Vulenzo Blount, Jr. v. Stanley Eng'g Fastening
Citation55 F.4th 504
Date Filed2022-12-15
Docket22-5356
Cited37 times
StatusPublished
Full Opinion (html_with_citations)
RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 22a0267p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
â
VULENZO L. BLOUNT, JR.,
â
Plaintiff-Appellant, â
â
v. > No. 22-5356
â
â
STANLEY ENGINEERING FASTENING, a division of â
Stanley Black & Decker, Inc., â
Defendant-Appellee. â
â
Appeal from the United States District Court for the Western District of Kentucky at Paducah.
No. 5:19-cv-00109âBenjamin J. Beaton, District Judge.
Decided and Filed: December 15, 2022
Before: SILER, GILMAN, and NALBANDIAN, Circuit Judges.
_________________
COUNSEL
ON BRIEF: Nancy Oliver Roberts, ROBERTS LAW, Bowling Green, Kentucky, for
Appellant. Richard G. Griffith, Allison C. Cooke, STOLL KEENON OGDEN PLLC,
Lexington, Kentucky, for Appellee.
_________________
OPINION
_________________
RONALD LEE GILMAN, Circuit Judge. Vulenzo Blount, Jr. was fired from his job at
Stanley Engineering Fastening (Stanley) in August 2018 for using his cell phone while sitting in
the operatorâs seat of his idling forklift, in violation of Stanleyâs safety policies and the terms of
a âlast-chance agreementâ that Blount had signed less than a year before his discharge. Blount,
No. 22-5356 Blount v. Stanley Engâg Fastening Page 2
who is black, sued Stanley for race discrimination and retaliation under the Kentucky Civil
Rights Act (KCRA), Ky. Rev. Stat. § 344.040.
Blount denied that he had violated his last-chance agreement and alleged that Stanley did
not terminate the employment of several white employees who had engaged in similar or worse
conduct. He also alleged that he was fired in retaliation for filing an EEOC complaint three
years earlier. The district court granted summary judgment in favor of Stanley. For the reasons
set forth below, we AFFIRM the judgment of the district court.
I. BACKGROUND
Stanley is a parts-manufacturing division of Stanley Black & Decker, Inc., a major tool
company. Blount worked for Stanley for 21 years, most recently as a forklift operator in
Stanleyâs Hopkinsville, Kentucky plant. Due to the dangerous nature of Stanleyâs industrial
operations, it maintains extensive safety policies, including a prohibition on using cell phones
while working on the plant floor.
According to Stanley, Blount had previously been warned multiple times against using
his phone on the plant floor by the plantâs director. Then, on January 31, 2018, Stanley
employee Bonnie Taylor, who worked in the same area as Blount, filed a report alleging that
Blount was driving a forklift toward her with âneither of his hands on the wheelâ because he was
manipulating his smartwatch. Taylor went on to claim that she witnessed Blount using his
smartwatch on a forklift again a few minutes later. This time the forklift was stationary, but still
running.
Stanley initiated an investigation. When asked about the incident, Blount denied any
wrongdoing, but offered no explanation for his conduct. Stanleyâs investigation credited
Taylorâs account and determined that the incident occurred as she had reported.
Given the serious safety risks posed by using a smartwatch while operating a forklift,
Stanley took steps to terminate Blount immediately. Blountâs union interceded, however, and
proposed that he be placed under a last-chance agreement, which provided that any additional
No. 22-5356 Blount v. Stanley Engâg Fastening Page 3
safety violations within two years would result in Blountâs immediate termination. Stanley and
Blount both agreed, and they signed a last-chance agreement to that effect on February 7, 2018.
Less than seven months later, on August 28, 2018, Taylor reported that she saw Blount
using his cell phone in his lap while sitting on an idling forklift. Blount again denied the
conduct. But Stanley, after an investigation, concluded that Blount had violated his last-chance
agreement and fired him the next day. Blountâs union initially filed a grievance on his behalf,
but withdrew the grievance after the union was unable to corroborate Blountâs version of events
when he refused to provide his phone records.
As a totally separate matter, Blount had filed an EEOC complaint in July 2015 (more
than three years before he was fired), against Stanley for not promoting him. The EEOC
dismissed the complaint in April 2016 because it was âunable to conclude that the information
obtained establishes violations of the statutes.â
Blount filed this lawsuit in August 2019. He brought two claims against Stanley: first,
that he was fired because of his race, and second, that he was fired in retaliation for his 2015
EEOC complaint, both in violation of the Kentucky Civil Rights Act. After a lengthy and
contentious discovery process in the district court, both Blount and Stanley moved for summary
judgment. The court found that none of Blountâs proffered comparators âwere similar in the
legally relevant ways,â and that he therefore could ânot make out the necessary prima facie
showingâ of racial discrimination. The court further found that âStanley offered a legitimate
non-discriminatory reasonâserious safety violationsâfor firing Blount,â and that he could not
âprove this justification was pretext for intentional discrimination.â
With respect to Blountâs retaliation claim, the district court found not only that âStanley
had a legitimate non-retaliatory reason for terminating Blount,â but also that âno evidence
connects Blountâs protected conduct and his eventual termination.â The court accordingly
granted Stanleyâs motion for summary judgement and denied Blountâs. In the same opinion and
order, the court excluded two post-deposition affidavits filed by Blount and granted Stanleyâs
motion to strike the proffered âexpertâ testimony of Blountâs wife, Desma Blount. Blount has
timely appealed.
No. 22-5356 Blount v. Stanley Engâg Fastening Page 4
II. ANALYSIS
A. Standard of review
We review the district courtâs grant of summary judgment de novo, applying the same
standards as the district court. Jordan v. Howard, 987 F.3d 537, 542(6th Cir. 2021). Summary judgment is proper if there are no genuine disputes of material fact and the moving party âis entitled to judgment as a matter of law.â Fed. R. Civ. P. 56(a). A genuine dispute of material fact exists âif the evidence is such that a reasonable jury could return a verdict for the nonmoving party.â Anderson v. Liberty Lobby, Inc.,477 U.S. 242, 248
(1986).
B. Racial discrimination
The Kentucky Civil Rights Act prohibits, as âan unlawful practice,â the âdischarge [of]
any individual . . . because of the individualâs race.â Ky. Rev. Stat. § 344.040(1)(a). This
language is âvirtually identicalâ to the relevant portion of Title VII of the Civil Rights Act of
1964, 42 U.S.C. § 2000e-2(a)(1). Jefferson County v. Zaring, 91 S.W.3d 583, 586(Ky. 2002) (citation omitted). As a result, courts faced with racial-discrimination claims under the Kentucky Civil Rights Act follow the burden-shifting approach articulated in McDonnell Douglas Corp. v. Green,411 U.S. 792
(1973). Turner v. Marathon Petroleum Co.,804 F. Appâx 375
, 377 (6th Cir. 2020); Bd. of Regents of N. Ky. Univ. v. Weickgenannt,485 S.W.3d 299, 306
(Ky. 2016). In the absence of direct evidence of discrimination, an employee must first establish a prima facie case by showing that â(1) he or she was a member of a protected class; (2) he or she suffered an adverse employment action; (3) he or she was qualified for the position; and (4) he or she was replaced by someone outside the protected class or was treated differently than similarly-situated, non-protected employees.â Wright v. Murray Guard, Inc.,455 F.3d 702, 707
(6th Cir. 2006) (quoting DiCarlo v. Potter,358 F.3d 408, 415
(6th Cir. 2004)).
If the employee successfully makes out a prima facie case, then the burden shifts to the
employer to offer a âlegitimate, nondiscriminatoryâ reason for its actions. White v. Duke
Energy-Ky., Inc., 603 F. Appâx 442, 446(6th Cir. 2015) (citing Tex. Depât of Cmty. Affs. v. Burdine,450 U.S. 248, 253
(1981)). In that event, the burden shifts back to the employee to âproduce sufficient evidence from which a jury could reasonably reject [the employerâs] No. 22-5356 Blount v. Stanley Engâg Fastening Page 5 explanation of why it firedâ the employee and conclude that the proffered reason was merely a pretext for the true discriminatory motive. Miles v. S. Cent. Hum. Res. Agency,946 F.3d 883, 888
(6th Cir. 2020) (quoting Chen v. Dow Chem. Co.,580 F.3d 394, 400
(6th Cir. 2009)).
Employees typically try to establish pretext âin one of three ways: (1) by showing that the
employerâs articulated reason had no basis in fact; (2) by showing that the reason would have
been insufficient to motivate the employerâs action; or (3) by showing that the reason did not
actually motivate that action.â Turner, 804 F. Appâx at 378 (citations and internal quotation
marks omitted).
Stanley does not dispute that Blount has satisfied the first three elements of his prima
facie case: Blount is black, he was employed at Stanley for 21 years, and he was ultimately fired
from his job. Blount attempts to establish the final element of his prima facie caseâdifferential
treatmentâby comparing his situation to that of the following six white employees:
1. Scottie Brumfield. Brumfield was suspended for three weeks and given a
last-chance agreement for looking at âinappropriate materialâ on a company
computer. He did not violate his last-chance agreement, and his employment
was not terminated.
2. Chris Long. Long entered into a last-chance agreement for leaving
demeaning notes for a coworker and was required to attend anger-
management classes. He did not violate his last-chance agreement, and his
employment was not terminated. Blount also claims that Long was âcaught
on his phoneâ on the plant floor, but offers no evidence to support this
contention. Stanley was unaware of any such incident.
3. Brian Blake. Blake received an oral warning after he drove through a newly
installed red light on the plant floor. After stopping to allow others to pass
through the intersection, Blake proceeded through, unaware of the new light,
which had replaced a stop sign. Blake was not disciplined because no one had
been trained on the new light system yet, so Stanley was not issuing written
discipline to any employees for issues related to red lights at the time. Blount
also claims that Blake was a drug user, but offers no evidence that this is true
or that Stanley was aware of it.
4. David Noel. Noel received a written warning after he was observed using his
phone while seated next to a large, enclosed machine that he had been
operating. He then received a second warning for failing to tuck in
his shirt around dangerous machinery. Noel also received several
warnings for unexcused absences, culminating in a last-chance agreement.
Stanley terminated Noel for his attendance infractions, but the union was able
No. 22-5356 Blount v. Stanley Engâg Fastening Page 6
to secure his reinstatement. Blount also claims that Noel was a drug user, but
offers no evidence that this is true or that Stanley was aware of it.
5. Tim Nosbusch. Nosbusch received two last-chance agreements. The first
was issued after he made a rude comment to a coworker. The second was for
failing to latch his safety lanyard while operating a fixed lift above ground
level. Blount claims that Nosbusch failed to use his lanyard another time, but
no evidence suggests that Stanley knew about this incident. Nosbusch did not
violate either of his last-chance agreements, and his employment was not
terminated.
6. Breck Cavanaugh. Blount claims that Cavanaugh âwas on his cell phoneâ
when he had âsix wrecksâ on a forklift, but offers no evidence to support this
contention beyond Cavanaughâs testimony that he was drug tested five or six
times while at Stanley (drug testing can follow an accident). Cavanaughâs
personnel file reflects that he was placed on a one-year probation and issued a
final written warning after he backed into a wall on a forklift. Cavanaugh did
not violate the terms of his probation, and his employment was not terminated.
Blount also claims that he observed Cavanaugh showing Bonnie Taylor
something on his phone while seated on a forklift, but Stanley was unaware of
any such incident.
In addition to these six proffered comparators, Blount asserts without elaboration or evidentiary
support that â20 other whiteâ Stanley employees âwere not terminated for cell-phone use.â
To be considered similarly situated, a comparator need not be identical, but should be
similarly situated âin all relevant respects.â Wright, 455 F.3d at 710(quoting Ercegovich v. Goodyear Tire & Rubber Co.,154 F.3d 344, 352
(6th Cir. 1998)) (emphasis in original). âSuperficial similarities between a disciplined employee and his colleaguesâ are not enough to make them comparators. Arendale v. City of Memphis,519 F.3d 587, 604
(6th Cir. 2008). âDifferences in job title, responsibilities, experience, and work record can be used to determine whether two employees are similarly situated.â Leadbetter v. Gilley,385 F.3d 683, 691
(6th Cir. 2004) (citing Pierce v. Commonwealth Life Ins.,40 F.3d 796, 802
(6th Cir. 1994)).
Particularly relevant to this case is whether the proffered comparator and the plaintiff âhave
engaged in the same conduct without such differentiating or mitigating circumstances that would
distinguish their conduct or the employerâs treatment of them for it.â Ercegovich, 154 F.3d at 352(citation and internal quotation marks omitted). In order to be considered similarly situated, No. 22-5356 Blount v. Stanley Engâg Fastening Page 7 employees must have âengaged in acts of âcomparable seriousness.ââ Wright,455 F.3d at 710
(quoting Clayton v. Meijer, Inc.,281 F.3d 605, 611
(6th Cir. 2002) (emphasis in original)). The fact that two employees both received a warning or a negative performance review, for example, is not enough to make those employees similarly situated; instead, the reviews must concern similar work issues. Colvin v. Veterans Admin. Med. Ctr.,390 F. Appâx 454
, 458â59 (6th Cir. 2010). Ultimately, the court must âmake an independent determination as to the relevancy of a particular aspect of the plaintiffâs employment status and that of the non-protected employee.â Ercegovich,154 F.3d at 352
.
There are significant differences between Blount and each of his proffered comparators,
and the district court correctly concluded that none of them is similarly situated to Blount. The
last-chance agreements signed by both Brumfield and Long raised no workplace-safety concerns,
whereas Blountâs infractions posed a significant risk of injury or damage. See Wright,
455 F.3d at 710â11 (holding that sexual harassment is more serious than admitting an
unauthorized person into the workplace and spreading rumors because the harassment âcaused
actual serious harm to . . . peopleâ); Clayton, 281 F.3d at 611â12 (holding that the plaintiff and
other employees were not similarly situated despite engaging in the same conduct because the
plaintiff caused serious injury and the other employees did not). The same is true for Noelâs
attendance issues. See Mitchell v. Toledo Hosp., 964 F.2d 577, 580, 583 (6th Cir. 1992)
(concluding that a comparator with alleged attendance problems was not similarly situated to the
plaintiff, who was terminated for hiding company files and lying about it).
Although Blake, Noel, Nosbusch, and Cavanaugh were all involved in incidents that
raised safety concerns, none rose to the level of the danger to others posed by using a cell phone
or smartwatch while operating a forklift. Blake ran a newly installed red light on a single
occasion, but only after stopping to let others pass, and he did not repeat the same mistake after
being warned. See Colvin, 390 F. Appâx at 458â59 (holding that two employees were not
similarly situated when one had committed additional, serious errors that the other had not).
Noel used his phone while operating a machine, but Noelâs machine was enclosed and posed no
threat to anyone except himself. Likewise, had Noelâs untucked shirt become tangled in the
machinery, no one else would have been injured. That renders Noelâs safety threat less serious
No. 22-5356 Blount v. Stanley Engâg Fastening Page 8
than Blountâs, which posed a risk to others nearby. See Turner, 804 F. Appâx at 378â79 (holding
that a comparator whose safety violation posed a risk only to himself was not similarly situated
to a plaintiff whose conduct posed a risk to others); see also Clayton, 281 F.3d at 610â12
(holding that three white employees who committed the same safety error as the black plaintiff
were not similarly situated because the plaintiffâs error caused serious harm to a coworker).
The same situation applies to Nosbusch, who placed only himself at risk by failing to
attach his safety lanyard when operating a fixed lift above ground. Nor does the fact that
Nosbusch had two separate last-chance agreements render his circumstance more serious. As the
district court aptly observed, âNosbuschâs agreements concerned fundamentally different
conduct, so it makes sense that the first agreement, regarding interpersonal issues, didnât speak to
the issues covered by the second agreement, which addressed safety violations.â
Cavanaugh, whom the district court deemed Blountâs âclosest comparator,â was involved
in a single accident. Even considering this accident to be at least as serious as Blountâs
infractions, Cavanaugh did not have a repeat infraction after being warned and placed on
probation. See Mazur v. Wal-Mart Stores, Inc., 250 F. Appâx 120, 127(6th Cir. 2007) (holding that two employees who committed the same violation were not similarly situated because one violated the terms of his probation and the other was not on probation); Campbell v. Hamilton County,23 F. Appâx 318, 326
(6th Cir. 2001) (concluding that an employee who had no
previous, related warnings was not similarly situated to a plaintiff who committed additional
policy violations several weeks after being disciplined).
The most important distinction between Blount and all of his proposed comparators is the
lack of evidence that any Stanley employee remained employed after violating a last-chance
agreement. Brumfield, Long, Blake, Nosbusch, and Cavanaugh were all issued last-chance
agreements or placed on probation, but no evidence shows that any of them violated those
agreements without being terminated. Noel, by contrast, was terminated when he violated his
last-chance agreement related to attendance, even though his union was later able to secure his
reinstatement. Nor is there any evidence that Stanley was aware that any other employee used a
mobile device while operating a forklift.
No. 22-5356 Blount v. Stanley Engâg Fastening Page 9
Finally, throughout his briefing and in his filings in the district court, Blount levels
various accusations against many of his proffered comparators, asserting that they committed
numerous safety violations or used drugs while working for Stanley. But most of these
accusations are not based on Blountâs personal knowledge, and such uncorroborated assertions
are insufficient to sustain his burden of proof at the summary-judgment phase of the case. See
Jones v. City of Franklin, 677 F. Appâx 279, 282(6th Cir. 2017) (â[C]onclusory allegations, speculation, and unsubstantiated assertions are not evidence, and are not sufficient to defeat a well-supported motion for summary judgment.â (citing Lujan v. Natâl Wildlife Fedân,497 U.S. 871, 888
(1990))). In any event, Blount adduced no evidence that Stanley knew about any of
these alleged additional violations. Blount is ultimately unable to establish a prima facie case of
racial discrimination because none of his proffered comparators are similarly situated.
And even if Blount had established his prima facie case, he is unable to rebut Stanleyâs
nondiscriminatory explanation for his firing; namely, his serious safety infraction in violation of
his last-chance agreement. Blount contends that this reason has no basis in fact because he was
not using his cell phone on his idling forklift and because Taylor âcould not hear the electric
orange forklift because it makes no noise even if running.â Blountâs phone records, however,
corroborate both of Taylorâs reports.
Taylorâs first incident report in January 2018 states that she witnessed Blount
manipulating his smartwatch at âapproximately 2:35 pm,â and the phone records indicate that he
received at least five text messages between 2:30 p.m. and 2:32 p.m. Blount concedes that these
messages would have caused his smartwatch to vibrate. Taylorâs first report also notes that she
saw Blount on his smartwatch a few minutes later. The phone records are consistent here as
well.
The same is true for the second incident report in August 2018. Taylor stated that she
observed Blount using his phone between 12:30 p.m. and 1:00 p.m. During this time period,
Blount received a text and sent at least two messages. More generally, Blountâs phone records
reflect numerous incoming and outgoing texts and calls during the workday, and Blount admitted
sending âa lotâ of texts during business hours at Stanley.
No. 22-5356 Blount v. Stanley Engâg Fastening Page 10
Stanleyâs explanation for why it fired Blount is thus well-grounded in fact, and, in
any event, at the pretext stage Blount âmust put forth evidence which demonstrates that the
employer did not âhonestly believeâ in the proffered non-discriminatory reason.â
See Braithwaite v. Timken Co., 258 F.3d 488, 494(6th Cir. 2001) (quoting Smith v. Chrysler,155 F.3d 799
, 806â07 (6th Cir. 1998). Blount puts forward no such evidence.
Finally, in an apparent attempt to provide direct evidence of a discriminatory animus,
Blount questions the motives that Taylor might have had for reporting him. He claims that
Taylorâs black coworker, Sherliee Johnson, âwas not Bonnieâs friend.â Blount also suggests that
Taylor might have had improper motives because she received a raise nearly a year after she
reported Blount. But Blount offers no evidentiary support for either of these contentions. And
even if they were true, neither would suggest that Stanley fired Blount because of his race.
C. Retaliation
Blount, with little support or elaboration, also asserts that he was terminated in retaliation
for an EEOC complaint that he filed in July 2015, more than three years before he was fired.
Blountâs EEOC complaint concerned his application for promotions to quality-engineer and
third-shift-supervisor positions, which he claimed were denied because of his race. The precise
nature of Blountâs retaliation claim is unclear, but he appears to argue that he was terminated in
2018 because he helped the EEOC investigate his complaint in 2016, after the EEOC had dismissed
it. Blount does not specify what kind of investigatory assistance he allegedly provided.
Retaliation claims under the KCRA are analyzed using a burden-shifting framework
similar to that used to assess discrimination claims. A plaintiff must first make out a prima facie
case that (1) he was engaged in a protected activity, (2) the defendant knew this, (3) the
defendant took an adverse employment action against the plaintiff after the protected conduct,
and (4) there was a causal connection between the protected conduct and an adverse employment
action taken by the defendant. Montell v. Diversified Clinical Servs., Inc., 757 F.3d 497, 504(6th Cir. 2014); Brooks v. Lexington-Fayette Urban Cnty. Hous. Auth.,132 S.W.3d 790, 803
(Ky. 2004). The burden then shifts to the defendant to offer legitimate nonretaliatory reasons for its actions. Montell,757 F.3d at 504
. To overcome a proffered nonretaliatory justification, the No. 22-5356 Blount v. Stanley Engâg Fastening Page 11 plaintiff must then âput forward competent evidence from which a reasonable jury could conclude that the stated reason is merely pretextual.âId.
Blountâs retaliation claim fails for at least two independent reasons. First, Stanley had a
legitimate nonretaliatory reason for terminating Blount that he cannot show was pretextual. Blountâs
infractions raised legitimate safety concerns, and he was fired after violating his last-chance
agreement. No one involved in firing Blount, moreover, worked for Stanley when he filed his
EEOC complaint or when the EEOC dismissed it, and no evidence suggests that they were aware
of the complaint at the time of Blountâs discharge.
Second, no evidence connects Blountâs protected conduct to his eventual termination.
Although a plaintiff âis not required to demonstrate that the sole or even the primary reason for
the termination was related to the protected activity,â Blount must show that it âwas a substantial
and motivating factor in the decision to terminate.â See Bush v. Compass Grp. USA, Inc.,
683 F. Appâx 440, 453(6th Cir. 2017) (citation and internal quotation marks omitted). This typically ârequires proof that (1) the decision maker responsible for making the adverse decision was aware of the protected activity at the time that the adverse decision was made, and (2) there is a close temporal relationship between the protected activity and the adverse action.âId.
(quoting Brooks,132 S.W.3d at 804
). Over three years separate Blountâs termination in August
2018 from his EEOC complaint, which was filed in July 2015 and dismissed in April 2016.
The lack of temporal proximity in this case greatly diminishes the probability that
Blountâs termination was caused by his protected activity. See Clark Cnty. Sch. Dist. v. Breeden,
532 U.S. 268, 273â74 (2001) (âAction taken (as here) 20 months later suggests, by itself, no
causality at all.â). And again, Blount has not shown that anyone involved in his discharge was
even aware of the EEOC complaint at the time Blount was fired, much less motivated by it.
D. Evidentiary rulings and discovery
Apart from the merits of summary judgment, Blount argues that the district court abused
its discretion by striking certain affidavits and ruling against Blount on several discovery matters.
Blount first contends that the court abused its discretion by excluding two of his own affidavits
filed in support of his motion for summary judgment. He argues, without elaboration, that the
No. 22-5356 Blount v. Stanley Engâg Fastening Page 12
courtâs decision violated his due process rights under the Kentucky Constitution and under the
Fifth and Fourteenth Amendments to the U.S. Constitution.
ââWe review a district courtâs discovery-related rulings under the highly deferential
abuse-of-discretion standard.â This includes our review of a district court ruling on a motion to
strike an affidavit.â Ondo v. City of Cleveland, 795 F.3d 597, 603(6th Cir. 2015) (quoting Loyd v. St. Joseph Mercy Oakland,766 F.3d 580, 588
(6th Cir. 2014), and citing Aerel, S.R.L. v. PCC Airfoils, LLC,448 F.3d 899, 906
(6th Cir. 2006)). âA district court abuses its discretion when it ârelies on erroneous findings of fact, applies the wrong legal standard, misapplies the correct legal standard when reaching a conclusion, or makes a clear error of judgment.ââId.
(quoting Reeb v. Ohio Depât of Rehab. & Corr.,435 F.3d 639, 644
(6th Cir. 2006)).
We find no abuse of discretion in excluding either of Blountâs affidavits. The first
affidavit was not a proper declaration under 28 U.S.C. § 1746because it was unsworn and filed with Blountâs electronic signature rather than his personal signature. See Sfakianos v. Shelby Cnty. Govât,481 F. Appâx 244, 245
(6th Cir. 2012) (upholding the district courtâs exclusion of an unsigned, unattested summary-judgment affidavit because it did not comply with28 U.S.C. § 1746
). And the second affidavit, like the first, contains extensive hearsay and testimony about which Blount had no personal knowledge, as well as testimony that contradicts Blountâs earlier deposition. For these reasons, the district court did not abuse its discretion in excluding either affidavit. See France v. Lucas,836 F.3d 612
, 622â24 (6th Cir. 2016) (holding that an affidavit that âdirectly contradicts prior sworn testimony . . . should be stricken âunless the party opposing summary judgment provides a persuasive justification for the contradictionââ (quoting Aerel,448 F.3d at 906
)); Pack v. Damon Corp.,434 F.3d 810, 815
(6th Cir. 2006) (â[H]earsay . . . may not be considered on a motion for summary judgment.â); Sperle v. Mich. Depât of Corrs.,297 F.3d 483
, 495â96 (6th Cir. 2002) (holding that an âaffidavit [that] is not based upon personal knowledgeâ was âinsufficient to create a genuine issue of material factâ) (citing Weberg v. Franks,229 F.3d 514
, 526 n.13
(6th Cir. 2000)); see also Fed. R. Civ. P. 56(c)(4) (requiring that affidavits âmust be made on
personal knowledge, set out facts that would be admissible in evidence, and show that the affiant or
declarant is competent to testify on the matters statedâ).
No. 22-5356 Blount v. Stanley Engâg Fastening Page 13
Blount also argues that the district court improperly struck an âexpert opinion reportâ by
his wife, Desma Blount, purporting to show that Blount suffered emotional-distress damages.
Ms. Blount is a former school counselor, and Blount argues that her experience and âdiplomatic
ability to counsel parents, staff, teachers, administrators, and community individualsâ qualify her
as an expert.
We review a district court decision to exclude expert testimony using the abuse-of-
discretion standard. Conwood Co. v. U.S. Tobacco Co., 290 F.3d 768, 781 (6th Cir. 2002). In order for a witness to be qualified to give expert testimony under Rule 702 of the Federal Rules of Evidence, (1) the witness must be qualified by âknowledge, skill, experience, training, or educationâ; (2) the testimony must be ârelevant,â meaning that it will assist âthe trier of fact to understand the evidence or to determine a fact in issueâ; and (3) the testimony must be reliable, as assessed by its factual basis and the sufficiency of its methods. Bradley v. Ameristep, Inc.,800 F.3d 205, 208
(6th Cir. 2015) (citation and internal quotation marks omitted); see also In re Scrap Metal Antitrust Litig.,527 F.3d 517
, 528â29 (6th Cir. 2008).
The district court did not abuse its discretion in excluding Ms. Blountâs report. She is not
a licensed counselor, has counseled only children, and has not counseled at all for at least
20 years. This experience, or lack thereof, does not qualify her as an expert in emotional-distress
damages. Nor did Ms. Blount use reliable scientific methods to develop her report. As the
district court pointed out, her purported treatment and/or diagnosis of her husband consists
mainly of unsubstantiated personal observations and likely violated ethical standards for
counselors. Moreover, even if the court did abuse its discretion on this question, any error was
harmless because the question of whether Blount suffered emotional distress is irrelevant to the
merits of his employment-discrimination and retaliation claims.
Blount next argues that the district court âabused its discretion by not allowing [eight]
entire depositions to be filed in the record, only excerpts.â But the court did âallow the filing of
the entire transcripts,â even if it âonly consider[ed] the portions Blount cited, consistent with
Rule 56(c).â
No. 22-5356 Blount v. Stanley Engâg Fastening Page 14
Finally, Blount levels a bevy of complaints about other discovery issues, arguing that the
district court âabused its discretion by not allowing equal or fair discovery.â For example,
Blount argues that the â[d]istrict court declined to compel production of the cell phone records of
other employees, but ordered Blount to turn over his own phone records;â that he was improperly
not allowed to take the depositions of Jeff Allen, Kent Shane, Adam Perry, Sherliee Johnson, and
Theodore Morris; and that âthe court did not require [Stanley] to complete their Interrogatory
Answers by producing all the personnel files as repeatedly requested.â
The district courtâs opinion lays out in great detail the contentious discovery disputes that
characterized this case, and we perceive no abuse of discretion in any of Blountâs discovery-
related complaints on appeal. To the extent that Blount argues his inability to conduct discovery
that he needed in order to oppose Stanleyâs motion for summary judgment, Blount did not
properly request additional discovery through an âaffidavit or declarationâ explaining why he
could not âpresent facts essential to justify its opposition.â See Fed. R. Civ. P 56(d). The failure
to file such an affidavit is alone sufficient to deny Blountâs discovery requests. See Abercrombie
& Fitch Stores, Inc. v. Am. Eagle Outfitters, Inc., 280 F.3d 619, 627(6th Cir. 2002) (â[B]efore a summary judgment motion is decided, the non-movant must file an affidavit pursuant to Fed R. Civ. P. 56(f) that details the discovery needed, or file a motion for additional discovery. If he does neither, âthis court will not normally address whether there was adequate time for discovery.ââ) (quoting Plott v. Gen. Motors Corp.,71 F.3d 1190, 1196
(6th Cir. 1995)).
Blount, moreover, did not object to any of the magistrate judgeâs discovery orders. He
therefore waived the right to complain about them on appeal. See Bd. of Trustees v. Moore,
800 F.3d 214, 223(6th Cir. 2015) (holding that parties who do not timely object to a discovery order entered by a magistrate judge waive appellate review). Indeed, when he asserted these same discovery complaints in the district court, Blount did so by way of a motion to set aside under Rule 59 of the Federal Rules of Civil Procedure, which applies only to judgments, not to interlocutory orders like the discovery orders that Blount is challenging. See Loomis v. Chrysler Corp.,4 F. Appâx 214, 215
(6th Cir. 2001) (upholding a district courtâs denial of a Rule 59(e) motion to alter or amend a judgment because no final judgment had been entered). Not only that, but Blountâs motion did not address the factors under which courts assess motions to set No. 22-5356 Blount v. Stanley Engâg Fastening Page 15 aside. See Rodriguez v. Tenn. Laborers Health & Welfare Fund,89 F. Appâx 949, 959
(6th Cir.
2004). The district court, therefore, did not abuse its discretion in denying Blountâs discovery
requests.
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court.