Owens v. Guida
Full Opinion (html_with_citations)
BOGGS, C.J., delivered the opinion of the court, in which SILER, J., joined. MERRITT, J. (pp. 424-31), delivered a separate dissenting opinion.
OPINION
Gaile K. Owens (âOwensâ) is on Tennesseeâs death row because she hired Sidney Porterfield to kill her husband and Porterfield successfully carried out his assignment. Owens appeals the district courtâs dismissal of her petition for a writ of habeas corpus. She argues that: 1) she received ineffective assistance of counsel (âIACâ) when trial counsel failed to adequately investigate her background and failed to overcome the stateâs hearsay objection to one of her penalty-phase witnesses; 2) the state violated Brady v. Maryland by failing to turn over letters between her deceased husband and his paramour; and 3) the trial court unconstitutionally prevented her from offering, as mitigating evidence, testimony that she wanted to plead guilty in return for receiving a life sentence.
We reject the first argument and hold that the Tennessee courts reasonably applied Strickland v. Washington by concluding that Owens sabotaged her own defense and that counselâs performance is not deficient when counsel follows a clientâs instructions. Likewise, we reject her second argument and hold that the Tennessee courts reasonably applied Brady because even if the letters were favorable evidence, and were suppressed by the state, Owens was not prejudiced because she could have presented other evidence of the affair but chose not to do so. Finally, we reject her third argument and hold that the Tennessee courts reasonably applied Lockett v. Ohio in refusing to admit Owensâs evidence because no court, let alone the Supreme Court, has held that failed plea negotiations may be admitted at a penalty-phase hearing. Therefore, we affirm.
I
In early 1985, Owens solicited several men to kill her husband, Ronald Owens. Evidence at her trial, as detailed in State v. Porterfield, 746 S.W.2d 441 (Tenn.1988), showed that she met with one of the would-be hitmen, Sidney Porterfield, at least three times. Ronald Owens was found in the familyâs den on February 17, 1985,
After Ronald Owensâs corpse was discovered, George James, one of the other men solicited by Owens, feared that he might be a murder suspect and went to the police. James agreed to wear a wire and meet with Owens. At the meeting, Owens explained that she had her husband killed because of âbad marital problemsâ and paid James $60 to keep quiet. Police listened from a nearby car and arrested Owens immediately and Porterfield soon af-terwards. Owens ultimately confessed to hiring, and Porterfield to committing, the murder. Porterfield stated that Owens offered him $17,000 to murder her husband, and also that he went to Owensâs house about 9:00 pm on the night of the murder, ambushed Ronald Owens in the backyard, and then fought with him until they ended up inside where Porterfield beat Ronald Owens to death. Gaile Owens explained to the police that she had Ronald killed because âweâve just had a bad marriage over the years, and I just felt like he had been cruel to me. There was very little physical violence.â
Prior to trial, the prosecution offered both defendants a life sentence in return for a guilty plea, contingent on both of them accepting the plea. Owens accepted, but Porterfield refused, so the offer was withdrawn and the pair were tried jointly for first-degree murder. Neither defendant testified at trial. At trial, Owensâs counselâs theory was that Owens had withdrawn her murder solicitation and that Porterfield murdered Ronald in a botched burglary. The prosecution introduced both Porterfieldâs and Owensâs confessions, as well as testimony that Porterfield and Owens were seen talking together the day of the murder. Porterfield introduced no evidence in his defense, while Owens introduced testimony from a neighbor who said that Owens was hysterical after her husbandâs body was found. The jury convicted both Owens and Porterfield of first-degree murder.
During the penalty phase, Owens offered testimony from Dr. Max West, a psychiatrist who said that he had treated her in 1978 for severe behavior problems and from two jail employees who said that she was a model prisoner. The jury found Owens guilty of two aggravating circumstances, murder-for-hire and a murder that was âespecially heinous, atrocious, or cruel.â It also found Porterfield guilty of three aggravating circumstances, and sentenced both parties to death. The defendants took a joint but unsuccessful appeal to the Tennessee Supreme Court. After that, both parties continued to appeal, but through different avenues.
Owens then unsuccessfully sought state post-conviction relief. In 2000, she filed a federal habeas petition in the Western District of Tennessee, raising 26 claims. The petition addressed only her death sentence; it explicitly admitted that she hired Porterfield to murder her husband. The district court denied the petition in a 118â
II
We review the district courtâs decision de novo. Slagle v. Bagley, 457 F.3d 501, 513 (6th Cir.2006). Owens filed her federal petition after the enactment of the Anti-terrorism and Effective Death Penalty Act (âAEDPAâ). AEDPAâs familiar standards therefore apply. Lindh v. Murphy, 521 U.S. 320, 327, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997).
Under AEDPA, a state courtâs factual findings are presumed correct and must be accepted unless the petitioner rebuts them with clear and convincing evidence. 28 U.S.C. § 2254(e)(1); McAdoo v. Elo, 365 F.3d 487, 493-94 (6th Cir.2004). Our review of the state courtâs legal conclusions is also deferential. AEDPA permits us to grant a state prisonerâs habeas petition only if the state courtâs decision was (1) âcontrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) ... [was] based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d).
A state-court decision is contrary to clearly established federal law âif the state court arrives at a conclusion that is opposite to that reached by [the Supreme Court] on a question of law or if the state court decides a case differently than [the Supreme Court] has on a set of materially indistinguishable facts.â (Terry) Williams v. Taylor, 529 U.S. 362, 413, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). A state-court decision unreasonably applies federal law âif the state court identifies the correct governing legal principle from [the Supreme Courtâs] decisions but unreasonably applies that principle to the facts of the prisonerâs case.â Ibid. As Justice OâCon-nor explained in Williams, the term âunreasonable applicationâ may be difficult to define, id. at 410, 120 S.Ct. 1495, but the standard is deferential because
Congress specifically used the word âunreasonable,â and not a term like âerroneousâ or âincorrect.â Under § 2254(d)(l)âs âunreasonable applicationâ clause, then, a federal habeas court may not issue the writ simply because that court concludes in its independent judgment that the relevant state-court decision applied clearly established federal law erroneously or incorrectly. Rather, that application must also be unreasonable.
Id. at 411, 120 S.Ct. 1495. Elsewhere, the Supreme Court has held that â[t]he question under AEDPA is not whether a federal court believes the state courtâs determination was incorrect but whether that determination was unreasonable â a substantially higher threshold.â Schriro v. Landrigan, 550 U.S. 465, 127 S.Ct. 1933, 1939, 167 L.Ed.2d 836 (2007). â[CJLearly established federal lawâ refers to âthe holdings, as opposed to the dicta, of [the Supreme] Courtâs decisions as of the time of the relevant state-court decision.â Williams, 529 U.S. at 412, 120 S.Ct. 1495. âAEDPA also requires federal habeas courts to presume the correctness of state
Ill
Owensâs habeas petition divided her IAC claim into three parts. She argued in Subclaim 1(a) that trial counsel was ineffective in failing to investigate her background properly, and in Subclaim 1(c) that counsel was ineffective in failing to overcome the stateâs hearsay objection to the testimony of Dr. West, one of her proffered mitigation witnesses. Both sub-claims are before us on appeal. Owens also seeks to argue Subclaim 1(b) from her habeas petition, that counsel should have obtained an independent mental health evaluation. (Petr.âs Br. 55-57). This issue has not been certified for appeal and will not be considered.
A
The relevant âclearly established federal lawâ is Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). To show IAC, Owens âmust show that counselâs performance was deficient,â and that âthe deficient performance prejudiced the defense.â Strickland, 466 U.S. at 687, 104 S.Ct. 2052. â[D]eficient performanceâ means that counselâs representation âfell below an objective standard of reasonableness.â Id. at 688, 104 S.Ct. 2052. To establish prejudice, Owens must âshow that there is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.â Id. at 694, 104 S.Ct. 2052. In the context of a death sentence, the question of prejudice turns on âwhether there is a reasonable probability that, absent the errors, the sentencer â including an appellate court, to the extent it independently reweighs the evidence â would have concluded that the balance of aggravating and mitigating circumstances did not warrant death.â Strickland, 466 U.S. at 695, 104 S.Ct. 2052.
Strickland emphasized that
Judicial scrutiny of counselâs performance must be highly deferential. It is all too tempting for a defendant to second-guess counselâs assistance after conviction or adverse sentence, and it is all too easy for a court, examining counselâs defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable. A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counselâs challenged conduct, and to evaluate the conduct from counselâs perspective at the time.
Id. at 689, 104 S.Ct. 2052 (internal citation deleted). Justice OâConnorâs discussion in Strickland recognized another fact that is particularly relevant to this case. She explained that â[t]he reasonableness of counselâs actions may be determined or substantially influenced by the defendantâs own statements or actions,â and â[i]n particular, what investigation decisions are reasonable depends criticallyâ on what the defendant does. Id. at 691, 104 S.Ct. 2052.
Our court has previously vacated death sentences when the defendantâs counsel faded to investigate adequately the defendantâs background for mitigating evidence. See generally Poindexter v. Mitchell, 454 F.3d 564, 577-78 (6th Cir.2006)
Schriro addressed the situation where a client thwarted his attorneysâ efforts to present mitigating evidence, and it held that the defendantâs âestablished recalcitranceâ and persistent âunderminingâ of counselâs efforts defeated his ineffective assistance claim. Id. at 1941-42. Schriro mirrors cases from our own circuit that have held that a client who interferes with her attorneyâs attempts to present mitigating evidence cannot then claim prejudice based on the attorneyâs failure to present that evidence. See, e.g., Lorraine v. Coyle, 291 F.3d 416, 435 (6th Cir.2002); Coleman v. Mitchell, 244 F.3d 533, 545 (6th Cir.2001) (âAn attorneyâs conduct is not deficient simply for following his clientâs instructions.â).
B
Before turning to the specifics of Owensâs claim, we pause to make three points about the unusual state of the evidence in this case. Owens focuses on mitigating evidence that exists now, but this is looking through the wrong end of the telescope. The question is not what evidence she would use if her mitigation hearing took place today, but what evidence was available to her trial counsel when her trial took place. The record shows that much of the evidence Owens now presents could not have been presented to the state court no matter what her trial counsel would have done.
1. Owens Hamstrung Her Own Attorneys
Owens foreclosed her attorneys from pursuing the best sources of mitigating evidence. First, contrary to counselâs advice, she refused to testify at either the guilt phase or the penalty phase of her trial. See J.A. 156-57, 387. Her counsel explained that he âtried,â âwantedâ and even âhad toâ get her to testify given the strength of the evidence against her in order to win the juryâs sympathy. Id. at 387, 401-03. Nevertheless, she refused. Therefore, any evidence that Owens had could not have been presented directly to the jury and her attorneys could not have pursued any defense that relied on Owensâs personal testimony or her demeanor before the jury.
Second, Owens refused to cooperate when her attorneys moved for an independent mental health examination because they believed that they might be able to raise a battered-wife-syndrome defense. J.A. 202-03 (state post-conviction ruling). The state court ordered Owens to be evaluated by state physicians and stated that if the examination showed cause, it would then order funds and an independent evaluation. Ibid. Experts from the Midtown Mental Health Center examined Owens three times. Each time Owens answered a few preliminary questions and then refused to speak further. During the post-conviction hearing, one of her attorneys testified that âIâm sure that I told her to cooperateâ because âwe needed the men
Third, Owens refused to let her attorneys interview her family members or call them to testify on her behalf. The state post-conviction court found this to be a fact. J.A. 214. Therefore, we must accept this fact unless Owens can refute it with âclear and convincing evidence.â Schriro, 127 S.Ct. at 1939-40. She cannot. Owensâs sister Carolyn Hensley testified at the state post-conviction hearing that Owens told her that Owens had ordered her counsel ânot to involve [the family] in any wayâ with the trial. J.A. 623. Hensley added that neither she nor the other members of the family would have wanted to testify even if they had been asked.
Owens, of course, was constitutionally entitled to impose these limits on her attorneys. But she cannot then claim that her attorneys were âineffectiveâ for taking her advice. In order to prove that she was prejudiced by her trial counselâs failure to investigate her background, she must show not just that trial counsel could have discovered mitigating information, but that the information could have been discovered and credibly presented without: 1) Owens testifying at trial; 2); Owens undergoing additional mental health testing; 3) or counsel interviewing Owensâs family.
2. Owensâs Trial Counselâs Timesheets Are Not Controlling
James Marty and Bret Stein
As to the law, the amount of time trial counsel spent preparing for trial is neither before us nor dispositive. See, e.g., Hopkinson v. Shillinger, 866 F.2d 1185, 1217 (10th Cir.1989) (defendant must show specific errors, and cannot prevail because of limited time attorney spent on case) (citing United States v. Cronic, 466 U.S. 648, 666, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984)), overruled on other grounds by Sawyer v. Smith, 497 U.S. 227, 110 S.Ct. 2822, 111 L.Ed.2d 193 (1990). As to the facts, Marty testified at the state post-conviction hearing that âthe time sheets were always âway short of the timeâ he actually spent working on the casesâ and that he had interviewed several witnesses but could not remember the content of their testimony. Martyâs fuzzy memory is understandable given that more than ten years passed between the trial and the post-conviction hearing. Nevertheless, his testimony on this point is credible, given that he located Dr. West, a psychiatrist whom Owens had seen once seven years earlier, scheduled three unsuccessful interviews between Owens and the Stateâs mental health professionals, and that Owensâs restraints on his investigation left him with little on which to spend his time. Entries in his time-sheets for multiple interviews with Owens and for filing motions with the court confirm that he did not neglect his pretrial responsibilities. Stein testified that his case file had been burned in an office fire and thus he could not remember or prove what he had done. Put simply, it is almost certain that Owensâs trial counsel spent more than two hours on pretrial investigation, and even if they did, this fact alone does not entitle Owens to relief no matter how often she repeats it.
3. Much of Owensâs Evidence is Irrelevant To This Appeal
The district court reviewed Owensâs claims âonly to the extent and form in which they were presented to the state courts.â As the state points out, this was correct because considering new facts for the first time in federal court would render AEDPA meaningless because a state court could not apply federal law to facts it never saw. Owens includes evidence outside the state-court record in her appeal, but this evidence should, and will, be ignored.
Furthermore, Owensâs method of presenting her evidence complicates how we view the record. At her post-conviction hearing, she did not present evidence of mitigation, and then call an independent mental health professional to explain the evidenceâs meaning. Instead, she introduced most of her mitigating evidence though her mental health expert, âtrauma-tologistâ Eric Gentry, whose services were paid for by the state during the post-conviction proceedings. Therefore, much of Owensâs evidence is part of the record only because Gentry summarized the information in his testimony.
Yet when Owens presented her petition to the district court, her IAC claim included Subclaim 1(b), that counsel were ineffective for not obtaining an independent mental health expert. This claim was rejected and it has not been certified for appeal, so it should not be considered. Hill v. Mitchell, 400 F.3d 308, 335 (6th Cir.2005). This ruling impacts the way we view Owensâs evidence that is only part of the record because Gentry recounted it second-hand. It is logically inconsistent to say that we may not consider trial counselâs ineffectiveness in not obtaining funds for a mental health expert, but we may
Furthermore, even if we consider the evidence presented through Gentry, the state court and the district court correctly determined that Gentry is not credible. His qualifications are dubious, his sources suspicious, and his testimony subject to contradiction. Gentry had a âMasters in Counselingâ degree (the record is not clear from where), but he is not a medical doctor, and at the time he testified, he had no license in any discipline and had not published. His claimed âcertificationsâ included âArt Therapy,â âBiofeedback,â and âEye Movement Desensitization.â His âexperienceâ consisted of one year at an adolescent shelter, one year as a sex abuse counselor, one year working with homeless children, one year as a counselor in a âwilderness school,â a year and a half at a community agency, and four years working for another psychiatrist as a therapist. He had no training in forensic psychology and he had never testified as an expert before.
Gentry offered a âpsychosocialâ history of Owensâs life. He concluded that because Owens grew up in a poor home where she suffered physical and emotional abuse and later suffered additional physical, sexual, and emotional abuse at the hands of Ronald Owens, she âdeveloped very poor problem-solving and conflict resolution skillsâ and thus warranted leniency. Almost all of this report was hearsay, some of it âdouble and triple hearsay from anonymous persons.â Gentry produced no medical evidence and performed no clinical tests. He also relied extensively on reports from members of Owensâs family (whom Owens refused to let her counsel contact) and on statements from Owens herself (who refused to testify at trial, and certainly has a motive to be less than truthful). One of his major sources was Owensâs brother Wilson, yet Gentry admitted on cross-examination that he did not know that Wilson, who lived in an adult care facility, suffered from mental retardation. Owensâs sister Carolyn Hensley testified that when she spoke with her brother Wilson about Gentryâs interview, Wilson was âvery confused and had been manipulated by somebody.â Given Gentryâs extensive reliance on Wilsonâs testimony, Hensleyâs observation did not help Gentryâs credibility. Nor did the fact that Gentry testified on direct examination that he had verified one incident of abuse with Owensâs family members but later admitted on cross-examination that he had not. Even if one accepts his unverified allegations of trauma, to the extent that those allegations rest on hearsay from Owens or her family, they are irrelevant to Owensâs I AC claim because Owensâs counsel wanted to present the substance of such evidence directly at trial through the testimony of Owens and her family, but Owens refused to cooperate.
Finally, any evidence that Gentry would have presented at trial easily could have
C
One of the few avenues Owensâs counsel could have used to present mitigating evidence was the governmentâs mental health experts at Midtown. Owens answered certain questions before refusing to cooperate further, and the experts could have testified to the answers she gave if trial counsel had issued a subpoena. Although the information was hearsay, it would have been admissible under Tennessee law in the penalty phase of her trial. Notes from the first meeting report that â[i]n relating the events that led up to the alleged crime, she described an unhappy marital situation in which her husband abused her verbally, had affairs, and humiliated her sexually.â Another set of (handwritten and hard to read) notes related the following information:
1st Marr[iage] for both. 13+ years. Never sure that Ron loved me. He was not one to express feelings. Caught up in the job & []. 2 little boys. He was a good daddy. Didnât spent time with them but loved them. [I][n]eeded to feel loved â [wjouldnât be married unless love. [Ron was?] only affect[tionate?] in bed. He didnât think affect[tion] import[ant] but it was to me.
Last 4-5 yrs. affairs. Didnât [illegible] he didnât deny. None of my business. I run house. It built up in me. I felt like explode. Ask for Div[orce]. He told me I never get kids. Beg him for compliments. Couldnât cope[,] gained weight. Ask[ed] for him to tell me I look nice. He say you donât sweat much for a fat person. Begged him to tell me what I do wrong and I change. Waited on him. [Told?] ... No ackn[owledment?].
Coulnât cope anymore. 1 yr. ago [?] 8 months. Accused of paying men to kill him. The one in custody.
(handwritten notes). Counsel could have presented this evidence to the jury and could have called the staff to testify about Owensâs demeanor during this preliminary interview. The key is that counsel could have called these Midtown counselors because they were one of the few witnesses that Owens did not forbid her attorneys from contacting.
Furthermore, when preparing for the state post-conviction hearing, a staff attorney from the Capital Case Resource Center of Tennessee interviewed Owens, and the interview notes were introduced at the post-conviction hearing. According to the notes, Owens claimed that: 1) her alcoholic
Even if Owens would have cooperated, this hypothetical witnessâs testimony would suffer several obvious flaws. None of it is firsthand knowledge; it is hearsay from statements that Owens made after the murder and thus it lacks credibility. The jury would have seen that Owens was trying to tell her story without swearing to tell the truth or facing cross-examination. Furthermore, this evidence would have permitted the state to bring in Owensâs statement to the police that âthere was very little physical violenceâ in their marriage. Likewise, the state could have responded by calling Carolyn Hensley and having her testify, as she did at the post-conviction hearing, that Owens was lying about the extent of her abuse and generally âlied about stuff.â The state could also have asked the witnesses if they knew of Owensâs prior convictions for embezzlement and forgery. This potential impeachment shows why an effective attorney would hesitate to present this âmitigatingâ evidence and why Owens was not prejudiced by its absence.
Two other minor pieces of evidence exist. Hospital records show that after the birth of one of her children, Owens suffered vaginal bleeding secondary to a fifteen percent partial abruptio placenta. This is at least consistent with her allegation, made secondhand through Gentryâs report, that her husband sexually abused her the night before. But it does not prove her claim because the injury could have happened many other ways. No medical testimony established even speculative causation. Finally, Owens claims that her trial counsel could have learned of evidence that her husband lied about being wounded in Vietnam and about his educational history. Trial counsel Marty acknowledged that he âdid not request any school, employment, or military records of the victim because he believed they were irrelevant to the case.â But even if we made the dubious assumption that this âgeneral bad characterâ evidence is admissible, its connection to her husbandâs abusive conduct is too remote (especially when she refused to testify to that abuse) to say the state courtâs holding was objectively unreasonable.
D
With that background, we turn to the merits of Owensâs IAC claim.
1. Counsel Was Not Ineffective For Failing to Investigate Owensâs Background
As mentioned earlier, a limited investigation into a defendantâs background is reasonable if defense counsel could reasonably have concluded that further investiga
Counselâs decisions here were reasonable, so counselâs performance was not deficient. Counsel could have reasoned that additional investigation would be of little use because Owensâs own actions shut off the avenues for mitigation. Owens would not take the stand herself, would not cooperate with mental health examiners, and would not allow counsel to communicate with her family. Her actions mirror the conduct of the defendant in Coleman, who âdid not cooperate with counsel regarding the investigation and identification of mitigating evidence; imposed restrictions upon counsel; and refused to submit to further psychological or psychiatric testing.â Coleman, 244 F.3d at 545. There, we held that any failure to present mitigating evidence was the result of Colemanâs actions, not deficient performance by his counsel, and denied the claim, holding that â[a]n attorneyâs conduct is not deficient simply for following his clientâs instructions.â Ibid. The Supreme Court reached a similar decision in Schriro, holding that the clientâs own âestablished recalcitranceâ and persistent âunderminingâ counselâs efforts defeated her IAC claim. Schriro, 127 S.Ct. at 1941-42.
A defendant cannot be permitted to manufacture a winning IAC claim by sabotaging her own defense, or else every defendant clever enough to thwart her own attorneys would be able to overturn her sentence on appeal. Owens made the same decision as the Coleman and Schriro defendants and must suffer the same consequences. Other eases from our own circuit confirm that a client who interferes with her attorneyâs attempts to present mitigating evidence cannot then claim prejudice based on the attorneyâs failure to present that evidence. See Fautenberry v. Mitchell, 515 F.3d 614, 624 (6th Cir.2008) (counsel is not ineffective for failing to persuade client to cooperate); Lorraine, 291 F.3d at 435 (âTrial counsel cannot be faulted for their clientâs lack of cooperation.â); Coleman, 244 F.3d at 545 (âAn attorneyâs conduct is not deficient simply for following his clientâs instructions.â). Other circuits have reached similar conclusions. See Gardner v. Ozmint, 511 F.3d 420, 427 (4th Cir.2007) (relying on clientâs non-cooperation when rejecting ineffective assistance claim based on attorneyâs failure to investigate mitigation evidence); Taylor v. Horn, 504 F.3d 416, 454-56 (3d Cir.2007) (relying on clientâs refusal to allow attorney to call witnesses in rejecting ineffective assistance claim); Roberts v. Dretke, 356 F.3d 632, 638 (5th Cir.2004) (holding that âwhen a defendant blocks his attorneyâs efforts to defend him, including forbidding his attorney from interviewing his family members for purposes of soliciting their testimony as mitigating evidence during the punishment phase of the trial, he cannot later claim ineffective assistance of counsel.â); Bryan v. Mullin, 335 F.3d 1207, 1223-24 (10th Cir.2003) (en banc) (counsel not ineffective for failing to present mental health evidence when client told counsel not to present any mental health evidence).
Rompilla v. Beard, 545 U.S. 374, 125 S.Ct. 2456, 162 L.Ed.2d 360 (2005), does not change this result. Rompilla held that even when the defendant and the defendantâs family tell counsel that no mitigat
Even if we assumed that counselâs performance was deficient, Owens suffered no prejudice. Schriro held that obedience to a clientâs instructions âcould not have been prejudicial under Strickland.â Schriro, 127 S.Ct. at 1941 (emphasis added). Therefore, the absence of any evidence that required testimony from Owens or information from her family could not have been prejudicial. The limited evidence that counsel could have presented without testimony from Owens or her family â the report from the mental health experts at Midtown, the medical report of her injury the day before her pregnancy, her husbandâs military records, and (perhaps, assuming she would have cooperated) the information gleaned from someone like the attorney from the Capital Resource Center â is not evidence that was reasonably likely to lead to a different results. Prior cases have refused to find the absence of similar background evidence prejudicial. See Nields v. Bradshaw, 482 F.3d 442, 454 (6th Cir.2007) (evidence that the defendant had a âchaotic and neglectedâ childhood, suffered from alcoholism, and had a good work ethic); Keith, 455 F.3d at 670 (evidence that the defendantâs âmother was a drug addict, that he was mostly raised by his grandparents, that his grandmother was a convicted murderer, and that his father was âknown to gamble and run the streets.â â). Even if this evidence would have been introduced, it would have had little credibility (especially since the jury would have seen that it was being presented secondhand through hearsay), would have been subject to contradiction, and would have opened the door for impeachment evidence. What little credibility it had would not overcome the overwhelming case against Owens and the premeditated and brutal nature of the crime. Cf. ibid. (holding that given strong evidence of guilt and premeditation, any omitted evidence âdoes not demonstrate that Keithâs life had been so terrible that he was materially less culpable.â).
Furthermore, Owensâs entire IAC claim boils down to a claim that her counsel should have presented a âbattered-wife syndromeâ defense. Yet her trial counsel looked into both a battered wife syndrome defense and an insanity defense â indeed, Mr. Emmons mentioned both defenses by name to the trial judge. It is in cases like this one, where the current record offers the defendant a plausible defense that trial counsel never made, that the âdistorting effects of hindsightâ and the temptation to âsecond-guess counselâs assistance after a convictionâ that Strickland warned against exert their strongest influence. Strickland, 466 U.S. at 689, 104 S.Ct. 2052. But it is cases like this where we must be careful to follow Stricklandâs advice and focus on counselâs perspective at the time. See ibid. It is not trial counselâs fault that Owens refused to cooperate and give them the evidence or permission to contact family members that they needed to make such a defense. Under the âhighly deferentialâ review of Strickland, ibid., and the additional deference of AEDPA, we conclude
2. Counsel Was Not Ineffective For Failing to Obtain Funds for an Independent Mental Health Expert.
As previously explained, this claim has not been certified for appeal and will be given no further discussion.
3. Counsel was Not Ineffective for Failing to Overcome the Stateâs Hearsay Objection to the Testimony of Dr. West
During the sentencing phase, trial counsel called Dr. Max West, a psychiatrist who had seen Owens for a single one-hour session in 1978. Owensâs counsel asked West what Owens told West about her family history. The state objected on grounds of hearsay, and the defense withdrew the question. Later, defense counsel asked the same question in a different way, and once again the state objected. Ultimately, West testified only that Owens had âsome kind of severe problem.â
TenmCode Ann. § 39-2-203(c) (1982) would have permitted West to answer the question because it allows testimony about a defendantâs background at a capital sentencing proceeding âregardless of its admissibility under the rules of evidence.â Counsel never cited this statute. The state court ruled that this decision was a legitimate strategic decision that was neither defective nor prejudicial to Owens. The district court interpreted the state court as having made a âfactualâ determination, and found that this determination was not objectively unreasonable. Although the district court incorrectly called the question of prejudice a âfactualâ question rather than a âmixed question of law and fact,â see Strickland, 466 U.S. at 698, 104 S.Ct. 2052, its ultimate conclusion was correct.
Owens argues that if West had testified further, he would have said that Owens told him that: 1) her parents were too hard on her; 2) she was forced to care for a mentally retarded brother; 3) her parents habitually lied to each other and to the children; 4) she never felt like she was needed; and 5) she had a âfairly severe characterological [sic] or personality disorder.â
Although trial counselâs failure to overcome the hearsay objection looks deficient at first glance, it may not have been deficient because Marty testified at the post-conviction hearing that he had good reasons for not wanting further testimony from West. Marty said that he âwas fearful of what [West] was going to testify to.â The statements Marty âfearedâ included a statement by West that Owens was âa pathological liar and possibly could commit homicide.â However, at the post-conviction hearing, West denied commenting about Owensâs âhomicidal tendenciesâ or describing her as a âpathological liar,â but acknowledged that he knew that she had âa serious problem telling the truth.â
Even if we disbelieved Martyâs testimony about what West told Marty and concluded that counselâs failure to overcome the hearsay objection was defective, the state courts reasonably concluded that it was not prejudicial. Westâs testimony would have related a harsh childhood, but it would not have established the kind of extreme physical and sexual abuse that Owens later claimed to have experienced. Nor would it have established the kind of childhood that could have made Owens less culpable in the eyes of the jury. Cf. Keith, 455 F.3d at 670. As with the hypothetical testimony from Gentry or the Midtown mental health counselors, the jury would have realized that Westâs testimony was merely relating secondhand information
Marty also recognized that if he pressed West further, the prosecution would have asked West on cross why Owens went to see him, and West would have been forced to respond that she had done so after being charged with embezzling money. Likewise, West testified at the post-conviction hearing that when he saw Owens, she reported that âeverything was fĂne with her husband.â The prosecution could have brought this information up on cross-examination if West had spoken more at trial, and it could have forced West to acknowledge Owensâs tendency to lie. Given this looming impeachment evidence, Owens was not prejudiced by Westâs silence.
IV
Owens claims that the state violated Brady by failing to turn over: 1) sexually suggestive cards and love notes between Ronald and Gala Scott; and 2) a police report that discussed these notes and summarized an interview with Scott in which she admitted to the affair. The state court denied these claims on grounds that: 1) these notes were not favorable, and therefore not Brady material; and 2) Owens could have put on other evidence about the affair, but did not, and therefore was not prejudiced by not receiving the notes. The state courtâs conclusion that the materials are not favorable is dubious, but the district court correctly denied habeas based on a finding of no prejudice.
A
Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), obligates the government to turn over evidence that is both favorable to the accused and material to guilt or punishment. âThere are three components of a true Brady violation: the evidence at issue must be favorable to the accused, either because it is exculpatory, or because it is impeaching; that evidence must have been suppressed by the State, either willfully or inadvertently; and prejudice must have ensued.â Strickler v. Greene, 527 U.S. 263, 281-82, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999). Prejudice in the Brady sense means the same as in the Strickland sense: a reasonable probability that there would have been a different result had the evidence been disclosed. Kyles v. Whitley, 514 U.S. 419, 434, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995).
Critical to Brady is the rule that:
Brady obviously does not apply to information that is not wholly within the control of the prosecution. There is no Brady violation where a defendant knew or should have known the essential facts permitting him to take advantage of any exculpatory information, or where the evidence is available ... from another source, because in such cases there is really nothing for the government to disclose.
Coe v. Bell, 161 F.3d 320, 344 (6th Cir.1998) (internal citations and quotations omitted). This rule makes sense because if the defendant could have presented similar evidence to prove the same point that
B
Owens specifically requested all evidence about Ronaldâs âextra-marital affairs,â and said that she had âgood reasonâ to think that letters discussing those affairs were found among Ronaldâs possessions when the police searched Ronaldâs office and seized much of the evidence they found there. The record does not make clear the precise history of who possessed the letters and when they did so. The murder occurred on February 17, 1985. The police report shows that the next day, the officers found several notes and cards to Ronald from Gala Scott in Ronaldâs office. Police Chief Wray testified at the post-conviction hearing that these ânotesâ were sexual in nature. The police report shows that police interviewed Gala Scott the next day, and Scott admitted to the affair.
Wray testified that the police took the notes from Scott âback to our office.â After âsome time,â Gala Scott asked for them back. The police checked with an unknown city attorney, who said that the letters were irrelevant, and then returned the letters to Scott. It is not clear when this call was made, or which attorney said that the letters were not relevant, but it is clear that the letters were never in the possession of the prosecutor.
When Owens filed her request, the prosecution told the court that it had turned over âeverything we have in the way of any kind of physical evidence.â While this may have been technically true because the prosecutors never handled the letters, it was not true for purposes of Brady. Brady's disclosure requirement includes not just information in the prosecutorâs files, but âinformation in the possession of the law enforcement agency investigating the offense.â Jamison v. Collins, 291 F.3d 380, 385 (6th Cir.2002). These letters were at one time in police possession, but whether by accident or on purpose, those letters were never shown to Owens.
C
The state court of appeals, in its post-conviction ruling, concluded that no Brady violation occurred because the letters were not favorable evidence. This ruling is questionable. There is a longstanding, commonsense belief in our culture that people who kill their spouses because of infidelity are not as morally culpable as other murderers. Owens points to Tennessee eases where marital infidelity reduced a murder to âsomething less than a death penalty case.â See Petr.âs Reply Br. 7 (collecting cases). On the other hand, these cases are all âheat of passionâ cases where the killing took place immediately, in person, and upon discovery of the infidelity instead of weeks later, in cold blood, and second hand through a hired killer. Owensâs counsel also suggested that the evidence could have given the jury a stronger motivation to impose the death penalty because it would have looked like blaming the victim and might have reinforced Owensâs guilt in the juryâs mind. Furthermore, the district court observed that the specific contents of the letters:
would be of questionable relevance to Petitionerâs case in mitigation because aspects of her husbandâs affair that she did not know about cannot be said to have affected her state of mind and are therefore not probative of her contention that her husbandâs affair drove her to precipitate his murder.
Owens knew that Ronald was having an affair with Scott. Her brief attempts to transmute that âknowledgeâ into a mere âsuspicion.â (Petr.âs Br. at 66). This is a futile task, because her own habeas petition admits that âshe [Owens] received an [anonymous] letter made up of words cut out of a magazine telling her that everyone but Ms. Owens knew that Mr. Owens was having an affair with Ms. Scott.â The petition also relates an incident where Owens caught Scott and Ronald together in a parking lot, and Ronald reacted in a hostile manner when so confronted. Owensâs petition also claims that this very incident of catching them together prompted Owens to hire the hitman. Owens knew of the affair, and if she wanted to present evidence of the affair, she could have testified, produced the anonymous letter, or subpoenaed Scott.
Owens responds that even if she knew of the affair, she needed the letters to prove the affair to the jury. She analogizes to Brady itself, where the defendant knew that he did not kill the victim, but did not know about the confession from his co-defendant that would have permitted him to prove his innocence. But even if we accept Owensâs distinction between knowledge and proof, she still loses because the proof she needed was available elsewhere. At minimum, she could have subpoenaed Gala Scott. Coe explained that when the defendant âhad as much access as the policeâ did to the relevant witnesses, the information is ânot under the sole control of the government.â Coe, 161 F.3d at 344.
Owensâs final argument is that if she had called Gala Scott, Scott would have lied and offered testimony harmful to Owens. Owensâs argument amounts to a concession she had some evidence of her husbandâs infidelity coupled with an assertion that she did not raise the infidelity issue because she considered her evidence too weak, but she would have raised the issue if she had stronger evidence.
The first problem with Owensâs argument is that she offers no evidence that Scott would have refused to testify, no evidence that Scott would have committed perjury, and no evidence that she has even tried to contact Scott at any point in this litigation. Scott acknowledged the affair to the police, which suggests that she was not taking a position of outright denial. It is Owens who must prove prejudice, and she cannot do so without evidence.
The second problem is that Owensâs argument contradicts our cases because Brady does not apply when the defendant âknew or should have known the essential facts permitting him to take advantage of any exculpatory information.â Coe, 161 F.3d at 344. In Puertas v. Overton, 168 Fed.Appx. 689 (6th Cir.2006), we denied a habeas petition based on the prosecutionâs
The most relevant case is another death penalty habeas case, Benge v. Johnson, 474 F.3d 236 (6th Cir.2007). There, the petitioner claimed that police did not disclose a statement that one witness, Fuller, made to the police that could have been used to impeach the statement of Shields, another witness, that the petitioner had confessed to the murder. Id. at 242. The court rejected the Brady claim, ruling that â[i]f Benge believed that Shields was lying,
... Benge could have called Fuller as a witness to testify about the night in question and thus contradicted Shields.â Id. at 243. Thus, Benge âknew the essential facts permitting him to take advantage of what Fuller may have been able to say on the subject because he knew that Fuller was in the house that night.â Ibid. Identical reasoning applies here. Owens did not have Scottâs letters to Ronald, just as Benge did not have Fullerâs statements to the police. But both petitioners knew the underlying facts and could have called the witnesses, but did not.
Owensâs suggestion that Gala Scott might have committed perjury is equally applicable to the witness in Benge. Perhaps we would have ruled differently on Owensâs Brady claim if we were the state court, but we are not the state court. We may grant relief only if Owensâs claim passes the âsubstantially higher threshold,â Schriro, 127 S.Ct. at 1939, of AEDPA deference. In that role, we follow Benge and hold that the state court did not unreasonably apply Brady.
V
Owens claims that the state violated her right to present mitigating evidence when it refused to let her introduce evidence that she had been willing to accept the stateâs offer of a life sentence in return for a guilty plea. On direct review, the Tennessee Supreme Court rejected this claim. The district court concluded that this decision reasonably applied Lockett v. Ohio, 438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973 (1978). The district court is correct because Owens offers no case holding that a state court should have admitted evidence of this nature; indeed, a case from the Eighth Circuit, which she cites, affirmed a state court decision to exclude such evidence.
A
In Lockett, a plurality of the Supreme Court said that âthe Eighth and Fourteenth Amendments require that the sentence^ in all but the rarest kind of capital case, not be precluded from considering, as a mitigating factor, any aspect of a defendantâs character or record and any of the circumstances of the offense that the defendant proffers as a basis for a sentence less than death.â Id. at 604, 98 S.Ct. 2954 (plurality opinion). As a constitutional requirement, this rule trumps other limits on admissible evidence, such as hearsay. Yet the Court qualified this broad statement with a footnote stating that
The Court adopted the Lockett plurality in Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982), holding that in a capital case, the sentencer cannot refuse âto consider, as a matter of law, any relevant mitigating evidence.â Id. at 114. Eddings also confirmed that the question is not merely one of general mitigating relevance, but of relevance to âany aspect of the defendantâs character or record or any circumstances of the offense.â Id. at 110, 102 S.Ct. 869 (emphasis added). At capital sentencing hearings, as elsewhere, ârelevant evidenceâ means evidence having âany tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.â Tennard v. Dretke, 542 U.S. 274, 284, 124 S.Ct. 2562, 159 L.Ed.2d 384 (2004).
Although Owens is right that these cases permit defendants to introduce any relevant mitigating evidence, she is wrong to assume that they make all evidence automatically relevant because Lockett âdoes not mean that the defense has carte blanche to introduce any and all evidence that it wishes.â United States v. Purkey, 428 F.3d 738, 756 (8th Cir.2005). Footnote 12 in Lockett explicitly stated that lower courts could continue to exclude as irrelevant evidence not bearing on the defendantâs character, prior record, or the circumstances of the offense. Lockett, 438 U.S. at 604 n. 12, 98 S.Ct. 2954. The Supreme Court confirmed that Lockett did not make all evidence automatically relevant when it relied on this footnote to hold that courts may exclude certain evidence from capital sentencing hearings as irrelevant. For example, in Oregon v. Guzek, 546 U.S. 517, 126 S.Ct. 1226, 163 L.Ed.2d 1112 (2006), the Court unanimously held that a defendant has no right to present new evidence of his innocence at the sentencing hearing even though the defendant claimed that the evidence related to the âcircumstances of his offense.â Id. at 523-24, 126 S.Ct. 1226; see also Blystone v. Pennsylvania, 494 U.S. 299, 306-07, 110 S.Ct. 1078, 108 L.Ed.2d 255 (1990) (no right to jury instruction encouraging jury to weigh lack of severity of aggravating factors as a mitigating circumstance); Franklin v. Lynaugh, 487 U.S. 164, 174, 108 S.Ct. 2320, 101 L.Ed.2d 155 (1988) (plurality opinion) (âresidual doubtâ as to defendantâs guilt not a circumstance of the offense). Our circuit recognized that Lockett permits courts to exclude irrelevant evidence at capital sentencing hearings and quoted footnote 12 when it affirmed a Tennessee courtâs decision to exclude from a capital sentencing hearing videotaped interviews in which psychologists discussed the defendantâs alleged multiple personality disorder. Alley v. Bell, 307 F.3d 380, 392, 399 (6th Cir.2002).
B
As mentioned above, the prosecution offered Owens and Porterfield a life sentence in return for a guilty plea, but conditioned the plea on both defendantsâ acceptance of the offer. Owens wanted to accept the deal, but Porterfield refused to plead, so the prosecution withdrew the offer. Owens sought to present evidence that she wanted to accept the prosecutionâs offer at her sentencing hearing, but the state court refused to allow her to tell the jury about the failed plea negotiations.
C
Owensâs best argument is that the evidence is relevant to the positive character trait of âacceptance of responsibility.â While âacceptance of responsibilityâ could be a reason for mitigation, Owensâs proffered evidence shows no such acceptance. She did not offer to plead guilty unconditionally, which she could have done. Instead, she agreed to plead guilty only if guaranteed a life sentence in return. Offering an unconditional guilty plea, contrary to the dissent at 28, would not have been volunteering for death or accepting the lex talionis. It simply would have accepted responsibility, and her punishment then would have been in the hands of the jury, just as it ultimately was. Thus, she was less interested in accepting responsibility and more interested in avoiding the electric chair, a motivation that is much less persuasive as a mitigating faetor. It is telling that prior to trial she argued that the court should enter her guilty plea- â despite the breakdown of negotiations with the state and over its objection- â only because âthis case carries the ultimate [punishment,] death by electrocutionâ and because Owens âwants this matter done with and over with,â but not because she had accepted responsibility for her crime. She did not offer any other evidence of acceptance of responsibility or, as the district court noted, take the stand to âexpress remorse or contrition in hopes of mitigating her sentence ... to the jury directlyâ even though she could have done so.
The failed negotiations are not related to Owensâs ârecord.â Likewise, they are not related to the âcircumstances of the offenseâ because the plea offer says nothing about how the murder was committed. Owens posits that the offer is relevant to the circumstances of the offense because it suggests that the prosecution did not think that her crime deserved a death sentence. This is speculation on her part because the record does not explain whether the prosecution made the offer because it saw her as unworthy of death or for some other reason such as the efficient use of prosecu-torial resources. Owens attempts to treat âcircumstances of the offenseâ as a catchall category to present any mitigating evidence she wishes to present, but the Supreme Court has not treated âcircumstances of the offenseâ in such a haphazard manner. See Guzek, 546 U.S. at 523-24, 126 S.Ct. 1226; Blystone, 494 U.S. at 307, 110 S.Ct. 1078; Franklin, 487 U.S. at 174, 108 S.Ct. 2320.
Unfortunately for Owens, the cases that are squarely on point reject her theoryâ even though she cites some of them as supporting her theory. Owens cites Riley v. Cockrell, 339 F.3d 308 (5th Cir.2003), for a rule that âacceptance of a guilty plea was mitigating evidence that could have been presented at sentencing.â (Petr.âs Reply Br. 13). But we cannot see how Riley helps Owensâs argument because Riley denied a certificate of appealability to a death row inmate who wanted to argue that his trial counsel was ineffective for not arguing that the inmateâs guilty plea constituted mitigating evidence. Id. at 317-19. Hall v. Luebbers, 341 F.3d 706 (8th Cir.2003) is the only federal court of appeals case we can find
In Ross v. State, 717 P.2d 117, 122 (Okla.Cr.App.1986), which the district court cited as the only case it could find on point, reached the same conclusion. It directly held that a capital defendant had no right to present, as mitigating evidence, a negotiated plea agreement that was later withdrawn. Ibid. In Bennett v. State, 933 So.2d 930, 953 (Miss.2006), the defendant argued that the trial court should have permitted him to present evidence that he had been offered a plea bargain in return for a life sentence. The Supreme Court of Mississippi rejected the defendantâs interpretation of Lockett, observing that the defendant âfailed to cite a single case holding that plea bargains must be admitted at sentencing.â Ibid. Numerous other state supreme courts have also concluded that failed plea negotiations are not admissible at capital sentencing hearings. Howard v. State, 367 Ark. 18, 238 S.W.3d 24, 47 (2006) (holding, in context of ineffective assistance claim, that âLockett did not hold
Ross also explained why a defendantâs thwarted desire to accept a plea should not be admitted at capital sentencing cases.
Allowing a defendant to use plea negotiations in mitigation would clearly discourage plea negotiations in capital cases as prosecutors would correctly fear that during the second stage proceedings, they would be arguing against themselves. Plea bargaining is to be encouraged, not discouraged, and therefore is improper evidence to present in mitigation.
Ross, 117 P.2d at 122. This reasoning persuades us, and explains why every court to hear Owensâs argument has rejected it. We repeat that under Supreme Court precedent Owens can prevail only if the state courts unreasonably applied clearly established federal law. (Terry) Williams, 529 U.S. at 411-12, 120 S.Ct. 1495. A rule of federal law cannot be clearly established when it has been rejected by every court that has been asked to adopt the rule, and a state court does not unreasonably apply clearly established federal law when it rejects an argument that has been unanimously rejected by other courts. Owensâs real complaint is that the Tennessee Supreme Court did not expand Lockett, but that is not the standard we are duty-bound to apply.
VI
For many of the points of the dissent, a careful examination of the relevant part of this opinion, and the cases and portions of the record cited therein, suffices for refutation. Taking the last issue in this case first, for the contrast between the dissentâs claim that Owens is entitled to present âany relevant evidence,â Dissent at 28, and the Supreme Courtâs statement that Owens is entitled to present evidence relevant to âany aspect of [her] character or record or any circumstances of the offense,â see Eddings, 455 U.S. at 110, 102 S.Ct. 869. For proof that the state courtâs refusal to allow Owens to present evidence of the failed plea negotiations did not violate clearly established federal law, contrast the cases cited in part V.C. of this opinion that have rejected the specific argument that Owens is making with the dissentâs failure to cite a single case that has accepted Owensâs specific argument.
Moving to the question of ineffective assistance of counsel, for refutation of the dissentâs contention that the majority has âsingularly] reli[ed]â on Schriro, see the cases cited in part III.D. of this opinion. For refutation of the dissentâs claim that Owens âdid not even refuse to cooperateâ with her attorney, Dissent at 428, see pages 406-08 of this opinion, where we detail, with extensive citations to the record, Owensâs non-cooperation. For refutation of the dissentâs characterization of this opinion as saying that trial counsel were justified in abandoning the domestic violence defense based on Owenâs refusal to testify herself, see the discussion, at page 406, of Owensâs refusal to cooperate with the state mental health examiners and her refusal to let trial counsel interview her family. Note that the majority relies not only on testimony from Owensâs trial coun
As to the Brady issue, the dissent claims that the majority has held that if a defendant has âreasonable suspicion of a fact, the defendant is not entitled to exculpatory evidence regarding that fact....â Dissent at 425. For refutation of this claim, see the majority opinion, which does not include the phrase âreasonable suspicion,â and see pages 425-26 of the majority opinion, which explains that in this case, Owens knew of the affair. And for refutation of the dissentâs claim that the majorityâs rule is somehow novel or ânonsensical],â see the cases, including Coe, Matthews, and Benge, cited in the majority opinion at pages 417-18 and not refuted by the dissent.
A few of the dissentâs arguments require a more detailed answer.
First, the entire premise of the dissentâs rhetoric is that counsel were obviously incompetent for not relying on what is called, in parts of both my state and that of the dissenter, the âhe just needed killingâ defense. While it could be true that a counsel of the dissenterâs skill could have sold a jury on that defense, there are many reasons that counsel could have thought otherwise â and making such a choice is the essence of a âstrategicâ choice.
* Unlike the classic case of killing a spouse taken âin flagrante,â the evidence here was that Mrs. Owens cooly interviewed a series of potential hitmen, hired and funded one of them, and provided him with information vital to his ability to kill Mr. Owens by savagely pounding his head and brains into a pulp. She then initially denied any murderous intent, and then excused her involvement because âweâve just had a bad marriage over the years.... â It seems plausible that competent counsel might have believed that the jury would take a less sanguine view of the situation than does the dissent.
* Ms. Owens at trial did not admit to carrying through with the murder plot, a position quite at variance with the hypothesized defense that the deceased (and thus the now legally as well as physically defenseless) Mr. Owens deserved killing.
* Despite the fulminations about the defense knowledge of evidence of savage abuse, that evidence rests wholly on what are said to be Ms. Owensâs statements at a pretrial time. In fact, the pre-trial hearing referenced by the dissent at page 22 actually reads:
Court: you got medical proof?
Mr. Marty: we have her proof, your Honor.
Court: Do you have medical proof?
Mr. Marty: No.
Court: Did she seek medical services?
Mr. Marty: No, she did not.
Which is, of course, fully consistent with her contemporaneous statement to the police that âthere was very little physical violence.â All of the other information as to abuse cited in the dissent at pages 428-
Some attention should be paid to the dissentâs extremely vigorous attack, at page 428, on the defense counselâs timekeeping practices, wherein his testimony (see pages 407-08) as to a failure to record (and thus to try to bill for) every second of time spent, when examined many years after the event, is referred to as âludicrous,â and it is said that he âlied to the courtâ and acted in violation of âhis integrity and honesty.â
Having examined many vouchers for billing in CJA cases, I believe that it is certainly not unheard of for a counsel to say that he has not billed for all time spent, and thus will take a reduced fee. Ouer-billing is justifiably harshly condemned, but I have never heretofore seen a failure to claim, by contemporaneous records, every second spent attacked in such terms.
CONCLUSION
All three of Owensâs habeas claims fail. The judgment of the district court denying her habeas petition is AFFIRMED.
. Porterfield, unlike Owens, unsuccessfully sought certiorari from the United States Supreme Court. Porterfield v. Tennessee, 486 U.S. 1017, 108 S.Ct. 1756, 100 L.Ed.2d 218 (1988) (denying certiorari). He currently has an appeal pending before a different panel of this court. See Porterfield v. Bell, 258 F.3d 484. The case has been stayed while Porter-field exhausts his Atkins claim in state court.
.Owens implies that trial counsel were too incompetent to obtain an independent mental health examiner (even though this issue is not officially certified for appeal), because they somehow failed to follow the proper procedures and she further implies that but for this incompetence, an independent examination would have taken place. The record shows that the blame falls on Owensâs own shoulders. Trial counsel asked for funds. J.A. 201-03. The trial judge agreed to grant them if a state examination showed enough evidence to warrant further investigation. Ibid. Trial counsel then arranged three separate examinations, but Owens did not cooperate. Ibid.
. Indeed, when Hensley testified at the post-conviction hearing, Hensley complained about the "pressing and pressingâ and the "whole guilt maneuvering thingâ that Owens's post-conviction attorneys used when they called Hensley and other family members and asked them to testify on Owensâs behalf.
. Originally, Wayne Emmons was Martyâs co-counsel, but a month before the trial, Em-mons withdrew and was replaced by Stein.
. Notably, Owensâs brief utterly fails to explain her repeated non-cooperation with her trial counsel throughout her entire trial.
. Marty testified that he saw Dr. West's files on Owens, but he did not read every page carefully. Thus, it is not absolutely certain that Marty knew of all the potential impeach-men! evidence when he interviewed West. Nevertheless, Martyâs knowledge goes only to whether his performance was deficient, not to prejudice.
. Indeed, it is not clear from the J.A. whether the police had already given the letters back to Scott when Owens filed her request. If they had already done so, the relevant evidence would not merely be "available ... from another source," Coe, 161 F.3d at 344, but only available from another source. This would weaken, if not destroy, Owensâs Brady claim as to the letters. The police report, which is far less helpful to her, was in police possession the entire time and would remain Brady material. Given the uncertainty, we will assume that the police still had the letters when Owens filed her request.
. Owens contends that the Tennessee Supreme Courtâs conclusion that her failed plea bargain was "not relevant to any mitigating factor raised by the defendantâ is circular because the plea bargain was the mitigating factor she was seeking to raise. (Petr.'s Reply Br. at 15). The problem with the argument is that Owens could have offered other evidence of acceptance of responsibility but she did not do so. The government introduced Owensâs post-arrest confession at trial, in which she initially denied intent to kill her husband and admitted only to hiring people to "rough him up.â
. A federal district court concluded in Jeffers v. Ricketts, 627 F.Supp. 1334 (D.Ariz.1986), reversed on other grounds by Lewis v. Jeffers, 497 U.S. 764, 777, 110 S.Ct. 3092, 111 L.Ed.2d 606 (1990), that if the capital defendant had presented evidence of failed plea negotiations, that evidence should have been considered. Id. at 1358-59. However, we do not consider Jeffers even persuasive because that case was decided before AEDPA.