United States v. Young
Full Opinion (html_with_citations)
OPINION
In 2006, the government named Morris Roller (âRollerâ) and Jeffory Young (âYoungâ) as defendants in a twenty-count superseding indictment. Count one charged both men with a conspiracy to manufacture 1000 or more marijuana plants and to distribute 1000 or more kilograms of marijuana. Roller and Young were tried jointly, and the jury convicted each man of conspiracy involving more than 100 but less than 1000 marijuana plants and more than 100 but less than 1000 kilograms of marijuana. Roller and Young were also convicted of the substantive offenses with which they were charged. The district court sentenced Roller to serve 200 months and Young to serve 224 months of imprisonment. Roller and Young appeal their convictions and their sentences.
On appeal, Roller and Young allege that: (1) the district court erroneously admitted hearsay; (2) the district court erred when it applied a leadership-role sentencing enhancement; (3) the district court erred in considering acquitted conduct in sentencing; and (4) their sentences were procedurally and substantively unreasonable. Young also argues that the district court erred when it admitted statements by Roller regarding the use of force to collect drug-related debts. Roller asserts that the district courtâs response to the juryâs question regarding the duration of the conspiracy was prejudicial error. We AF
I. BACKGROUND
After an investigation involving confidential informants, wiretaps, and surveillance, Roller and Young were arrested for various crimes relating to marijuana growing and distribution. Based on this investigation, Roller and Young were indicted by a grand jury in 2006. A few months later, the government filed a superseding twenty-count indictment. The first count charged both men with a conspiracy to manufacture 1000 or more marijuana plants and to distribute 1000 or more kilograms of marijuana in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(A). The indictment charged Roller with thirteen additional counts and Young with six. Each of these substantive charges alleged distribution of marijuana or the use of a telephone to facilitate the delivery of marijuana in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(D). Roller and Youngâs joint trial began on January 29, 2007.
In its opening argument, the government contended- that Roller and Young were involved in a large-scale, long-term conspiracy to grow, import, and distribute marijuana. Roller and Young admitted that they had sold marijuana, but contended that they had done so on a small scale and that they were not involved in the vast conspiracy described by the government. During the course of the trial, the government called fourteen witnesses.
The government began its case by calling Mark Delaney (âDelaneyâ), a special agent with the Tennessee Bureau of Investigation who was assigned to investigate Roller and Young. Delaneyâs testimony largely concerned the mechanics of the audio surveillance that investigators used in this case.
The government next called one of its key witnesses, a confidential informant, Julia Foutch (âFoutchâ). At the time that she testified, Foutch was on probation for a felony conviction for reckless endangerment of a child and for manufacturing methamphetamine. Foutch acted as an informant in the hopes of helping her husband who was in prison for manufacturing methamphetamine. Most of Foutchâs testimony concerned her recorded interactions with Roller. Per instructions from investigators, Foutch periodically purchased a pound of marijuana from Roller. Over the course of two years, Foutch bought about sixteen pounds of marijuana from Roller. The majority of Foutchâs conversations with Roller were recorded, and many of these recordings were played for the jury while Foutch was on the stand. After the jury listened, Foutch would explain the meaning of the recorded conversations.
Foutch testified that Roller and Young asked her to collect outstanding debts from Connie Holt (âHoltâ), Kenny Stewart (âStewartâ), and Jimmy White (âWhiteâ), individuals who owed Roller and Young money for previous marijuana purchases. Foutchâs attempts to collect money from these individuals were recorded, and recordings of her conversations with them were admitted.
In addition, Foutch testified that she agreed to try to obtain methamphetamine for Roller, that Roller sometimes made romantic advances towards her, and that she tried to accept Rollerâs offer to pay her $10,000 to drive to Dallas to pick up a load of marijuana. Importantly, Foutch also testified that at her first meeting with Roller, he told her that he had lost a truckload of marijuana at Judge Purser Hill Lane when the government intercepted it. This conversation was not recorded.
After Foutchâs lengthy testimony, Greg Byford took the stand. At the time of his testimony, Byford was in jail serving a four-year sentence for his second methamphetamine-related felony conviction. The government granted Byford use immunity. Byford testified that between 1996 and 1999 he helped Roller and Young prepare marijuana for sale by âstrippingâ the plants. Byford explained that for a few days each year he, along with Roller, Young, and about six other people, would gather to remove the leaves from the stalks of approximately 350 marijuana plants per year.
After Byford testified, the government presented the testimony of a forensic chemist and a customs agent. The forensic chemist identified a variety of state exhibits as containing marijuana and testified as to the weights of each exhibit. The Immigration and Customs Enforcement Special Agent, James Balsamo (âBalsa-moâ), testified regarding the controlled delivery of a truck containing 2318 pounds of marijuana to 46 Judge Purser Hill Road on July 29, 2002. Balsamo explained that when the truck arrived, six Hispanic males unloaded the truck. Each of these individuals was later indicted on charges relating to the delivery. According to Balsamo, in addition to these six individuals, there were two white males present on the property on the day of the delivery. Balsamo stated that he saw a white pickup truck that looked like Youngâs truck at the delivery scene. Later Young spoke with Balsa-mo voluntarily and admitted that he was on the property on the day of the delivery. Young told Balsamo that it was Youngâs property but that Young had been trying to sell it to the current occupant, Jaime Valdivia-Perez. Young maintained that he had no knowledge regarding the seized truck or its contents. On cross-examination, Balsamo testified that the propertyâs electricity was in the name of Jaime Valdi-via-Perez and that Jaime Valdivia-Perez was arrested at the time of the delivery.
After Byfordâs testimony regarding the controlled delivery, the government called Charles Wayne Goff (âGoffâ) to the stand. At the time of his testimony, Goff was in federal prison for violating the conditions of his supervised release that had been imposed as part of his sentence for his conviction for conspiracy to manufacture methamphetamine. Goff testified that he had been involved in dealing marijuana with Young
After a second forensic chemist identified the contents of other government exhibits as marijuana, the government called the sheriff of Dekalb County. The sheriff testified that he had worked with Foutch while she was acting as a confidential informant and identified where various con
Next, Kerry Nelson (âNelsonâ), a former undercover narcotics officer with the Rutherford County Sheriffs Department, testified. According to Nelson, in 1998 during a sting operation, he tried to sell fifty pounds of marijuana to Pete Murray (âMurrayâ). Nelson explained that this sting was unsuccessful because when Murray arrived to purchase the marijuana, Murray told Nelson that they would have to go to âJeffsâ house to get the money. J.A. at 1001 (Trial Tr. at 545). Per protocol, Nelson refused to leave the planned purchase spot despite Murrayâs assurances that they would be safe from law enforcement because the sheriff was Jeffs cousin.
The next witness was Donna Parsley (âParsleyâ), Rollerâs girlfriend. Under a grant of immunity, Parsley testified that she had once helped Roller count money and that Roller had told her that he had significant quantities of money buried in cans on his property.
After Parsley testified, the government called Billy Miller (âMillerâ), a former investigator in Dekalb County. In 1998 or 1999, Miller placed a motion-activated camera near a marijuana patch in the woods. This camera captured an image of two men who were later identified as Roller and Young apparently cultivating the marijuana plants. Miller testified that Roller and Young were indicted based on these photographs but that their state-court trial ended in a hung jury.
Next, Ricky Estes (âEstesâ), a truck driver from Woodbury, Tennessee, took the stand. Estes testified that on three or four occasions, he had helped Roller and Young strip marijuana.
Estes was followed on the stand by Kenneth Wayne Amonett (âAmonettâ), another acquaintance of Roller and Young. Amo-nett was a regular marijuana user who had spent time in jail for marijuana-related offenses. Beginning in the late 1980s, Amonett bought increasingly large quantities of marijuana from Roller. Amonett stated that he had seen 200 pounds of marijuana in a barrel on Rollerâs property. Once, Amonett obtained a pound of marijuana from Young while Roller was out of town. Amonett told the jury that he had seen Roller growing marijuana and that he had helped Roller and Young strip marijuana. According to Amonett, Roller told him that Roller and Young almost had been caught when the police intercepted a truckload of marijuana intended for them.
After Amonett testified, the government called Kevin Murphy, a deputy with the Warren County Sheriffs Department, who testified regarding the search of Rollerâs property that was conducted when Roller was arrested. Next, Charlie Wilder, an officer with the Cannon County Sheriffs Department, testified regarding the search that was conducted after the truckload of marijuana was intercepted on Judge Purser Hill Road.
Then the government called Pete Murray (âMurrayâ), who testified that since the late 1980s he had been buying marijuana from Young and reselling it. When Young was out of town, Murray obtained marijuana from Roller. The bulk of Murrayâs testimony concerned recorded conversations between Murray and Young. After the government informed Murray that it had intercepted marijuana-related phone conversations between Murray and Young, Murray agreed to act as a confidential informant for the government and to record his conversations with Young. The government played recordings of Murrayâs conversations with Young, which Murray explained to the jury.
Murray testified that he had grown marijuana and that Young had advised him in this endeavor. On occasion, Murray had helped Roller and Young strip marijuana.
After Murrayâs lengthy testimony, the government recalled Delaney, the Tennessee Bureau of Investigation case agent, who testified regarding the governmentâs relationship with Murray. According to Delaney, an individual who âhas five pounds of pot [available] for sale continuouslyâ is involved in âupper level distributionâ of marijuana. J.A. at 1377 (Trial Tr. at 921).
As the final part of its case in chief, the government read into evidence the testimony that Roller and Young had given while they were on trial in state court for charges that the state brought based on the photographs taken in the marijuana patch. At that trial, Roller and Young stated that they could not identify themselves in the photographs, but, in any event, they were not there growing or tending marijuana.
After the government closed its case, Roller called two witnesses: Billy Miller and Nell Roller, Rollerâs mother. Earlier in the trial, Miller had testified for the government, and Roller called him because of some confusion over Millerâs exact testimony in Rollerâs and Youngâs prior state-court trial. Rollerâs mother testified regarding Rollerâs family, the fact that Roller was unable to read and write, and Rollerâs tendency to exaggerate. Young called one witness, John Barker, a utility-company official, who testified that the electricity subscriber at 46 Judge Purser Hill Road at the time that the marijuana was intercepted was Jaime Valdivia-Perez. In rebuttal, the government recalled Delaney, the case agent, to testify regarding Rollerâs and Youngâs tax records.
In its closing statement, the government summarized the evidence that had been presented, focusing on the testimony of individuals who had stated that they had bought marijuana from or sold marijuana to Roller and Young. The government concluded by discussing the quantities of marijuana involved in the evidence it had presented.
In closing, Rollerâs counsel argued that many of the governmentâs witnesses were drug addicts and that they were not credible. Rollerâs counsel admitted that Roller had sold some marijuana, but told the jury that the government had not proved that Roller had been involved with 1000 or more plants or 1000 or more kilograms. Youngâs counsel began his closing statement by arguing that there was not enough proof to tie Young to the intercepted truckload of marijuana. Youngâs counsel highlighted the fact that the government had presented little evidence beyond the memories of drug users to prove that Roller and Young had been involved in large-scale drug trafficking for many years. After a brief final closing statement by the government, the district court instructed the jury.
During deliberations, the jury sent out the following question: âOn count one is it
After the verdict, the district court sentenced Roller and Young. Rollerâs counsel objected to the amount of marijuana listed in the presentence report and argued that because the jury had found Roller guilty of a conspiracy involving at least 100 but less than 1000 kilograms of marijuana, Roller should not be sentenced based on a higher quantity of marijuana. After hearing arguments by counsel, the district court determined the government had shown to a preponderance of the evidence that the intercepted truckload of marijuana belonged to Roller and Young. Although this truckload contained 2318 pounds of marijuana and was sufficient to put Roller and Young over the 1000 kilogram (or 2200 pound) threshold alleged by the government, the district court also found that Roller been involved with the 11 pounds of marijuana found at his house, the 15 pounds he sold to Foutch, and 400 pounds as an estimate of what he would have received from one trip to Mexico. The district court found that Roller had been involved with 2744 pounds of marijuana, enough to merit the base offense level of 32 requested by the government.
The district court decided that it was improper to impose a sentencing enhancement for possessing a dangerous weapon. The district court also found that it was improper to add two levels for obstruction of justice, despite possible perjury in a previous state trial, because Roller had not lied before the district court. Because Roller had gone to trial to contest the amount of marijuana involved, the district court declined a sentence reduction for acceptance of responsibility. The district court concluded that a leadership enhancement was proper because Roller and Young were partners who hired people to help them strip marijuana.
After making these determinations, the district court concluded that Rollerâs Guidelines range was 188 to 235 months of imprisonment, as determined by his offense level of 36 and his criminal history category of I. The district court sentenced Roller to a total of 200 months of imprisonment, 4 years of supervised release, and a fine of $10,000.
As it had with Roller, the district court concluded that the presentence report appropriately based Youngâs sentence on his involvement with a conspiracy involving more than 1000 kilograms of marijuana. Specifically, the district court found that the government had proved to a preponderance that Young was involved with the 2318-pound intercepted truckload of marijuana. Additionally, the district court found that Young had sold at least 530 pounds of marijuana to Murray and that âthe testimony of Mr. Goff would certainly put the quantity well in excess of 2200 pounds.â J.A. at 1620 (Sentâg Tr. at 67). The district court next concluded that it was proper to enhance Youngâs sentence by four levels because of his leadership role in the conspiracy. Despite his prior
The district court placed Young in the same Guidelines range as Roller: 188 to 235 months of imprisonment based on an offense level of 36 and a criminal history-category of I. The district court sentenced Young to 224 months of incarceration, eight years of supervised release, and a $15,000 fine.
On appeal, Roller and Young raise four issues in common alleging that: (1) the district court erroneously admitted hearsay; (2) the district court erred when it applied a leadership-role sentencing enhancement; (3) the district court erred in considering acquitted conduct in sentencing; and (4) their sentences were procedurally and substantively unreasonable. Young also argues that the district court erred when it admitted statements by Roller regarding the use of force to collect drug-related debts. Roller asserts that the district courtâs response to the juryâs question regarding the duration of the conspiracy was prejudicial error. We have jurisdiction to review this appeal of the district courtâs final judgment pursuant to 28 U.S.C. § 1291. Jurisdiction to review the sentences imposed by the district court is provided by 18 U.S.C. § 3742.
II. ANALYSIS
A. Hearsay
1. Coconspiratorsâ Statements
Roller and Young appeal the district courtâs decision to admit certain testimony as nonhearsay statements by coconspirators made âduring the course and in furtherance of the conspiracy.â Fed. R.Evid. 801(d)(2)(E). In order for a statement to be admitted under Rule 801(d)(2)(E), the offering party must prove by a preponderance that â âthe conspiracy existed, that the defendant was a member of the conspiracy, and that the coconspiratorâs statements were made âin furtherance of the conspiracy.â â â United States v. Payne, 437 F.3d 540, 544 (6th Cir.2006) (quoting United States v. Gessa, 971 F.2d 1257, 1261 (6th Cir.1992) (en banc)). The district court can consider the contents of the statement in making this determination, but the statements âmust be corroborated by independent evidence.â Id. â âIn reviewing a trial courtâs evidentiary determinations, this court reviews de novo the courtâs conclusions of law, e.g., the decision that certain evidence constitutes hearsay, and reviews for clear error the courtâs factual determinations that underpin its legal conclusions.â â Id. (quoting United States v. McDaniel, 398 F.3d 540, 544 (6th Cir.2005)).
Roller and Young appeal the district courtâs decision to admit under Rule 801(2)(d)(E) statements made by White and Stewart to Foutch. Foutch testified that she attempted to collect money that White and Stewart owed Roller. The government sought to introduce tapes of conversations that Foutch had with White and Stewart. At the time of Foutchâs testimony, the district court conditionally admitted the conversations under Rule 801(2)(d)(E). Young also appeals the district courtâs decision to allow Nelson, an undercover officer, to testify that while Nelson was trying to sell Murray marijuana as part of a sting operation, Murray told Nelson that they would have to go to âJeffsâ house to get the money necessary to complete the deal.
At the conclusion of the governmentâs case, the district court found that the statements had been admitted properly under 801(d)(2)(E) and reasoned as follows:
[T]he first objection under 801(d)(2)(E) that I noted was a statement by Jimmy White on Page 24 and 25 of the Foutch transcript where he says, that you know, among other things*1046 that, yeah, we have done some, talking about he and, I guess, Mr. Roller, theyâve done some stuff and traded around, and, no, it wasnât cows. And theyâre talking about him owing money to Mr. Roller. And I think that the evidence in the case due to the basic quantities involved here, in fact, and the fact that Roller apparently fronted marijuana to Mr. White, I think that itâs fair to say that Mr. White was not just a purchaser, Mr. White was a dealer, and was just one cog in the chain here of distribution. And so, I think that these statements about him owing money to Mr. Roller are statements made in furtherance of the conspiracy. So, I do find that, number one, the conspiracy existed by a preponderance of the evidence. Second, that Mr. Roller was a member of it, and as well as Mr. Young. And that these statements by Mr. White were made in furtherance of the conspiracy. So, the objection to those statements are respectfully overruled.
The next note that I have here, ... February 2nd, 2004, phone call with Kenny Stewart. I think itâs Pages 41 and 42 of the Foutch transcript. Again, you know, Stewart is begging off on the paying right away, he says itâs a bit slow. Itâs another one of these conversations about paying Mr. Roller. Again, I think that Mr. Stewart was in addition to being a purchaser from Mr. Roller, a distributor, for the same reasons that Mr. White was. And so, I find, number one, that a conspiracy did exist. Number two, that each defendant was a member of that conspiracy. Finally, that Mr. Stewartâs comments and discussion with Mrs. Foutch here were in furtherance of the conspiracy.
Next, the note I had, next note I had was March 12th, 2004, another Kenny Stewart conversation regarding paying Mr. Roller. I think itâs Pages 48 through 50 of the transcript. I donât know if itâs true or not, but Stewart talks about getting ripped off by some people, but, anyway, again, weâre talking about why, why he canât pay, why heâs having difficulty in paying Mr. Roller.... [F]or the same reasons, weâre talking about making drug payments to Mr. Roller. And, of course, as a part of, as a part of this conspiracy and in furtherance of the conspiracy. And, of course, Mr. Roller wouldnât be distributing drugs to Mr. Stewart if he wasnât getting paid. And so, I find that the conspiracy did exist. And that Mr. Roller, as well as Mr. Young were members of it. And that these statements were made in furtherance of the conspiracy.
Finally, my final note was statements by Mr. Murray to Sergeant Nelson ... about bringing pot to Jeff where the money would be waiting.
* * *
[Murray said] he would have to go back to Jeff to check because Jeff had the money and so forth. Well, that clearly, that clearly was in furtherance of the conspiracy. It never did come to a fruition, I guess because the deal didnât go down, but letâs put it this way, that Mr. Murray at this time was acting in furtherance of the conspiracy because he was trying to get some marijuana at a time when the supply, I guess, was a little short, as I recall.
But, again, I find specifically that a conspiracy did exist and that being the conspiracy alleged in Count 1. That both defendants were members of it, including Mr. Young in this particular case. And that the statements made according to the undercover, then undercover agent quoting Mr. Murray, those statements by Mr. Murray were made in furtherance of the conspiracy.
J.A. at 1407-10 (Trial Tr. at 951-54).
On appeal, Young asserts that these statements show only a buyer-seller
Roller and Youngâs argument that the government had not sufficiently proved that White and Stewart were coconspira-tors raises a closer question. Roller and Young correctly note that we have held that a â âbuyer-seller relationshipâ is not enough to make someone a participant in a drug conspiracy, âfurther evidence indicating knowledge of and participation in the conspiracy can be enough to link the defendant to the conspiracy.â â United States v. Henley, 360 F.3d 509, 514 (6th Cir.2004) (quoting United States v. Gibbs, 182 F.3d 408, 421 (6th Cir.1999)). However, we have also held that âthe âtrustâ involved in âfrontingâ drugs under a delayed payment or credit arrangement, âsuggests more than a buyer-seller arrangement between the parties.â â Id. (quoting United States v. Humphrey, 287 F.3d 422, 435 (6th Cir. 2002), overruled on other grounds, United States v. Leachman, 309 F.3d 377 (6th Cir.2002)). Additionally, we have held that the involvement of a large quantity of drugs can âcreate! ] an inference of a conspiracy.â United States v. Bourjaily, 781 F.2d 539, 545 (6th Cir.1986).
Although it is a close question, we conclude that the district court did not commit clear error in finding that White and Stewart were coconspirators and that the statements in question were made in furtherance of the conspiracy. As the district court noted, both men owed Roller significant sums of money, indicating that Roller had fronted them drugs and that the quantities involved were not minimal. Additionally, receiving payment due is a critical portion of any conspiracy to sell narcotics. Similarly, the district courtâs conclusion that Murray was a coconspirator was not clearly erroneous; Murray made the statement in question during an attempt to purchase a large quantity of marijuana, the statement named Young, and Murray later admitted extensive marijuana-related involvement with Young. We review de novo the district courtâs determination that these âfacts warrant the legal conclusion under Rule 801(d)(2)(E) that the statements are admissible.â United States v. Rogers, 118 F.3d 466, 477 (6th Cir.1997). Given the evidence that larger quantities, repeat sales, and fronting were involved, the district court did not err in admitting the statements in question as nonhearsay co-conspirator statements.
Additionally, even assuming that the district court erred in admitting White, Stewart, and/or Murrayâs statements under Rule 801(d)(2)(E), we conclude that any error was harmless. Fed.R.Crim.P. 52(a). âThe erroneous admission of a statement by an unindicted co-conspirator constitutes harmless error when sufficient other evidence demonstrates a defendantâs active involvement in the conspiracy.â
2. Holtâs Statements
Roller objects to the introduction of recorded statements that Holt made to Foutch. When Foutch tried to collect money from Holt for Roller, Holt used profanity, threatened Foutch, and hit Foutch in the side of the head with a hammer. The district court admitted these statements as nonhearsay introduced for context despite counselâs objection that the statements were unfairly prejudicial. On appeal, Roller argues that these statements should not have been admitted because their unfair prejudicial effect outweighed their probative value.
â âIn reviewing the trial courtâs [Rule 403] decision for an abuse of discretion, the appellate court must view the evidence in the light most favorable to its proponent, giving the evidence its maximum reasonable probative force and its minimum reasonable prejudicial value.ââ United States v. Jackson, 473 F.3d 660, 668 (6th Cir.2007) (quoting United States v. Moore, 917 F.2d 215, 233 (6th Cir.1990), cert. denied, 499 U.S. 963, 111 S.Ct. 1590, 113 L.Ed.2d 654 (1991)). Applying this deferential standard, we conclude that the district court did not abuse its discretion. Although Holt did use strong language, Foutch had already testified that Holt hit Foutch in the head with a hammer. It seems unlikely that, given this context, Holtâs language would have caused substantial unfair prejudice. Additionally, Holtâs statements did provide background on the conversation that resulted in Foutch being hit with a hammer. Even assuming that the district court erred, we conclude that the error is harmless because the language does not produce as much prejudice as the hammer attack itself, which is unchallenged.
B. Statements Regarding Use of Force
Young argues that the district erred when it allowed the government to âpresent testimony that co-defendant Roller obtained [sic] drug debts by force or threat of physical violenceâ without even a limiting instruction.
As discussed above, â[i]n reviewing the trial courtâs [Rule 403] decision for an abuse of discretion, the appellate court must view the evidence in the light most favorable to its proponent, giving the evidence its maximum reasonable probative force and its minimum reasonable prejudicial value.â Jackson, 473 F.3d at 668 (internal quotation marks omitted). Young incorrectly asserts that no evidence connected him to Rollerâs attempts to collect debts. Foutch testified that Roller and Young were present when Roller asked her to collect money from drug debtors and that Young told her to take the title to Holtâs car if Foutch was unable to get money from Holt. The governmentâs theory was that Roller and Young were partners in an extensive drug conspiracy. Although the information relating to debt collection was largely based on Foutchâs conversations with Roller, the overall evidence in the case does not suggest that Young was distanced from the debt-collecting segment of the conspiracy. Additionally, the testimony regarding debt collection had probative value insofar as it showed that Roller and Young were willing to extend credit to drug purchasers.
Even assuming that the district court erred as to Young in admitting testimony regarding debt collection, we conclude that this error was harmless. Roller and Young did not face any extortion charges or any charges involving violence. There was ample other evidence of a conspiracy between Roller and Young, including testimony regarding stripping marijuana and detailed testimony from individuals who had been involved in dealing drugs with Roller and Young for many years. Therefore, we reject Youngâs argument that admission of statements regarding debt collection constituted reversible error.
C. District Courtâs Response to Jury Question Regarding Conspiracy Duration
During deliberations, the jury sent out the following question for the court: âOn count one is it necessary for conspiracy to run from 1992-2006 to [fjind guilty?â J.A. at 335 (Jury Communication). Over objections by Rollerâs and Youngâs counsel, the district court gave the following answer: âTo find a defendant guilty on Count One, you must find that there was a conspiracy that began âin or aboutâ 1992 and lasted to âin or aboutâ May 2006. However, to find a defendant guilty on Count One you are not required to find that a defendant was a member of the conspiracy from the beginning of the conspiracy.â J.A. at 336 (Judge Communication).
Roller argues that the second sentence of the judgeâs answer was unfairly prejudicial because it reemphasized a portion of the jury charge that the jurors had not asked about. Roller does not suggest that the answer misstated the law. Instead, Roller asserts that the jury asked only about the span of the conspiracy and that the courtâs inclusion of a statement that conviction did not require a finding that each individual had been a member of the conspiracy from the beginning was not responsive. Accordingly, Roller argues, this non-responsive portion of the district courtâs answer would have âsuggested to the jury that the part of the charge reflected in the second sentence of the courtâs response was what was important
â âThe district courtâs actions in responding to questions from the jury are reviewed for abuse of discretion.â â United States v. Khalil, 279 F.3d 358, 367 (6th Cir.2002) (quoting United States v. August, 984 F.2d 705, 712 (6th Cir.1992)). There is a â âhigh standard for reversal of a conviction on the grounds of improper instructions.ââ Id. (quoting United States v. Sheffey, 57 F.3d 1419, 1429 (6th Cir. 1995), cert. denied, 516 U.S. 1065, 116 S.Ct. 749, 133 L.Ed.2d 697 (1996)). Under this high standard, an appellate court â âmay reverse a judgment only if the instructions, viewed as a whole, were confusing, misleading and prejudicialâ â Id. (quoting United States v. Clark, 988 F.2d 1459, 1468 (6th Cir.), cert. denied, 510 U.S. 832, 114 S.Ct. 105, 126 L.Ed.2d 71 (1993)).
We cannot conclude that the district court abused its discretion. In its initial jury charge, the district court stated that a conspiracy conviction âdoes not require proof that the defendant knew everything about the conspiracy, or everyone else involved, or that he was a member of it from, the very beginning.â J.A. at 126 (Jury Charge at 25) (emphasis added). This language follows Sixth Circuit Pattern Jury Instruction § 3.03(2). The district courtâs response to the juryâs question reiterated the correct legal standard that had already been presented to the jury. Although the district courtâs response may have gone beyond the scope of the juryâs question, Roller has not shown that the district court abused its discretion in doing so. Because we cannot conclude that the district court abused its discretion, we deny Roller relief on this ground.
D. Use of Acquitted Conduct Regarding Drug Amount in Sentencing
Roller and Young were indicted for a conspiracy to manufacture 1000 or more marijuana plants and to distribute 1000 or more kilograms of a substance containing marijuana. At trial, the jury found Roller and Young guilty of conspiracy, but determined that the conspiracy did not involve 1000 or more marijuana plants or 1000 or more kilograms of marijuana. Instead, the jury convicted Roller and Young of a conspiracy involving at least 100 but less than 1000 marijuana plants and at least 100 but less than 1000 kilograms of marijuana. Although the jury thereby acquitted Roller and Young of a conspiracy involving the larger quantity of marijuana, the district court sentenced Roller and Young based on the larger amount. Roller and Young argue that their sentences were impermissibly based on this higher amount of which the jury had acquitted them.
In a factually similar case where the defendant was sentenced based on a quantity of drugs of which the jury had acquitted him, a panel of this court held that âa post-Booker sentencing court may consider even âacquitted conductâ if it finds facts supporting that conduct by a preponderance of the evidence.â United States v. Mendez, 498 F.3d 423, 427 (6th Cir.2007). In another case involving acquitted conduct subsequently heard by this court en bane, a majority of the judges of this circuit concluded that a district court may use acquitted conduct that it finds to a preponderance to enhance a defendantâs sentence âso long as the resulting sentence does not exceed the jury-authorized United States Code maximums.â
At sentencing, the district court specifically addressed the question of drug quantity. The district court found 2744 pounds
Although it is an extremely close question, we conclude that it was not clear error for the district court to conclude that the government had shown, to a preponderance, that the intercepted truckload of marijuana was attributable to Roller and Young. The district court based its findings on the fact that the marijuana was sent to Roller and Youngâs property,
This circuit has held that the district court cannot assume that any drugs in a given area belong to defendants who are major drug dealers in that area. Hoskins, 173 F.3d at 356-57 (âThe reasoning of the district court implies that because [the defendants] were two top dealers in the area, any marijuana grown and sold in the area was attributable to each of them. We believe the sentencing guidelines require a more particularized finding.â). In this case, however, the district court made particularized findings related to evidence presented at trial and did not rely on an assumption that because Roller and Young were large-scale drug dealers in the area, the truckload of marijuana must have been theirs. Although the question of whether the government proved to a preponderance that the truckload was attributable to Roller and Young is a close one, we conclude that the district court did not clearly err when it concluded that the government had done so.
E. Leadership-Role Enhancement
At sentencing, the district court found that Roller and Young each played a leadership role in a conspiracy that involved five or more participants. The district court therefore applied a four-level enhancement to Rollerâs and Youngâs base-offense levels pursuant to United States Sentencing Guidelines § 3131.1(a). There is confusion within this circuit concerning the standard of review that should be applied to a district courtâs decision to impose a leadership enhancement under § 3B1.1. See United States v. Walls, 546 F.3d 728, 734 (6th Cir.2008). âWhen reviewing § 3B1.1(a) impositions in the past, âwe reviewed the district courtâs factual findings for clear error and its legal conclusions de novo.ââ Id. (quoting United States v. McDaniel, 398 F.3d 540, 551 n. 10 (6th Cir.2005)). âHowever, in 2001, âthe Supreme Court ruled in Buford v. United States [532 U.S. 59, 121 S.Ct. 1276, 149 L.Ed.2d 197 (2001)] that, in light of the fact-bound nature of the legal decision, an appellate court should review deferentially, rather than de novo, a district courtâs ap
Under either standard of review, clear error or de novo, we conclude that Rollerâs and Youngâs arguments fail. During Rollerâs sentencing hearing, the district court found that the role enhancement was proper because â[t]here was ample testimony during the course of the trial that the defendant was an organizer and leader of criminal activity that involved five or more participants.â J.A. at 1593 (Sentâg Tr. at 40). The district court determined that Roller and Young were partners and noted that the marijuana-stripping operations involved more than five participants and that Roller had âboys from the mountainâ to help collect his debts. J.A. at 1593-94 (Sentâg Tr. at 40-41). With respect to Young, the district court noted that many people were involved in stripping marijuana and in transporting marijuana from Mexico. The district court also stated that âeven if you donât have five people, which I think you do, ... it could still be otherwise extensive for the four levels.â J.A. at 1624-25 (Sentâg Tr. at 71-72).
âRegardless of the exact parameters of 3B1.1(a) review in light of Buford, it is clear that factual findings made by the district court are reviewed for clear error.â Walls, 546 F.3d at 735. The evidence presented at trial supports the district courtâs determination that more than five people were involved in Rollerâs and Youngâs periodic marijuana-stripping endeavors. Even reviewing de novo the district courtâs conclusion that a four-point leadership enhancement was proper, we conclude that reversal is unwarranted. The evidence at trial showed that Roller and Young were involved with a large quantity of marijuana over the course of years; they bought, sold, cultivated, and manufactured marijuana, and much of this activity took place on and around their own property. Additionally, more than one witness testified regarding Rollerâs and Youngâs marijuana-stripping operations. By its nature, this work was seasonal, but Roller and Young repeatedly and regularly hired more than five individuals to perform this task for them. We conclude that under either clear-error or de novo review, the district courtâs decision to impose this sentencing enhancement should not be overturned.
F. Unreasonableness of Sentences
On appeal, Roller and Young argue that their sentences are unreasonable.
Regardless of whether the sentence imposed is inside or outside the Guidelines range, the appellate court must review the sentence under an abuse-of-discretion standard. It must first ensure that the district court committed no significant procedural error, such as failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the § 3553(a) factors, selecting a sentence based on clearly erroneous facts, or failing to adequately explain the chosen sentence â including an explanation for any deviation from the Guidelines range. Assuming that the district courtâs sentencing decision is procedurally sound, the appellate court should then consider the substantive reasonableness of the sentence imposed under an abuse-of-discretion standard. When conducting this review, the court will, of course, take into account the totality of the circumstances, including the extent of any variance from the Guidelines range. If the sentence is within the Guidelines range, the appellate court may, but is not required to, apply a presumption of reasonableness. But if the sentence is outside the Guidelines range, the court may not apply a presumption of unreasonableness. It may consider the extent of the deviation, but must give due deference to the district courtâs decision that the § 3553(a) factors, on a whole, justify the extent of the variance. The fact that the appellate court might reasonably have concluded that a different sentence was appropriate is insufficient to justify reversal of the district court.
Under this standard, reasonableness review has two components: procedural and substantive.
1. Review for Procedural Reasonableness
Review for procedural reasonableness is a three-step inquiry. An appellate court must determine whether the district court: â(1) properly calculated the applicable advisory Guidelines range; (2) considered the other § 3553(a) factors as well as the partiesâ arguments for a sentence outside the Guidelines range; and (3) adequately articulated its reasoning for imposing the particular sentence chosen, including any rejection of the partiesâ arguments for an outside-Guidelines sentence and any decision to deviate from the advisory Guidelines range.â United States v. Bolds, 511 F.3d 568, 581 (6th Cir.2007).
Roller argues that his sentence was procedurally unreasonable and that the district court improperly calculated the Guidelines range because the district court
We conclude that the district court did not abuse its discretion by considering improper factors. The district court mentioned public corruption, but it did so in the context of considering how Rollerâs sentence would âpromote respect for the law,â one of the factors a court must consider when imposing a sentence. J.A. at 1607 (Sentâg Tr. at 54); 18 U.S.C. 3553(a)(2)(A). Immediately before the district court mentioned the fact that Roller had âescaped judgment in the state court,â the district court also stated that Rollerâs lack of a criminal history was âa favorable factor.â J.A. at 1608 (Sentâg Tr. at 55). In this context, it does not seem that the district court used Rollerâs prior brush with the law against him or that the district court abused its discretion by mentioning this prior trial.
The district courtâs sentencing decisions relating to Roller (as well as Young) specifically mentioned the § 3553(a) factors that led the district court to select their sentences. The district courtâs sentencing decisions referenced specific evidence from trial and the § 3553(a) factors that it found critical. The district court also specifically mentioned the mitigating evidence that Roller had presented, and noted that it believed that Roller had a good side that had been overshadowed by his bad role in a drug conspiracy. Given the district judgeâs explanations for the sentences it imposed and the deferential standard of review, we conclude that the district judge did not commit any significant errors and that Rollerâs sentence should not be overturned for procedural unreasonableness.
2. Review for Substantive Reasonableness
Because we conclude that Rollerâs and Youngâs sentences are procedurally reasonable, we must consider the substantive reasonableness of their sentences. Bolds, 511 F.3d at 581. This court has held that sentences that fall within the Guidelines are presumed to be reasonable. Vonner, 516 F.3d at 389-90. This presumption is rebuttable, but an appellate court should not overturn a sentence just because it believes that another sentence would be appropriate. Id.; see also Gall, 128 S.Ct. at 597. Rollerâs and Youngâs sentences fall within the Guidelines range of 188 to 235 months and thus are rebuttably presumed to be substantively reasonable.
Roller argues that his sentence is substantively unreasonable for three reasons: â(1) the district court failed to accord the proper weight to mitigating evidence under § 3553(a), (2) imposed a sentence that was greater than necessary, and (3) failed to avoid unwarranted sentencing similarities [sic] between the defendant and his co-defendantâs sentences or sentencing disparities with other defendants.â Roller Br. at 55. Young joins Roller in the first two arguments, asserting that his sentence âis greater than that necessary to comply with the purposes of § 3553(a)(2) and does not adequately take account of [Youngâs] history and characteristics.â Young Br. at 36.
As to Rollerâs argument that his sentence was disproportionate when compared with Youngâs, we note that Roller and Young were sentenced within the same Guidelines range because the district court determined that Youngâs prior convictions did not increase his criminal history level for Guidelines purposes.
III. CONCLUSION
For the reasons discussed above, we AFFIRM Rollerâs and Youngâs convictions and sentences.
. This section contains a general summary of the testimony and evidence presented at trial-specific statements and information will be addressed in the analysis section where relevant.
. Statements made by Stewart, White, and Holt to Foutch form the basis for some of Roller's and Youngâs arguments on appeal. The district court admitted Stewart's and Whiteâs statements as nonhearsay statements of coconspirators under Fed.R.Evid. 801(d)(2)(E). Holt's statements were admitted as nonhearsay because the district court determined that they were introduced to provide context and not to prove the truth of the matter asserted. These statements will be discussed in greater detail infra.
. Goff testified that he knew Roller but that he did not have a relationship with him "concerning marijuana.â Joint Appendix ("J.A.â) at 888-90 (Trial Tr. at 432-34).
. Roller admits that there was enough evidence for the district court to find by a preponderance that there was a conspiracy of which Roller was a member.
. Roller does not appear to argue that the statements were improperly determined to be nonhearsay. Roller Br. at 34.
. Roller does not raise this argument on appeal.
. In the last sentence of the section of his brief dealing with this issue, Young argues that the district court should have severed the trials. Young makes no argument specifically relating to severance, instead focusing on the prejudicial quality of the admitted evidence. The government asserts that this severance argument is unpreserved and subject to plain-error review. Even if Young preserved the severance argument, in order to prevail Young must âshow 'compelling, specific, and actual prejudice from [the] court's refusal to grant the motion to sever.' â United States v. Driver, 535 F.3d 424, 427 (6th Cir.2008) (quoting United States v. Saadey, 393 F.3d 669, 678 (6th Cir.2005)). Young's brief mention of severance does not meet this high standard, and reversal on this ground is inappropriate.
. Young does not raise this argument on appeal.
. Because the maximum sentence for Count One alone is forty years, Roller's and Youngâs sentences do not violate this limitation on sentence length. 21 U.S.C. § 841(b)(1)(B)(vii).
. One thousand kilograms is equivalent to 2200 pounds.
. The district court also mentioned that "the testimony of Mr. Goff would certainly put the quantity well in excess of 2200 pounds," but the district court did not make any specific findings regarding the quantity involved, nor did it explain whether this quantity alone would rise to the 1000 kilogram threshold or if it would do so only in conjunction with the intercepted truckload. J.A. at 1620 (Sentâg Tr. at 67). Given this lack of information and the specificity of the district courtâs other quantity-related findings, we conclude that the district court did not include a specific amount based on Goff's testimony. Therefore, we do not consider this quantity of drugs when reviewing the district courtâs sentencing determination.
.On appeal, Roller asserts that the property in question was owned by Young alone. Bal-samoâs testimony that Young stated that Young owned the property supports Roller's assertion. However, at his sentencing hearing, Roller failed to object to the district courtâs statement that the property "belonged to, partly to Mr. Roller, and, of course, Mr. Young, as well.â J.A. at 1568 (Sentâg Tr. at 15). Additionally, given the fact that the jury convicted Roller and Young of being cocon-spirators in a conspiracy to distribute marijuana, the exact ownership of the property is not critical.
. We note that even if the intercepted truckload of marijuana is eliminated from consideration, during sentencing the district court did not exhaustively consider all of the quantities of marijuana which had been presented at trial. For example, the district court did not determine the amount of marijuana that was stripped or grown by Roller, Young, and the individuals they hired. Nor did the district court decide the amounts that had been sold to or bought from every individual who testified. Because the district court did not find any of these quantities to a preponderance, we do not consider whether these quantities, apart from the truckload of marijuana, could justify the district courtâs sentencing determination.
. In a footnote in its appellate brief, the government argues that because Roller and Young failed to raise âunreasonableness before the district court,â we should review their sentencing claims for plain error. Gov't Br. at 52 n.5. However, this circuit's rule that plain-error review applies when we evaluate the sentence of a defendant who failed to object to the sentencing procedure after the sentence was imposed does not bar Rollerâs or Youngâs claims. See United States v. Von-ner, 516 F.3d 382, 385-86 (6th Cir.2008) (en banc). This rule does not bar Rollerâs claims of procedural unreasonableness because after the district court imposed its sentence, the district court failed to ask Roller if he had any objections. The government admits that the district court did not make this inquiry, but
Young makes one argument regarding the reasonableness of his sentence â that his sentence was unreasonable because it is "greater than that necessary to comply with the purposes of 18 U.S.C. § 3553(a)(2).â Young Br. at 36. We have held that "[a] litigant has no duty to object to the âreasonablenessâ of the length of a sentence (or to the presumption of reasonableness) during a sentencing hearing.â Vonner, 516 F.3d at 389. Accordingly, neither Roller nor Young was required to object after the district court imposed its sentences in order to preserve claims of substantive unreasonableness.
. We rejected above Rollerâs claims that the leadership enhancement and the district courtâs use of acquitted conduct were improper, and we will not reconsider them here.
. Roller also asserts that his sentence is unreasonable when compared with other defendants convicted of the same type of offense. Roller Br. at 58. However, as Roller admits, he raises this issue for the first time on appeal, and we therefore review his claim for plain error. Id.; United States v. Blackie, 548 F.3d 395, 398 (6th Cir.2008) ("Because [the defendant] did not object to his sentence based on a potential disparity, ... we now review [that] claim[] for plain error.â). Roller's brief mention of this argument does not suffice to show that the district court committed plain error in imposing Roller's sentence.