. City of Stow,743 F.3d 1025, 1049
(6th Cir. 2014)). However, the Court has cautioned that â[r]eassignment is an extraordinary power and should be rarely invoked.â Rorrer,743 F.3d at 1049
(quotation
omitted). To determine whether reassignment is necessary, the Court considers three factors:
(1) whether the original judge would reasonably be expected to have substantial
difficulty in putting out of his or her mind previously expressed views or findings;
(2) whether reassignment is advisable to preserve the appearance of justice; and
(3) whether reassignment would entail waste and duplication out of proportion to
any gain in preserving the appearance of fairness.
Lanier, 988 F.3d at 298â99 (quoting Rorrer, 743 F.3d at 1049).
As discussed above, the procedural errors in this case are nearly identical to those in the
Johnson cases. Nevertheless, the Court is cognizant that â[r]eassignments should be made
infrequently and with the greatest reluctance.â Solomon v. United States, 467 F.3d 928, 935(6th Cir. 2006) (quoting Sagan v. United States,342 F.3d 493, 501
(6th Cir. 2003)). The Court, therefore, declines to reassign the case. On remand, we trust that the district judge will âput[] out of his . . . mind previously expressed views or findings.â Lanier,988 F.3d at 299
(quoting Rorrer,743 F.3d at 1049
).
III. CONCLUSION
On remand, the district court must clearly recognize its independent authority to vary
from the Guidelinesâ crack-to-powder ratio. Additionally, as discussed herein, the district court
should expressly consider Thomas-Mathewsâ arguments concerning the § 3553(a) factors and his
argument that a within Guidelines sentence is greater than necessary in his individual case.
For the reasons set forth above, this Court VACATES Thomas-Mathewsâ sentence and
REMANDS for resentencing consistent with the opinion of this Court.
No. 21-1824 United States v. Thomas-Mathews Page 21
_________________
DISSENT
_________________
NALBANDIAN, Circuit Judge, dissenting. Because I would find Thomas-Mathewsâs
sentence procedurally and substantively reasonable, I would affirm the district courtâs sentence.
So I respectfully dissent.1
I.
Starting with procedural reasonableness, Thomas-Mathews argues that the district court
abused its discretion by misapprehending its authority to depart from the 18:1 ratio. I agree that
we review this argument for an abuse of discretion.
We presume that a district court understands its discretion to deviate from the Guidelines
absent clear evidence to the contrary. United States v. Santillana, 540 F.3d 428, 431(6th Cir. 2008); cf. United States v. Vonner,516 F.3d 382, 392
(6th Cir. 2008) (en banc) (âOur affirmance in todayâs case respects the central lesson from [Booker, Rita, Gall, and Kimbrough] that district courts have considerable discretion in this area and thus deserve the benefit of the doubt when we review their sentences and the reasons given for them.â). The district court âfully recognize[d its] discretion in determining an appropriate sentence as recognized by the United States Supreme Court in its decisions in Booker, Kimbrough, Rita, Gall, Spears, and the Sixth Circuit case of Herrera-Zuniga.â R. 39, Sentencing Hearing, PageID 211, Page 12. The court declined to depart from the Guidelines because it had âno policy dispute with the present ratio which pertains to crack and powder cocaine.âId.
at PageID 212, Page 13. Agreement with the Guidelines policy was a permissible reason for the court to adhere to the 18:1 ratio. See United States v. Brooks,628 F.3d 791, 800
(6th Cir. 2011).
Thomas-Mathews contends that the district court impermissibly ceded its discretion to
Congress. He relies on the courtâs questions to the government about the congressional history
1
I join the majority with respect to their holdings on issue preservation and on the appropriate standard of
review. I agree that the case should not be reassigned, but since I would affirm, I would not reach the question of
reassignment.
No. 21-1824 United States v. Thomas-Mathews Page 22
of revision of the ratio and its statement that âCongress is the one who passes the statutes of this
nature or the Guidelines Commission revisits the guidelines and submits guidelines with a one-
to-one ratio. That is the proper way to, in the Courtâs judgment, to deal with this particular
issue.â R. 39, Sentencing Hearing, PageID 207â08, 212, Page 8â9, 13.
Read in context, the courtâs questions about congressional history responded to Thomas-
Mathewsâs arguments about the executive branchâs recent change in position on the 18:1 ratio.
And, regarding the courtâs statement about the roles of Congress and the Guidelines
Commission, the court added that it recognized, âwith the change of administration and the
Department of Justice, that they are taking a different policy position than the former
administration on this issue as the policy maker for the executive branch of government.â Id. at
PageID 212, Page 13.
Thus, comparing congressional action to executive action, the court believed that
congressional action on the Guidelines is more significant than executive action. But at no point
did the court comment on the power of the court to diverge from the Guidelines. And if that was
not clear enough, the court ended its discussion of the requested departure by reiterating that âthe
Court at the present time has no policy dispute regarding the contours of the guideline as
presently constituted.â Id.
Because we assume that district courts understand their discretion to deviate, the court
expressed its understanding of this discretion, the court twice stated that it agreed with the
current ratio, and the transcript does not show a misunderstanding of the courtâs authority, I
would not find that the court abused its discretion.
II.
Turning to Thomas-Mathewsâs next procedural reasonableness challenge, he argues that
the district court erred by failing to consider whether the 18:1 ratio was excessive in his specific
case and by failing to address certain 18 U.S.C. § 3533(a) factors. I agree that these claims are
governed by plain error.
No. 21-1824 United States v. Thomas-Mathews Page 23
At the sentencing hearing, Thomas-Mathews argued for a 1:1 ratio in part because he was
already facing a lengthy sentence due to mandatory minimums under 18 U.S.C. § 924(c):
Thomas-Mathews does have two 924(c) convictions in this case, so his sentence
is being enhanced . . . a total of ten years, and so I think a sentence with a one-to-
one ratio on the possession with intent to deliver count would accomplish an
overall sentence that would be appropriate here.
R. 39, Sentencing Hearing, at PageID 207, Page 8.
The court directly responded to that argument. Immediately after addressing
Thomas-Mathewsâs policy disagreements, the court said:
The circumstances of this particular case are very concerning to the Court. We
have the toxic mix between possession of firearms and drug trafficking. Not only
do we have that mix, but we also have a situation where the defendant is found
with a weapon which he is not supposed to have, on November 22nd, 2020, only
to be followed up with another incident approximately six months later, on April
15, 2021, where he is also in possession of a firearm in furtherance of drug
trafficking.
Id.at PageID 213, Page 14. Thomas-Mathews describes the courtâs statement as âa separate discussion about firearm possession,â unrelated to his argument for an individualized departure from the Guidelines. Rep. Br. at 13. Not so. The courtâs statement is a direct rebuttal of that argument. Instead of seeing the18 U.S.C. § 924
(c) mandatory minimums as favoring a
downward variance, as Thomas-Mathews argued, the court found the âtoxic mix between
possession of firearms and drug traffickingâ weighed against a downward departure. R. 39,
Sentencing Hearing, at PageID 213, Page 14. Rather than fail to consider Thomas-Mathewsâs
argument for a case-based departure, the court considered the circumstances of his case and
explained why it rejected that argument. The court did not err, much less plainly.
Thomas-Mathews also contends that the district court erred in disregarding his history
and characteristics under 18 U.S.C. § 3553(a). Our analysis of sentencing is âfunctional.â United States v. Gunter,620 F.3d 642, 646
(6th Cir. 2010). This means that âwe must determine whether, based on the entirety of the sentencing transcript . . . we are satisfied that the district court fulfilled this obligation.âId.
So â[w]e are to focus less on what the transcript reveals that the court said and more on what the transcript reveals that the court did.âId.
And we have No. 21-1824 United States v. Thomas-Mathews Page 24 found a courtâs explanation sufficient where it states that it has considered the § 3553(a) factors, even if it does not provide extensive analysis. See United States v. Lapsins,570 F.3d 758, 774
(6th Cir. 2009).
The district court addressed the circumstances of the offenses of possession of firearms
and drug trafficking; Thomas-Mathewsâs âeloquent allocution statementâ accepting
responsibility; the threat he posed to the public; the need for specific and general deterrence; his
personal history, including that he did well for himself from his release from imprisonment in
2017 up until his current convictions; and his criminal history. R. 39, Sentencing Hearing, at
PageID 211â14, Page 12â15. The courtâs recognition that Thomas-Mathews avoided criminal
activity between 2017 and 2020 reasonably encompassed consideration of his reestablished
family life, growing community ties, and barber shop ownership during that same period. The
courtâs discussion of Thomas-Mathewsâs improvement and attempt to avoid crime shows that it
reviewed his record and was aware of specific mitigating factors. See Lapsins, 570 F.3d at 773. This analysis constitutes sufficient record evidence demonstrating the courtâs consideration of the § 3553(a) factors. See United States v. McBride,434 F.3d 470
, 475 n.3 (6th Cir. 2006). The courtâs failure to specifically discuss Thomas-Mathewsâs childhood is not error. But even if it was, that error was not a plain one that warranted remand. See Vonner,516 F.3d at 386
.
III.
Because I would find Thomas-Mathewsâs sentence procedurally reasonable, I consider
whether it was substantively reasonable. We review claims of substantive reasonableness for
abuse of discretion, whether the defendant objected below or not. United States v. Gardner,
32 F.4th 504, 530 (6th Cir. 2022), cert. denied sub nom. Carey v. United States,143 S. Ct. 251
(2022). We presume a within-Guidelines sentence is substantively reasonable.Id.
A defendant can rebut this presumption if a district court chose a sentence arbitrarily, ignored pertinent18 U.S.C. § 3553
(a) factors, or gave unreasonable weight to any single factor.Id.
Thomas-Mathews relitigates his argument against the policy of the 18:1 ratio in his
argument that his sentence is substantively unreasonable. He argues that the court did not give
his arguments adequate weight, and so the sentence it imposed did not âprovide just
No. 21-1824 United States v. Thomas-Mathews Page 25
punishment.â And, so his reasoning goes, because Thomas-Mathews was punished more
severely for his crack cocaine offense than he would have been if he had possessed powder
cocaine, his sentence failed to reflect the seriousness of his offense. We rejected this reasoning
in United States v. Simmons, when we found that for the defendantâs sentence to be substantively
unreasonable, âwe would have to hold not that district courts may vary from the Guidelines
based on the disparate treatment of crack and powder cocaine, but that crack sentences are
unreasonable unless the district judge varies from the Guidelines.â 587 F.3d 348, 365â66 (6th Cir. 2009). Such an approach would not only conflict with our precedent, but with the judicial role. âWere we to act upon [Thomas-Mathewsâs] suggestion, we would essentially be exercising legislative power.â United States v. Caver,470 F.3d 220, 249
(6th Cir. 2006). Because Thomas- Mathews has not shown that the ratioâs application was âunreasonable in his case, his challenge to his sentence on this ground must fail.âId.
Thomas-Mathews next argues that his sentence is substantively unreasonable because it
was greater than necessary to comply with the sentencing purposes of 18 U.S.C. § 3553(a)
considering his 120-month mandatory minimum sentence for the firearm counts. But the district
court considered the conduct underlying the mandatory minimum sentence and found the fact
that Thomas-Mathewsâs conviction resulted from the âtoxic mix between possession of firearms
and drug traffickingâ weighed against a downward departure. R. 39, Sentencing Hearing,
PageID 213, Page 14. This was not an abuse of discretion.
Thomas-Mathews finally argues that his sentence was substantively unreasonable
because the court afforded too much weight to his criminal history and not enough to mitigating
factors. The court considered Thomas-Mathewsâs argument about mitigating factors and
rejected it. Thomas-Mathews does not overcome the heavy burden of showing his sentence was
substantively unreasonable. See United States v. Cunningham, 669 F.3d 723, 733 (6th Cir. 2012)
(âBecause we are entitled to afford a sentence within the advisory Guidelines range a rebuttable
presumption of reasonableness, Defendant bears a heavy burden in showing that his sentence at
the low-end of his Guidelines range is unreasonable.â).
No. 21-1824 United States v. Thomas-Mathews Page 26
IV.
Because I would find Thomas-Mathewsâs sentence procedurally and substantively
reasonable, I would affirm. For these reasons, I respectfully dissent.