Joseph Fischer v. Karen Thomas
Citation78 F.4th 864
Date Filed2023-08-16
Docket22-5938
Cited12 times
StatusPublished
Full Opinion (html_with_citations)
RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 23a0182p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
â
JOSEPH FISCHER; FISCHER FOR SUPREME COURT
â
COMMITTEE; ROBERT A. WINTER, JR.,
â
Plaintiffs-Appellants, â
â
v. > No. 22-5938
â
â
HONORABLE KAREN A. THOMAS, as Member, Judicial â
Conduct Commission; HONORABLE R. MICHAEL â
SULLIVAN, as Member, Judicial Conduct Commission; â
HONORABLE EDDY COLEMAN, as Member, Judicial â
Conduct Commission; JEFF S. TAYLOR, as Member, â
Judicial Conduct Commission; HONORABLE JOE E. â
ELLIS, as Member, Judicial Conduct Commission; â
HONORABLE JANET LIVELY MCCAULEY, as Member, â
Judicial Conduct Commission; JIMMY SHAFFER, as â
Executive Secretary, Judicial Conduct Commission, â
Defendants-Appellees. â
â
Appeal from the United States District Court for the Eastern District of Kentucky at Covington.
No. 2:22-cv-00121âKaren K. Caldwell, District Judge.
Decided and Filed: August 16, 2023
Before: GRIFFIN, THAPAR, and MURPHY, Circuit Judges.
_________________
COUNSEL
ON BRIEF: Christopher Wiest, CHRIS WIEST, ATTY AT LAW, PLLC, Crestview Hills,
Kentucky, Thomas B. Bruns, BRUNS CONNELL VOLLMAR & ARMSTRONG, Cincinnati,
Ohio, Zachary Gottesman, GOTTESMAN & ASSOCIATES, Cincinnati, Ohio, for Appellants.
Jeffrey C. Mando, Olivia F. Amlung, ADAMS LAW, PLLC, Covington, Kentucky, Bethany A.
Breetz, Zachary D. Losey, STITES & HARBISON, PLLC, Louisville, Kentucky, for Appellees.
THAPAR, J., delivered the opinion of the court in which GRIFFIN and MURPHY, JJ.,
joined. GRIFFIN, J. (pg. 7), delivered a separate concurring opinion.
No. 22-5938 Fischer, et al. v. Thomas, et al. Page 2
_________________
OPINION
_________________
THAPAR, Circuit Judge. Two judicial candidates sued the Kentucky Judicial Conduct
Commission after they heard the Commission planned to investigate their campaign speech. The
district court denied a preliminary injunction, and the candidates appealed. We enjoined the
Commission from initiating an investigation during the campaign. But the candidates have since
lost their elections. Thus, they no longer face a threat of irreparable harm. We affirm the denial
of the preliminary injunction and dissolve the injunction pending appeal.
I.
Joseph Fischer and Robert Winter were candidates in Kentuckyâs 2022 judicial elections.
A few months before Election Day, the candidates received letters from the Kentucky Judicial
Conduct Commission. According to the letters, the Commission had received complaints
alleging that the candidatesâ campaign speech violated the Code of Judicial Conduct. The letters
didnât specify which of the candidatesâ statements had prompted the complaints, but they did
identify general issues. The letters faulted Fischer for identifying as âthe nominee of the
Republican Partyâ and faulted both candidates for âseeking, accepting, and usingâ endorsements
from the Republican Party and making promises about abortion issues likely to come before the
courts. R. 13-1, Pg. ID 118; R. 13-3, Pg. ID 123. The Commission asked the candidates to
respond to the allegations and invited them to discuss their campaigns at a Commission meeting.
The Commission would decide after the meeting whether to institute formal proceedings.
Rather than wait for the meeting, the candidates sued. Because the letters didnât specify
which of the candidatesâ statements were problematic, the candidates guessed. Fischer had
identified himself as âthe Conservative Republicanâ and used a generic elephant logo in
campaign advertising. R. 13, Pg. ID 100. Winter had called himself âconservativeâ and âa
Republican.â Id. Both candidates had used endorsements from pro-life groups, and both had
received (but neither sought nor used) endorsements from local Republican Party committees.
No. 22-5938 Fischer, et al. v. Thomas, et al. Page 3
In the candidatesâ view, the First Amendment protects their statements. They thus asked
the district court for a preliminary injunction. Because their campaigns were ongoing, they
requested an injunction that would allow them to continue their âprotected speech between now
and th[e] general election.â R. 3, Pg. ID 40. And because the candidates thought that theyâd be
harmed if the Commission even began formal proceedings, they asked for an injunction
âpreclud[ing] the initiation of formal proceedings.â Id.
The district court denied the request, and the candidates appealed. So that they could
continue speaking during their campaigns, the candidates asked us to enjoin the Commission
from instituting formal proceedings while their appeal was pending. We did. Fischer v.
Thomas, 52 F.4th 303 (6th Cir. 2022) (per curiam).
Election Day came, and the candidates lost their elections. Because the Commission can
still investigate speech the former candidates made during their candidacies, the preliminary-
injunction request isnât moot. But now that the election is over, the former candidates wonât
suffer irreparable harm. Accordingly, we affirm the district courtâs denial of a preliminary
injunction, and we dissolve the injunction pending appeal.
II.
First, we address our jurisdiction. Article III authorizes federal courts to hear âCasesâ
and âControversies.â U.S. Const. art. III, § 2. This means that, at âall stages of litigation, a
plaintiff must maintain a personal interest in the dispute.â Uzuegbunam v. Preczewski, 141 S. Ct.
792, 796(2021). At the outset of this appeal, we held the candidates likely had standing because the Commissionâs proceedings would chill their campaign speech. Fischer, 52 F.4th at 307â09; but seeid.
at 314â15 (Griffin, J., dissenting). Now, the election is over, and the Commission argues that the appeal has become moot. The appeal is moot if, because of changed circumstances, a preliminary injunction wouldnât have a âpractical effectâ on the candidatesâ rights. See Ohio v. EPA,969 F.3d 306
, 308 (6th Cir. 2020).
The candidates sought two types of preliminary injunctive relief. First, they asked for an
injunction allowing them to continue their campaign-related speech in the leadup to the
November 8, 2022, election. Because the election has passed, that relief wouldnât have a
No. 22-5938 Fischer, et al. v. Thomas, et al. Page 4
âpractical effectâ on the former candidatesâ ability to speak during a campaign. See id. at 309; see also Operation Kingâs Dream v. Connerly,501 F.3d 584
, 591â92 (6th Cir. 2007).
Second, the candidates asked for an injunction preventing the Commission from
instituting formal proceedings against them. Even after Election Day, the Commission can
initiate formal proceedings for conduct occurring during a judicial candidacy. Ky. R. Sup. Ct.
4.025(1). So, the former candidatesâ requested injunction would still have the âpractical effectâ
of preventing those proceedings. See EPA, 969 F.3d at 309. Thus, the appeal isnât moot. See
Powell v. McCormack, 395 U.S. 486, 497 (1969).
The Commission resists this conclusion by arguing that, without an ongoing election, its
proceedings wonât affect the thing the candidates were most concerned about: their ability to
campaign. But the former candidates worry that the Commissionâs proceedings will harm them
in other ways too, such as by leading to attorney discipline. For mootness purposes, we donât
evaluate whether this harm is irreparable. See Chafin v. Chafin, 568 U.S. 165, 174 (2013).
Instead, we ask whether the injunction will prevent the harm from occurring during the case. See
EPA, 969 F.3d at 309. By preventing the Commission from initiating formal proceedings against
the former candidates, a preliminary injunction would do just that. The preliminary-injunction
request isnât moot.
III.
To get a preliminary injunction, the former candidates must show (1) theyâre likely to
succeed on the merits, (2) theyâre likely to suffer âirreparable harmâ without a preliminary
injunction, (3) the balance of equities favor an injunction, and (4) an injunction is in the public
interest. D.T. v. Sumner Cnty. Schs., 942 F.3d 324, 326(6th Cir. 2019). These four components are often described as factors to be balanced.Id.
But the irreparable harm requirement is âindispensable.âId. at 327
. Because the candidates donât meet this requirement, we beginâand
endâwith it.
In the preliminary-injunction context, âirreparable injuryâ asks whether, without an
injunction, a plaintiff will likely suffer harm before final judgment that cannot be remedied at
final judgment. See id.This makes sense. The purpose of a preliminary injunction âis merely to No. 22-5938 Fischer, et al. v. Thomas, et al. Page 5 preserve the relative positions of the parties until a trial on the merits can be held.â Univ. of Tex. v. Camenisch,451 U.S. 390, 395
(1981). If the former candidates arenât likely to suffer harm until after final judgment, or if final judgment would fully remedy their harm, âthereâs no need to grant relief now as opposed to at the end of the lawsuit.â D.T.,942 F.3d at 327
. Thus, the former candidates must show harm that is likely, not remediable at final judgment, and immediate. See Memphis A. Philip Randolph Inst. v. Hargett,978 F.3d 378, 391
(6th Cir. 2020).
The former candidates identify four harms they claim theyâll suffer without an injunction.
None meets the irreparable-injury standard.
First, the former candidates argue that formal proceedings will chill their and other
candidatesâ speech in future campaigns. But thereâs no ongoing election, and the former
candidates havenât indicated that there will be before the case reaches final judgment. Thus, the
risk of chill isnât âimmediate.â See D.T., 942 F.3d at 327. If an election looms before this suit is
resolved, the candidates can renew their request for preliminary relief then.
Second, the former candidates argue that theyâll be irreparably harmed if the Commission
punishes them for their past protected speech. To be sure, if the Commission threatened to
impair the former candidatesâ ability to speak âat the time relief was sought,â the candidates
would suffer an irreparable injury. Elrod v. Burns, 427 U.S. 347, 373(1976). Thatâs because damages donât remedy â[t]he loss of First Amendment freedoms.â Seeid.
But here, the only
speech threatened by the Commissionâs proceedings has already occurred. Because punishment
wonât affect the former candidatesâ ability to speak, the harm caused by punishment isnât
irreparable: if a court finds that the past speech was protected, then the appropriate remedy is
damages, not an injunction.
Third, the former candidates argue that, once the Commission initiates formal
proceedings, a federal court wonât be able to stop them, making any harm caused by those
proceedings irreparable. Thatâs because federal courts usually wonât enjoin ongoing state
disciplinary proceedings. See Younger v. Harris, 401 U.S. 37(1971); Squire v. Coughlan,469 F.3d 551
, 555â58 (6th Cir. 2006). But this rule, called Younger abstention, applies only if state proceedings are âpendingâ before the federal suit moves beyond its early stages. Doran v. Salem No. 22-5938 Fischer, et al. v. Thomas, et al. Page 6 Inn, Inc.,422 U.S. 922
, 929â30 (1975); Hicks v. Miranda,422 U.S. 332
, 349â50 (1975). Here,
the federal suit has already moved beyond that point, and the Commissionâs proceedings still
arenât pending.
To see why, look first to the Commissionâs proceedings. The former candidates concede
that the Commissionâs proceedings werenât pending when the candidates filed their federal
complaint. And nothing has happened in those proceedings since.
Now, look to whether the federal suit has moved beyond the early stages, which depends
on whether proceedings âof substance on the meritsâ have begun. Id.at 349â50. They have. In fact, weâve enjoined the Commissionâs proceedings after finding that the candidates were likely to succeed on the merits of their First Amendment claims. That injunction âcertainlyâ qualifies as proceedings of substance on the merits. See Haw. Hous. Auth. v. Midkiff,467 U.S. 229, 238
(1984) (grant of a preliminary injunction âcertainlyâ qualifies).
Since the federal suit has moved beyond the early stages and the Commissionâs
proceedings still arenât pending, Younger abstention wonât apply. See Hicks, 422 U.S. at 349.
So, the former candidates canât rely on the possibility of Younger abstention to establish
irreparable harm.
Finally, the former candidates argue that formal proceedings will harm their reputations.
But the former candidates didnât raise this theory of harm below. Thus, theyâve forfeited the
argument. See Bannister v. Knox Cnty. Bd. of Educ., 49 F.4th 1000, 1011 (6th Cir. 2022).
Because the former candidates havenât shown theyâll suffer irreparable harm before final
judgment, they arenât entitled to a preliminary injunction. We affirm.
No. 22-5938 Fischer, et al. v. Thomas, et al. Page 7
___________________
CONCURRENCE
___________________
GRIFFIN, Circuit Judge, concurring.
I join the opinion of the court. I write separately to reiterate my view that plaintiffs lack
standing to challenge the actions of the Kentucky Judicial Conduct Commission. See Fischer v.
Thomas, 52 F.4th 303, 313â15 (6th Cir. 2022) (Griffin, J., dissenting). However, because the relevant facts have not changed since my colleagues saw it differently, seeid. at 313
(staying proceedings), our prior order on standing is the law of the case, see Howe v. City of Akron,801 F.3d 718
, 739â40 (6th Cir. 2015).
At this juncture, for the reasons stated by Judge Thapar in his well-written opinion,
plaintiffs have failed to show that they would suffer irreparable harm before final judgment and,
therefore, are not entitled to a preliminary injunction.