Jones v. Caruso
Full Opinion (html_with_citations)
COLE, J., delivered the opinion of the court, in which KEITH, J., joined.
McKEAGUE, J. (pp. 279-81), delivered a separate dissenting opinion.
OPINION
Defendants-Appellants Patricia L. Caruso, Director of the Michigan Department of Corrections (âMDOCâ), Linda Matuszak, the Record Office Supervisor at Saginaw Correctional Facility, and Jan E. Trombley, the Warden at Saginaw Correctional Facility (collectively, âDefendantsâ), appeal the district courtâs denial of their motion to reconsider its order enjoining them from enforcing subsection (HH)(23) (âRule 23â) of MDOC Policy Directive (âMDOC PDâ) 05.03.118 (âPrisoner Mailâ), which pro se Plaintiff-Appellee Walter Jones claims infringes on his First Amendment and Due Process rights. MDOC PD 05.03.118, which became effective on March 19, 1985, sets forth MDOCâs guidelines for prisonersâ mail rights. The directive includes a list of prohibited materials prisoners âshall not be allowed to receive ... as they are considered to be a threat to the order and security of an institution or to the rehabilitation of prisoners.â MDOC PD 05.03.118(N).
This case relates to Rule 23 of the policy directive, which specifically regulates prisonersâ possession of UCC-related materials. Defendants argue that the district courtâs injunction should be dissolved because: (1) the district court mistakenly found UCC-related materials to be âlegal mailâ subject to heightened First Amendment protections; (2) the district court erred in finding that Rule 23 is not rationally related to the legitimate penological objective of maintaining order and discipline in MDOC prisons; (3) the district court erred in finding that Rule 23âs scholarly-materials exception did not alleviate First Amendment concerns; (4) the district courtâs issuance of the injunction interfered with the âwell-supported judgment of prison officialsâ; and (5) the district court erroneously applied the standard for the issuance of preliminary injunctions. Jones counters that: (1) this Court cannot consider arguments that Defendants have raised for the first time on appeal; (2) Defendants have regulated their UCC ban through other MDOC directives, obviating the need to dissolve the injunction; and (3) the district court properly determined that the facts met the standard for issuance of a preliminary injunction. Although the district court abused its discretion in applying the incorrect level of scrutiny to analyze Rule 23, for the following reasons, we AFr FIRM the district courtâs preliminary injunction on its merits and REMAND the case to the district court for further consideration not inconsistent with this opinion.
A. Factual Background
1. Development of Rule 23
Since 2004, there has been a nationwide increase in the number of filings by prison inmates of unsubstantiated liens and Uniform Commercial Code (âUCCâ) financing statements against state or federal officials involved with their incarceration. See, e.g., United States v. Gordon, No. CV205-158, 2005 WL 2237640, at *1-2 (S.D.Ga. Aug.25, 2005) (finding that prisoners filed âfacially absurdâ liens and UCC financing statements designed to harass and intimidate government officials in the performance of their duties); United States v. Orrego, No. 04 CV 0008 SJ, 2004 WL 1447954, at *2-3 (E.D.N.Y. June 22, 2004) (granting governmentâs motion for summary judgment where prisoner purported to copyright his name, after which he filed fraudulent liens against various government officials for using his name without permission or payment); Ray v. Williams, No. CV-04-863HU, 2005 WL 697041, at *2 (D.Or. Mar.24, 2005) (granting governmentâs motion for summary judgment where prisoner submitted UCC filings against government officials, seeking payment for unauthorized use of his copyrighted name); United States v. Martin, 356 F.Supp.2d 621, 626-27 (W.D.Va.2005) (finding ânull and voidâ prisonerâs fraudulent UCC financing statements naming himself as the secured party for a $108,000,000.00 debt purportedly owed to him by various government officials); United States v. Brum, No. CIV. A. 105CV110, 2005 WL 1606584, at *3 (E.D.Tex. July 1, 2005) (granting governmentâs motion for summary judgment where prisoner filed fraudulent liens and UCC financing statements against the judge and prosecutor involved in his criminal conviction); Cooperwood v. McDonald, No. 2:05 CV 111, 2005 WL 1427718, at *2-4 (W.D.Mich. June 13, 2005) (dismissing prisonerâs civil rights action under the Prison Litigation Reform Act where prisoner filed a fraudulent lien âfor infringement of his copyrighted nameâ); United States v. Stouder, No. 3:04-1044, 2005 WL 2715666, at *3-5 (M.D.Tenn. Sept.2, 2005) (declaring null and void prisonerâs fraudulent UCC financing statements against government officials in the amount of $300,000,000.00).
On March 30, 2004, in response to increased activity by Michigan prisoners engaging in these types of fraudulent schemes, MDOC Director, Defendant Caruso, used her authority to establish policy through a Directorâs Office Memorandum (âDOMâ) and enacted DOM 2004-8, âFraudulent Activities Involving the Uniform Commercial Code.â See Jones v. Mich. Depât of Corrs., No. 05-CV-72817-DT, 2006 WL 2805643, at *1 (E.D.Mich. Sept.28, 2006).
On June 6, 2005, DOM 2005-4 was superseded by MDOC PD 05.03.118(HH)(22)
PROHIBITED INCOMING MAIL
HH. Prisoners are prohibited from receiving mail that is a threat to the security, good order, or discipline of the facility, may facilitate or encourage criminal activity, or may interfere with the rehabilitation of the prisoner. The following pose such risks within a correctional facility under all circumstances and therefore shall be rejected.
22. Mail regarding actions that can be taken under the Uniform Commercial Code (UCC). This does not include legal materials which set forth the statute or provide a scholarly legal analysis of the UCC.
(JA 21.) Rule 22 prohibited prisoners from receiving and possessing certain UCC-related materials but was interpreted by the MDOC officials as making exceptions for UCC-related publications held in the prison law library, such as the Michigan Compiled Laws Annotated or scholarly analyses of the relevant statutes. See Jones, 2006 WL 2805643, at *2. MDOC officials also interpreted Rule 22 as preventing prisoners from using funds from their personal institutional accounts to purchase prohibited UCC materials and required MDOC staff to reject such items that a prisoner received through the mail and to confiscate such items that a prisoner already possessed. Id.
On January 1, 2006, MDOC amended MDOC PD 05.04.118(HH), such that subsection HH(22) now states (in renumbered sub-paragraph 23 (âRule 23â)):
23. Mail regarding actions that can be taken under the Uniform Commercial Code (UCC) which could be used to harass or threaten another individual, including the filing of a lien against the individual. This does not include legal materials which set forth the statute or provide a scholarly legal analysis of the UCC.
(JA 397) (emphasis added). MDOC also sought legislation that would make inmatesâ UCC abuses punishable as criminal offenses, and, in 2004, it became a felony in Michigan to knowingly and intentionally file a false or fraudulent financing statement with the Secretary of State under the UCC. See Mich. Comp. Laws § 440.9501(6) (2004).
2. Enforcement of Rule 23 against Jones
Jones is currently serving a life sentence in the custody of MDOC. After MDOC enacted DOM 2004-8, Jones notified prison officials that he possessed books, pamphlets, forms, and other literary materials that referenced usage of the UCC regulations but were not associated with criminal or fraudulent activity. On February 10, 2005, Jones attempted to send a letter to the Michigan Secretary of State seeking forms related to Michigan copyright and trademark registration laws. On February 14, 2005, Jonesâs metered envelope was
B. Procedural history
Jones filed his complaint on July 19, 2005, alleging under 42 U.S.C. § 1983, that DOM 2004-8 suppresses communication and is facially overbroad in violation of the First Amendment. Because DOM 2004-8 was superseded by Rule 22, the magistrate and district judges construed Jonesâs claims as arising from Rule 22. Haines v. Kerner, 404 U.S. 519, 520, 92 S.Ct. 594, 30 L.Ed.2d 652 (1972) (granting liberal construction to pro se filings); Franklin v. Rose, 765 F.2d 82, 85 (6th Cir.1985) (âThe allegations of a pro se petition, âthough vague and conclusory, are entitled to a liberal construction.â â).
Jones sought the following relief: (1) a declaratory judgment stating that DOM 2004-8 and Rule 45 were unconstitutional under the First and Fourteenth Amendments to the Constitution; (2) an injunction to prevent MDOCâs enforcement of both DOM 2004-8 and Rule 45; (3) an injunction requiring Defendants to notify Jones when they confiscate or reject his outgoing mail; (4) compensatory damages of $800; and (5) punitive damages of $950. Defendants moved for summary judgment. In support of their motion for summary judgment, Defendants attached evidence showing that Michigan prisoners were filing fraudulent liens. Specifically, Defendantsâ Exhibit C to their Motion for Summary Judgment consists of eighteen pages of documents including correspondence from the Michigan Secretary of Stateâs office; copies of âCommon-Law Copyright & Trade-Name/Trademark Self-Executing Contraci/Seeurity Agreement in Event of Unauthorized/Unlawful Useâ purporting to allow a prisoner to claim a trademark interest in his own name; newspaper advertisements purporting to assert a copyright interest in a prisonerâs name; a complaint against an MDOC employee for violation of a prisonerâs contractual rights, and an assertion of a debt of $6,000,000 against an MDOC employee for alleged abuses of a prisonerâs copyrighted name.
On July 10, 2006, the magistrate judge issued a Report and Recommendation (âR & Râ), which recommended that the district court grant Defendantsâ motion for summary judgment as to Defendants Caruso, Trombley, and Matuszak in their individual capacities based on qualified immunity. However, the magistrate judge recommended the denial of Defendantsâ motion to dismiss Jonesâs request for injunctive relief against them in their official capacities and that the district court issue a temporary restraining order enjoining MDOCâs enforcement of Rule 22. The magistrate judge concluded that Jones had demonstrated a likelihood of success on the merits of his claim that Rule 22 violated his First Amendment rights and was also unconstitutionally vague and over-broad.
Defendants objected to the R & R, contending that Jonesâs claims were mooted by MDOCâs January 1, 2006 enactment of Rule 23. On July 21, 2006, the magistrate judge issued an Amended R & R determining that Rule 23 acceptably modified Rule 22, making an injunction unnecessary. Jones then objected to the Amended R & R.
On September 28, 2005, the district court adopted the magistrate judgeâs R & R but rejected his Amended R & R. The court explained that although Defendants
The added language of [Rule 23] limits UCC materials, which could be used to harass or threaten another individual, including the filing of a lien against the individual. Although this policy does not appear to be related to the âsecurityâ of the prisons, the policy may be addressing the prisonâs âother legitimate penological obj ectivesâ-âharassmentâ and âfelonyâ activities, as argued by Defendants. The added language allows confiscation of UCC materials relating to a lien to be placed on âanotherâ individual, which is a vague term. Although defendants in their summary judgment motion submitted examples of two other prisoners who may have placed or attempted to place liens against two individuals who appear to be employed with the State of Michigan, there is no affirmative evidence or statement by the two individuals identified that these liens were in fact improper or illegal or that the prisoners were successful in filing the liens. Defendants also do not cite any authority or statute (federal or state) that shows the filing of a lien against âanotherâ individual is prohibited or is a âfelonyâ as argued by Defendants. The added language is vague as to the âindividualâ the policy attempts to protect and does not limit the filing of a lien which may be legitimate or legal.
(JA 341-42.) The district court then enjoined Defendantsâ enforcement of Rule 23, pending resolution of the partiesâ dispute.
Defendants subsequently moved for rehearing or reconsideration based on an alleged âpalpable defectâ in the district courtâs decision. Defendants argued that Rule 23 is narrowly tailored to prevent MDOC prisoners from committing fraudulent acts against individuals and that it did not unconstitutionally infringe on prisonersâ abilities to obtain lawful liens or to possess forms, pamphlets, and other items that could facilitate the commission of fraudulent prisoner activity. On April 13, 2007, Defendants filed a supplemental brief in support of their motion, citing two recent Michigan federal district court decisions involving similar issues: Mitchell v. Caruso, No. 06-11567, 2006 WL 3825077, at *3 (E.D.Mich. Dec.26, 2006) (finding moot plaintiffsâ claim that DOM 2005-4 violated prisonersâ First Amendment rights where the rule was superseded by Rule 23, and plaintiffs had not brought claims under Rule 23 itself) and Hardin v. Michigan Department of Corrections, No. 1:06 CV 430, 2007 WL 1975102, at *6 (W.D.Mich. Mar.27, 2007) (concluding that the fact that MDOC did not permit plaintiff prisoner to possess UCC-related materials sent to him by an âAmbassador of the Washitaw Nation of Moorsâ did not violate his First Amendment right to freely practice his religion because MDOCâs confiscation of UCC-related materials was reasonably related to a legitimate penological interest).
On September 28, 2007, the district court denied Defendantsâ motion for reconsideration. The court found that though Defendants had cited specific instances of UCC fraud committed by MDOC prisoners against Michigan employees, âDefendants fail[ed] to adequately address the [c]ourtâs concern regarding Rule 23âs overinclusiveness and d[id] not address underinclusiveness at all.â (JA 455.) The court explained:
*265 Defendants acknowledge Rule 23âs over-inclusiveness, but suggest that the MDOC has a process, already in place, that is capable of sifting out legitimate UCC-related prisoner mail. Defendants assert that, if a prisoner believes that his UCC-related mail has been inappropriately confiscated, there is a process by which he may request a hearing to determine the appropriateness of the confiscation. The Court is not convinced that such a remedy, which is the same relief available to a prisoner for âany [type of] rejected or confiscated material,â is well-suited for prisoners seeking relief from Rule 23. Courts must ensure that prisoners are afforded greater First Amendment protection for their legal mail than with other items. Moreover, there is a heightened First Amendment concern when prison officials place restrictions on legal mail. Defendantsâ proposed remedy does not meet this heightened test.
(JA 455) (internal citations omitted) (emphasis added). Defendants now appeal the district courtâs decision and ask this Court to dissolve the injunction.
II. ANALYSIS
A. Standard of review
We review for abuse of discretion, the district courtâs denial of Defendantsâ motion for reconsideration. United States v. Brown, 449 F.3d 741, 750-51 (6th Cir.2006). Our interlocutory review of injunctive orders under 28 U.S.C. § 1292(a) is plenary, giving us jurisdiction to review and consider the entire record. United States v. State of Mich., 940 F.2d 143, 151â52 (6th Cir.1991). An abuse of discretion occurs when the district court relies upon clearly erroneous findings of fact, improperly applies the governing law, or uses an erroneous legal standard. Blue Cross & Blue Shield Mut. of Ohio v. Blue Cross & Blue Shield Assân, 110 F.3d 318, 322 (6th Cir.1997).
Defendantsâ motion for reconsideration involves the district courtâs issuance of Jonesâs request for injunctive relief, and this Court reviews a district courtâs decision to grant or deny a preliminary injunction for abuse of discretion. United States v. Any & All Radio Station Transmission Equip., 204 F.3d 658, 665 (6th Cir.2000). Generally, the plaintiff bears the burden of establishing his entitlement to a preliminary injunction. See Overstreet v. Lexington-Fayette Urban County Govât, 305 F.3d 566, 573 (6th Cir.2002) (âA preliminary injunction is an extraordinary remedy which should be granted only if the movant carries his or her burden of proving that the circumstances clearly demand it.â); see also Leary v. Daeschner, 228 F.3d 729, 739 (6th Cir.2000) (â[T]he proof required for the plaintiff to obtain a preliminary injunction is much more stringent than the proof required to survive a summary judgment motion.â). In addressing a motion for a preliminary injunction, a court should consider: (1) the likelihood that the movant will succeed on the merits; (2) whether the movant will suffer irreparable harm without the injunction; (3) the probability that granting the injunction will cause substantial harm to others; and (4) whether the public interest will be advanced by issuing the injunction. See Six Clinics Holding Corp., II v. Cafcomp Sys., Inc., 119 F.3d 393, 399 (6th Cir.1997). âThese factors are not prerequisites, but are factors that are to be balanced against each other.â Overstreet, 305 F.3d at 573.
Notwithstanding this balancing approach, â[w]hen a party seeks a preliminary injunction on the basis of a potential violation of the First Amendment, the likelihood of success on the merits often will be the determinative factor.â Connection Distrib. Co. v. Reno, 154 F.3d 281, 288 (6th
B. This Court may consider Defendantsâ arguments on appeal
As a threshold matter, we must address Jonesâs assertion that this Court should not consider the following arguments raised by Defendants for the first time on appeal: (1) UCC materials are not âlegal mailâ warranting heightened scrutiny; (2) Rule 23 is rationally related to a legitimate penological purpose and does not infringe on prisonersâ First Amendment rights; (3) the district court erred in its analysis of Rule 23âs scholarly-materials exception; and (4) the district court failed to accord the prison officials the required deference in evaluating Rule 23. Jones asserts that a decision on the merits would be improper where he had no opportunity to present opposing arguments or evidence.
Although this Court adheres to the general rule that â[i]ssues not presented to the district court but raised for the first time on appeal are not properly before the court,â â see, e.g., St. Marys Foundry, Inc. v. Employers Ins. of Wausau, 332 F.3d 989, 995 (6th Cir.2003), we have âstated that it may be appropriate to consider a new issue on appeal if it is âpresented with sufficient clarity and completenessâ for us to resolve the issue.â McFarland v. Henderson, 307 F.3d 402, 407 (6th Cir.2002) (quoting J. C. Wyckoff & Assocs., Inc. v. Standard Fire Ins. Co., 936 F.2d 1474, 1488 (6th Cir.1991) and Pinney Dock & Transp. Co. v. Penn Cent. Corp., 838 F.2d 1445, 1461 (6th Cir.1988)). Further, we have â âmost commonlyâ â exercised our discretion to reach issues not raised below when â âthe issue is one of law, and further development of the record is unnecessary.â â Bryant v. Dollar Gen. Corp., 538 F.3d 394, 400 (6th Cir.2008) (quoting McFarland, 307 F.3d at 407). Because the aforementioned challenges present questions of law that require no further development of the record, we exercise our discretion to consider the merits of Defendantsâ arguments.
C. The district court erred by applying the incorrect standard of review to Rule 23
The district court found that Rule 23 unconstitutionally limits inmatesâ right to send and receive âlegal mailâ and reviewed the rule under a heightened standard, rather than under the standard typically applied to challenged prison regulations. For the reasons that follow, we find that the district court applied the wrong standard of review to its analysis of Rule 23.
The Supreme Court has identified four factors generally relevant to determining the reasonableness of a challenged prison regulation (the âTurner factorsâ):
1. there must be a valid, rational connection between the prison regulation and the legitimate governmental interest put forward to justify it;
*267 2. there must be alternative means of exercising the right that remain open to prison inmates;
3. we must consider the impact that accommodation of the asserted constitutional right will have on guards and other inmates and on the allocation of prison resources â generally; and
4. there must not be alternatives available that fully accommodate the prisonerâs rights at de minimis cost to valid penological interests.
Turner v. Safley, 482 U.S. 78, 89-91, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987). Failure to satisfy the first factor, renders the regulation unconstitutional without regard to the remaining three factors. Id. If the first factor is satisfied, the remaining factors are considered and balanced together as âguidelinesâ by which the court can assess whether the challenged actions are reasonably related to a legitimate penological interest. Id.
The Supreme Court has made it clear that prison inmates retain all First Amendment rights not incompatible with their status as prisoners, âor with the legitimate penological objectives of the corrections system.â Pell v. Procunier, 417 U.S. 817, 832, 94 S.Ct. 2800, 41 L.Ed.2d 495 (1974). The Court has recognized that receiving mail from an outside source, an interest in communication shared by prisoners and their correspondents, is such a First Amendment right. Procunier v. Martinez, 416 U.S. 396, 417, 94 S.Ct. 1800, 40 L.Ed.2d 224 (1974) (holding that a prisonâs decision to censor or withhold delivery of a particular letter â incoming or outgoing â must be accompanied by minimum procedural safeguards). âAccordingly, the [ ] Court has held unconstitutional the censorship of prisoner mail when prison officials censor simply by indulging their âpersonal prejudices and opinions,â while purporting to apply constitutional standards.â Brooks v. Seiter, 779 F.2d 1177, 1180 (6th Cir.1985) (quoting Procunier, 416 U.S. at 415, 94 S.Ct. 1800, and noting that the decision in that case âsquarely rested on an analysis of the nature of personal correspondenceâ).
This Court has held that a review of regulations governing âlegal mailâ is subject to a heightened standard. See Sallier v. Brooks, 343 F.3d 868, 873-74 (6th Cir.2003) (finding that iegal mail is entitled to a heightened level of protection to avoid impinging on a prisonerâs legal rights, the attorney-client privilege, and the right to access the courts); accord Kensu v. Haigh, 87 F.3d 172, 174 (6th Cir.1996) (âThe right of a prisoner to receive materials of a legal nature, which have impact upon or import with respect to that prisonerâs legal rights and/or matters, is a basic right recognized and afforded protection by the courts .... â); see also Jenkins v. Huntley, 235 Fed.Appx. 374, 376 (7th Cir.2007) (finding that prison officials risk violating an inmateâs constitutional rights if they open an incoming letter marked as âlegal mailâ outside of his presence); Davis v. Goord, 320 F.3d 346, 351 (2d Cir.2003) (âIn balancing the competing interests implicated in restrictions on prison mail, courts have consistently afforded greater protection to legal mail than to non-legal mail.... â). Policies regarding outgoing legal mail receive heightened scrutiny under which a prisonâs inspection policy must âfurther an important or substantial government interest unrelated to the suppression of expressionâ and must not limit First Amendment freedoms âgreater than is necessary or essential to the protection of the particular governmental interest involved.â Bell-Bey v. Williams, 87 F.3d 832, 838 (6th Cir.1996) (quoting Procunier, 416 U.S. at 396, 94 S.Ct. 1800).
Here, the district court erred by applying heightened review when the UCCrelated materials at issue are not âlegal mail.â The confiscated letter Jones attempted to mail to the Michigan Secretary of Stateâs office, requesting information about copyrighting and trademark registration in Michigan, resembles the correspondence with the county clerk that we previously determined was not âlegal mailâ in Sallier. 343 F.3d at 876. The fact that Jonesâs letter was addressed to the Secretary of State, a âpublic official,â does not change our analysis. Although, as we have noted, the Michigan Administrative Code provides that mail to âpublic officialsâ warrants additional protections, the case-law suggests that this does not encompass âgeneral communicationsâ with public officials that do not implicate the right to petition for grievances and the right of access to the courts. See, e.g., Jenkins, 235 Fed.Appx. at 376 (finding that inmateâs correspondence with officials from the Illinois Attorney Registration and Disciplinary Commission was not âlegal mailâ); Witherow v. Paff, 52 F.3d 264, 265-66 (9th Cir.1995) (holding that prison regulation requiring that mail sent from inmates to certain public officials be visually inspected does not violate inmatesâ First Amendment rights); Lee v. Tahash, 352 F.2d 970, 973 (8th Cir.1965) (concluding that inmate did not have right to send communications to âany public officials throughout the United Statesâ making requests for general information and numerous federal and state statutory sections, chapters, codes, procedural rules, and court decisions); cf. Taylor v. Sterrett, 532 F.2d 462, 471 (5th Cir.1976) (â[Ljetters addressed to courts, public officials, or an attorney when the prisoner challenges the legality of either his criminal conviction or the conditions of his incarceration are ... sui generis in both logic and case law.â) (emphasis added).
The documents set forth in Defendantsâ Exhibit C in support of their Motion for Summary Judgment do not constitute âlegal mailâ either. See supra at I.B. Because those documents all relate to the administrative process of perfecting a security interest and enforcing that interest through the Secretary of Stateâs office, and they do not implicate Jonesâs constitutional right of access to the courts, they are not entitled to greater First Amendment protections. Sallier, 343 F.3d at 876.
Finally, it bears mention that both the Third Circuit and a Michigan federal district court have recently concluded that the challenged types of UCC-related mate
For all these reasons, the district courtâs application of the heightened scrutiny applicable to outgoing âlegal mailâ was in error. Defendants argue that our inquiry, should end here and that we should vacate the injunction and remand the issue to the district court for analysis under the proper standard. We disagree.
Defendants are correct that â[generally, a panel entertaining a preliminary injunction appeal decides only whether the district court abused its discretion in ruling on the request for relief and does not go into the merits any further than necessary to determine whether the moving party established a likelihood of success.â Rogers v. Corbett, 468 F.3d 188, 192 (3d Cir.2006); see also Wright & Miller, 11A Fed. Prac. & Proc. Civ.2d § 2962 (West 2009) (âIn general, when the appellate court determines that the trial courtâs order denying injunctive relief was erroneous, it will reverse and remand the case for further proceedings below.â); Able v. United States, 44 F.3d 128, 132 (2d Cir.1995) (âRather than applying the âlikelihood of successâ standard ourselves, however, we believe that the wiser course is to allow the district court to make the determination in the first instance.â). However, 28 U.S.C. § 1292(a)(1), which governs appeals of interlocutory orders granting or denying injunctions, provides courts of appeal with jurisdiction to reach the merits, at least where there are no relevant factual disputes and the matters to be decided are closely related to the interlocutory order being appealed. See, e.g., Thornburgh v. Am. Coll. of Obstetricians & Gynecologists, 476 U.S. 747, 757, 106 S.Ct. 2169, 90 L.Ed.2d 779 (1986) (noting that, appellate review on the merits of the issuance of an injunction is proper âif a district courtâs ruling rests solely on a premise as to the applicable rule of law, and the facts are established or of no controlling relevanceâ); Doe v. Sundquist, 106 F.3d 702, 707-08 (6th Cir.1997) (finding that reaching the merits was âin the interest of judicial economy,â since âthe legal issues have been briefed and the factual record does not need expansionâ); Burk v. Augusta-Richmond County, 365 F.3d 1247, 1256-57 (11th Cir.2004) (on interlocutory appeal from the district courtâs denial of a preliminary injunction, the court determined that the appeal presented pure questions of law and struck down the countyâs permitting requirement for public demonstrations on First Amendment grounds); Am. Civil Liberties Union v. Mukasey, 534 F.3d 181, 187-88 (3d Cir.2008) (noting that â[i]f a preliminary in
D. Analysis of Jonesâs preliminary injunction motion
As noted supra, a courtâs decision on whether to grant a motion for preliminary injunction involves a balancing of the following factors: (1) the likelihood that the movant will succeed on the merits; (2) whether the movant will suffer irreparable harm if the injunction is not granted; (3) the probability that granting the injunction will cause substantial harm to others; and (4) whether the injunction advances the public interest. See Six Clinics Holding Corp., 119 F.3d at 399; see also Overstreet, 305 F.3d at 573.
1. Likelihood of success on the merits
a. Application of the Turner factors
To determine the likelihood that Jones will succeed on the merits of his claim that Rule 23 violates his First Amendment right to communication, see Brooks, 779 F.2d at 1180, we must apply the Turner factors. See Turner, 482 U.S. at 85, 89, 107 S.Ct. 2254 (holding that â[Wjhen a prison regulation impinges on inmatesâ constitutional rights, the regulation is valid if it is reasonably related to legitimate penological interests.â); see also supra Part II.C (setting forth the Turner factors). Importantly, the Turner standard is not a âleast restrictive alternativeâ test requiring prison officials âto set up and- then shoot down every conceivable alternative method of accommodating the claimantâs constitutional complaint.â See Flagner v. Wilkinson, 241 F.3d 475, 484 (6th Cir.2001). Issues involving âthe adoption and execution of policies and practices that in [the] judgment [of prison officials] are needed to preserve internal order and discipline and to maintain institutional securityâ in most circumstances âshould be accorded wide-ranging deference.â Id. at 481 (citing Bell v. Wolfish, 441 U.S. 520, 545, 99 S.Ct. 1861, 60 L.Ed.2d 447 (1979)).
With respect to the first factor' â ⢠whether there is a valid, rational connection between the regulation and a legitimate government interest â Jones concedes that Rule 23 furthers the legitimate government interest of preventing prisoners from committing fraud under the UCC. See Lewis v. Caruso, No. 1:08-cv-28, 2008 WL 4283652, at *4 (W.D.Mich. Sept.10, 2008) (âThe abusive practice of prisoners filing baseless liens and/or UCC financing statements for the purpose of harassment and credit impairment of the alleged debt- or (almost always a state or federal official involved with securing the prisonerâs incarceration) is well documented.â) (citing numerous cases of prisonersâ fraudulent use of the UCC to harass government employees); Johns v. Mich. Depât of Corrs., No. 1:07-cv-95, 2008 WL 4712360, at *11 (W.D.Mich. Feb.21, 2008) (â[P]rison officials have a penological interest in preventing inmates from possessing materials that may promote criminal activity.â).
As to the second factor â whether Rule 23 leaves Michigan inmates other opportunities to access UCC-related materialsâ Defendants argue that âby limiting the allowable works to âscholarlyâ and statutory materials, [Defendants] ⢠exclude[ ] all inmate-generated how-to manuals on fraudulent liens and other UCC abuses, as well as forms generated for UCC abusive filings, but allow[] in legitimate publica
Other Michigan federal district courts have found that MDOC PD 05.03.11 affords prisoners reasonable alternatives for prohibited UCC-related material such that it does not infringe on their First Amendment rights. See Strickland v. Caruso, 2008 WL 696607, at *4 (W.D.Mich. Mar.13, 2008) (âThe resources of the MDOC are limited and the Court must accord âwide-ranging deferenceâ to the solutions implemented by prison officials to combat the very serious problem of UCC-related fraud perpetrated by prisoners.â); Hudson v. Mich. Depât of Corrs., No. 2:08-cv-208, 2009 WL 56759, at *8 (W.D.Mich. Jan.8, 2009) (finding that MDOC prisoners had adequate alternatives because they could read a âwide variety of other political, economic, philosophical and legal materials,â and that because they are prohibited from engaging in business or commerce while incarcerated, they had âno need to possess UCC materialâ); Hardin, 2007 WL 1975102, at *6 (finding that policy preventing prisoners from possessing âbooks, pamphlets, forms or other material regarding actions that can be taken under the UCC,â while still permitting them to possess publications from the law library setting forth the statute or providing a scholarly legal analysis of the UCC, was not unconstitutional); Lewis, 2008 WL 4283652, at *4. We find the analysis in Lewis v. Caruso to be particularly instructive. There, the district court found that Rule 23 satisfied the second Turner factor, reasoning:
The MDOC mail policy represents a rational means by which to achieve the legitimate goal of preventing prisoners from engaging in fraudulent and illegal behavior. While [the Policy Directive] prevents prisoners from possessing âbooks, pamphlets, forms or other material regarding actions that can be taken under the UCC,â prisoners were still permitted to possess âpublications in the law library, such as Michigan Compiled Laws Annotated, that set forth the statute or provide a scholarly legal analysis of the UCC.â The Court concludes, therefore, that there exists a âvalid, rational connectionâ between the policies at issue and a legitimate government interest.
2008 WL 4283652, at *4.
Jonesâs argument that the effectiveness of an administrative hearing to determine whether MDOC officials used Rule 23 in violation of a prisonerâs First Amendment rights is undermined by the ruleâs inherent vagueness is not well-taken. Unlike the cases on which Jones relies, in which courts invalidated ordinances because the bounds of official discretion were âdefined so impreciselyâ as to invite action in violation of the First Amendment, see, e.g., Leonardson v. City of East Lansing, 896 F.2d 190, 196 (6th Cir.1990), here, Rule 23 is not so vague that it would allow MDOC officials unbridled discretion to impermissibly ban materials. In Leonardson, this Court struck down an ordinance that allowed the town mayor to establish a police line to prevent a political demonstration if it was ânecessaryâ to âprevent, suppress,
The mayorâs -order need not be conditioned upon the existence of an imminent threat of property destruction or violence or upon any other meaningful and explicit standard. Accordingly, [the ordinance] impermissibly delegates discretionary authority to, the chief of police and mayor to inhibit the exercise of First Amendment freedoms by enforcing the [ordinance in an arbitrary and discriminatory manner.
896 F.2d at 198 (citing Kolender v. Lawson, 461 U.S. 352, 361, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983)).
Here, Rule 23 is not so vague that MDOC officials conducting an administrative hearing would be able to exclude materials for impermissible reasons. See Thompson v. Campbell, 81 Fed.Appx. 563, 567 (6th Cir.2003) (upholding regulation where it permitted âa broad range of publications to be sent, received, and read,â allowing prisoners alternative means to exercise their rights to receive and read publications); see also Carlton v. Fassbender, 996 F.2d 1214 (6th Cir.1993) (Table) (upholding MDOCâs contraband-hearing procedure against constitutional challenge by a prisoner alleging that the procedure violated his rights to due process and to access the courts). Moreover, whereas Leonardson involved the evaluation of a city ordinance, we must include in our analysis, the fact that this case involves the evaluation of a prison regulation. Jones v. Campbell, 23 Fed.Appx. 458, 463 (6th Cir.2001) (â[C]ourts should be particularly conscious of the measure of judicial deference owed to corrections officials in gauging the validity of a regulation.â).
Under the third Turner factor, we must consider the âimpact accommodation ... will have on guards and other inmates, and on the allocation of prison resources generally.â Washington v. Harper, 494 U.S. 210, 225, 110 S.Ct. 1028, 108 L.Ed.2d 178 (1990). Defendants argue that the injunction would drain prison resources and distract prison staff from their responsibilities by requiring them to attend to inmatesâ fraudulent liens. Defendants rely on the affidavit of Richard Stapleton, an administrator in MDOCâs Office of Legal Affairs, which provides that inmates engaging in UCC abuse may intimidate staff from performing necessary functions or distract public officials from their duties. The affidavit also sets forth detailed descriptions of examples of situations where MDOC prisoners filed fraudulent UCC documents to harass prison staff prior to Rule 23âs enactment.
However, Defendantsâ arguments are undermined by the fact that reasonable alternatives to Rule 23 exist at what appears to be a minimal cost to MDOC. As our analysis of the fourth Turner factor stresses, effective rules have been developed that allow prisoners to receive a broad range of UCC-related materials while still limiting fraudulent filings. Thus, an injunction of Rule 23 would have little practical effect on Defendants. Under the fourth Turner factor, the prisoner bears the burden of challenging a regulation by showing that there are obvious and easy alternatives to the regulation in question, noting:
the existence of obvious, easy alternatives may be evidence that the regulation is not reasonable, but is an âexag*273 gerated responseâ to prison concerns. This is not a âleast restrictive alternatives testâ____ But if an inmate claimant can point to an alternative that fully accommodates the prisonerâs rights at de minimis cost to valid penological interests, a court may consider that as evidence that the regulation does not satisfy the reasonable relationship standard.
Turner, 482 U.S. at 90-91, 107 S.Ct. 2254 (citing OâLone v. Estate of Shabazz, 482 U.S. 342, 350, 107 S.Ct. 2400, 96 L.Ed.2d 282 (1987)). Defendants argue that the district court erred by failing to defer to MDOC prison officialsâ efforts to counteract the serious problem of prisoner UCC-related fraud. But Jones urges us to adopt the district courtâs finding that revising Rule 23 to more narrowly define the limits of prisonersâ access to legitimate UCC-related materials would not impose a meaningful burden on guards and other inmates and that there are readily available alternatives.
Specifically, Jones asserts that PD 05.03.118 Âś D(7) (âRule 7â) and PD 05.03.118 Âś HH.3 (âRule 3â), which MDOC enacted to prevent inmates from receiving through the mail or otherwise possessing UCC-related materials that would foster the fraudulent misconduct but allow prisoners access to a wider range of legitimate materials, are sufficient substitutes for Rule 23. Rule 7 prohibits mail that is a âthreat to the security, good order or discipline of the facility, may facilitate or encourage criminal activity or may interfere with the rehabilitation of the prisonerâ including â[m]ail for the purpose of operating a business enterprise from within the facility.â (JA 391-92.) Rule 3 prohibits âmail advocating or promoting the violation of [a] statute or federal laws.â (JA 396.) It is undisputed that Defendants have used Rules 3 and 7 to confiscate prisonersâ UCC-related mail. In fact, in November 2006, MDOC officials confiscated various UCC documents from Jones himself after the prison librarian notified them that she believed Jones planned to use the documents to file a $5,000,000 fraudulent lien. The district court denied Jonesâs motion for contempt in which he argued that MDOC should be sanctioned for using Rules 3 and 7 to deliberately avoid the effect of the courtâs injunction, noting, âMDOC does not need to rely on [Rule 23] to confiscate UCC-related materials. Although the MDOC has specifically been enjoined from enforcing Rule 23 by the Court âthe MDOC is not similarly enjoined from forbidding inmates from possessing materials which might promote criminal activity.â â (JA 458). The district courtâs ruling strongly suggests that Rules 3 and 7 are effective alternatives to Rule 23.
Jones also refers the Court to an October 6, 2006 email sent from Stapleton to all MDOC wardens, entitled âNotice of Preliminary Injunction/UCC Materials,â that specifically directs the wardens that the injunction prevented them from confiscating prisoner mail under Rule 23, but reminds them that they could still prohibit prisoners from receiving potentially problematic UCC-related materials through other means. The email states, in relevant part:
Effective immediately, UCC material shall not be rejected under Paragraph HE, no. 23 of PD 05.05.118.
In addition, since the same criteria is used to determine whether UCC material found in a prisonerâs possession is contraband or not, UCC material found in a prisonerâs possession shall not be confiscated for this purpose. UCC material that is evidence of a major misconduct charge is still appropriately confiscated and processed in accordance with*274 PD 03.03.106 âPrisoner Disciplineâ (for example: Insolence based on staff harassment by filing fraudulent liens). Prisoners are also still prohibited from receiving mail, or having written material in their possession, that poses a threat to the security, good order, or discipline of the facility, may facilitate or encourage criminal activity, or may interfere with the rehabilitation of the prisoner. UCC material that can no longer be rejected under [Rule 23], and is not evidence of a misconduct, may still otherwise violate policy based on the nature of the specific material received. Therefore, if any UCC material is received in the mail or found in a prisonerâs possession which would have been rejected or confiscated under [Rule 23], Norma Killough[, of Corrections Facilities Administration,] is to be contacted as soon as possible for direction on how to proceed ....
(Pl.Br., Ex. B.) Accordingly, through this email, MDOC concedes that wardens can (and should) continue to confiscate UCC-related materials without resorting to Rule 23.
Finally, Jones has attached a November 17, 2006 letter he wrote to Defendant Caruso, suggesting the following alternative wording of Rule 23:
23. Mail or publications clearly subversive in nature, disseminated for the purpose of teaching [their] readers how to engage in fraudulent or illegal activities under the Uniform Commercial Code (UCC). Possession of blank UCC forms (e.g., UCC 1 âfinancial statementsâ etc.) are [sic] also prohibited; except where there is a clear need to file genuine UCC[-]related claims. Nonsubversive UCC publications, legal and nonlegal material are permitted and shall not be restricted solely on the basis of content (i.e., copyright, trademark, patent or other UCC information.)
(Pl.Br., Ex. A.)
We are aware that â[t]he resources of the MDOC are limited and the Court must accord âwide-ranging deferenceâ to the solutions implemented by prison officials to combat the very serious problem of UCC-related fraud perpetrated by prisoners.â Marr v. Caruso, No. 1:07 CV 745, 2008 WL 4426340, at *5 (W.D.Mich. Aug.22, 2008) (finding that prison policies used to reject prisoner mail relating to fraudulent UCC filings satisfied the Turner factors). However, MDOCâs implementation of other permissible methods used to confiscate prisonersâ UCC-related materials, including those of Jones himself, is clear evidence that Defendants have alternative means of affecting Rule 23âs intended purpose â preventing prisonersâ fraudulent UCC filings. Moreover, should MDOC face any internal problems resulting from targeting prisonersâ UCC-related materials through other means, the record suggests that they would be de minimis. OâLone, 482 U.S. at 350, 107 S.Ct. 2400 (1985) (âPrison officials need not show that âno reasonable method exists by which [prisonersâ] rights can be accommodated
On balance, the Turner factors appear to favor Jones, and we are not convinced that Rule 23 is necessary to further Defendantsâ undoubtedly legitimate interest in preventing prisoners from filing fraudulent UCC liens. Thus, we find that Jones is likely to succeed on the merits of his First Amendment claim.
b. Vagueness
We also must consider Jonesâs likelihood of success on the merits of his vagueness claim. In his Complaint, Jones asserted that DOM 2004-8
Although [Jones] has framed his attack on the directive on the basis of over-breadth (and I agree that it is over-broad) this alone is insufficient to find a constitutional violation. Overbreadth has little or no role âin civil litigation dealing with prisonsâ internal operations. Some open-ended quality is essential if a prison is to have any guidelines; it is impossible to foresee all literature that may pose a threat to safety and security.â Borzych v. Frank, 439 F.3d 388 (7th Cir.2006) (internal citations omitted). However, the policy directive ... lends itself to a âvoid-for-vaguenessâ analysis. âThe void-for-vagueness doctrine requires that a penal statute define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.â Bailey v. Carter, 15 Fed.Appx. 245, 252, 2001 WL 845446, [at] *4 (6th Cir.2001); Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983) (internal citations omitted.) However, an individual âraising a facial attack must demonstrate that the regulation is impermissibly vague in all of its applica*276 tions-including its application to his case.â Walker v. McCaughtry, 141 Fed. Appx. 460, 462, 2005 WL 1515471, [at] *2 (7th Cir.2005); Vill[.] of Hoffman Estates v. Flipside Hoffman Estates, Inc., 455 U.S. 489, 497, 102 S.Ct. 1186, 71 L.Ed.2d 362 (1982).
(JA 298). The district court adopted the magistrate judgeâs conclusion that Rule 23 was impermissibly vague, explaining:
The only material [Rule 23] clearly permits is access to âscholarlyâ UCC publications treatises written for use and study by lawyers and law students. Does it include treatises written by a business professor at the University of Pennsylvania? Does it include all UCC-related government publications composed for layman use? Alternatively, if it were interpreted to include government publications, would publications written by non-profit organizations for pro se litigants be forbidden?
(JA 342-43.)
Although the district court adopted the magistrate judgeâs conclusion that Rule 23 was unconstitutionally vague, it appears to have issued the injunction on the basis of Jonesâs First Amendment right to send âlegal mail,â simply noting the vagueness issue as an afterthought. Nonetheless, the fact that Jones has argued the void-for-vagueness issue as a separate basis on which this Court could uphold the injunction makes it appropriate to consider in our evaluation of Jonesâs likelihood of success on the merits.
A law or regulation can be deemed unconstitutionally vague if âmen of common intelligence must necessarily guess at its meaning and differ as to its application.... â Connally v. Gen. Constr. Co., 269 U.S. 385, 391, 46 S.Ct. 126, 70 L.Ed. 322 (1926). Although the vagueness doctrine was originally used to invalidateâ on due process grounds â penal statutes that failed to âdefine the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited,â Kolender v. Lawson, 461 U.S. 352, 357, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983), courts have frequently applied it in the First Amendment context. See, e.g., Kreimer v. Bureau of Police for the Town of Morristown, 958 F.2d 1242, 1266 (3d Cir.1992) (noting that a vagueness challenge can nullify an ambiguous law that âchillsâ protected First Amendment activities). However, it is well-settled that a party whose conduct is legitimately regulated by a statute or regulation lacks standing to challenge it on the basis that it is unconstitutional as applied to others. See, e.g., Parker v. Levy, 417 U.S. 733, 755-57, 94 S.Ct. 2547, 41 L.Ed.2d 439 (1974) (concluding that where appellee knew that his public statements violated the regulations in question, he had no standing to challenge them as unconstitutionally vague); United States v. Hill, 167 F.3d 1055, 1064 (6th Cir.1999) (finding that defendant had no standing to argue that gambling statutes were void for vagueness where he had fair notice that his conduct was prohibited by those statutes); Wright & Miller, 13A Fed. Prac. & Proc. Juris.3d § 3531.9.4 (West 2008) (âRegularly, a party whose conduct is legitimately regulated by a statute asserts that it should be stricken down because it is unconstitutional as applied to others. Such invitations to consider situations not directly before the court ordinarily are rejected.â).
Jones knew that his UCC-related materials violated MDOCâs Policy Directive. In fact, his Complaint expressly states that following the enactment of DOM 2004-8, (which was soon superseded by Rules 22 and 23), âPlaintiff additionally made Defendant Trombley aware that he was a certified paralegal, and that he possessed books, pamphlets and other materi
2. Irreparable injury
While the âlikelihood of successâ prong is the most important to our analysis and often determinative in First Amendment cases, see Connection Distrib., 154 F.3d at 288, we proceed to consider the other three prongs of the preliminary injunction analysis as they relate to Jonesâs claims.
Rule 23 implicates Jonesâs First Amendment rights, and the Supreme Court has long held that â[t]he loss of First Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable injury.â See Elrod v. Burns, 427 U.S. 347, 373, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976); see also G & V Lounge, Inc. v. Mich. Liquor Control Commân, 23 F.3d 1071, 1079 (6th Cir.1994) (â[V]iolations of [F]irst [A]mendment rights constitute per se irreparable injury.â); Newsom v. Norris, 888 F.2d 371, 378 (6th Cir.1989) (â[E]ven minimal infringements upon First Amendment values constitutes irreparable injury sufficient to justify injunctive relief.â). Accordingly, this factor clearly favors Jones.
8. Balancing of the harms
Next, we must balance the harm that MDOC prisoners would face from the enforcement of Rule 23 against that which Defendants would face if we uphold the injunction. The district court adopted the magistrate judgeâs conclusion that the possible harm to prisoners caused by Rule 23âs enforcement pending resolution of the case outweighed any potential harm to Defendants from the temporary enjoinment of the rule. The magistrate judge reasoned that because Defendant Caruso could issue a superceding Directorâs Office Memorandum at her discretion, Defendants could âimmediately replaceâ the rule with a ânarrower but effective directive which addresses the issue at hand.â (JA 304.) In fact, as noted by the magistrate judge in his amended R & R, Defendants did quickly replace Rule 22 with the amended Rule 23, although that rule was also deemed impermissible by the district court.
Defendants argue that the potential injury to Jones from lifting the injunction while the case proceeds is minimal, and that the district court failed to consider Defendantsâ duty to protect the public interest. However, we believe that the balancing of the harms favors Jones. We have previously noted that:
[T]he purpose of the [balance of harms] test is ... to underscore the flexibility which traditionally has characterized the law of equity. It permits the district court, in its discretion, to grant a preliminary injunction even where the plaintiff fails to show a strong or substantial probability of ultimate success on the merits of his claim, but where he at least shows serious questions going, to the merits and irreparable harm which decidedly outweighs any potential harm to the defendant if the injunction is issued.
Friendship Materials, Inc. v. Mich. Brick, Inc., 679 F.2d 100, 104 (6th Cir.1982). As the magistrate judge explained, a decision enjoining the enforcement of Rule 22 (and, later, Rule 23) was a temporary solution while Defendants amended the rule to conform to the courtâs opinion. Moreover,
k. Public interest
Lastly, we must consider whether the public interest favors the issuance of the preliminary injunction. The magistrate judge considered the issue within his analysis of balancing of the harms. As noted supra, the district court adopted the magistrate judgeâs conclusion that the public interest in preventing prisonersâ abusive filings would not be harmed by the preliminary injunction because the Defendants could quickly modify Rule 22 (later, Rule 23) to prevent such filings UCC without infringing on their constitutional rights. We agree that this final factor favors Jones, but for different reasons.
We have explained that âit is always in the public interest to prevent the violation of a partyâs constitutional rights.â Connection Distrib., 154 F.3d at 288. However, we have also found that in First Amendment cases, âthe determination of where public interest lies ... is dependent on a determination of the likelihood of success on the merits of the First Amendment challenge,â id., because if the regulation in question is likely to be deemed constitutional, the public interest will not be harmed by its enforcement. We have previously explained that because âthe public as a whole has a significant interest in ensuring equal protection of the laws and protection of First Amendment liberties ... the public interest would be advanced by issuance of a preliminary injunction enjoining enforcement of those portions of challenged statutes that are of questionable constitutionality.â Dayton Area Visually Impaired Persons, Inc. v. Fisher, 70 F.3d 1474, 1490 (6th Cir.1995). Given that Rule 23 may infringe on prisonersâ First Amendment rights, the injunction is in the publicâs interest.
5. Conclusion
Although the district court incorrectly applied a heightened level of review to Rule 23, ĂĄ balancing of the relevant factors clearly demonstrates that the courtâs issuance of the preliminary injunction was proper. We recognize Defendantsâ concern over the rampant problem of prisonersâ filing of fraudulent liens, and we do not question that in most cases, we defer to prison administratorsâ professional judgment in regard to instituting and enforcing prison policies. Overton v. Bazzetta, 539 U.S. 126, 132, 123 S.Ct. 2162, 156 L.Ed.2d 162 (2003) (reversing ruling invalidating an MDOC policy restricting prisoner visitation rights and emphasizing the need to defer to prison professionals); see also Beard v. Banks, 548 U,S. 521, 530-33, 126 S.Ct. 2572, 165 L.Ed.2d 697 (2006) (policy of Pennsylvania Department of Corrections restricting access to newspapers, magazines, and photographs by certain inmates was justified by the need to provide particularly difficult prisoners with increased incentives for better prison behavior); Bruce v. Ylst, 351 F.3d 1283, 1290 (9th Cir.2003) (noting that âfederal courts must remember that the duty to protect inmatesâ constitutional rights does not confer the power to manage prisons or the capacity to second-guess prison administrators, for which we are ill-equippedâ). Nonetheless, here, such deference is not warranted.
Defendants have not provided us with any reasons why they cannot adequately regulate prisonersâ ownership and use of UCC-related materials through alternative regulations, i.e. Rules 7 and 3, Mich. Comp. .Laws § 440.9501, and other prison regulations. Moreover, Defendants de
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district courtâs preliminary injunction on its merits and REMAND the case to the district court for further consideration not inconsistent with this opinion.
. Unless the MDOC Director renews a DOM, it is effective only for the calendar year in which it is issued.
. Section 440.9501(6) provides:
A person shall not knowingly or intentionally file a false or fraudulent financing statement with the office of the secretary of state under subsection (l)(b) or (2). In addition to any other penalty provided by law, a violation of this subsection is a felony punishable by imprisonment for not more than 5 years or a fine of not more than $2,500.00, or both. If the person is convicted of the violation, the court may find that the financing statement is ineffective and may order the office of the secretary of state to terminate the financing statement and may order restitution.
Mich. Comp. Laws § 440.9501(6).
. As noted supra, Rule 23 prohibits, "Mail regarding actions that can be taken under the Uniform Commercial Code (UCC) which could be used to harass or threaten another individual, including the filing of a lien against the individual. This does not include legal materials which set forth the statute or provide a scholarly legal analysis of the UCC." (JA 399-401) (emphasis added).
. Because DOM 2004-8 was superseded by Rule 22, followed by Rule 23, for the purposes of this analysis, we have construed Jonesâs overbreadth claim as a challenge to Rule 23. See Haines, 404 U.S. at 520, 92 S.Ct. 594; Franklin, 765 F.2d at 85.