Cindy Shadrick v. Hopkins Cnty., Kentucky
Cindy SHADRICK, Administratrix of the Estate of Tyler Butler, Deceased, Plaintiff-Appellant, v. HOPKINS COUNTY, KENTUCKY, Et Al., Defendants, Southern Health Partners, Inc., Defendant-Appellee
Attorneys
ARGUED: Gregory A. Belzley, Belzley-bathurst Attorneys, Prospect, Kentucky, for Appellant. Robert F. Duncan, Jackson & Kelly, PLLC, Lexington, Kentucky, for Appellee. ON BRIEF: Gregory A. Bel-zley, Belzleybathurst Attorneys, Prospect, Kentucky, for Appellant. Robert F. Duncan, Margaret Allison Moreman, Jackson & Kelly, PLLC, Lexington, Kentucky, for Appellee.
Full Opinion (html_with_citations)
STRANCH, J., delivered the opinion of the court in which STEEH, D.J., joined.
GRIFFIN, J. (pp. 751-60), delivered a separate dissenting opinion.
OPINION
Hopkins County contracted with Southern Health Partners, Inc. (SHP), a private, for-profit corporation, to provide medical services to inmates housed at the Hopkins
Butlerâs mother, Cindy (Jimenez) Sha-drick, filed suit under 42 U.S.C. § 1988, alleging that SHPâs failure to train and supervise its LPN nurses employed at HCDC violated Butlerâs constitutional right to adequate medical care. She also alleged that SHP was negligent under state law. The district court granted summary judgment for SHP on both claims. Jimenez v. Hopkins Cnty., No. 4:11-CV-00033, 2014 WL 176478, at *19-20, 22-23 (W.D.Ky. Jan. 13, 2014). Because the record demonstrates that there are genuine issues of material fact on the § 1983 claim and SHP is not entitled to share the countyâs governmental immunity on the state-law claim, we REVERSE the grant of summary judgment in favor of SHP and REMAND the case to the district court for further proceedings.
I. FACTS
Butler arrived at HCDC close to five oâclock on the afternoon of Thursday, April 8, 2010. He was late for his scheduled intake appointment, having walked from his residence. While Butler stood outside the door, Sherri McDowell, control tower operator, saw Butler put something in his mouth and swallow it. McDowell relayed her observation to Deputy Angela Peterson who, along with Deputy Rodney Knox, started Butlerâs booking procedures.
As Deputy Knox helped Butler change into a prison uniform, Butler vomited twice. Deputy Peterson noticed that Butler appeared to be under the influence and was sweating profusely. As she asked him questions to complete intake paperwork, his demeanor deteriorated and he had difficulty standing up.
Butler told Deputy Peterson that he had an MRSA infection and he was under a doctorâs care for high blood pressure, rheumatoid arthritis, gout, and osteoporosis. He listed several prescribed medications he was taking, including Prednisone, Seroquel, Allopurinol, and Colchicine.
Deputies Peterson and Knox did not want to admit Butler to HCDC due to his condition. Deputy Peterson asked Sgt. Carl Coy if she could refuse admission to an inmate who reported to HCDC pursuant to a court order. Sgt. Coy replied, in alignment with HCDCâs written policy, that only the medical staff possessed authority to refuse admission of an inmate for health reasons.
Deputy Peterson asked Candace Moss, SHPâs licensed practical nurse (LPN) and the only medical staff member oh duty at the jail, to come to the booking area. It was 5:25 p.m., shortly before shift change at 6:00 p.m. Moss knew she had to decide whether to admit Butler to HCDC. He told hĂŠr that he had frequent staph infections, that he was suffering from a staph infection in his groin area that his doctor had not examined, and that he had been vomiting, which he attributed to the staph infection. He also reported having a different rash that his doctor had not diagnosed.
Moss instructed the deputies to admit Butler to the jail. As an LPN, she knew she lacked the credentials to diagnose any illness, but she was aware that MRSA infection could lead to sepsis and death if not treated. She asked the chief deputy to accompany her as she physically examined Butler, but he declined and told her not to worry about it. Moss returned to the medical office where she wrote a short incident report at 5:40 p.m., placing Butler on 72-hour detoxification for suspected drug use and on medical watch due to his reported staph infection.
SHPâs âIntoxication and Withdrawal Policyâ provided that â[djetoxification will be carried out only under medical supervision and initiated by the medical staff with physician overview on an individual care basis.â R. 101-5 Page1D 2037 (emphasis added); R. 84 PagelD 1407-08, 1418. The policy further required consistent monitoring, documentation of all findings in the inmateâs medical chart, and documentation of vital signs twice daily on an Alcohol and Drug Detox Flow Sheet. Anticipating the end of her shift, Moss expected that Andy Johnson, LPN, the nurse coming on duty, would take Butlerâs vital signs, start the Alcohol and Drug Detox Flow Sheet, and monitor Butlerâs condition. Moss told Johnson that she had not examined Butler. When Johnson started his shift, he did not examine Butler or record his vital signs on an Alcohol and Drug Detox Flow Sheet. He did not call Dr. Davis for orders to manage Butlerâs medical conditions or to insure continuity of prescription medications.
HCDC staff assigned Butler to cell 203, located across from the booking area. His bed consisted of a mat placed on a concrete slab three to four inches off the floor. Although HCDC staff placed Butler on suicide watch, there is no evidence that Butler was evaluated for suicidal ideation.
During Butlerâs short stay at HCDC, his blood pressure was taken once each day on April 9, 10, and 11 at unknown times, as shown on a âBlood Pressure Record Formâ bearing the nurse initials âAJ.â Nurse Andy Johnson did not recall ever touching Butler. Each reading showed a decrease in blood pressure, but there is no evidence that Butler received blood pressure medication during his confinement or that the nurses took steps to assess why his blood pressure was falling in the absence of medication. A âMedication Administration Recordâ indicates Butler received Allopurinol twice on April 9, Prednisone twice on April 9, and Queti-apine (Seroquel) once on April 9; however, SHP stated under oath in response to a discovery interrogatory that âButlerâs medical record does not reflect that he was given any medications during his incarceration beginning on April 8, 2010.â R. 101-12 PagelD 2051-52. Even if But
None of the nurses who worked shifts during Butlerâs confinement at HCDC followed SHPâs written policy guidelines for the treatment of staph and MRSA infections. Because these infections can progress rapidly, the policy instructs medical staff to: examine inmate skin infections carefully; monitor the patient and document all medical findings; report the infection to the HCDC Medical Director and obtain orders for proper antibiotic treatment; seek emergency hospital care if the inmateâs condition worsens; notify jail staff to institute universal precautions to prevent spread of the infection; and report the infection to SHPâs corporate headquarters. These steps were not taken after Butler reported his staph infection.
As medications were passed out to inmates late on Friday afternoon, April 9, Deputy Knox heard Butler tell Candace Moss through the food flap of his cell that he had a staph infection. Although Butler was still on detoxification and suicide watch, Moss did not medically assess Butlerâs condition. Moss later admitted that her failure to monitor Butler and chart his vital signs in the medical record violated written SHP policies.
At mid-afternoon on Saturday, April 10, Butler told Deputy Knox that he was too sick to be in jail. He asked for a sick-call slip, which Deputy Knox provided. Knox and Deputy Chambers discussed Butlerâs bloated appearance and gray pallor, and Knox tried to persuade the SHP nurse on duty to see Butler. The record contains no evidence that a nurse examined Butler at that time.
Later on Saturday afternoon, Sgt. Coy accompanied an unknown nurse as she handed out medications to inmates. When Butler stated that he was unable to get up from the floor and walk to the cell door to receive his medication, Sgt. Coy and the nurse entered the cell to give Butler medication. The nurse did not converse with Butler or medically assess his condition. There is no written documentation that Butler actually received medication on Saturday.
Early Sunday morning, April 11, Deputy Brandon Lampton saw Butler sitting on the floor of his cell, leaning against the wall. His elbows were red and swollen, and he was in obvious pain. Lampton asked Butler if he was okay; Butler replied, âPm fine.â A few minutes later, at 6:18 a.m., LPN nurse Renee Keller, SHPâs only medical staff member on duty, cleared Butler from detoxification status early without examining or medically assessing his condition. She wrote in the medical chart that Butler had to remain isolated due to staph infection.
Lampton walked to the medical office to inform nurse Keller that Butler had been taken to the shower because he soiled his clothes. Lampton asked Keller if she knew about Butlerâs swollen joints. Keller said she was aware of Butlerâs situation and otherwise expressed no concern. According to Lampton, deputy jailers commonly received similar responses from SHP medical staff.
Within an hour, Lampton learned that Butler had defecated again. When Butler declined to take a second shower, Lampton handed him a clean uniform. Because Butlerâs condition was now âa real issue,â Lampton returned to the medical office, reported that Butler had diarrhea, and suggested that Butler should be moved to a segregation cell with a higher bunk so that he could rotate himself onto the toilet. Keller showed no inclination to check on Butler. Lampton informed his shift commander, Jeremy Witherspoon, that he was moving Butler to a segregation cell with a bunk. Lampton and Deputy Poe lifted Butler into the restraint chair and transferred him to the new cell. Lampton had never seen an inmate with such limited mobility.
Kellerâs testimony differed from Lamp-tonâs. She testified that she checked on Butler while he was showering and helped put his shirt on; that it was her idea to move Butler to a segregation cell with a bunk; and that she asked Butler if he needed anything and he told her he did not. She did not check his vital signs, document her visit with him, or give him any medication. She was not sure whether SHPâs written policies required her to take any such steps. She stated that it was customary for SHP medical staff to examine an inmate only if he submitted a sick call request.
On Sunday afternoon, HCDC deputies periodically checked on Butler, but the record includes no documentation of his medical status. Deputies looked through the cell window only to confirm that he was breathing. Between 3:30 and 4:00 p.m., Butler asked Deputy Kreitler for a drink of water because he could not get up. She told him to get the water from his cell faucet. Butler again asked for a cup of water. Although Kreitler agreed to retrieve one, she never did so. When she returned to the cell at 4:19 p.m., Butler was lying awkwardly on his bunk, unresponsive. She entered the cell and shook him, but he did not respond. He did not have a pulse and was cold to the touch.
Nurse Keller was called to the cell. She found Butler cold, blue-gray in color, and without a pulse. She did not begin CPR. At 4:25 p.m., she paged Dr. Davis, who did not respond. At 4:27 p.m., she called Emergency Medical Services. The county coroner arrived shortly after 4:30 p.m. and pronounced Butler dead. An autopsy disclosed that he died of a sudden cardiac arrhythmia due to sepsis, a complication of MRSA infection. Significant coexisting conditions were obesity with hypertension,
After Butlerâs death, Keller called her supervisor, Andrea Pleasant, SHPâs medical team administrator and nurse manager for HCDC. Pleasant had been out-of-town during most of Butlerâs incarceration. Pleasant called her supervisor, SHPâs regional administrator Betty Dawes, RN, to ask about completing necessary paperwork. At Dawesâs instruction, Pleasant went to the jail, faxed some papers to SHP headquarters, made sure Keller had tried to call the doctor, and then left. Jailer Joe Blue contacted SHP President and Chief of Operations, Jennifer Hairsine, and asked her to come to HCDC to evaluate whether any changes should be made.
On Monday, April 12, Hairsine and SHP Vice President of Operations, Lisa Watts, visited HCDC. They met with Jailer Blue for fifteen to twenty minutes. Blue summarized the recent events and reported the coronerâs suspicion that Butler had MRSA infection. They did not discuss Dr. Davis or the countyâs contract with SHP. After talking with Blue, Hairsine and Watts spoke to Angela Pleasant and a nurse, but Hairsine did not think the nurse was Keller or Johnson. If Hairsine spoke to Moss, it was by telephone. Hairsine told Blue that âeverything looks fĂneâ and demonstrated no concern that SHP medical personnel had acted improperly. After a two-hour visit, Hairsine and Watts returned to Chattanooga, Tennessee. Hair-sine did not know that Pleasant terminated Johnsonâs employment that day.
Jailer Blue admitted that he had not read SHPâs policies and procedures completely, but he and his employees relied on SHP nurses and the Medical Director to make all medical decisions concerning inmates. Blue acknowledged that, under Kentucky corrections policy, Butler was entitled to receive health care comparable to that available to free citizens in the surrounding community.
SHP is a privately-owned, for-profit Delaware corporation employing 800 workers, including more than 700 full- and part-time nurses. SHP maintains contracts with 198 jail facilities, thirty of which are located in Kentucky. Other facilities are located in Tennessee, Ohio, Mississippi, North Carolina, South Carolina, Pennsylvania, Texas, Virginia, and Wisconsin. The company currently does not provide medical services to inmates of HCDC.
SHP contracted with Dr. Davis to serve â˘as Medical Director at HCDC, but he denied any responsibility for training or supervising SHP nurses. He characterized himself as a consultant who is available to answer questions. He denied providing any treatment protocols to SHP, although he probably did give some advice about administering insulin. He did not know that Butler was confined at HCDC until he learned of Butlerâs death.
LPN Candace Moss had never worked in a correctional facility before. She did
LPN Andy Johnson gave similar testimony. He did not attend an SHP training program before starting work, although he received limited on-the-job training during his first two days of employment, such as learning where supplies were kept. He did not recall ever seeing a copy of SHPâs written policies and procedures.
LPN Renee Keller testified that SHP did not provide her with any training on the SHP policies or how she should perform her job. She recalled that Angela Pleasant conducted meetings approximately every other month to go over policy changes or to explain something the nurses were not doing correctly. She remembered being told to read the SHP policies and she signed a document confirming that she had done so, but she did not actually read all of the policies, and she could not discuss any specifics of them during her testimony. She did not know whether SHP policies required her to take Butlerâs vital signs or check on him while he was confined in segregation. No one from SHP supervised or critiqued her work or reviewed her medical progress notes to be sure that she was following SHP policies. A large part of her job involved referring to protocol books without consulting -the doctor. After Butlerâs death, no one from SHP talked to her about Butler.
LPN Angela Pleasant testified that SHP did not require her to have a working knowledge HCDC. She consulted SHPâs policies only if problems arose. Although she was responsible for supervising other nurses, she could not recall the policies on MRSA infection, segregation, or alcohol and drug detoxification. The nurses at HCDC followed an undocumented custom and practice of providing medical assistance only if an inmate asked for it or if there was an emergency. If an inmate reported a staph infection and vomiting, Pleasant would advise him to put in a sick-call slip and ask for help. If he did not do so within a few days, Pleasant would place him on suicide watch. She reasoned that, if the inmate does not seek help, he must have suicidal ideations. She would follow this course of conduct even though she knows that the inmateâs MRSA infection could rapidly deteriorate into sepsis and spread to other inmates and staff in the jail. After Butler died, SHP did not reprimand her or any other nurse for failing to follow any SHP policy.
Betty Dawes, an RN and SHPâs regional administrator, visited HCDC once every two to three months for four hours or less and sometimes conducted audits. During the visits, she talked to the Jailer and the nurses and reviewed some records. She could not recall any issues that were raised during these visits. Ordinarily, Dawes does not train new nurses, but she will provide training if it is needed. She had never read HCDCâs policies, but she expected Angela Pleasant to be familiar with them. Dawes conceded that SHP nurses did not meet the standard of care in monitoring and treating Butler and that they failed to follow SHP policies on alcohol and
According to President Hairsine, SHP bids a jail contract depending on what a county is willing to pay for nurses. She believes that SHP nurses are trained by virtue of being licensed in Kentucky, and they might receive additional training from the medical team administrator, the regional administrator or the vice-president of operations, all of whom are nurses. Hairsine does not know how RNs and LPNs differ in medical training or how their scope of practice differs except that she is aware LPNs cannot diagnose medical conditions. SHP relies on the nurse to inform the company of her scope of practice and to notify the company if she is operating outside that scope. On one or two occasions, SHP regional administrators notified Hairsine that their LPN nurses had engaged in conduct outside their scope of practice. Hairsine is also aware that SHP nurses sometimes follow a practice of documenting only medical abnormalities in inmate charts instead of maintaining consistent chart documentation.
Hairsine was fully involved in drafting SHPâs policies and procedures, which are reviewed every six months. Hairsine stated that SHP nurses are required to read the policies and sign a document stating they have done so, but SHP allows the nurses to implement the written policies at their discretion.
Hairsine further testified, in contradiction to HCDCâs written policy, that SHP nurses can only recommend to HCDC staff that an inmate should be admitted to the facility; the ultimate authority to make the admission decision lies with HCDC administrators, not SHP staff. In contrast to Dr. Davisâs testimony, Hairsine stated that the Medical Director is responsible for supervising medical personnel at HCDC, including the medical team administrator, Pleasant. Hairsine spoke to Dr. Davis by telephone after Butler died. Although Dr. Davis expressed concern that he did not know Butler was housed at HCDC, Hairsine thought Dr. Davis did not possess any information suggesting that the SHP nurses should have called him about Butler.
Finally, Hairsine was unaware of any previous complaints about SHP staff who worked at HCDC. She conducts a file review after every reported inmate death, but usually she does not visit the jail facility where the death occurred.
After reviewing this and other evidence, Shadrickâs medical expert, Madeleine La-Marre, opined that SHP failed to establish an adequate health care system to meet the serious medical needs of the inmate population at HCDC. In her opinion, all of the SHP nurses who had contact with Butler violated generally accepted standards of nursing practice and all of them exceeded the legal scope of their practice as LPNs licensed in Kentucky. LaMarre further opined that SHP failed to hire sufficient numbers of qualified medical professionals to work at HCDC, and because LPNs âare not licensed to make independent nursing assessments or nursing diagnoses, ... the use of standing orders and treatment protocols by LPNs is not consistent with Kentucky nursing practice standards. Thus, LPNs should be directly supervised by a registered nurse or physician.â PagelD 2032. Because this was not the case at HCDC, LaMarre
LaMarre observed that this was not the first time Butler had been denied access to a qualified health care provider who could diagnose and treat his medical conditions. She provided several examples of nurses making medical decisions beyond the scope of their practice during Butlerâs previous confinements at HCDC in 2007 and 2008. Finally, LaMarre opined that SHP did not train the staff adequately on the health care policies and procedures or maintain a functioning quality improvement program to monitor compliance with SHP policies and procedures.
On this record, the district court granted summary judgment in favor of SHP, and Shadrick now appeals. We have jurisdiction under 28 U.S.C. § 1291.
II. STANDARD OF REVIEW
We review de novo a district courtâs grant of summary judgment. Cass v. City of Dayton, 770 F.3d 368, 373 (6th Cir.2014). Summary judgment is appropriate if, viewing the facts and reasonable inferences in the light most favorable to the nonmoving party, there are no genuine issues of material fact for trial. Fed. R.Civ.P. 56(a); Cass, 770 F.3d at 373.
III. ANALYSIS
Shadrick seeks reversal on two grounds. First, she contends there are genuine issues of material fact remaining for trial on her § 1983 claim against SHP for failure to train and supervise its LPN nurses. She further argues that she produced sufficient proof to proceed against SHP on a theory of negligence and that SHP is not entitled to qualified official immunity on this claim under Kentucky state law. We begin with the federal claim.
A. Failure to train and supervise
To prevail on a cause of action under § 1983, a plaintiff must prove â(1) the deprivation of a right secured by the Constitution or laws of the United States (2) caused by a person acting under the color of state law.â Jones v. Muskegon Cnty., 625 F.3d 935, 941 (6th Cir.2010) (internal quotation marks omitted). The second requirement is not in question. Our court has held that private corporations performing traditional state functions, such as the provision of medical services to prison inmates, act under color of state law for purposes of § 1983. Rouster v. Cnty. of Saginaw, 749 F.3d 437, 453 (6th Cir.2014). The parties here, like those in Arflack v. County of Henderson, 412 Fed.Appx. 829, 830 n. 2 (6th Cir.2011) â prior litigation involving SHP â do not dispute that SHP stands in the shoes of Hopkins County for purposes of § 1983 liability.
The constitutional right at issue arises from the Eighth Amendmentâs prohibition on cruel and unusual punishment because Butler was serving a criminal sentence at the time he died at HCDC. See Shreve v. Franklin Cnty., 743 F.3d 126, 133 (6th Cir.2014). That Amendment barred SHP and its employees from unnecessarily and wantonly inflicting pain on Butler through deliberate indifference to his serious medical needs. Id. In the Supreme Courtâs words,
elementary principles establish the governmentâs obligation to provide medical care to those whom it is punishing by incarceration. An inmate must rely on prison authorities to treat his medical*737 needs; if the authorities fail to do so, those needs will not be met. In the worst cases, such a failure may actually produce physical âtorture or a lingering death,â the evils of most immediate concern to the drafters of the [Eighth] Amendment.
Estelle v. Gamble, 429 U.S. 97, 103, 97 S.Ct. 285, 50 L.Ed.2d 251.(1976) (citation omitted).
The âdeliberate indifferenceâ standard of the Eighth Amendment governs SHPâs responsibility for training and supervising its LPN nurses concerning their legal duty to honor an inmateâs constitutional right to adequate medical care. SHPâs failure to train and supervise its LPN nurses adequately âabout their legal duty to avoid violating citizensâ rights may rise to the level of an official government policy for purposes of § 1983,â Connick v. Thompson, 563 U.S. 51, 131 S.Ct. 1350, 1359, 179 L.Ed.2d 417 (2011), and constitute the moving force behind Butlerâs harm. See Bd. of Cnty. Commârs of Bryan Cnty. v. Brown, 520 U.S. 397, 404, 117 S.Ct. 1382, 137 L.Ed.2d 626 (1997); Burgess v. Fischer, 735 F.3d 462, 478 (6th Cir.2013) (citing Monell v. Depât of Soc. Servs., 436 U.S. 658, 694, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978)). Shadrickâs burden under § 1983 is to prove that SHPâs failure to train and supervise its LPN nurses about the legal duty to provide constitutionally adequate medical care amounted âto deliberate indifference to the rights of persons with whom.the [nurses] come into contact.â City of Canton v. Harris, 489 U.S. 378, 388, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989). The law does not permit Shadrick to hold SHP liable under § 1983 on theories of vicarious liability or respondeat superior. See Rouster, 749 F.3d at 453.
Deliberate indifference âis a stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action.â Bryan Cnty., 520 U.S. at 410, 117 S.Ct. 1382. The standard is comprised of both objective and subjective components. Jones, 625 F.3d at 941. The objective component is easily met in this case because Butler suffered from a variety of medical conditions demonstrating a âsufficiently seriousâ medical need for treatment and care. See Farmer v. Brennan, 511 U.S. 825, 834, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994) (quoting Wilson v. Seiter, 501 U.S. 294, 298, 111 S.Ct. 2321, 115 L.Ed.2d 271 (1991)). Nearly all of his medical conditions had been diagnosed by his private physician as mandating treatment, and Butlerâs need for medical care while confined at HCDC was âso obvious that even a lay person would easily recognize the necessity for a doctorâs attention.â Jones, 625 F.3d at 941 (quoting Harrison v. Ash, 539 F.3d 510, 518 (6th Cir.2008)). The deputy jailers could tell that Butler needed prompt medical treatment even though they did not have the same medical training as SHPâs nurses.
The subjective element of deliberate indifference requires proof that SHP possessed a culpable state of mind in failing to train and supervise LPN nurses working within the jail environment. Id. Shadrick cannot meet this requirement by showing mere negligence, Farmer, 511 U.S. at 835, 114 S.Ct. 1970 yet the bar is not so high that Shadrick must prove SHPâs actual intent to cause harm, as our dissenting colleague suggests. Dissent at 752 (âDeliberate indifference, unlike negligence, requires intent.â) The Supreme Court has defined deliberate indifference as âlying somewhere between the poles of negligence at one end and purpose or knowledge at the otherâ and it is âroutinely equated ... with recklessness.â Farmer, 511 U.S. at 836, 114 S.Ct. 1970. Acting or failing to act âwith deliberate indiffer
Shadrick can thus establish an Eighth Amendment violation if she can prove that SHP knew of and disregarded an excessive risk to inmatesâ health or safety; the proof must demonstrate that SHP was âaware of facts from which the inference could be drawn that a substantial risk of serious harmâ existed and that SHP drew the inference. Farmer, 511 U.S. at 837, 114 S.Ct. 1970. More specifically, Shadrick must prove that SHPâs training program and supervision were inadequate for the tasks the nurses were required to perform, the inadequacy resulted from SHPâs deliberate indifference, and the inadequacy actually caused, or is closely related to, Butlerâs injury. See Plinton v. Cnty. of Summit, 540 F.3d 459, 464 (6th Cir.2008); Russo v. City of Cincinnati, 953 F.2d 1036, 1046 (6th Cir.1992).
Our analysis focuses on the adequacy of SHPâs training program, see id. at 390, 109 S.Ct. 1197 which is ânecessarily intended to apply over time to multiple employees.â Bryan Cnty., 520 U.S. at 407, 117 S.Ct. 1382. Shadrick cannot meet her burden of proof by showing that one nurse was unsatisfactorily trained, that âan otherwise soundâ training program was ânegligently administered,â or that harm could have been avoided if the nurse had had âbetter or more training, sufficient to equip [her] to avoid the particular injury-causing conduct.â See City of Canton, 489 U.S. at 390-91, 109 S.Ct. 1197. Instead, Shadrick can demonstrate SHPâs failure to provide LPN nurses with adequate training and supervision in one of two ways. She can show â[a] pattern of similar consti
it may happen that in light of the duties assigned to specific officers or employees the need for more or different training is so obvious, and the inadequacy so likely to result in the violation of constitutional rights, that the policymakers ... can reasonably be said to have been deliberately indifferent to the need. In that event, the failure to provide proper training may fairly be said to represent a policy for which the city is responsible, and for which the city may be held liable if it actually causes injury.
City of Canton, 489 U.S. at 390, 109 S.Ct. 1197. As an example, âcity policymakers know to a moral certainty that their police officers will be required to arrest fleeing felons.â Id. at 390 n. 10, 109 S.Ct. 1197. Having armed the police officers with guns to accomplish the task, âthe need to train officers in the constitutional limitations on the use of deadly force can be said to be âso obvious,â that failure to do so could properly be characterized as âdeliberate indifferenceâ to constitutional rights.â Id. (internal citation omitted). This method of proof does not require Shadrick to show that SHP had actual or constructive notice that its nurses were deficiently trained, as asserted in the dissent; proof of actual or constructive notice is necessary only when a plaintiff pursues § 1983 liability on the pattern theory of constitutional violations. See Connick, 131 S.Ct. at 1360-61.
The likelihood that a particular situation will recur and the probability that an employee to a finding that the policymakerâs decision not to train reflects deliberate indifference âto the obvious consequence of the policymakersâ choice â namely, a violation of a specific constitutional or statutory right.â Bryan Cnty., 520 U.S. at 409, 117 S.Ct. 1382. âThe high degree of predictability may also support an inference of causation â that the municipalityâs indifference led directly to the very consequence that was so predictable.â Id. at 409-10, 117 S.Ct. 1382.
When we apply these principles and examine the facts in the light most favorable to Shadrick, as we must in reviewing a motion for summary judgment, Cass, 770 F.3d at 373, the record reveals .genuine issues of material fact that precluded a grant of summary judgment. SBP chose by contract to assume the countyâs constitutional medical obligations to its prisoners. SBPâs administrators knew that the LPN nurses interacted with dozens of inmates presenting a wide and recurring range of medical conditions that required timely and accurate diagnosis and treatment. As we explain more fully below, a reasonable jury could find that the potential risk of the commission of constitutional torts by LPN nurses who lack the essential knowledge, tools, preparation, and authority to respond to the recurring medical needs of prisoners in the jail setting is so
1. The training program and supervision were inadequate
The evidence reveals that SBP did not have a training program. See Campbell v. City of Springboro, 700 F.3d 779, 794 (6th Cir.2012). There is no indication in the record before us that SBP designed and implemented any type of ongoing training program for its LPN nurses. While the nurses may have received some limited on-the-job training when .beginning their employment, such as learning where supplies were kept, there is no proof of a training program that was designed to guide LPN nurses in assessing and documenting medical conditions of inmates, obtaining physician orders, providing ordered treatments to inmates, monitoring patient progress, or providing necessary emergency care to inmates within the jail environment in order to avoid constitutional violations.
LPN nurses complete a level of medical training, they obtain a Kentucky license, and they arrive on the job with a limited set of medical skills. This § 1983 claim does not turn, as the dissent says, on whether the nurses know how to make ârudimentary medical judgmentsâ about inmatesâ symptoms or whether they know when to call the doctor. Dissent at 754. Shadrickâs expert witness established that LPN nurses lack any authority to diagnose medical conditions, yet the nurses are routinely confronted with frequent and competing demands for medical care arising from the needs of numerous inmates suffering from maladies of varying severity. It is predictable that placing an LPN nurse lacking the specific tools to handle the situations she will inevitably confront in the jail setting will lead to violation of the constitutional rights of inmates. A reasonable jury, therefore, could determine that SHPâs failure to train and supervise its LPN nurses in meeting their constitutional obligations demonstrates SHPâs own deliberate indifference to the highly predictable consequence that an LPN nurse will commit a constitutional violation. See Bryan Cnty., 520 U.S. at 409, 117 S.Ct. 1382. A jury could find that âthe unconstitutional consequences of failing to trainâ are âso patently obviousâ that SHP should be held âliable under § 1983 without proof of a pre-existing pattern of violations.â Connick, 131 S.Ct. at 1361. Even the dissent acknowledges that City of Canton applies if âthe need is so patent as to be self-evident.â Dissent at 755.
The lack of training and supervision by SHP is clearly evidenced by the blanket inability of the LPN nurses who worked at HCDC to identify and discuss the requirements of SHPâs written policies governing their work. See Russo, 953 F.2d at 1046 (noting police officers were unable âto give specific responses as to the content of their training.â) The nurses professed ignorance of the written medical treatment protocols and policies purportedly drafted by SHP to guide their conduct. The nurses denied receiving ongoing training about their medical responsibilities within the jail setting, and they disclosed that their superiors did not give feedback or regular evaluations to let them know whether they performed appropriately. A genuine issue of material fact exists about whether SHP required the nurses to sign documents attesting that they had read and understood the SHP policies and protocols. Most troubling is the admission of Angela Pleasant, SHPâs on-site nursing manager at HCDC, that she was not familiar with the SHP policies she was specifically designated to enforce. Key here also is her open
Two high-level supervisors disclaimed any responsibility for training and supervising the LPN nurses. Dr. Davis denied that it was his job to train or supervise them, and Betty Dawes, SHPâs regional administrator, conceded that she did not offer any type of training program or insure that the nurses were trained to carry out their responsibilities. Further, because she never compared the SHP policies to the jail policies to find any conflicts within them, she made no effort to clarify the proper course of conduct for nurses in instances of policy conflict.
Shadrick traced the lack of adequate training and supervision to the top of SHPâs organization. President Hairsine is not college-educated or medically trained, and she could not explain the differences in the permitted scope of medical practice for LPNs and RNs. Rather than provide training and supervision necessary to insure that LPN nurses acted within the scope of practice, SHP expected the nurses to define that scope for the company. Hairsine pointed to the SHP policies and treatment protocols as proof of instruction, yet she candidly admitted that SHP allowed LPN nurses to use the policies and protocols in their discretion, even though a critical document like the MRSA policy mandated immediate implementation of a specialized treatment protocol. Shadrickâs expert witness opined that SHP failed to provide adequate training and supervision to the LPN nurses. See Russo, 953 F.2d at 1047 (âEspecially in the context of a failure to train claim, expert testimony may prove the sole avenue available to plaintiffs to call into question the adequacy of ... training procedures.â)
Taking this evidence in a light most favorable to Shadrick, see Cass, 770 F.3d at 373, a reasonable jury could find that SHP was deliberately indifferent to the need to train and supervise its LPN nurses to provide adequate medical care to inmates, especially in view of the obvious risk that the Constitution could be violated without such training and supervision. See City of Canton, 489 U.S. at 390, 109 S.Ct. 1197. As the party moving for summary judgment, SHP did not satisfy its initial burden to show the lack of genuine issues of material fact in dispute, Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986), and Shadrick, the non-moving party, produced sufficient evidence âon which the jury could reasonably findâ that SHP inadequately trained and supervised its LPN nurses, see Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986); Plinton, 540 F.3d at 464 (observing plaintiff demonstrated a genuine issue of material fact on the âinadequacy-of-training prong of City of Canton );â Russo, 953 F.2d at 1047. On this record, the grant of summary judgment to SHP was inappropriate.
Neither the Supreme Courtâs decision in Connick nor this courtâs decision in D'Ambrosio v. Marino, 747 F.3d 378 (6th Cir.2014), compel a different result. Both Connick and DAmbrosio involved § 1983 claims brought against prosecutors who failed to turn over exculpatory evidence to defendants as required by Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). Connick, 131 S.Ct. at 1355-56; D'Ambrosio, 747 F.3d at 382. In Connick, the Supreme Court recognized that City of Canton âleft open the possibilityâ that âa pattern of similar constitutional violations might not be necessary to
This case mirrors the example given in City of Canton. The obvious need to train police officers who lack knowledge of the constitutional constraints on the use of deadly force parallels the obvious need to train LPN nurses who lack knowledge about the constitutional dimensions of providing adequate medical care to inmates in the jail setting. Unlike licensed prosecutors who completed law school, routinely attend ongoing continuing legal education classes, receive on-the-job legal mentoring, and labor under rules of professional responsibility to master their Brady obligations, Connick, 131 S.Ct. at 1361-62, LPN nurses employed within the prison environment may be required to make professional judgments outside their area of medical expertise. Unless the employer provides necessary training, the LPN nurses lack knowledge about the constitutional consequences of their actions or inaction in providing medical care to inmates. Because it is so highly predictable that a poorly trained LPN nurse working in the jail setting âutterly] lack[s] an ability to cope with constitutional situations,â id. at 1363, a jury reasonably could find that SHPâs failure to train reflects âdeliberate indifference to the âhighly predictable consequence,â namely, violations of constitutional rights,â id. at 1361 (quoting Bryan Cnty., 520 U.S. at 409, 117 S.Ct. 1382). Unlike Connick and DâAmbrosio, this case falls squarely within âthe narrow range of Cantonâs hypothesized single-incident liability.â Connick, 131 S.Ct. at 1361.
2. The inadequacy of training resulted from SHPâs deliberate indifference
Shadrickâs evidence demonstrates that SHPâs inadequate training and supervision of its LPN nurses resulted from its own deliberate indifference to the rights of inmates with whom the nurses came into contact. See id. at 1360; City of Canton, 489 U.S. at 388, 109 S.Ct. 1197. As we explained above, none of the administrators within SHPâs organizational hierarchy â President Hairsine, Regional Administrator Dawes, Nurse Manager Pleasant, or the Medical Director, Dr. Davis â took responsibility to train LPN nurses at HCDC or to provide them with appropriate supervisory oversight to avoid violation of the constitutional rights of confined inmates to adequate medical treatment for their serious medical needs. See City of Canton, 489 U.S. at 388, 109 S.Ct. 1197. President Hairsineâs failure to .enforce
Evidence concerning the conduct of SHP after Butlerâs death further confirms the companyâs deliberate indifference. When Jailer Blue called President Hair-sine to HCDC after Butlerâs death, she visited for less than two hours and pronounced âeverything was fine.â There is no proof that Hairsine, Watts, Dawes, Pleasant, or any other SHP manager investigated whether Butlerâs death was related to the adequacy of medical care SHP nurses provided or failed to provide. Nurses Keller and Johnson both testified that no one from SHP contacted them about Butlerâs death. Nurse Pleasant stated that neither she nor any other staff member was counseled or disciplined by an SHP administrator following Butlerâs death. RN Dawes conceded that the LPN nurses assigned to HCDC did not follow SHPâs policies and procedures in caring for Butler, that the nurses failed to meet the medical standard of care, and that the nurses failed to follow documentation guidelines. But Dawes made no attempt to train the nurses before or after Butler died, and she offered only a belated âsupport visitâ to the staff following Butlerâs death. In the opinion of Sha-drickâs expert witness, SHPâs business model by its nature creates substantial deficiencies in the provision of adequate health care services to inmates.
The conduct of SHP staff both before and after Butlerâs death is relevant to whether SHPâs failure to train and supervise its LPN nurses reflected a deliberate or conscious choice for which SHP may be held liable under § 1983. See City of Canton, 489 U.S. at 389, 109 S.Ct. 1197. Because the decisions of President Hairsine represent SHPâs official policy, moreover, a jury could find that her deliberate indifference is equivalent to SHPâs deliberate indifference. See Pembaur v. City of Cincinnati, 475 U.S. 469, 480-81, 483-84, 106 S.Ct. 1292, 89 L.Ed.2d 452 (1986).
There is simply no evidence in this record that SHP took any steps to train and supervise its LPN nurses concerning the constitutional dimensions of care in a prison environment. Because a jury reasonably could find that the inadequacy in the training program resulted directly from SHPâs deliberate indifference, SHP is not entitled to summary judgment on this element of the claim.
3. The inadequacy in training actually caused, or is closely related to, Butlerâs injury
Reasonable jurors could further determine that SHPâs inadequate training and supervision actually caused, or was closely related to, Butlerâs injury and death. See Plinton, 540 F.3d at 464. Butler was a sick man when he reported for admission to HCDC. The deputy jailers did not want to admit him, but they deferred to Candace Moss, SHPâs visiting LPN, who was the only medical staff person on duty and the only one with authority to decide whether to admit Butler to the jail. Moss admitted Butler to the jail without conducting a medical examination and did not call Dr. Davis for treatment orders. Nurses Johnson, Moss, and Keller each failed to assess Butlerâs medical condition and seek physician orders during the following 72 hours. At best, the evidence shows that Butler received three blood pressure checks and five prescription tablets, none of which constituted nec
The undisputed facts establish that Butlerâs urgent need for medical treatment was apparent the moment he walked through HCDCâs door, yet SHP staff did not provide it in spite of Butlerâs requests for help and the urging of jail deputies to attend to Butler. Not only were the SHP nurses aware of facts alerting them that Butler faced a substantial risk of serious harm if he did not receive timely and proper medical care, there is evidence they actually drew the inference of a substantial risk of serious harm and recklessly disregarded it. See Farmer, 511 U.S. at 835, 114 S.Ct. 1970 (â[A]cting or failing to act with deliberate indifference to a substantial risk of serious harm to a prisoner is the equivalent of recklessly disregarding that risk.â) The lack of evidence that SHP trained and supervised its nurses in their constitutional obligations to provide medical care could lead a reasonable jury to find that SHP was deliberately indifferent to the inmates with whom the nurses came into contact and that SHPâs failure to train and supervise the nurses actually caused, or was closely related to, Butlerâs death. See Plinton, 540 F.3d at 464.
Shadrick produced sufficient evidence to create genuine issues of material fact for trial on all three elements of her § 1983 claim against SHP for failure to train and supervise the LPN nurses. She met SHPâs summary judgment motion with evidence that SHPâs training program is inadequate for the tasks the LPN nurses are required to perform, that the inadequacy resulted from SHPâs deliberate indifference, and that the inadequacy actually caused, or was closely related to, Butlerâs injury. Summary judgment on the § 1983 claim was unwarranted, thus requiring us to reverse and remand the case for further proceedings on this claim.
Although we do not address Shadrickâs argument that a pattern of tortious or unconstitutional conduct by inadequately trained nurses existed, see Bryan Cnty., 520 U.S. at 407-08, 117 S.Ct. 1382; Burgess, 735 F.3d at 478, evidence about similar incidents of inmate deaths in jail facilities served by SHP may be relevant to whether SHP acted with deliberate indifference to the medical needs of inmates with whom its nurses came into contact at HCDC. This is a trial issue for the district court to resolve on remand. We do not address Shadrickâs contention that SHP management ratified the conduct of its nurses.
B. Negligence and immunity under Kentucky law
Shadrick next challenges the district courtâs ruling that SHP is protected by qualified official immunity from the negligence claim brought against it. Because qualified official immunity does not apply to SHP, a corporate entity, and because SHP is not entitled to governmental immunity as the agent or alter ego of Hopkins County, we reverse the grant of summary judgment in favor of SHP on the negligence claim.
Sovereign immunity has long protected the Commonwealth of Kentucky from suit, Comair, Inc. v. Lexington-Fayette Urban Cnty. Airport Corp., 295 S.W.3d 91, 94 (Ky.2009), and â[c]ounties, which predate the existence of the state and are considered direct political subdivisions of it, enjoy the same sovereign immunity as the state itself.â Id.; Lexington-Fayette Urban Cnty. Govât v. Smolcic, 142 S.W.3d 128, 132 (Ky.2004); Schwindel
In providing medical services to incarcerated inmates, SHP claims to act as an arm, agent, or alter ego of Hopkins County. To determine whether SHP is entitled to share the countyâs governmental immunity, we apply the test announced by the Kentucky Supreme Court in Co-mair: The immunity inquiry turns on the source of the entity and âthe nature of the function it carries out.â Comair, Inc., 295 S.W.3d at 99; Coppage Constr. Co. v. Sanitation Dist. No. 1, 459 S.W.3d 855, 859 (Ky.2015). The origin of the entityâ whether it was created by the state, the county, or a city â is important because the entityâs immunity status depends to some extent on whether the parent entity is immune. Comair, Inc., 295 S.W.3d at 99. The second part of the test â the nature of the function carried out â must focus âon state level governmental concerns that are common to all of the citizensâ of the state, such as the corrections system. Id.
When we apply both components of the Comair test, we conclude that SHP is not entitled to share the countyâs governmental immunity. Although SHP performed a governmental function in providing medical care to county inmates, SHP cannot demonstrate that its origin derived from Hopkins County. In response to SHPâs manifest inability to meet the origin requirement, the dissent blends the first part of the Comair test into second, rendering the origin reqirement superfluous. Dissent at 758 (âE at if the source and nature of the function is otherwise clear ... there is no need to retrace the entityâs genesisâ) (emphasis added). But the Kentucky Supreme Court instructs us to analyze both parts of the Comair test and we do so here.
SHP clearly satisfies the second part of the Comair test because SHP, by contract, was charged with performing Hopkins Countyâs traditional governmental function of providing medical services to inmates held at HCDC, which is part of a larger state-wide corrections system. Hopkins County is required by state statute to âprescribe rules for the government, security, safety, and cleanliness of the jail and the comfort and treatment of prisoners,â and it must also bear the costs of âproviding necessary medical, dental, and psychological care for indigent prisoners in the jail.â Ky.Rev.Stat. Ann. § 441.045(1) & (3) (West 2015). Kentucky administrative regulations, however, do not place the burden to provide direct inmate medical care on the counties themselves. Instead, â[t]he jailâs medical services shall be provided by contracting with a health care provider licensed in Kentucky.â 501 Ky. Admin. Regs. 3:090 (2015) (emphasis added). In conformity with this state regulation, Hopkins County contracted with SHP to provide necessary medical services to inmates incarcerated at HCDC. Hopkins County retained no control over the manner or means by which SHP provided the contracted medical services because the regulation explicitly states that the countyâs Jailer may not restrict the health care staff in the performance of medical duties except to require the medical staff to adhere to the jailâs security requirements. Id. All medical procedures are required to be performed âaccording to orders issued
SHP, however, cannot meet the first part of the Comair test, which focuses on the origin immunity. Comair, Inc., 295 S.W.3d at 99. Hopkins County did not create SHP as a governmental agency, nor did it designate SHP as the countyâs agent or alter ego. Instead, private individuals formed SHP as a for-profit corporation under Delaware law. SHP is managed by a private corporate hierarchy and exists to provide medical services to dozens of prison facilities in multiple jurisdictions.
Hopkins County did not exercise control over SHP because at all times SHP conducted itself as an independent contractor of the county. This is expressly addressed in the partiesâ written agreement. In Section 9.1 of the contract, the parties created the boundaries of their business relationship: âThe parties acknowledge that SHP is an independent contractor engaged to provide medical care to inmates at the Jail under the direction of SHP management. Nothing in this Agreement is intended nor shall be construed to create an agency relationship, an employer/employee relationship, or a joint venture relationship between the parties.â R. 77-26, Page ID 1309 (emphasis added). In addition, SHP agreed in section 8.3 âto indemnify and hold harmless the County, its agents, servants and employees from any and all claims, actions, lawsuits, damages, judgments or liabilities of any kind whatsoever arising out of the operation and maintenance of the aforesaid program of health care services conducted by SHP, it being the express understanding of the parties hereto that SHP shall provide the actual health care services.â Id.
SHP thus contracted to perform a governmental function, but it may not partake of the countyâs sovereign immunity because it did not derive its existence and status from Hopkins County. See Comair, 295 S.W.3d at 99. Having failed to satisfy both components of the Comair test, SHP is not entitled to governmental immunity. Id. See also Coppage Constr. Co., 459 S.W.3d at 860-64 (denying immunity to a sanitation district formed by communities in northern Kentucky because the district was not an arm or alter ego of the counties exercising substantial control over the district nor did it perform a function critical to Kentuckyâs infrastructure); Transit Auth. of River City v. Bibelhauser, 432 S.W.3d 171, 174 (Ky.Ct.App.2013) (holding transportation entity met first prong of Comair test, but failed to show it carried out a function integral to state government).
A recent case decided by the Court of Appeals of Kentucky analyzing and applying the Comair test supports our analysis. Kentucky River Foothills Dev. Council, Inc. v. Phirman, No. 2013-CA-001858, â S.W.3d -, 2015 WL 1746483 (Ky.Ct.App. April 17, 2015). We review the case in some detail because its reasoning is instructive here.
Kentucky River Foothills Development Council was incorporated under Kentucky law as a private nonprofit corporation in 1962. Id. at *1,-. Kentucky River was designated under federal law to serve as a community action agency to combat poverty in four Kentucky counties. Id. at *1-2, -. Congress later repealed statutes governing community action agencies and established the Community Services Block Grant Program, which transferred responsibility for running the program from the federal government to the states. Id. at *3, -. The federal government issued block grants to the- states and
Applying the Comair test, the Court of Appeals agreed with Kentucky River âthat providing services to the poor at the county level has historically been treated as an integral government function,â but determined that alone was insufficient to cloak Kentucky River with governmental immunity. Id. at *6-7,-. Numerous factors impact the pertinent analysis:
As recognized in Caneyville, while Kentucky places the most weight on the governmental function element, other factors should also be considered in particularly close cases. These could include: (1) whether state statutes and case law tend to characterize the entity as an arm of the state; (2) whether state resources may be required in satisfying adverse judgments against the entity; (3) whether the state has a financial or otherwise relevant beneficial interest in litigation affecting the entity; (4) how the entity is funded; (5) its level of autonomy; (6) whether the entity deals with primarily local or statewide problems; (7) how state law/courts treat the entity; (8) the ability of the entity to sue and be sued in its own name; (9) whether the entity holds and uses property; (10) whether the entity can take or sell property; (11) the independent management authority of the entity; (12) whether the entity performs governmental or proprietary functions; (13) the entityâs corporate status; and (14) whether the entityâs property is subject to state taxation.
Id. at *7, -. The existence of these many factors âis why it is particularly important to consider the first prong of the Comair test, whether the entity was established by the government, in tandem with the governmental function prong.â Id. Careful examination of how the entity was created and whether it is the offspring of a parental entity immune from suit will necessarily require consideration of the Ca-neyville factors, âsuch as how the state statute characterizes the entity, the extent by which the state controls the entity and its property, and whether, and to what extent, the entity functions apart from the state.â Id.
The Court of Appeals concluded that Kentucky River âwas not created by or at the behest of the state or any county of the state.â Id. Instead, Kentucky River is a nonprofit corporation, formed by private citizens, which maintains an existence and administers programs independently of the Commonwealth or its counties. Id. Designation of Kentucky River as a community action agency âdid not vest the Commonwealth with any interest in Kentucky Riverâs real or personal propertyâ; âthe Commonwealth did not take control of Kentucky Riverâs day-to-day operations or have direct oversight in the administration of programs funded separately] from the block grantsâ; and âKentucky River remained free to serve other interests outside the scope of its designation as a com
At bottom, the Court of Appeals concluded, â[t]he receipt of money from the government to further a cause important to government should not transform an otherwise private entity into a governmen-tally immune agency.â Id. at *9,-. âA line must be drawn somewhere before the concept of governmental immunity is expanded far beyond any reasonable parameter.â Id. Although in Kentucky River the Court of Appeals denied governmental immunity to a private, nonprofit corporation, its reasoning applies equally to private, for-profit corporations.
Like Kentucky River, SHP âwas not established by the government for its benefit.â See id. SHP was not even subject to the same level of governmental control and oversight that Kentucky River experienced. SHP was established as a private for-profit corporation long before Hopkins County designated it as an independent contractor to provide medical services to inmates housed at HCDC. See id. State statutes do not characterize SHP as an arm of the state and neither does Kentucky case law. In a recent whistleblower suit brought against SHP by some of its employees, the Court of Appeals held that SHP was not a political subdivision of the state because there was little evidence that Campbell County had any control over the specific, day-to-day aspects of SHPâs work providing medical services to inmates. See White v. Southern Health Partners, Inc., Nos. 2012-CA-001092, 2012-CA-001106, 2013 WL 2659897 (Ky.Ct.App. June 14, 2013) (unpublished). As in White, SHP here retained full autonomy to decide the nature and extent of medical services to be supplied to Hopkins County inmates. The contract between Hopkins County and SHP expressly provided that no county resources would be required to satisfy adverse judgments for tort liability because SHP agreed to indemnify Hopkins County. SHP maintains independent management and funds itself through profit-making enterprise extending beyond its relationship with Hopkins County. The company holds and disposes of its own property and retains the ability to sue and be sued in its own name. SHP continues to exist as a for-profit corporation long after its contract with Hopkins County ended. See Kentucky River Foothills Dev. Council, â S.W.3d at -, 2015 WL 1746483 at *7.
Like Kentucky River, SHP is not entitled to governmental immunity. See id. at *10, -. âThe independent contractor ... is no sovereign, and the protection of sovereignty should no longer be extended to him, since, in the light of our changed views as to public policy, the public should not take the advantage of getting its work done cheaply by shifting the burden of sustaining the damage caused by negligent prosecution of that work by an indepen
Other courts have likewise declined to extend immunity to private, for-profit corporations charged with providing medical services under contracts with governmental entities. For example, a federal district court in Mississippi ruled that Wexford Health Sources, Inc., a for-profit Florida corporation operating as an independent contractor to provide health care to inmates in Mississippi prisons, was not entitled to tort immunity despite the degree of control exercised over Wexford by the Mississippi Department of Corrections. Estate of Cheney ex rel. Cheney v. Collier, No. 4:02cv111, 2012 WL 2403486, at *2-8 (N.D.Miss. June 25, 2012). Applying many of the same factors as Kentucky River, the district court held that Wexford did not operate as a political subdivision of the state and was not entitled to share its immunity. Id. at *6-8. In a state case answering a certified question from a federal district court, the Oklahoma Supreme Court ruled that a private corporation providing emergency medical services under a contract with a public trust established for that purpose is not entitled to governmental immunity for negligent acts. Sullins v. Am. Med. Response of Oklahoma, Inc., 23 P.3d 259, 264 (Okla.2001). These cases, although not controlling in our court, nonetheless support our analysis.
The district court below erred by extending qualified official immunity to SHP. Qualified official immunity protects individual public officials or employees who are sued in tort for their good-faith discretionary ĂĄcts undertaken within the scope of their employment. Jones v. Cross, 260 S.W.3d 343, 345 & n. 1 (Ky.2008); Yanero, 65 S.W.3d at 521; Rivera v. Lankford, Nos. 2012-CA-2057, 2058, 2059, 2097, 2123, 2162, 2216, 2217, 2014 WL 2536914, *8-9 (Ky.Ct.App. June 6, 2014); Jerauld v. Kroger, 353 S.W.3d 636, 639-40 (Ky.Ct.App.2011). Qualified official immunity should not be confused with governmental immunity, which applies to government agencies and entities, not to individuals. See Furtula v. Univ. of Ky., 438 S.W.3d 303, 305 n. 1 (Ky.2014); Caneyville Volunteer Fire Depât, 286 S.W.3d at 801; Kentucky River Foothills Dev. Council, â S.W.3d at -, 2015 WL 1746483, at *2. Because SHP is a corporate entity sued in its official capacity, only governmental immunity could possibly apply, and we have already explained why SHP is not entitled to governmental immunity.
The dissent desires to extend qualified official immunity to SHP by applying Jer-auld, 353 S.W.3d 636, a case involving a negligence claim brought against a psychologist in his individual capacity. Following that path would obliterate the dis-. tinction between governmental immunity and qualified official immunity that the Kentucky appellate courts have fully articulated in their cases. Litigants and courts would be disserved by sowing seeds of confusion in this complex field of state immunity law that has âvexed the courts of the Commonwealth for decades.â Coppage Constr. Co., 459 S.W.3d at 859. In Coppage, Comair, Caneyville, Furtula, Jones, and Yanero, the Kentucky Supreme Court has provided guidance for distinguishing among the various types of immunity and to aid resolution of difficult questions of state immunity law. We are not free to disregard or rewrite Kentucky law, see Erie R.R. Co. v. Tompkins, 304 U.S. 64, 79-80, 58 S.Ct. 817, 82 L.Ed. 1188 (1938); instead, we are bound to follow the immunity precepts defined by the Kentucky courts in their interpretation of their own state law. See Felder v. Casey, 487 U.S. 131, 151, 108 S.Ct. 2302, 101 L.Ed.2d 123 (1988) (âfederal courts are constitu
Finally, SHP and the dissent rely on Autry v. Western Kentucky University, but that case is readily distinguishable for the reasons set forth by the Court of Appeals of Kentucky in Kentucky River, â S.W.3d at -, 2015 WL 1746483, at *8. Western Kentucky University, a state agency, created the non-profit Student Life Foundation (SLF) to hold title to dormitory properties. Autry, 219 S.W.3d at 718. The university transferred title to SLF, which in turn entered into a management agreement with the university providing that the university would operate the dormitories, collect rent, and hire and supervise staff. Id. A wrongful death action was brought against the university, SLF, and several individual defendants in their official and individual capacities. Id. at 716. The Kentucky Supreme Court concluded that the university was fulfilling its statutory duty by managing the dorms and was entitled to governmental immunity. Id. at 718. SLF, formed by the university for a specific and limited purpose, existed only to serve the universityâs needs and acted as its alter ego. Id. at 718-19. Because âSLF has no truly independent existence fromâ the university, delegating dorm management to the university was âtantamount to [the university] delegating to itself.â Id. at 719. Therefore, SLF shared the immunity of the state agency, the university. Id.
In this case, by contrast, Hopkins County did not create SHP, nor was SHP the alter ego of Hopkins County, nor did SHP exist solely to .serve Hopkins County. As the Kentucky Court of Appeals did in Kentucky River, we distinguish Autry on this basis.
We acknowledge a troublesome paragraph at the end of Autry which notes that âSLF was sued directly, on the assumption that it is not a governmental entity at all. This amounts to suing SLF in its individual capacity. In that capacity, SLF is entitled to qualified official immunity, depending upon whether its delegation of management ... was a discretionary or a ministerial function.â Id. The opinion then relies on Yanero, a case applying qualified official immunity to individual persons, to support a statement that SLF engaged in discretionary acts and was entitled to qualified official immunity in its individual capacity. Id.
We think this paragraph is dicta and incorrectly applies to a corporate entity the concept of qualified official immunity that is meant to protect individual persons from suit in their individual capacities, thereby blurring a distinction in immunity law that Kentucky courts ordinarily draw with precision. See e.g., Furtula, 438 S.W.3d at 305 n. 1; Caneyville Volunteer Fire Depât, 286 S.W.3d at 801; Jones, 260 S.W.3d at 345 & n. 1; Yanero, 65 S.W.3d at 521; Rivera, 2014 WL 2536914, *8-9; and Jerauld, 353 S.W.3d at 639-40. For instance, in Louisville Arena Authority, Inc. v. Ram Engineering & Construction, Inc., 415 S.W.3d 671 (Ky.Ct.App.2013), the Court of Appeals prefaced its discussion of sovereign and governmental immunity âwith the clarification that no official or employee of the Finance Cabinet has been named in an'individual capacity. Consequently, we are not concerned with qualified official immunity and the distinctions between ministerial and discretionary functions.â We - are likewise concerned
IV. CONCLUSION
SHP has not demonstrated its entitlement to summary judgment on the § 1983 claim for failure to train or supervise its LPN nurses, and SHP is not entitled to governmental immunity, on the negligence claim. Accordingly, we REVERSE the grant of summary judgment in favor of SHP and we REMAND the case for further proceedings consistent with this opinion.
. According to Shadrick, Butler also took Lortab, a controlled substance, for arthritis pain and Benicar for hypertension.
. Apparently, the nursing shift report documented that Butler " âhas a staph infection, no antibiotic â has not seen doctor â vomiting â rash all over body. Detox/Medical Watch x 72 hours.â â R. 101-3 PagelD 2024. We have not located a copy of this report in the record.
. According to Shadrick, Butler suffered from many medical conditions, including an ongoing MRSA infection that required antibiotic treatments. During Butlerâs 2007 confinement at HCDC for ninety days, the staff refused to allow Butler to bring his prescription pain medication into the facility. The nursing staff asked Shadrick to refill her son's 30-day supplies of Allopurinol and Colchicine only once during the 90-day confinement period. During that same incarceration, Butler contacted his mother repeatedly to report that he was not receiving his medications and to ask for help. He told her that, without his medications, he became immobile and had vomiting and diarrhea. According to Shadrick, Butler pleaded, "Please help me. They're going to let me die.â When Shadrick called the jail to ask why Butler was not receiving his medications, the nurse told her that medications were handed out to inmates twice each day, at 5:00 a.m. and 5:00 p.m. If the inmate did not walk to the cell door to receive his medications, the nurse passed the cell without giving the inmate the medication. R. 86 & 86-1 Page ID 1579-81, 1583, 1588.
. The district court record includes only three pages of Hairsineâs deposition. R. 76-2. SHP filed the entire deposition as an appendix to its appellate brief. No. 14-5603 R. 12. Because Shadrick did not object to the filing of the entire deposition, this opinion relies on portions of the deposition that may or may not have been available to the district court. The district courtâs opinion included citations to pages of Hairsineâs deposition that were not included in the lower court record, but we cannot tell whether the full deposition was manually submitted to the district court without filing or whether the district court adopted citations to the deposition that appeared in the partiesâ briefs.
. Johnson testified that he was terminated for making a mistake in mailing an inmate drug screen sample and not for conduct relating to Butlerâs death.
. Shadrick cites Taylor v. Michigan Department of Corrections, 69 F.3d 76, 81 (6th Cir.1995), as support for her argument that SHP failed to supervise its employees. Appellantâs Br. at 32. Taylor concerned a claim of failure to supervise brought against a specific jail official sued in his individual capacity. Id. In that situation, a plaintiff must show that the supervisor at least implicitly authorized, approved, or knowingly acquiesced in unconstitutional conduct of a subordinate. Id. Taylor has no application here because Shadrick contends that SHP, a corporate entity acting under contract with Hopkins County, maintained a policy or custom of failing to train and supervise its nurses. See Essex v. Cnty. of Livingston, 518 Fed.Appx. 351, 355-56 (6th Cir.2013) (distinguishing between individual-capacity and official-capacity failure-to-train or supervise claims).