Upshaw v. Ford Motor Co.
Full Opinion (html_with_citations)
OPINION
In this civil rights action arising under Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e, et seq. (âTitle VIIâ), 42 U.S.C. § 1981, and Ohio Revised Code § 4112.02, Plaintiff-Appellant Carolyn Upshaw (âUpshawâ) appeals the district courtâs grant of summary judgment to Defendant-Appellee Ford Motor Company (âFordâ) and the denial of her motion for relief from judgment. Upshaw argues that Ford failed to promote her on the basis of her race and sex, and retaliated against her when she complained of discrimination. For the following reasons, we AFFIRM in part and REVERSE in part.
A. Factual background
1. Upshawâs employment at Ford
Carolyn Upshaw, an African-American woman, worked for Ford as a Salary Grade 6 Production Supervisor from April 2000 through her March 2005 termination. Upshaw began her career at Ford in the companyâs Wayne, Michigan truck plant, but, in 2001, she sought and obtained a transfer to Fordâs Sharonville, Michigan transmission plant, where she worked until she was terminated.
At the time that Upshaw transferred to the Sharonville plant, Robert E. Brooks, an African-American male, had recently been promoted to the position of supervisor for salaried personnel, a position within the Department of Human Resources. Brooksâs duties included overseeing the âin-seriesâ promotions process, which involves promotion to a higher salary grade within the same job. After Brooks raised the plantâs performance standards in 2001, an employee had to have both worked in his current salary grade for at least twenty-four months and received an annual performance rating of âExcellent Plusâ or higher to be eligible for an in-series promotion. Fordâs performance rating system included seven different levels, ranging from âOutstandingâ to âUnsatisfactory.â âExcellent Plusâ was the level just below âOutstanding,â followed by âExcellentâ and âSatisfactory Plus.â Upshaw received the following performance ratings, with each assessment corresponding to her performance during the previous calendar year: (1) January 2002, âSatisfactory Plusâ; (2) January 2003, âExcellentâ; (3) January 2004, âExcellentâ; and (4) January 2005, âExcellent.â Over the course of her employment, Upshaw was repeatedly denied an in-series promotion to Salary Grade 7 production supervisor.
2. Upshawâs pre-termination Equal Employment Opportunity Commission (âEEOCâ) charges and lawsuit
a. August IS, 2003 charge
On August 13, 2003, Upshaw filed a charge with the EEOC contending that Ford had repeatedly refused to promote her on the basis of her race and sex. She alleged that she was the only Salary Grade 6 production supervisor in her work zone and that Ford had improperly promoted similarly-situated white male production supervisors to Salary Grade 7 while continually denying her the same promotion.
On August 26, 2003, Brooks submitted Fordâs response to the EEOC, denying that Ford had discriminated against Upshaw and explaining that nine of the ten employees promoted to Salary Grade 7 between January 1, 2000 and July 1, 2003 had been rated âExcellent Plus,â and that the remaining employee had been rated âExcellent.â Because Upshaw had been rated âExcellentâ rather than âExcellent Plusâ on her 2003 performance review, Ford stated that she had not been qualified for an in-series promotion. Fordâs response included a chart depicting the Sharonville plantâs promotion activity from 2000 through 2003. The EEOC dismissed Upshawâs charge.
During discovery in this action, Brooks admitted that Fordâs response to the EEOC was inaccurate because he had used the wrong yearâs performance reviews in preparing the chart. Although the chart showed all but one of the employees who received an in-series promotion in 2002 as having a rating of âExcellent Plus,â in fact, in 2002, two white males, Steven Fletcher and Stephen Green, were promoted from Salary Grade 6 to Salary Grade 7 with ratings of âExcel
At his deposition, Brooks attributed the inaccuracies on the chart to his failure to verify the data compiled by an associate in his department. Brooks testified that he only learned of the mistake after drafting his response to the EEOC, at which point, he realized that Fletcher, Green, and Alexander should not have been promoted. Brooks never notified the EEOC of the error.
b. January 28, 200b charge
On January 28, 2004, Upshaw filed a second EEOC charge, alleging that in retaliation for her August 2003 EEOC charge, her supervisor, Robert âDougâ Baur, held a meeting with the hourly employees under her supervision without her knowledge. Ford denied Upshawâs claims and argued that only two Sharonville managers (neither of them Baur) were even aware of Upshawâs August 2003 EEOC filing. Ford also contended that Upshawâs complaint of differential treatment was too vague to allow Ford to respond in any detail. The EEOC dismissed Upshawâs complaint and issued her a right-to-sue letter, but she did not file a lawsuit within the allotted time.
During discovery in the instant action, Ford produced internal emails to Baur and others that pre-dated Fordâs response to the EEOC, mentioning Upshawâs 2003 EEOC charges, which Upshaw asserts establishes the intentional falsity of Fordâs EEOC response. Moreover, Baur testified that he heard about Upshawâs 2003 EEOC charges before Ford drafted its response, but he could not remember the source of the information.
c. June 15, 200b charge
On June 15, 2004, Upshaw filed a third EEOC charge, alleging that on June 3, 2004, she was reprimanded for failing to wear a safety vest in a designated area in retaliation for her previous EEOC complaints. Ford filed a response with the EEOC listing seven salaried employees (four of whom were Caucasian) who were disciplined for a âviolation of Corporate Safety Rules,â the same charge brought against Upshaw. Although the EEOC dismissed Upshawâs claim, she asserts that Fordâs response misrepresented the facts because she learned during discovery that several of the safety violations attributable to the other employees were more serious infractions, and that she was the only salaried personnel at the Sharonville plant to have been disciplined for failing to wear a safety vest.
d. November b, 200b lawsuit
On November 4, 2004, Upshaw filed a complaint in the United States District Court for the Southern District of Ohio, alleging that Ford discriminated against her on the basis of her race and sex by failing to promote her to Salary Grade 7 and by subjecting her to heightened scrutiny.
3. Fordâs documentation of Upshawâs complaints
a. Compilation of timeline following Upshawâs August 2003 EEOC charge
After transferring to the Sharonville plant in 2001, Upshaw filed numerous com
Five days after Upshaw filed her August 2003 EEOC charge, Gerald Taylor, the Human Resources personnel manager for four Ford plants, wrote the following note documenting a conversation he had with Robert Brooks and James L. Brooks, another Human Resources employee:
Discussed with J[ames] Brooks and Robert Brooks the possibility of looking into the complaint activity of Carolyn Upshaw since it seems almost daily people are investigating her complaints. The # of complaints, time invested & outcome of these investigations, [sic] That if the data reveal excessive activity w/ little or no results, then write it up for termination and I will evaluate if it warrants said release.
(Joint Appendix (âJAâ) 779-80) (emphasis added). In his deposition, Taylor testified that the term âcomplaint activityâ referred to Upshawâs internal complaints â âthe daily traffic, the charges, the investigations, and the results of thoseâ â -not her recent EEOC charge. (JA 539-40.) In October 2003, James Brooks began working with Hughes-Sharp to compile a âtimelineâ of Upshawâs employment for Taylorâs review.
b. Request for discipline following Upshawâs lawsuit
On December 7, 2004, approximately one month after Upshaw filed her lawsuit, Hughes-Sharp emailed Taylor to arrange a conference call to discuss the timeline that James Brooks and Hughes-Sharp were preparing. On or about December 14, 2004, James Brooks emailed Taylor a draft request for disciplinary action against Upshaw. At deposition, Brooks explained that he sought Taylorâs permission to terminate Upshaw âon the basis that the numerous complaints and problems that she created for [Ford], the fact that her nitpicking was requiring almost full time of two, approximately two people in the [Human Resources] section[, specifically, Hughes-Sharp and Johnson,] to handle these complaints and issues and that at some point, we needed to stop this.â (JA 445.) Taylor did not take immediate action on the request, and in the interim, the following events occurred.
A Events preceding Upshawâs March 2005 termination
a. Upshawâs scrap reports
At Ford, âscrapâ consists of manufactured parts that cannot be used for their intended purpose. Ford requires an accurate accounting of the amount of scrap produced on each shift for cost, quality, and inventory control purposes. Although Upshaw submitted affidavits of other Ford employees noting that scrap counts were generally imprecise and that it was âstandard practice to estimate scrap numbers,â (JA 335), she concedes that in 2005, her supervisor, Maria Bradfish, consistently noted that Upshaw needed to reduce her daily scrap count to receive a higher performance rating.
Upshawâs team of hourly employees selected Gary Barrett and David Gibson as their shift âcoordinators.â Coordinators are hourly employees responsible for collecting and counting scrap accumulated at the end of a shift and reporting the amount to the supervisor, who enters the number in Fordâs internal reporting sys
After reporting Upshaw to the union representative, Gibson also formally complained to Ford that Upshaw had harassed him and retaliated against him when he had refused to lower the scrap count. Gibson claimed that following his refusal to lower the scrap count, Upshaw removed him from his position as coordinator and assigned him to work on the line, where she âbirddoggedâ â closely monitored â him and denied him breaks. Ford found Upshawâs actions inappropriate and concluded that she had violated the companyâs policy prohibiting retaliation against employees.
b. PMHV incidents
In February 2005, various Ford employees reported that Upshaw had violated Fordâs safety rules regulating the operation of personnel scooters (âPMHVsâ). Under Fordâs written PMHV policy, employees must perform a thorough daily inspection of the equipment, document the results, and take any necessary corrective action before using a vehicle. In May 2004, Upshaw was counseled
c. Dispute with union representative
Under the terms of Fordâs collective bargaining agreement with the union, when union representatives make health and safety complaints â i.e. grievances filed by the union regarding plant safety risks and concerns that need immediate attention â management must respond within twenty-four hours. In early March 2005, a union representative asked Upshaw to assist him in addressing eighteen health and safety complaints raised in her department. On March 3, 2005, the union representative wrote a note to Bradfish informing her that Upshaw refused to accept the list, and told him that health and safety was not her responsibility and that he was not following the proper procedure. Brad-fish subsequently asked Upshaw to walk through the department with the representative, develop proposed corrective actions for each complaint, and sign and return the complaints to Bradfish within twenty-four hours. Although Upshaw completed
5. Upshawâs termination
Following the foregoing events, James Brooks sent Taylor a second request for disciplinary action concerning Upshaw. On March 22, 2005, following Brooksâs submission of a draft of the request, Taylor emailed Brooks, stating: âLooks like we are gunny-saking [sic] her.â (JA 785.) Taylor explained at deposition that he had made the comment because he knew Ford had a good case, and he wanted Brooks to take out everything that was not âgermaneâ to the four allegations so that it did not look like Ford was firing Upshaw unfairly.
Brooks finalized the request on March 23, 2005, and sought Upshawâs termination based on a combination of the following four incidents â (1) falsification of company records by under-reporting scrap; (2) harassment and retaliation against Gibson for refusing to falsify the scrap count; (3) multiple violations of company safety policy related to PMHVs and repeated failures to wear a required safety vest; and (4) insubordination. The request further provided:
Ms. Upshaw has been non-responsive to the counseling, management has been unable to convince her that she is in need of improvement of her interpersonal skills, establishing teamwork and developing working relationships with those around her. These four incidents are examples of Ms. Upshawâs total disregard of Company policies and requirements and of the behaviors required of a supervisor ... The combination of issues outlined herein should certainly support the Plantâs request for termination.
(JA 753.) The request also specified that Human Resources had not considered Upshawâs EEOC claims in recommending her termination. Taylor reviewed the request and gave his approval, and Upshaw was terminated, effective March 29, 2005.
B. Procedural History
Following her termination, Upshaw filed an additional charge with the EEOC, claiming that Ford discharged her in retaliation for her EEOC charges, and, on August 24, 2005, Upshaw amended her 2004 complaint to add a retaliation claim. Upshawâs First Amended Complaint sets forth the following claims for relief: Counts I and II, race discrimination and unlawful retaliation under 42 U.S.C. § § 2000e-2, 2000e-3; Count III, race discrimination under 42 U.S.C. § 1981; Count IV, race discrimination under Ohio Revised Code § 4112.02(A); Count V, unlawful retaliation under Ohio Revised Code § 4112.02(1); and Count VI, wrongful discrimination in contravention of Ohio public policy. The amended complaint raises no claim of discrimination on the basis of sex. The amended complaint does seek reinstatement of employment with two years of grade and pay differential or an award of front pay, a judgment for compensatory damages, equitable relief, punitive damages, and reasonable attorney fees and costs.
On March 16, 2007, Ford moved for summary judgment on all six claims, and on June 28, 2007, the court granted the motion and dismissed Upshawâs complaint in its entirety. The court found that: (1) Upshaw had limited her discrimination claims to race by failing to argue expressly that her claims were premised on gender; (2) Upshawâs affidavit should be disregarded because it contained improper legal argument, speculation, personal opinions, and contradictions; (3) Upshaw failed to demonstrate a genuine issue of material
On July 9, 2007, Upshaw filed a motion to alter or amend the district courtâs judgment under Federal Rules of Civil Procedure 59(a) and (e), or, alternatively, for relief from judgment under Federal Rules of Civil Procedure 60(b)(1) and (b)(6). Upshaw attached to her motion several transcripts of depositions, asserting that the court made numerous factual and legal errors in its decision. On February 6, 2008, the court denied the motion. Upshaw now appeals.
II. ANALYSIS
A. Standard of review
We review de novo a district courtâs order granting summary judgment. Sullivan v. Or. Ford, Inc., 559 F.3d 594 (6th Cir.2009). Summary judgment is appropriate if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, âshow that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.â Moses v. Providence Hosp. & Med. Ctrs., Inc., 561 F.3d 573, 578 (6th Cir.2009) (quoting Fed.R.Civ.P. 56(c)). In reviewing the district courtâs decision to grant summary judgment, we must view all evidence in the light most favorable to the non-moving party. Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986).
B. The district court did not err in granting Ford summary judgment on Upshawâs failure-to-promote claim
Upshaw contends that Ford discriminated against her by giving in-series promotions to similarly-situated white males while continually denying her such promotions because of her race. Title VII forbids employers from discriminating against âany individual with respect to [her] compensation, terms, conditions, or privileges of employment, because of such individualâs race, color, religion, sex, or national origin.â 42 U.S.C. § 2000e-2(a)(1).
At the summary-judgment stage, a plaintiff must adduce either direct or circumstantial evidence to prevail on a Title VII race-discrimination claim. See DiCarlo v. Potter, 358 F.3d 408, 414 (6th Cir.2004). Because Upshaw offers no direct evidence of racial discrimination, the McDonnell Douglas/Burdine burden-shifting framework applies. See McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973); Texas Depât of Cmty. Affairs v. Burdine, 450 U.S. 248, 252-53, 101 S.Ct. 1089, 67 L.Ed.2d 207 (1981); DiCarlo, 358 F.3d at 414. First, the plaintiff must make out a prima facie case of race discrimination, after which the burden shifts to the employer to proffer a legitimate, nondiscriminatory reason for its decision. Dews v. A.B. Dick Co., 231 F.3d 1016, 1020-21 (6th Cir.2000). If the employer carries its burden, the plaintiff must then prove by a preponderance of the evidence that the reasons offered by the employer were pretextual. Id.; DiCarlo, 358 F.3d at 414-15. Throughout this burden-shifting process, âthe ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.â DiCarlo, 358 F.3d at 415 (internal citation omitted).
1. Prima facie case
To make out a prima facie case of race discrimination in the failure-to-pro
To establish that she is qualified for the position, a Title VII plaintiff need only show that she satisfied an employerâs âobjectiveâ qualifications. See Wexler v. Whiteâs Fine Furniture, Inc., 317 F.3d 564, 575-76 (6th Cir.2003) (en banc) (holding that the assessment of qualifications at the prima facie stage includes only âobjective qualificationsâ) (citing Aka v. Wash. Hosp. Ctr., 156 F.3d 1284, 1298 (D.C.Cir.1998) (en banc) (pointing out that âan employerâs asserted strong reliance on subjective feelings about the candidates may mask discriminationâ)). Although it is undisputed that Upshaw never received an âExcellent Plusâ rating during the relevant time period, Ford did not uniformly apply its in-series promotion criteria. Such disparate application of the criteria implies that Ford could have relaxed intentionally its requirements for Fletcher, Green, and Alexander â two white males and one African-American male â all of whom were promoted in 2002, with lower-than âExcellent Plusâ ratings. See Vessels v. Atlanta Indep. Sch. Sys., 408 F.3d 763, 769 (11th Cir.2005) (â[T]o demonstrate that he was qualified for the position, a Title VII plaintiff need only show that he or she satisfied an employerâs objective qualifications.â). Thus, viewing the facts in the light most favorable to Upshaw, because Ford did not adhere to its stated criteria for granting in-series promotions, she has met her burden of establishing that she was qualified.
The fourth element of the McDonnell Douglas test requires a plaintiff to show that a similarly-situated individual outside his protected class was promoted. See, e.g., Johnson v. Univ. of Cincinnati, 215 F.3d 561, 572-73 (6th Cir.2000) (citing McDonnell Douglas, 411 U.S. at 802, 93 S.Ct. 1817). Upshaw has established that she was similarly situated to Fletcher and Green, two white males, because they were also Salary Grade 6 production supervisors applying for in-series promotions in 2002. Upshaw has also shown that although Fletcher and Green were promoted with ratings of âExcellentâ in 2002, she was passed over for in-series promotions in 2003, 2004, and 2005, when she was rated âExcellent.â She thus successfully established that Fletcher and Green, similarly-situated employees outside of the protected class, were promoted, while she was not. See St. Maryâs Honor Ctr. v. Hicks, 509 U.S. 502, 506, 113 S.Ct. 2742, 125 L.Ed.2d 407 (1993).
2. Articulated reason for adverse action
Given that Upshaw has established a prima facie case of discrimination on the basis of race, Ford must articulate a legitimate non-discriminatory reason for promoting Fletcher and Green in 2002, but failing to promote Upshaw from 2003 through 2005. See Burdine, 450 U.S. at 252, 101 S.Ct. 1089. This is merely a burden of production, not of persuasion, and it does not involve a credibility assessment. See Reeves v. Sanderson Plumbing Prods., Inc., 530 U.S. 133, 142, 120 S.Ct. 2097, 147 L.Ed.2d 105 (2000); see also Bd. of Trustees of Keene State Coll. v. Swee
In comparing Upshawâs treatment to that of Fletcher and Green, we first look to the testimony of Robert Brooks. Brooks testified that he mistakenly promoted Fletcher, Green, and Alexander in 2002, and did not realize that they had received lower ratings than the purportedly mandatory âExcellent Plusâ evaluation until he noticed the error after submitting Fordâs EEOC response to Upshawâs August 2003 charge. Brooks accepted responsibility for the error but explained that in investigating the promotions, he had learned that an employee in his department gave âthe promotion without [his] concurrence, and [he] didnât find out about it until after the promotion was completed.â (JA 464.)
Courts have held that an employerâs explanation of an admitted mistake in considering and awarding a promotion to one employee over another constitutes a legitimate nondiscriminatory reason. Cf. Paskvan v. City of Cleveland Civil Serv. Commân, 946 F.2d 1233, 1236 (6th Cir.1991) (âRefusal to promote based upon negligence, oversight, or inadvertence is not actionable.â); see Kidd v. MBNA Am. Bank, N.A., 93 F. Appâx 399, 401 (3d Cir.2004) (the fact that employer claimed to have made a mistake in considering plaintiffs application did not suggest a weakness, implausibility, or incoherency in employerâs proffered explanation); Harrison v. Hous. Auth. of City of Pittsburgh, 111 Fed.Appx. 95, 97 (3d Cir.2004) (employerâs purported âmistakeâ constituted a legitimate nondiscriminatory reason for employerâs failure to promote plaintiff); see Leigh v. Bureau of State Lottery, 876 F.2d 104, at *5 (6th Cir.1989) (Table) (concluding that defendantâs assertion that its mistake in failing to hire plaintiff constituted a legitimate non-discriminatory reason). Given that Fletcher and Green were promoted based on faulty performance ratings, not known until discovery, and that Upshaw failed to rebut this testimony, Ford successfully met its burden of establishing a legitimate non-discriminatory reason for not granting Upshaw an in-series promotion between 2003 and 2005.
3. Pretext
A plaintiff may establish that an employerâs stated reason for its employment action was pretextual by showing that the reason (1) had no basis in fact, (2) did not actually motivate the challenged conduct, or (3) is insufficient to explain the challenged conduct. Manzer v. Diamond Shamrock Chems. Co., 29 F.3d 1078, 1084 (6th Cir.1994). The plaintiff must produce âsufficient evidence from which the jury could reasonably reject [the defendantsâ] explanation and infer that the defendants intentionally discriminated against him.â Johnson v. Kroger Co., 319 F.3d 858, 866 (6th Cir.2003) (alteration in original). âThe jury may not reject an employerâs explanation ... unless there is a sufficient basis in the evidence for doing so.â Manzer, 29 F.3d at 1083. If the employer had an honest belief in the proffered basis for the adverse employment action, and that belief arose from reasonable reliance on the particularized facts before the employer when it made the decision, the asserted reason will not be deemed pretextual even if it was erroneous. See Sybrandt v. Home Depot, U.S.A., Inc., 560 F.3d 553, 559 (6th Cir.2009) (quoting Majewski v. Auto. Data Processing, Inc., 274 F.3d 1106, 1117 (6th Cir.2001) (noting that âas long as an employer has an honest belief in its proffered nondiscriminatory reason for
Upshaw argues that Fordâs error in its EEOC response and its changing defense for Fletcherâs and Greenâs promotions are evidence that its claim of âmistakeâ is pretext for discrimination. She asserts that the fact that Ford changed its original defense before the EEOC â that Fletcher and Green were rated âExcellent Plusâ â with its later claim that the two men were promoted accidentally, shows ârepeated and intentional mendacity, which the jury could conclude is evidence of discrimination.â (Upshaw Reply Br. 5.) However, Upshawâs own speculation that Ford knowingly violated its own internal procedures, unsupported by any allegation of fact, is not enough. See Brennan v. Tractor Supply Co., 237 Fed.Appx. 9, 19-20 (6th Cir.2007) (â[M]ere conjecture that [the] employerâs explanation is a pretext for intentional discrimination is an insufficient basis for denial of summary judgment. ... [A] court may not reject an employerâs explanation [of its action] unless there is sufficient basis in the evidence for doing so.â) (internal citations omitted). Further, regardless of whether Brooksâs claim of mistake is legitimate, Upshawâs evidence does not establish that discrimination was the real reason for Fordâs action. See Samadi v. Ohio Bureau of Employment Servs., 48 Fed.Appx. 573, 575 (6th Cir.2002) (finding that employee failed to establish that employerâs reasons for hiring someone other than plaintiff were pretext when the hired individual âhad superior experience [and] qualificationsâ for the position); see also St. Maryâs Honor Ctr., 509 U.S. at 515, 113 S.Ct. 2742 (noting that âa reason cannot be proved to be âa pretext for discriminationâ unless it is shown both that the reason was false, and that discrimination was the real reasonâ); see also Rufo v. Dave & Busters, Inc., No. 06-3111, 2007 WL 247891, at *4 (6th Cir. Jan.31, 2007) (explaining that plaintiff failed to offer evidence to âcall into question the veracity of [employerâs motivations]â and did not establish that employer based its decision on discrimination).
We also reject Upshawâs assertion that Fordâs claim of mistake is belied by a January 23, 2002 email from a Sharonville Human Resources associate. The email requests that supervisors submit names of candidates for promotion, and adds, â[i]f you are considering an employee for an in-series promotion outside of the guidelines, you must contact your HR Associate.â (JA 741.) Although Brooks testified that in 2001, he changed the standards for in-series promotions so that only employees with twenty-four months of service in their pay grade would be eligible, the referenced email demonstrates that, on occasion, Ford promoted certain employees who did not meet its standard requirements. However, given that neither party has put forth evidence suggesting that Fletcher and Green were intentionally recommended for an âoutside-guidelinesâ promotion, Upshawâs argument lacks merit.
Therefore, because Upshaw has failed to raise a genuine issue of material fact as to whether Fordâs claim of mistake was pretext for race discrimination, we affirm the district courtâs grant of summary judgment to Ford on Upshawâs failure-to-promote claim.
C. The district court erred in granting Ford summary judgment on Upshawâs retaliation claim
Upshaw also alleges that Ford unlawfully terminated her in retaliation for her numerous EEOC charges and her initiation of this lawsuit. Title VII prohibits an employer from retaliating against an
1. Prima facie case
To make out a prima facie case of retaliation, Upshaw âmust establish that: (1) she engaged in Title VII-protected activity; (2) [Ford] knew that she engaged in the protected activity; (3) [Ford] subsequently took an adverse employment action against [her]; and (4) the adverse action was causally connected to the protected activity.â See Ladd v. Grand Trunk W. R.R., Inc., 552 F.3d 495, 502 (6th Cir.2009). The parties dispute only the fourth element â whether Upshaw established a causal connection between her various EEOC charges and Fordâs decision to terminate her. To establish a causal connection, a plaintiff must â âproffer evidence sufficient to raise the inference that her protected activity was the likely reason for the adverse action.â â EEOC v. Avery Dennison Corp., 104 F.3d 858, 861 (6th Cir.1997) (quoting Zanders v. Natâl R.R. Passenger Corp., 898 F.2d 1127, 1135 (6th Cir.1990) (citations omitted)); see also Abbott v. Crown Motor Co., Inc., 348 F.3d 537, 543 (6th Cir.2003) (â[T]he plaintiff must produce sufficient evidence from which one could draw an inference that the employer would not have taken the adverse action against the plaintiff had the plaintiff not engaged in activity that Title VII protects.â). The burden of proof at the prima facie stage is âminimalâ; all the plaintiff must do is put forth some credible evidence that enables the court to deduce that there is a causal connection between the protected activity and the retaliatory action. Avery, 104 F.3d at 861 (âFurther, to establish the element of causal link, a plaintiff is required to proffer evidence sufficient to raise the inference that her protected activity was the likely reason for the adverse action.â) (internal citations and quotation marks omitted).
The district court determined that Upshaw met her burden of establishing a prima facie case based on the close temporal proximity between her EEOC filings and her termination:
While Upshawâs termination came almost 19 months after her initial EEOC charge, Upshaw made two additional charges and filed her lawsuit only four months before she was fired. Given the facts discussed above [i.e., Taylorâs handwritten notes, and his discussion about Upshawâs potential termination with James Brooks and Robert Brooks, occurred within days of Fordâs knowledge of Upshawâs August 2003 EEOC charge,] and the relatively easy burden of establishing a prima facie case, the Court assumes for purposes of summary judgment that Upshaw could raise an inference that her charges and her termination were not âwholly unrelated.â
(JA 225.) We agree.
We have held that the combination of close temporal proximity between an employerâs heightened scrutiny and that plaintiffs filing of an EEOC charge is sufficient âto establish the causal nexus needed to establish a prima facie caseâ of retaliation. Hamilton v. Gen. Elec., 556 F.3d 428, 436 (6th Cir.2009) (holding that summary judgment for defendant was inappropriate where plaintiff was subjected to heightened scrutiny a few months after he filed an age-discrimination claim with the EEOC). Here, Upshaw has proffered evidence that Ford subjected her to heightened scrutiny soon after she filed
2. AHiculated legitimate non-discriminatory reasons
Ford cites four specific reasons for Upshawâs termination: (1) falsification of company records by under-reporting scrap; (2) harassment of and retaliation against Gibson; (3) violation of company safety policies on multiple occasions by driving an uninspected PMHV, and continually failing to wear a required safety vest; and (4) insubordination. Ford has submitted as evidence its âStandards of Corporate Conduct,â stating that â[a]ny Ford employee who violates the law or Company policy is subject to disciplinary action, which may include termination of employment.â (JA 310.) As we have noted, Fordâs burden is merely one of production, not persuasion, and it does not involve a credibility assessment. Reeves, 530 U.S. at 142, 120 S.Ct. 2097. Fordâs explanations for Upshawâs termination meet this burden, so we turn to the question of whether Upshaw has established that these proffered reasons are pretextual.
S. Pretext
Upshaw argues that because there is evidence that none of Fordâs proffered legitimate non-discriminatory reasons would warrant the termination of a supervisor on its own or together, there is a genuine issue of material fact as to whether, considered in context, they were pretextual. We agree.
Our recent decision in Hamilton v. General Electric aids our analysis. See 556 F.3d at 436-37. In Hamilton, plaintiff, a terminated employee, sued his former employer, General Electric (âGEâ), alleging violations of the Kentucky Civil Rights Act. Id. at 430. Plaintiff alleged that after he had filed an age-discrimination claim against GE with the EEOC, his supervisors âintensified their scrutiny of his work and harassed him more than they ever had before.â Id. at 432. In 2005, GE terminated plaintiff when he allegedly engaged in âunacceptable conductâ; the parties disputed the details of the incident. Id. at 432-33. The district court granted summary judgment for GE, but we reversed, explaining that âa reasonable fact-finder could determine that GE waited for, and ultimately contrived, a reason to terminate
As in Hamilton, Upshaw has raised a genuine issue of material fact as to whether Fordâs proffered reasons for her termination were contrived following her many EEOC charges and the filing of this lawsuit. As a threshold matter, Upshaw has established that two of Fordâs four proffered reasons for terminating Upshawâ safety violations and her failure to timely resolve union health and safety complaints â do not typically warrant any formal discipline at Fordâs Sharonville plant, let alone termination. First, although Fordâs response to the EEOC in summer 2004 purportedly named seven other salaried employees who were disciplined for violating âcorporate Safety Rulesâ at the Sharonville plant, the violations were actually more serious than those committed by Upshaw. Moreover, Upshaw submitted affidavits and testimony by other Ford employees expressly stating that no other supervisor has ever been disciplined for failing to wear* a safety vest or driving an uninspected PMHV. In regard to the safety-vest violation, Robert Brooks stated that â[Upshaw] is the only salary person I knowâ who was disciplined for failing to comply with the rules regarding the wearing of protective safety vests. (JA 489.) Brooks also admitted that he had never heard of an individual at the Sharonville plant being disciplined or terminated for being âcited on one occasion or numerous occasions for driving a [PMHV] without it having been inspected.â (JA 482.) Further, Stephen Green, another Sharonville production supervisor, explained Fordâs PMHV inspection policy as follows:
Question: Do you know of anybody in the plant who has [driven a vehicle that had not been inspected]?
Green: Oh yeah, I have had to page my techs to make sure that the vehicles were inspected.
Question: Now, is it common practice for [a Ford employee] at lunch break to send out a page either reminding everyone to inspect their vehicles or sometimes even giving a list of vehicles that had not been inspected?
Green: Yes.
Question: How often does that happen?
Green: Maybe nightly, night supervisor
Question: Have you ever heard of anybody being terminated from the Sharon-ville plant for driving a vehicle that had not been inspected?
Green: No.
Question: Would it be your knowledge or understanding that driving an uninspected vehicle for a first offense is a terminable offense at Ford?
Green: No.
{See JA 498-500.) Given the foregoing statements, a jury could reasonably conclude that the safety violations used to justify terminating Upshaw were contrived to mask what was, in fact, retaliation for her complaint activity.
Second, other Ford employees and former Ford employees testified that no supervisor could be expected to resolve eigh
20. Standard practice at the Ford Sharonville plant was that health and safety reports were typically initiated during the day shift, because that was when all the engineers and support personnel were on duty to assist in correcting any safety violations.
21. It was never standard practice, and would have been highly unusual, for health and safety reports to be initiated on second shift.
22. It would also be highly unusual for 18 health and safety reports to be dumped on a production supervisor, let alone a second shift supervisor, at one time.
23. It would also be highly unusual and excessive for a production supervisor, and especially a production supervisor, to be given that many health and safety reports and only 24 hours to complete them.
24. I am not aware of any production supervisor other than [] Upshaw who was disciplined or terminated for this alleged reason.
(JA 338.) Finally, though Human Resources cited Upshaw for insubordination for her failure to timely resolve the union complaints, Bradfish testified that she did not cite Upshaw for insubordination for her failure to timely resolve the union complaints in January 2005 and that she could not recall ever asking Upshaw to âdo somethingâ that she did not do. (JA 425.)
Given that Upshaw has succeeded in raising a question as to whether the safety violations and insubordination were genuine reasons for her termination, we must turn our attention to the two, more serious of Fordâs allegations â inaccurate scrap reporting and retaliation against an hourly employee.
Upshaw concedes that some of her scrap reports from early January 2005 were inaccurate when compared with the reports by Gibson; however, she argues that Ford had never previously treated misreporting or estimating scrap as a serious offense that would result in the discipline or termination of a supervisor. Ford counters that Upshawâs underreported scrap was a serious problem, and Taylor testified at deposition that Ford considers a âfirst time inaccurate or incorrect reporting of scrapâ to be grounds for termination. (JA 547.) Further, James Brooks testified that if Human Resources had ever been aware of other production supervisors who had misrepresented scrap numbers, the company âwould have done something.â (JA 447.) Upshaw introduced evidence calling Fordâs claims into doubt. She submitted an affidavit by Mike Rubin, asserting that he had reported another former supervisor to the Sharonville superintendents for falsifying scrap reports, but they did not take âany [sic] disciplinary action against [the supervisor] because the increased production records made them look good.â (JA 336.) Rubin also stated that â[t]here was never any emphasis or requirement at the Ford Sharonville plant to have completely accurate scrap numbers,â and explained that he was ânot aware of any production supervisor who was ever terminated for reporting false or incorrect scrap numbers.â (JA 335.) Considering the evidence in the light most favorable to Upshaw, there is
This leaves the issue of Upshawâs retaliation against Gibson. Upshaw concedes that under Fordâs policies, retaliation against an employee who reports an infraction to management could warrant discipline, but she argues that the evidence does not support Fordâs allegations that she retaliated against Gibson. Gibson informed Ford that after he refused to falsify scrap reports for Upshaw, she reassigned him to the line, hounded him, and refused to let him take breaks. Upshaw explains, however, that she reassigned Gibson to the line because he asked to change his position; she clarified that when a coordinator wants to change his position, his supervisor is expected to comply, so she acceded to Gibsonâs request to work the âauto riveterâ job. (JA 601.) BradfĂshâs January 12, 2005 email to James Brooks notes that Upshaw had not âtake[n] awayâ Gibsonâs coordinator position and had not taken away his pager in retaliation, supporting Upshawâs testimony. (JA 739.) Moreover, Upshaw testified that she had stood behind Gibson during his shift because his auto riveter had malfunctioned, and common practice at the plant required her to supervise him while he operated the machine manually. Affidavits and testimony from other supervisors corroborate Upshawâs testimony. For instance, at deposition, Stephen Green testified as follows:
Question: If a machine was down, did Doug Baur ever instruct any of the production supervisors to stand at the down operation?
Green: Sometimes he did. Wanted to make sure it happened.
Question: Okay. And what would be the purpose for the production supervisor to stand with the downed operation?
Green: To pretty much direct the flow of the maintenance activities....
Question: So if there is a down machine, typically you would be standing right there and supervising the production flow to make sure that everything ... gets worked around the down machine?
Green: Yes.
Question: Did anybody accuse you of birddogging them for standing at a down machine?
Green: Yes.
Question: Who does that?
Green: Techs.
Question: They donât like it?
Green: Nobody likes somebody standing over your shoulder.
Question: But you, as the production supervisor, have to do that, you are instructed to do that?
Green: Iâm going to be there whether Iâm told or not. Iâll be there, yes.
(JA 502-04.)
In considering a motion for summary judgment, â[t]he judgeâs function ... is limited to determining whether sufficient evidence has been presented to make the issue a proper jury question, and not to judge the evidence and make findings of fact.â Bultema v. United States, 359 F.3d 379, 382 (6th Cir.2004) (quoting 60 Ivy St. Corp. v. Alexander, 822 F.2d 1432, 1435-36 (6th Cir.1987)). In arguing that â[e]ven if Upshaw could show that Ford fired her based on a mistake, or even based on an arbitrary desire to get rid of her, she must do more.... â (Partial Concurrence and Dissent p. 26), the dissent and Ford appear to have evaluated the evidence and determined that Upshaw would be unable to prevail at trial on the issue of whether Fordâs rationale for her termination was pretextual. (See Ford Br. 52.) Upshaw may in fact fail to win at trial, but such an
D. Evidentiary Rulings
As an ancillary matter, Upshaw claims that the district court erred by failing to consider her sex discrimination claims and the affidavits of Tracy McCullough and Eugene (âCosbyâ) Calbert, two African-American former Ford employees. For the reasons provided by the district court, we affirm its finding that Upshaw did not assert a cognizable sex discrimination claim and affii-m its exclusion of the affidavits.
Upshaw also argues that the district court erred by striking her forty-four-page, 195-paragraph affidavit. We review decisions regarding the admission and exclusion of evidence for abuse of discretion. See Finch v. Monumental Life Ins. Co., 820 F.2d 1426, 1431-32 (6th Cir.1987). The district court abused its discretion by striking the entire affidavit, rather than striking only the inadmissible portions thereof. See Giles v. Univ. of Toledo, 241 F.R.D. 466, 469 (N.D.Ohio 2007) (âIn resolving a motion to strike, the Court should use âa scalpel, not a butcher knife,â ... striking] portions of affidavits that do not satisfy the requirements of Rule 56(e).â). However, because the information in the affidavit was cumulative of Upshawâs deposition testimony, any error in striking the affidavit was harmless and does not warrant reversal.
III. CONCLUSION
For the reasons set forth above, we AFFIRM the district courtâs grant of summary judgment to Ford on Upshawâs failure-to-promote claim, but REVERSE its judgment on Upshawâs retaliation claim and REMAND that claim for trial.
. Brooks testified in his deposition that although he knew that Alexander had not received an âExcellent Plusâ rating in 2002, withoul reviewing his records, he could not verify whether Alexander had been rated âExcellentâ or something lower.
. At deposition, Robert Brooks explained Fordâs concept of "coaching and counselingâ: "That's not formal discipline.... Thatâs where the person's supervisor, if it's a performance issue, will bring a person in the office and coach or counsel him.â (JA 471.)