West v. Bell
Full Opinion (html_with_citations)
BOGGS, C.J., delivered the opinion of the court, in which NORRIS, J., joined. MOORE, J. (pp. 567-70), delivered a separate opinion dissenting in part and concurring in the judgment only in part.
OPINION
Stephen Michael West appeals the district courtâs dismissal of his petition for habeas corpus filed pursuant to 28 U.S.C. § 2254. West argues that the state trial court erred by refusing to admit two exculpatory pieces of evidence, that the trial was prejudiced by prosecutorial misconduct, and that he received ineffective assistance of counsel during the sentencing phase of his trial. We reject these arguments and affirm the district court.
I. BACKGROUND
A. Factual and Procedural History
1. The crime
We briefly summarize the facts of the two murders that led to Westâs arrest. On March 17, 1986, twenty-three year-old West and seventeen year-old Ronnie Martin left their jobs at a McDonaldâs in Lake City, Tennessee. They had known each other only about two weeks. After driving around and drinking in Martinâs car for several hours, Martin told West that he knew a girl who would âgive them some sex.â Martin was referring to fifteen year-old Sheila Romines, a classmate of Martin who had previously rebuffed his advances and embarrassed him in front of other students. Martin and West went to the Rominesesâ house, but did not approach it. Instead the two laid in wait until around 5:20 A.M., when Mr. Romines left for work. They knocked on the door and Wanda Romines, Sheilaâs mother, let the two into the house. Sometime between 6:00 A.M. and 8:30 A.M., Wanda and Sheila were brutally murdered. Dr. Cle-land Blake, a forensic pathologist, testified that Sheila had been raped prior to being stabbed seventeen times in the abdomen. Fourteen of those wounds were torture-type cuts. Wanda Romines had also suffered a large number of deep stab wounds, including torture-type wounds. West and Martin were arrested the next day.
2. The trial
Both West and Martin were charged with the rape and double homicide, but the trials of the two defendants were severed and the state prosecuted West first. During Westâs initial criminal trial in the Criminal Court of Union County he was represented by two attorneys: Richard McConnell, who was hired by Westâs family and was the lead counsel, and Thomas K. McAlexander, a court appointed co-counsel. At trial, the defense argued that though West was present during the murders, Martin was the architect of the crime and that West participated only because Martin threatened to kill him and his then-pregnant wife. Dr. Blake, however, testified that (1) two different knives were used; (2) two people were involved in the infliction of the wounds. Martin did not testify at Westâs trial. On March 24, 1987, a jury convicted West of two counts of first-degree murder, two counts of aggravated kidnaping, one count of aggravated rape, and one count of larceny.
West directly appealed his conviction and sentence to the Tennessee Supreme Court. West asserted numerous claims, including prosecutorial misconduct and that the trial court erred in excluding two pieces of evidence. West did not claim ineffective assistance of counsel. On February 6, 1989, the Tennessee Supreme Court rejected all of his arguments. State v. West, 767 S.W.2d 387 (Tenn.1989).
3. Post-conviction attack on prosecutorial misconduct and ineffective assistance of counsel
On October 23,1990, West filed for post-conviction relief in the Criminal Court of Union County, Tennessee. West argued that he received ineffective assistance of counsel during the sentencing phase of his trial because his counsel should have discovered existing mitigating evidence. Judge John K. Byers held evidentiary hearings on September 24 and October 22, 1996. The federal district court and state court of criminal appeals summarized the evidence introduced in the evidentiary hearings, so we review it only briefly here. West, No. 3:01-cv-91, slip op. at 17-36; West v. Tennessee, 04C01-9708-CR-00321, slip op. at 3-14.
Dr. Eric Engum, a clinical psychologist, conducted a two-day comprehensive psychological and neuropsychological evaluation of West. He testified that the test results did not indicate any signs of brain damage or cognitive compromise and that Westâs intelligence, memory, and other skills were within normal limits. Dr. En-gum also testified that West suffered from chronic, significant depression and that West had a severe mixed-personality disorder with self-defeating, avoidant, depen-dant, and schizoid features. According to Dr. Engum, Westâs test results indicated that he was somewhat unstable, moody, changeable, and lacked a strong sense of self. Dr. Engum also stated that Westâs test results demonstrated that he was withdrawn, introverted, brooding, a loner, and stayed to himself, and also that he had a lot of bottled-up anger. Dr. Engum was asked whether there was any indication that West had been abused as a child. He responded that while there was no test that could âspecifically tell what somebody experienced or what events occurred in somebodyâs lifeâ Westâs âpersonality characteristics or behavioral or emotional characteristicsâ were âconsistent with or reflect[ed] prior abuse.â West, No. 3:01-cv-91, slip op. at 18.
Westâs oldest sister, Debbie West, testified that West was born on September 16, 1962, in a mental institution in Anderson, Indiana and that her mother abused West. Id. at 21. Debbie West described the abuse as follows:
*548 I can remember when Steve was a baby, and he was kept in the back bedroom, and I would get a whipping for going and giving him a bottle. If he cried, he was picked up by one arm and one leg and slammed against the wall to shut him up. If my other brother did something wrong, Steve got beat for it. My sister and I would try to get between them, and we would get beat, and then his beating was finished, and this was not just one or two times. This was from the time I can remember Steve coming home from the hospital.
Ibid. Debbie West also testified that West was slapped in the head, hit with shoes, and received a blow to the head which caused him to become cross-eyed. Debbie West described her father as a violent alcoholic who became more violent when he drank. Finally, Debbie West claimed that prior to Westâs criminal trial she told Westâs attorney, Mr. McConnell, about the abuse; however, according to Ms. West, he told her the information about the alleged abuse was not relevant, and that, furthermore, her parents were paying him and would not admit to the abuse.
Two other family members, Westâs older sister, Patricia Depew, and his aunt Ruby West, also testified as to the abuse West suffered. Patricia was present at some of the meetings with the trial attorneys, but she said that she was never asked about the abuse, and she never offered any information about the abuse. Ruby testified that she was not contacted by the trial attorneys.
McAlexander, Westâs court-appointed co-counsel, testified that he: (1) did a tremendous amount of research in preparing different motions which were filed on Petitionerâs behalf; (2) met with West many times to discuss all aspects of the case; (3) met with Westâs family on more than one occasion; (4) met at least thirty-five times with McConnell in preparing for trial; and (5) spent 547.4 hours on Westâs case. McAlexander also testified that to the best of his recollection, Westâs sister, did not tell him that West had been abused and that there was nothing that raised âany kind of red flag in my mind about that being a factor that should have been inquired into.â West, No. 3:01-ev-91, slip op. at 22. McAlexander also explained that while they had hired a mental health expert, Dr. Ben Bursten, to explore Westâs competency and the possibility of an insanity defense, the court had rejected the defenseâs request for funds to hire an expert to explore a duress defense. The court ruled that way because the parties had been battling over mental exams and West had previously objected to the trial courtâs sua sponte ordering of a psychological examination to determine competency. Id. at 27. McAlexander stated they talked about using the competency expertâs testimony during the sentencing phase, but ultimately decided against using such testimony because Bursten told them that his evaluation could not support the support the conclusion that West had âuntoward mental reactions at the time of the offense.â West, 3:01-cv-91, slip op. at 31.
McConnell, Westâs privately-retained counsel, also testified. Mr. McConnell testified he was paid a total of $10,000 by Petitionerâs family to represent him. In addition, Petitionerâs family paid the bills of a private investigator
As for McConnellâs investigation of Westâs background, he testified that he conducted a complete investigation into Westâs life although he had no recollection of obtaining any of Westâs employment records, birth records, or medical records. The district court noted, however, that the state post-conviction record indicates the defense did file a subpoena requesting Petitionerâs school records after the trial was in progress. McConnell also explained that while he interviewed Westâs family, the only member who was cooperative was Westâs sister, Debbie. McConnell also denied that Debbie West told him about Westâs physical abuse and denied that he told her that the abuse was not relevant. He also stated that West, himself, did not mention any physical or sexual abuse. As for the military records, McConnell explained that the defense team made a strategic decision not to introduce them because the records indicated that West had drug and alcohol problems during his service in Germany.
Attorney Paul Morrow also testified at the state post-conviction hearing as an expert on professional standards. In Morrowâs opinion, the alcohol abuse documented in Petitionerâs military records was a âred flag or I would say a rocket going off saying that you better look back into that personâs history.â In addition, it was Mr. Morrowâs opinion that Westâs inability to remember his first ten years of life was a red flag that should have made the trial counsel investigate possible abuse.
The State called Dr. Bursten. Bursten testified that Westâs description of his father as an alcoholic led him to ask West if he had been abused as a child. West denied any abuse. Dr. Bursten also testified regarding Dr. Engumâs report. He agreed that West had an adequate IQ, however, he disagreed, based on the records, including Dr. Engumâs report, with the conclusion that West was abused as a child. With regard to Dr. Engumâs diagnosis of Westâs depression and personality disorder, Dr. Bursten explained that while West might suffer from those conditions, their presence would not necessarily indicate that West, at the time of the crimes, was actually under extreme duress.
On April 14, 1997, the Criminal Court denied Westâs claim of ineffective assistance of counsel. West v. Tennessee, No. 629 (Tenn.Crim. Ct. April 14, 1997).
4. Further state appeals and Westâs federal habeas petition
On May 2,1996, West appealed the denial of his post-conviction relief to the Tennessee Court of Criminal Appeals. On June 12, 1998, the court rejected his appeal. West v. Tennessee, 04C01-9708-CR-00321 (Ct.Crim.App. June 12, 1998). West then filed a petition for rehearing and, when that was denied, an application for permission to appeal to the Tennessee Supreme Court. The Tennessee Supreme Court allowed West to appeal only the issue of whether there was sufficient evidence to establish the aggravating circumstance, but the court ultimately affirmed the denial of post-conviction relief. West then filed for a petition for rehearing, which was denied on June 7, 2000.
On February 20, 2001, West filed a petition for a writ of habeas corpus under 28 U.S.C. § 2254 in the United States
1. Whether the state court was unreasonable in its determination of the facts or its application of the law when it dismissed petitionerâs claim that his counsel rendered ineffective assistance during the sentencing phase of trial.
2. Whether the trial court improperly excluded the proffered testimony of Libby Wood during the guilt/innocence phase of the trial?
3. Whether the trial court improperly excluded secretly taped conversations between Martin and his cellmate?
4. Whether the prosecutor engaged in various instances of misconduct that prejudiced the outcome of the trial?
II. DISCUSSION
Whether the district court properly dismissed Westâs § 2554 petition is a question of law that we review de novo. Martin v. Overton, 391 F.3d 710, 712 (6th Cir.2004). We review the courtâs factual findings for clear error, except where the factual findings are based on the district courtâs review of state court trial transcripts or other court records, in which case they are reviewed de novo. Dando v. Yukins, 461 F.3d 791, 796 (6th Cir.2006).
This courtâs review is governed by the Antiterrorism and Effective Death Penalty Act of 1996 (âAEDPAâ). We may grant Westâs habeas petition only if his constitutional rights were violated in the underlying criminal proceedings, 28 U.S.C. § 2254(a), and only if the original or subsequent state court proceedings:
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
A. Ineffective Assistance of Counsel
I. Procedural default, exhaustion, and fair presentment
West claims that his trial counsel rendered ineffective assistance during the sentencing phase by failing to investigate Westâs abusive childhood and its effects on his actions and state of mind during the crime. Appellantâs Br. 17. West first raised this argument in his initial state post-conviction review. West v. State of Tennessee, No. 629 (Crim. Ct. Union County, Tenn. April 14, 1997), slip at 6-7. J.A. 1632-33. Thus, there is no procedural default.
Nevertheless, West attached several pieces of evidence to his federal habe-as petition, which the district court did not consider because West failed to present it to the state courts.
Rule 7 of the Rules Governing Section 2254 Cases, however, provides:
(a) ... [T]he judge may direct the parties to expand the record by submitting additional materials relating to the petition;
(b) ... The materials that may be required include letters predating the filing of the petition, documents, exhibits, and answers under oath to written interrogatories propounded by the judge. Affidavits may also be submitted and considered as part of the record.
U.S.C. Sec. 2254 Cases, R7.
In Vasquez v. Hillery, 474 U.S. 254, 106 S.Ct. 617, 88 L.Ed.2d 598 (1986), the Supreme Court held that courts may consider additional affidavits and records so long as âthe supplemental evidence presented by [the petitioner] d[oes] not fundamentally alter the legal claim already considered by the state courts....â Id. at 260, 106 S.Ct. 617; see also Richey v. Bradshaw, 498 F.3d 344, 351 (6th Cir.2007); Satterlee v. Wolfenbarger, 453 F.3d 362, 366 (6th Cir.2006).
The decision of whether to expand the record, however, is within the sound discretion of the district court. Ford v. Seabold, 841 F.2d 677, 691 (6th Cir.1988). Because the district court did not abuse its discretion in declining to expand the record, we will consider only the evidence presented before the state court during the post-conviction proceedings.
2. Supreme Court precedent governing claims of ineffective assistance of counsel: Strickland v. Washington
In Strickland v. Washington, the Supreme Court delineated a two-prong test for determining whether a defendantâs counsel was so ineffective as to constitute a violation of the defendantâs constitutional rights:
First, the defendant must show that counselâs performance was deficient. This requires that counsel was not functioning as the âcounselâ guaranteed the defendant by the Sixth Amendment. Second, the defendant must show that the deficient performance prejudiced the defense.
466 U.S. 668, 687, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Deficiency requires a showing that âcounselâs representation fell below an objective standard of reasonableness.â Id. at 688, 104 S.Ct. 2052. This court should âindulge a strong presumption that counselâs conduct falls within the wide range of reasonable professional assistance .... â Id. at 689, 104 S.Ct. 2052. To establish prejudice, West must show that âthere is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to under
The Supreme Court has held that a failure to investigate a defendantâs background or present mitigating evidence can constitute ineffective assistance of counsel. See Rompilla v. Beard, 545 U.S. 374, 125 S.Ct. 2456, 162 L.Ed.2d 360 (2005); Wiggins v. Smith, 539 U.S. 510, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003); Williams v. Taylor, 529 U.S. 362, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000).
3. The state courtsâ determinations of the facts and application of the law
The Criminal Court for Union County, Tennessee was the first state court to review Westâs petition for post-conviction relief. After holding two evidentiary hearings, the court denied Westâs petition. In its order, the court explicitly delineated the Strickland test for assessing claims of ineffective assistance of counsel, but it also stated an incorrect burden of proof. The court wrote:
The petitioner contends that he was denied his Sixth Amendment right to the effective assistance of counsel. In order to be granted relief on the grounds of ineffective assistance of counsel, the petitioner must establish that the advice given or the services rendered were not within the range of competence demanded of attorneys in criminal cases and that âthere is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different.â Strickland v. Washington, 466 U.S. 668, 693, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). If the petitioner fails to prove by a preponderance of the evidence that the result would have been different had counsel acted differently, ie., the prejudice prong, it is unnecessary to address the competency of counsel prong.
West, No. 629, slip at 6-7. J.A. 1632-33 (emphasis added). The correct burden of proof under Strickland, however, is âreasonable probability,â not preponderance of the evidence. This is a point we will return to in the discussion below as to whether the state courtâs decision was contrary to Strickland. In dismissing Westâs claim, the court pointed out that there was conflicting evidence regarding the possible mitigation evidence that trial counsel failed to present. The court concluded, âafter a thorough review of the overwhelming evidence presented,â that West had âfailed to meet his burden of proof with respect to the allegations. In particular, [West] has failed to show how he was prejudiced by any of counselâs acts or omissions.â Id. at 7 (emphasis added).
The Court of Criminal Appeals of Tennessee, the second state court to review Westâs post-conviction began by reviewing the evidence presented at the September 24, 1996, evidentiary hearing held in the court below. It then addressed the authority presented by West in support of his claim of ineffective assistance. In doing so, the court did cite Strickland, but not for the particular part of the opinion that delineates the two-part test for evaluating ineffective-assistance claims. The court then adopted the stateâs argument, including the stateâs citation to Lockhart v. Fretwell, that:
*553 [A]n analysis focusing solely on mere outcome determination, without attention to whether the result of the proceeding was fundamentally unfair or unreliable, is defective. To set aside a conviction or sentence solely because the outcome would have been different but for counselâs error may grant the defendant a windfall to which the law does not entitle him.
West v. State, 1998 WL 309090, *8, 1998 Tenn.Crim.App. LEXIS 636, *22 (Tenn.Crim.App.1998) (citing Lockhart v. Fretwell, 506 U.S. 364, 369-70, 113 S.Ct. 838, 122 L.Ed.2d 180 (1993)).
After reviewing the arguments of both West and the State, the court held:
We agree with the post-conviction courtâs assessment that âthere existed conflicting testimony regarding mitigation evidence that trial counsel failed to present.â We also agree with the court that Dr. Engumâs testimony reflected that the petitionerâs evaluation showed no signs of trauma or organic brain damage. We agree with the post-conviction court that in light of this conflicting evidence, the petitioner did not meet his burden with respect to the allegation of ineffective counsel at the sentencing phase. Regarding all of the ancillary and subissues, after a thorough review, we conclude that the petitioner has failed to meet his burden of proof as to these allegations. We agree with the post-conviction hearing court that the petitioner has failed to show how he was prejudiced by any acts or omissions of counsel.
West v. State, 1998 WL 309090, *9, 1998 Tenn.Crim.App. LEXIS 636, *23-24 (Tenn.Crim.App.1998).
4. Westâs habeas claims
West argues that the state courtsâ rejections of his ineffective assistance claim were contrary to and involved an unreasonable application of Strickland because the criminal court relied on the wrong standard of proof and because the court of criminal appeals erroneously relied on Lockhart.
a. AEDPA and the state courtâs error concerning the burden of proof
Clearly, the Criminal Court for Union County stated the wrong standard for proving prejudice in a claim of ineffective assistance. Moreover, the Supreme Court has used this exact mistake as an example of when a decision would be âcontrary toâ Strickland:
Take, for example, our decision in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). If a state court were to reject a prisonerâs claim of ineffective assistance of counsel on the grounds that the prisoner had not established by a preponderance of the evidence that the result of his criminal proceeding would have been different, that decision would be âdiametrically different,â âopposite in character or nature,â and âmutually opposedâ to our clearly established precedent because we held in Strickland that the prisoner need only demonstrate a âreasonable probability that ... the result of the proceeding would have been different.â Id. at 694, 104 S.Ct. 2052.
Williams, 529 U.S. at 405-06, 120 S.Ct. 1495 (emphasis added).
While West is correct that his situation satisfies requirements of 28 U.S.C. § 2254(e), we cannot grant habeas unless West is âin custody in violation of the Constitution or laws or treaties of the United States.â 28 U.S.C. § 2254(a). As Justice Stevens put it: âWe all agree that state-court judgments must be upheld unless, after the closest examination of the state-court judgment, a federal court is
b. Westâs representation was constitutionally sufficient
On appeal to this court, West emphasizes the following facts as evidence that his attorneys were ineffective:
(1) Defense counsel interviewed only West, his parents and one sister and that they opted not to conduct separate interviews of the other siblings outside of the presence of Westâs parents.
(2) While defense counsel hired Dr. Bursten to conduct a mental examination of West to determine his competency and any bases for an insanity-type defense, counsel did not hire a second expert to testify during the mitigation phase.
(3) Counsel failed to investigate Westâs employment records or interview Westâs employers.
(4) Counsel failed to introduce Westâs school records, though apparently they did subpoena them. West v. Bell, No. 3:01-cv-91, slip op. at 24 (E.D.Tenn. Sept. 30, 2004).
(5) Counsel did not introduce Westâs military records.
(6) Defense counsel also failed to subpoena or examine Westâs medical records.
We are not convinced, however, that all of these are actually errors, let alone errors that rise to the level of ineffective assistance of counsel.
Under Strickland, we must give a high level of deference to the defense counselâs decisions; there is also a presumption that counsel was competent:
Judicial scrutiny of counselâs performance must be highly deferential. It is all too tempting for a defendant to second-guess counselâs assistance after conviction or adverse sentence, and it is all too easy for a court, examining counselâs defense after it has proved unsuccessful, to conclude that a particular act or omission of counsel was unreasonable. A fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counselâs challenged conduct, and to evaluate the conduct from counselâs perspective at the time. Because of the difficulties inherent in making the evaluation, a court must indulge a strong presumption that counselâs conduct falls within the wide range of reasonable professional assistance; that is, the defendant must overcome the presumption that, under the circumstances, the challenged action might be considered sound trial strategy.
Strickland, 466 U.S. at 689, 104 S.Ct. 2052 (internal citations omitted).
This high level of deference means that we âwe address not what is prudent or appropriate, but only what is constitutionally compelled. â United States v. Cronic, 466 U.S. 648, 665, n. 38, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984) (emphasis added). In Burger v. Kemp, the trial counsel had interviewed âall potential witnesses who had been called to his attention,â and, on that basis, decided that âan explanation of petitionerâs history would not have mini
We came to a similar conclusion in Scott v. Mitchell, 209 F.3d 854, 881-82 (6th Cir.2000). Though we noted that Scottâs attorneys âwould certainly have been well-advised to conduct more research into mitigating factors than they did.... [T]he decision of Scottâs attorneys to pursue a residual-doubt strategy in this case was not objectively unreasonable, because it was adequately (if not ideally) informed and was quite arguably the best course of action available.â Ibid.
In the case at hand, the most significant alleged error â the failure to adequately investigate Westâs past abuse â is also the most contested. Debbie West claims she informed McAlexander and McConnell about the abuse, but the attorneys strongly deny that. The two psychologists, En-gum and Bursten, disagree over whether Westâs evaluations contain evidence of abuse; and Bursten testified that West specifically denied being abused.
As for Westâs other objections, the record demonstrates that Westâs counsel, in fact, did a fair amount of investigation in preparation for the mitigation phase. Westâs defense counsel interviewed Westâs family multiple times. They met individually with Westâs sister, Debbie, multiple times. They examined numerous historical records. Even if they could not remember doing so (which is understandable considering that ten years had elapsed between Westâs criminal trial and the post-conviction hearing), the record demonstrates that they subpoenaed Westâs school records. West v. Bell, No. 3:01-cv-91, slip op. at 24 n. 10 (E.D.Tenn. Sept. 30, 2004). Indeed, West testified that he had been on the honor roll and in the Beta Club. Id. at 15. They also examined Westâs military record but made a decision not to put it into evidence as the record noted that West had a âpattern of misconduct,â though it did not elaborate on what that misconduct consisted of. Id. at 27.
The attorneys also investigated Westâs mental state. Originally, West had been evaluated on motion of the state by a psychologist, Dr. Ford. Not being satisfied with the results, the defense hired Dr. Bursten to determine competency and sanity. As mentioned above, Dr. Burstenâs evaluation was not used for the purpose of mitigation. Nevertheless, Dr. Burstenâs evaluation did not lead counsel to suspect anything along the lines of the âlong-term personality disorderâ diagnosed by Dr. Engum nine and a half years after Westâs trial and conviction. As Mr. McConnell explained, âI had had Mr. West examined by a very competent psychiatrist, Dr. Bur-sten, who obviously did a thorough history, et cetera, and none of that ever came out.â Id. at 26. They also requested from the trial court additional funds to hire a second psychologist in order to pursue a possible duress defense to at least the rape (duress is never a defense to murder). The court refused the request on the grounds that West had objected to the trial courtâs sua sponte ordering of a psychological examination to determine competency. Id. at 27. Our circuit addressed a similar situation in Fautenberry v. Mitchell, 515 F.3d 614 (6th Cir.2008). There, the defense counsel had hired an expert for the express purpose of conducting a neuropsychological examination, but the defendant refused to be examined. Our court held that the counselâs âinability to discover or establish organic brain dam
Finally, we note that even if West could prove that his counsel was ineffective for all of the reasons he cited, he has not shown that âthere is a reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.â Strickland, 466 U.S. at 694, 104 S.Ct. 2052. Westâs trial counsel attempted to appeal to the juryâs sympathy, decency, and common sense. They attempted to show that West had been a good and decent citizen: that he had never before been in trouble with the law, that he was a veteran who served his country, and that he was a loving husband and a soon-to-be father. The jury was not persuaded. We are not convinced that the school, military, and employment records that West now argues should have been submitted would have affected the juryâs verdict.
As for the evidence of the past abuse, it is possible that had Westâs attorneys discovered it, they might have taken the alternative approach of portraying West as the product of an unstable and abusive home. The jury might have believed that the abuse made West the kind of person who was psychologically unable to confront or disobey strong, threatening people such as Martin. The jury might have pitied West and chosen to spare his life. However, the very same evidence may have had the opposite effect on the jury. They might have believed that violence begets violence and that Westâs past abuse made him the kind of person who could have raped and tortured a fifteen year-old girl. They might have despised West and sentenced him to death with greater zeal.
It is not enough for this court to speculate that the jury would have chosen the former path. There must be âa reasonable probabilityâ that the proceeding would have been different. Given the strength of the evidence against West presented at trial and the weakness of the mitigating evidence that West presented during the post-conviction proceedings, we cannot conclude that there was reasonable probability that the jury would have chosen to spare Westâs life.
B. The Exclusion of Libby Woodsâs Testimony and the Martin-Hunley Tapes
1. The proffered evidence
Westâs theory of the case was that it was Ronnie Martin and not West who actually killed Wanda Romines and her daughter, Sheila. In order to demonstrate this, West sought to introduce two pieces of evidence: (1) the testimony of Libby Woods, an acquaintance of both Martin and Sheila; and (2) two taped conversations between Martin and his cellmate, Steve Hunley.
According to West:
Woods was prepared to testify that Martin said he would kill Sheila Romines; that he was upset with her for embarrassing him on one occasion where Sheila actually struck him in front of other*557 students at school; that he wanted to date her and he wanted to have sex with her and she resisted his advances; and, that Martin said that he owed her, and that is why he would kill her.
Appellantâs Br. 6-7.
The two taped jailhouse conversations supposedly demonstrated that Martin was the main perpetrator and that West did not take part in the killings. The first conversation proceeded as follows:
Hunley: Hey, Ronnie
Martin: Yeah?
Hunley: One more time before I go to bed to ease my mind, Steve [West] do that shit?
Martin: No.
Hunley: Huh?
Martin: No
Hunley: O.K. Thank you.
Hunley: These guys back here donât believe me that you said Steve didnât kill them women. Will you tell them you did?
Unknown: Whoâs back there?
Hunley: All of us.
Martin: Yeah, I did it.
Hunley: You killed both them women?
Martin: Yeah.
Hunley: Why?
Martin: I donât know. I donât want to talk about it.
In the second conversation, Martin discussed his plan to falsely take an insanity plea. During the conversation he tacitly agreed that he, and not Steve, had killed the Romineses.
Hunley: Yea, but you said Steve didnât kill those women, you did. Donât you think thatâs crazy?
Hunley: Huh
Martin: Huh
Hunley: You told me Steve didnât do that but you did, donât you think thatâs crazy?
Martin: I donât think itâs crazy, no.
West argues that the state court violated his Sixth, Eighth, and Fourteenth Amendment rights under Chambers v. Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973), and Green v. Georgia, 442 U.S. 95, 99 S.Ct. 2150, 60 L.Ed.2d 738 (1979), by excluding these pieces of evidence.
2. Procedural default
The State argues that West procedurally defaulted on his claims because he raised them solely as issues of state law before the state courts. We do not agree. While West failed to cite either the United States Constitution or federal case law in his argument concerning Woodsâs testimony, he did cite federal law in his argument concerning the taped recordings. Specifically, he cited the Constitution and Chambers for the general proposition that, â[t]he right of an accused in a criminal trial is, in essence, the right to fair opportunity to defend against the stateâs accusations.â 410 U.S. at 294, 93 S.Ct. 1038. Furthermore, West concluded the section dealing with both Woodsâs testimony and the Martin-Hunley tapes by arguing that:
[West] attempted to introduce several pieces of evidence.... The failure of the trial judge to permit this resulted in a denial of [Westâs] Due Process rights as guaranteed by the Sixth and Fourteenth Amendments to the United States Constitution as well as Article I, Sections 7, 8, and 9 of the Tennessee State Constitution.
âA litigant wishing to raise a federal issue can easily indicate the federal law basis for his claim in a state court ... by citing in conjunction with the claim the federal source of law ... or a case decid
The fact that the Tennessee Supreme Court analyzed his claim in regards to Woodsâs testimony only under state law is irrelevant. A state Supreme Courtâs failure to analyze a petitionerâs federal claim, âdoes not deprive this court of jurisdiction.â Newton v. Million, 349 F.3d 873, 877 (6th Cir.2003); see also Smith v. Digmon, 434 U.S. 332, 333, 98 S.Ct. 597, 54 L.Ed.2d 582 (1978) (per curiam) (â[Whether the exhaustion requirement of 28 U.S.C. § 2254(b) has been satisfied cannot turn upon whether a state appellate court chooses to ignore in its opinion a federal constitutional claim squarely raised in petitionerâs brief in the state court....â).
3. State-court analysis
In rejecting Westâs claims in regard to Woodsâs testimony, the Tennessee Supreme Court reasoned that testimony of Libby Woods was distinguishable from the excluded evidence at issue in Green v. State, 154 Tenn. 26, 285 S.W. 554 (1926), and Hensley v. State, 28 Tenn. 243 (1848) â the two state court decisions on which West based his arguments. The state court reasoned that (1) the testimony at issue in Westâs case would be attributed to a co-defendant so that any such proof would be cumulative where the State concedes the co-defendantâs guilt and (2) Westâs defense that âhis participation was commanded at gun point by Martin would not have been corroborated by the excluded evidence.â West, 767 S.W.2d at 396.
The state court also rejected Westâs argument as to exclusion of the Martin-Hun-ley tapes. Ibid. In Chambers, the Court reasoned that because the facts of the underlying crime tended to prove that there was only one perpetrator, any confession that implicated another party tended to also exculpate the defendant. In Westâs case, however, the evidence was consistent with there being two perpetrators. Thus, any evidence implicating Martin did not necessarily exculpate West.
The state court also raised concerns about corroboration and reliability. Ibid. The tapes were not recorded by jailhouse personnel. Rather they were made by an unknown inmate or inmates, without Martinâs knowledge. West acquired the tapes through Ken Holt, a private investigator. Holt swore in an affidavit that he had acquired the tapes from Byron Bryan, Steve Hunleyâs attorney.
The court concluded that the tapes were properly excluded because: (1) unlike the defendant in Chambers, Martin was unavailable to the State or the defendant because he would have invoked the privilege against self-incrimination (a statement confirmed by Westâs attorney, who had spoken with Martinâs attorney); (2) the record was completely silent as to whether the tape recordings were corroborated; and (3) Chambers does not require the admission of uncorroborated hearsay statements against penal interest. See West, 767 S.W.2d at 395-96.
4. Westâs habeas claims
In order for West to succeed on his claim he must demonstrate that the state court decision â(1) ... was contrary to, or involved an unreasonable application of, clearly established Federal Law, as determined by the Supreme Court of the United States; or (2) ... was based on an unreasonable determination of the facts....â 28
In Chambers, the issue was whether the trial court erred in preventing the defendant from introducing three witnesses, each of whom would have testified that another person had confessed to being the actual shooter of the victim. The trial court excluded proffered testimony as inadmissible under Mississippiâs hearsay rule, which totally excluded hearsay statements against penal interest. Because the stateâs theory was that there was only a single shooter, the proffered testimony would have directly contradicted the stateâs argument that Chambers was that shooter. 410 U.S. at 298, 93 S.Ct. 1038. It also would have directly exculpated him by pointing to another suspect as the shooter. In holding that Chambersâs due process rights were violated the Court wrote:
New rights are more fundamental than that of an accused to present witnesses in his own defense. In the exercise of this right, the accused, as is required of the State, must comply with established rules of procedure and evidence designed to assure both fairness and reliability in the ascertainment of guilt and innocence. Although perhaps no rule of evidence has been more respected or more frequently applied in jury trials than that applicable to the exclusion of hearsay, exceptions tailored to allow the introduction of evidence which in fact is likely to be trustworthy have long existed. The testimony rejected by the trial court here bore persuasive assurances of trustworthiness and thus was well within the basic rationale of the exception for declarations against interest. That testimony also was critical to Chambersâ defense. In these circumstances, where constitutional rights directly affecting the ascertainment of guilt are implieat-ed, the hearsay rule may not be applied mechanistically to defeat the ends of justice.
Id. at 302, 93 S.Ct. 1038 (internal citations omitted).
i. Libby Woodsâs testimony
As noted above, the state court did not analyze the exclusion of Woodsâs testimony under federal law. Thus, the state cannot defend the decision as a reasonable application of federal law. Nevertheless, the decision might still be contrary to federal law if âthe state court arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law .... [or] if the state court confronts facts that are materially indistinguishable from a relevant Supreme Court precedent and arrives at a result opposite toâ that of the Supreme Court. Williams, 529 U.S. 362, 405-06, 120 S.Ct. 1495.
The state trial court, as with the trial court in Chambers, excluded Woodsâs testimony as inadmissible hearsay. Both parties agreed that the statement was actually hearsay and if it were to come in, it would have to be admitted under one of the hearsay exceptions. The trial judge asked Westâs attorney if he was offering the statement to prove the truth of the matter asserted. Westâs attorney did not address that question, but stated that he âwould offer those statements against penal interest for the juryâs deliberations as to whether or not my client is guilty of this particular murder.â
The Tennessee Supreme Court, in reviewing the trial courtâs decision to exclude Woodsâs testimony, emphasized the cumulative nature of the evidence â that is, because the state had conceded that Martin was also a participant in the murders, Woodsâs testimony that Martin intended to kill Sheila Romines did not refute the
ii. Martin-Hunley tapes
In reviewing the trial courtâs decision to exclude the Martin-Hunley tapes from the guilt/innocence phase of the trial,
The state court again focused on the fact that the Martin-Hunley tapes were cumulative evidence and did ânot exonerate [West], who was present, participating, aiding and abetting and his defense that his participation was commanded at gun point by Martin would not have been corroborated by the excluded evidence.â West, 767 S.W.2d at 396. The court also noted that in Chambers, the would-be de-clarant, McDonald, was available for cross examination, whereas the would-be declar-ant in Westâs case, Martin, was unavailable to the State or to West because Martin invoked his Fifth Amendment rights. Thus, the Tennessee Supreme Court had adequate grounds to distinguish the Martin-Hunley tapes from the evidence in Chambers. The decision, therefore, was neither contrary to or an unreasonable application of Chambers.
C. Prosecutorial Misconduct
West alleged several instances of prose-cutorial misconduct grouped into four categories: (1) the prosecutor deliberately misinformed the jury that the law was âself-executingâ and that choosing or not choosing the death penalty was not their responsibility; (2) the prosecutor claimed that defense counsel was attempting to deceive or mislead the jury; (3) the prosecutor called West a liar and expressed his personal belief that West was a liar; and (4) the prosecutor asserted inflammatory facts not supported by the evidence. We address the first category of alleged misconduct separately, and the last three jointly.
1. The role of the jury in determining a capital sentence
a. The alleged misconduct
West objected to the following statements made by the prosecutor during closing argument:
The decision you are going to be called upon to make obviously is very serious, it is one of the most serious you will ever make. But, on the other hand, if you will listen to what the Judge tells you the law is, you will see that it is not necessarily a difficult decision in that sense. In the application of the law. Because the law provides certain guidelines, certain perimeters within which you are to consider the verdict, your secondary verdict in this case.
*561 See, the law in Tennessee, and the law of the land, in this sense, is self-executing, in the sense that the law mandates, requires a death sentence in certain situations, unless it is outweighed by other factors.
The law is clear. Your responsibility once again is to weigh proof, to make a finding of fact, apply the applicable law to those facts and the law provides the punishment, not you, not you. You do not set punishment in this case, per se. You make decisions based upon fact and the law, self-executing, based upon your weighing the facts.
Was [the mitigating evidence] enough to outweigh torture, the depravity, the atrociousness, and all of the other things the State contends it has shown? See. You have to weigh them. That is your function. And if the State tips the scales and proves those things to you beyond a reasonable doubt, and what you heard for the defendant today doesnât outweigh this ... then the penalty is death. That is the law. That is the law.
As the law states, and the Judge will tell you this, once the State proves aggravating circumstances, one or more, beyond a reasonable doubt, if they are not outweighed by mitigating circumstances the defendant shows you, the punishment shall be death. That is a matter of law. It is a matter of law.
I am not going to stand here and tell you that that is an easy application of the law, because it is not. It is a difficult application. But, just keep in mind, you donât impose the sentence, the law provides the sentence, you are merely finders of fact.
In this case, the State feels like justice in its purest form, once again, would be best served by the administration of the law.
West argues that these comments were constitutionally impermissibly under Caldwell v. Mississippi, 472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985).
b. State-court analysis
In Caldwell, the Supreme Court held that âit is constitutionally impermissible to rest a death sentence on a determination made by a sentencer who has been led to believe that the responsibility for determining the appropriateness of the defendantâs death rests elsewhere.â Id. at 328-29, 105 S.Ct. 2633. On direct appeal, the Tennessee Supreme Court addressed Westâs claims and agreed that the statements were inappropriate:
We agree that the district attorneyâs statements that âthe law is self-executingâ, that the law âprovides the punishment, not youâ, and the concluding statement that âyou donât impose the sentence, the law provides the sentence, you are merely finders of factâ, violate Caldwell. Such statements minimize the juryâs role and allows [sic] them to feel that the responsibility for a death sentence rests elsewhere.
West, 767 S.W.2d at 399. The court then analyzed whether the violations were harmless, and determined that they were:
We are of the opinion that the three or four brief erroneous characterizations of the juryâs role in determining the appropriateness of a death sentence were sufficiently corrected by the trial judge and the accurate portions of the district attorneyâs and the defendantâs arguments stressing the proper responsibility of the jury. These clarifying measures contrast sharply with the situation in Caldwell ... where the trial judge endorsed*562 the prosecutorâs remarks. Thus we find that the errors were harmless beyond a reasonable doubt.
c. Westâs habeas claims
Because the Tennessee Supreme Court concluded that the prosecutorâs statements during closing arguments did violate Caldwell, but were nevertheless harmless, the relevant âclearly established federal lawâ is both Caldwell and the harmless error rule of Brecht v. Abrahamson, 507 U.S. 619, 113 S.Ct. 1710, 123 L.Ed.2d 353 (1993). See Fry v. Pliler, 551 U.S. 112, 127 S.Ct. 2321, 168 L.Ed.2d 16 (2007); Wilson v. Mitchell, 498 F.3d 491, 503 (6th Cir.2007). Brecht requires a court to ask âwhether the error had substantial and injurious effect or influence in determining the juryâs verdict.â Brecht, 507 U.S. at 637, 113 S.Ct. 1710 (quoting Kotteakos v. United States, 328 U.S. 750, 776, 66 S.Ct. 1239, 90 L.Ed. 1557 (1946)).
The comment made by the prosecutor here is distinguishable from the comments at issue in Caldwell. In Caldwell, the prosecutor told the jury that the responsibility for determining the appropriateness of a death sentence did not rest with them but rather with the appellate court which would later review the case. See 472 U.S. at 325, 105 S.Ct. 2633. Additionally, the judge also told the jury that its decision would automatically be reviewed by the State Supreme Court. Ibid. By contrast, the prosecutor in this case clearly told the jury that it was the prosecutorâs duty to prove aggravating factors and the juryâs duty to weigh the evidence and then decide if there were aggravating factors and if those factors were outweighed by any mitigating circumstances. The judge also instructed the jurors that it was their duty to fix Westâs punishment as either death or life imprisonment and that each one must decide whether any mitigating circumstances were sufficiently substantial to outweigh the aggravating circumstances.
The Tenth Circuit reviewed a set of comments similar to the ones challenged here in Parks v. Brown, 860 F.2d 1545 (10th Cir.1988) (en banc), revâd on other grounds sub nom. Saffle v. Parks, 494 U.S. 484, 110 S.Ct. 1257, 108 L.Ed.2d 415 (1990). There, the prosecutor told the jury:
But, you know, as you as jurors, you really, in assessing the death penalty, youâre not yourself putting Robyn Parks to death. You just have become a part of the criminal-justice system that says when anyone does this, that he must suffer death. So all you are doing is youâre just following the law, and what the law says, and on your verdict â once your verdict comes back in, the law takes over. The law does all of these things, so itâs not on your conscience. Youâre just part of the criminal-justice system that says that when this type of thing happens, that whoever does such a horrible, atrocious thing must suffer death.
Now thatâs manâs law. But Godâs law is the very same. Godâs law says that the murderer shall suffer death. So donât let it bother your conscience, you know.
Parks, 860 F.2d at 1549. The Tenth Circuit concluded âthat Caldwell is inapplicable here because ânone of the [prosecutorâs] comments could have had the effect of misleading the jury into thinking that it had a reduced role in the sentencing process.â â Parks, 860 F.2d at 1550 (quoting Darden v. Wainwright, 477 U.S. 168, 184 n. 15, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986)).
The prosecutorâs comments in Parks were more akin to the comments in this case than were the comments at issue in Caldwell. In Parks, as here, there was
2. The prosecutor: claimed that defense counsel was attempting to deceive or mislead the jury; called West a liar; and made inflammatory remarks not supported by the evidence
a. The alleged misconduct
West alleges that during his closing argument, the prosecutor told the jury that the defense counsel was attempting to mislead or confuse the jury on eleven separate occasions. Of those eleven instances, ten involved variations of the phrase â[tjhat is an attempt to blow a little smoke in your eyes,â or â[ajnother attempt to throw a little sand in your eyes.â In the eleventh instance the prosecutor referred to one of defense counselâs arguments as an âattempt that defense counsel has made in this case, in order to confuse you.... â
West also objected to statements made during the prosecutionâs closing in which the prosecutor called West a liar. âNow you are a gifted liar, Mr. West. You are not just a liar.... â West also objects to several other statements made during closing arguments:
* Can you believe that he had the audacity to say that Sheila Romines consented to have sex with him ... the most ludicrous, cruel lie that has ever been told in Union County history.
* I guess the truth is not important, at least to Mr. West.
* He said that Ronnie [Martin] took the knife and killed both women. We know that that is a lie. We know that that is a lie.
Finally, West argues that the prosecutor made the following inflammatory comments not supported by the evidence:
* [I donât] know whether West or Martin, or both, had taken anything other than alcohol.
*Are we going to turn Stephen West loose, let him escape from responsibility for the crimes that he has committed, bĂŠcause he and Mr. Martin were able to successful dispose of the murder weapons or successfully wash the blood off the murder weapons.
* [Ajfter the butchery, [West and Martin] go in and clean themselves up before they leave.
West objects to several comments in which the prosecutor speculated as to Martin and Westâs actions during the commission and cover-up of the crime, arguing that they were not supported by the record. We do not repeat them all here as they are explored in detail in the district court opinion. West, No. 3:01-cv-91, slip op. at 117-20.
b. Procedural default and fair presentment
The State argues that West proeedurally defaulted in challenging the first and third sets of statements by failing to raise them in the state court proceedings as âfederal
This court has noted four actions a defendant can take which are significant to the determination whether a claim has been âfairly presentedâ: (1) reliance upon federal cases employing constitutional analysis; (2) reliance upon state cases employing federal constitutional analysis; (3) phrasing the claim in terms of constitutional law or in terms sufficiently particular to allege a denial of a specific constitutional right; or (4) alleging facts well within the mainstream of constitutional law.
Westâs allegations in regard to the first set of statements were sufficiently particular and well within the mainstream of constitutional law. West specifically stated that the prosecutorâs comments about defense counsel attempting to mislead the jury were âhighly prejudicial and improper.â He used the same phrase in objecting to the prosecutorâs statements that were allegedly unsupported by the record. Though this statement was not close to an invocation of the Supreme Courtâs standard for judging prosecutorial misconduct, it was evocative of language that we articulated in United States v. Leon, 534 F.2d 667 (6th Cir.1976). As we stated in Leon, we evaluate claims of pros-ecutorial misconduct using four factors, including âwhether the remarks tended to mislead the jury or to prejudice the accused.â Id. at 679. See United States v. Carroll, 26 F.3d 1380, 1384 (6th Cir.1994) (explaining Leon). Indeed, in Leon, the court found that the remarks at issue were âimproper and highly prejudicial,â Leon, 534 F.2d at 678, the very same phrase used by West. As for Westâs arguments about the second set of statements, West quoted from State v. Smith, 456 A.2d 16 (Me.1983), explicitly noting that the state case was citing a federal case, United States v. Gonzalez Vargas, 558 F.2d 631 (1st Cir.1977). West also cited United States v. Bess, 593 F.2d 749 (6th Cir.1979). We accordingly hold that West fairly presented his federal claims to the state court and that he is not procedurally barred from pursuing those claims here.
c. State-court analysis
The state court analyzed Westâs claim under state law, relying on State v. Buck, 670 S.W.2d 600, 609 (Tenn.1984) and State v. Beasley, 536 S.W.2d 328 (Tenn.1976), which held that a prosecutorâs argument should be supported by evidence introduced at trial and the reasonable inferences to be drawn from that evidence and that a lawyerâs personal opinion as to the credibility of a witnesses should not be injected into argument. However, as the state court noted, Beasley cited with approval a number of cases in which the courts refused to find misconduct when the prosecutorâs reference to a âlyingâ defendant or defense witnesses was supported by evidence in the record. West, 767 S.W.2d at 394.
The court ultimately found that some of the prosecutorâs references had âborderline supportâ and could âthrough reasonable inference [ ] be drawn from evidenceâ and that some were not based upon evidence or proper inferences therefrom. For example, the comment that he didnât âknow whether Mr. West or Mr. Martin, or both, had taken anything other than alcohol,â was unsupported. Id. at 394-95. The state court also acknowledged that, under state law, it was âimproper for the
d. Westâs habeas claims
Again, the issue is whether the state court decision was contrary to or an unreasonable application of clearly established federal law. Under the relevant Supreme Court precedent, prosecutorial misconduct is grounds for reversal if that conduct â âso infected the trial with unfairness as to make the resulting conviction a denial of due process.â â Darden, 477 U.S. at 181, 106 S.Ct. 2464 (quoting Donnelly v. DeChristoforo, 416 U.S. 637, 643, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974)). The appropriate standard for review on a claim of prosecutorial misconduct alleged in a petition for a writ of habeas corpus is âthe narrow one of due process, and not the broad exercise of supervisory power.â Donnelly, 416 U.S. at 642, 94 S.Ct. 1868. âWe do not possess supervisory powers over state court trials.â Byrd v. Collins, 209 F.3d 486, 529 (6th Cir.2000) (citing Cook v. Bordenkircher, 602 F.2d 117, 119 n. 5 (6th Cir.1979), for the proposition that âit is the responsibility of the [state courts] to police their prosecutors; we have no such authority.â). As we explained in Byrd:
In making this determination, we must bear in mind that the touchstone of due process analysis ... is the fairness of the trial, not the culpability of the prosecutor. Therefore, even if the prosecutorâs conduct was undesirable or even universally condemned, it does not constitute a due process violation unless the conduct was âso egregious so as to render the entire trial fundamentally unfair.â Indeed, our case law demonstrates the extreme nature of prosecuto-rial misconduct required for a federal court to issue the writ.
209 F.3d at 529 (internal citations and quotation marks omitted).
It is improper to personally attack defense counsel or argue that counsel is attempting to mislead the jury. Broom v. Mitchell, 441 F.3d 392, 412-13 (6th Cir.2006). A prosecutor should not give his own opinion as to the credibility of witness. Hodge v. Hurley, 426 F.3d 368, 378-79 (6th Cir.2005); see also Caldwell v. Russell, 181 F.3d 731, 737 (6th Cir.1999) (âOrdinarily, a prosecutor may not express a personal opinion concerning the guilt of the defendant or the credibility of trial witnesses, because such personal assurances of guilt or vouching for the veracity of witnesses by the stateâs representative exceeds the legitimate advocateâs role by improperly inviting the jurors to convict the defendant on a basis other than a neutral independent assessment of the record proof.â); United States v. Carroll, 26 F.3d 1380, 1387-89 (6th Cir.1994); United States v. Dandy, 998 F.2d 1344, 1353 (6th Cir.1993).
Nevertheless, this does not mean that the prosecution cannot attack the defendantâs credibility or even assert that the defendant is lying. As we explained in United States v. Francis, 170 F.3d 546 (6th Cir.1999):
This Court has held that a prosecutor may assert that a defendant is lying during her closing argument when emphasizing discrepancies between the evidence and that defendantâs testimony. To avoid impropriety, however, such*566 comments must reflect reasonable inferences from the evidence adduced at trial. Again, misconduct occurs when a jury could reasonably believe that the prosecutor was, instead, expressing a personal opinion as to the witnessâs credibility.
Id. at 551 (internal citations and quotation marks omitted).
Assessing Westâs claims therefore is a two-step process. First, the court must determine whether a prosecutorâs conduct and remarks were improper. Second, the court must determine whether the conduct warrants habeas relief. The four factors considered when evaluating whether relief is warranted are:
(1) âthe degree to which the remarks complained of have a tendency to mislead the jury and to prejudice the accused;â
(2) âwhether they are isolated or extensive;â
(3) âwhether they were deliberately or accidentally placed before the jury;â and
(4) âthe strength of the competent proof to establish the guilt of the accused.â
Pritchett v. Pitcher, 117 F.3d 959, 964 (6th Cir.1997).
The Tennessee Supreme Court used a similar set of factors from Buck in assessing Westâs claims on direct appeal. The Buck factors are:
(1) âthe conduct complained of viewed in context and in light of the facts and circumstances of the case;â
(2) âthe curative measures undertaken by the Court and the prosecution;â
(3) âthe intent of the prosecutor in making the improper statement;â
(4) âthe cumulative effect of the improper conduct and any other errors in the record;â and
(5)âthe relative strength or weakness of the case.â
Though the Tennessee Supreme Court did not walk through each of the factors, it clearly applied them. The district court gave a more detailed analysis of the alleged misconduct. Both courts came to the conclusion that the misconduct did not amount to reversible error. We agree.
While it is true that the prosecutor asserted his personal opinion as to Westâs credibility, the error was harmless given the evidence submitted to the jury that West had contradicted himself on numerous occasions and had given varying accounts of crimes. The same is true for the prosecutorâs comments that defense counsel was intentionally misleading the jury. As the district court pointed out, the stateâs closing argument took up thirty pages of trial transcript. While there were eleven instances of inappropriate comments, none were lengthy; they were all short asides.
As for the comments allegedly not supported by the record, many of them were actually supported. For example, West complains of the prosecutorâs speculation about West and Martin cleaning the murder weapon. However, one of Westâs statements to the police was read to the jury by Agent Scott. In that statement West had stated, âI wiped off the guns and took them to the motherâs bedroom.â J.A. 1732. The district court opinion explores more of the allegedly-unsupported statements, demonstrating that many of the inferences were based on testimony and evidence in the record and we need to repeat the analysis here.
Moreover, even if every statement was not fully supported, the comments at issue could hardly be said to have âso infected the trial with unfairness as to make the
III. CONCLUSION
The district courtâs denial of Westâs petition for habeas corpus is AFFIRMED.
. The investigator was hired to find evidence that Martin was a member of a satanic cult and to prove that Martin had the motive and mental capacity to torture the victims, whereas West did not.
. (1) An affidavit of Dr. Keith Caruso, a psychiatrist who never examined West, but who gave an evaluation of Westâs competency based records and documents provided to him; (2) an affidavit of Debra West Harless, West's sister; (3) a birth record from Community Hospital; (4) an affidavit of Karen West Bryant, Westâs former wife; (5) an affidavit of Vestor West, Westâs father; (6) West's military discharge papers; (7) An affidavit of Patty Rutherford, West's manager at McDonaldâs; (8) a case report of Dr. Claudia
. Though AEDPA constrains the court to look to the law as clearly established at the time of the time the state conviction became final, Williams v. Taylor, 529 U.S. 362, 380, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000), this court may rely on any later decisions analyzing or explaining the law (as opposed to creating new law). Strickland was clearly established well before Westâs criminal trial concluded in 1987. We can rely on Rompilla, Wiggins, and Williams because they merely explain Strickland.
. The trial judge ruled that West could introduce the Martin-Hunley tapes at the sentencing phase (in accordance with Green v. Georgia, 442 U.S. 95, 99 S.Ct. 2150, 60 L.Ed.2d 738 (1979)). However, the trial judge cautioned that if West admitted those tapes, he would also allow the State to introduce recordings of Martinâs statements to the police, which implicated West. West subsequently chose not to introduce the tapes during the sentencing phase.