United States v. Willis
Citation76 F.4th 467
Date Filed2023-08-07
Docket22-10384
Cited36 times
StatusPublished
Full Opinion (html_with_citations)
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United States Court of Appeals
for the Fifth Circuit United States Court of Appeals
Fifth Circuit
____________ FILED
August 7, 2023
No. 22-10384 Lyle W. Cayce
____________ Clerk
United States of America,
PlaintiffâAppellee,
versus
Vinson Lee Willis, Jr.,
DefendantâAppellant.
______________________________
Appeal from the United States District Court
for the Northern District of Texas
USDC No. 3:19-CR-488-1
______________________________
Before Dennis, Engelhardt, and Oldham, Circuit Judges.
Andrew S. Oldham, Circuit Judge:
Vinson Lee Willis, Jr., pled guilty to three counts of possessing a
firearm as a felon in violation of 18 U.S.C. § 922(g)(1). He raises various
issues on appeal. All fail, save for one: Willisâs sentence is impermissibly
ambiguous. We therefore vacate and remand for further proceedings
consistent with this opinion.
I.
Vinson Lee Willis, Jr., is a convicted felon who dealt in guns and
narcotics. In early August 2019, a confidential informant contacted agents at
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the Bureau of Alcohol, Tobacco, Firearms and Explosives (âATFâ) about
an interaction the informant had with a man named âD.O.â On August 3,
D.O. sold the informant methamphetamine, called his supplier on the
informantâs phone, and drove the informant to his supplierâs house to collect
a load of heroin. D.O. later told the informant that âhe had the ability to sell
large quantities of heroin, ecstasy, and as many guns as [the informant] could
purchase.â ATF agents searched various law enforcement databases for the
phone number and house address. They determined that Willis was the likely
supplier.
Three periods of firearms sales and possession followed. First, from
August 8â23, Willis sold eleven guns to two confidential informants and an
undercover agent. D.O. served as the intermediary for the transactions.
Then, from August 26â28, the undercover agent and one of the confidential
informants purchased three more firearms directly from Willis. Finally, on
September 4, the undercover agent and one of the confidential informants
met Willis to purchase additional firearms. Willis placed one of the guns in
the undercover agentâs truck. While returning to his car to retrieve the
others, he saw law enforcement vehicles heading toward him. Willis ran. The
officers quickly apprehended and arrested him. After Willis waived his
Miranda rights and consented to the search of his vehicle, the officers found
two loaded gunsâone in the trunk, the other in a seatback pocket.
Based on these three periods of possession, Willis was charged with,
and pled guilty to, three corresponding counts of being a felon in possession
of a firearm. See 18 U.S.C. § 922(g)(1); see alsoid.
§ 924(a)(2) (West 2021)
(providing the sentence for a § 922(g) offense at the time of Willisâs
violation); id. § 924(a)(8) (West 2022) (providing the current sentence for a
§ 922(g) offense). The presentence report (âPSRâ) calculated Willisâs
offense level to be 30 and his criminal-history category to be V. This yielded
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a Guidelines range of 151â188 monthsâ imprisonment and 3 yearsâ supervised
release. Willis filed no objections to the PSR.
On April 14, 2022, the district court imposed the following sentence:
[I]t is the judgment of the Court that the defendant, Vinson Lee
Willis, Jr., is hereby committed to the custody of the Federal
Bureau of Prisons for a period of 120 months on Counts 1, 2,
and 3. Iâm going to run those consecutively on you. Youâll
finish one, and then youâll finish the next, and then youâll finish
the next. Only to the extent it produces a total aggregate of 188
months.
The district court also sentenced Willis to a 3-year term of supervised release.
The April 19 written judgment tracked the oral pronouncement. Willis timely
filed a notice of appeal on April 20, 2022.
But on May 31, the district court scheduled a âre-sentencing hearingâ
to âaddress matters . . . raised by the Bureau of Prisons.â Specifically, the
district court had received âa correspondence . . . from the Federal Bureau
of Prisons that indicated the sentence could not be executed as intended.â
Because Willis had already noticed his appeal, Willis filed an unopposed
motion in the Fifth Circuit requesting the appeal be stayed pending the
purported re-sentencing. We granted the motion. But we also clarified that
the order was ânot to be construed as a comment on what authority the
district court has, at this time, over the sentence.â
At the July 28 re-sentencing hearing, the district court said it was
âreimposingâ the original April sentenceâbut âwith a little tweak.â âWith
the permission of the parties,â the district court sentenced Willis to â180
months rather than 188 months.â In its words:
Vinson Lee Willis, Jr., is hereby committed to the custody of
the Federal Bureau of Prisons for a period of 120 months on
Counts 1 and 2, to run concurrently with each other. The
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defendant is further committed to the custody of the Federal
Bureau of Prisons for a period of 60 months on Count 3, to run
consecutively to the sentences imposed in Counts 1 and 2. The
total aggregate sentence is 180 months. . . . It is further ordered
that upon release from imprisonment, the defendant shall be
placed on supervised release for a term of three years per count,
to run concurrently with each other.
The district court did so, it said, âto make clear that [it was] sentencing Mr.
Willis for his crimes and not his misconduct in court.â The court explained
that it thought Willis had been a âsmart aleckâ at the prior hearing. And
while it continued to think 188 months was an appropriate sentence, the court
decided to âknock eight months offâ to âmake clear for the appellate
recordâ that it was sentencing Willis for âthe crime and not [his] smart
mouth.â Willis filed another notice of appeal the day after the district court
entered its amended judgment.
We have jurisdiction under 28 U.S.C. § 1291and18 U.S.C. § 3742
(a).
II.
Willis argues his sentence is procedurally and substantively flawed.
Recall, however, that Willis was sentenced twice for the same convictionâ
once in April 2022, then again in July 2022. So before we can evaluate
Willisâs alleged errors, we must begin with the analytically prior question:
Which sentence do we evaluate?
Willis argues that the district court lacked jurisdiction to conduct the
July re-sentencing and to enter the amended judgment imposing a different
term of imprisonment. The Government agrees. So do we.
Willis timely filed his initial notice of appeal on April 20. This was âan
event of jurisdictional significance.â Griggs v. Provident Consumer Disc. Co.,
459 U.S. 56, 58 (1982) (per curiam). âIt confer[red] jurisdiction on the court
of appeals and divest[ed] the district court of its control over those aspects of
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the case involved in the appeal.â Ibid.; see also Ross v. Marshall, 426 F.3d 745,
751(5th Cir. 2005) (â[T]he filing of a valid notice of appeal from a final order of the district court divests that court of jurisdiction to act on the matters involved in the appeal.â (quotation omitted)); United States v. Lucero,755 F. Appâx 384
, 386â87 (5th Cir. 2018) (per curiam) (âThe general rule is that a case can exist only in one court at a time, and a notice of appeal permanently transfers the case to us until we send it back.â); Griggs, 459 U.S. at 58â60 (explaining why it would not be âtolerableâ to have âa district court and a court of appeals . . . simultaneously analyzing the same judgmentâ). Thus, on a straightforward application of the one-court-at-a-time rule, the district court lacked the power to re-sentence Willis on July 28. After all, the entirety of Willisâs appeal involves the procedural and substantive reasonableness of his sentence, so the district courtâs re-sentencing necessarily clashed with âaspects of the case involved in the appeal.â Griggs,459 U.S. at 58
.
âTrue, there are exceptions to the general one-court-at-a-time rule.â
Lucero, 755 F. Appâx at 386; see, e.g., Fed. R. App. P. 4(b)(3), (5); see also
16A Charles Alan Wright et al., Federal Practice and
Procedure § 3949.1 (5th ed. Apr. 2023 update) [hereinafter Wright &
Miller] (collecting exceptions). But none applies here.
First, Appellate Rule 4(b)(5) instructs that â[t]he filing of a notice of
appeal . . . does not divest a district court of jurisdiction to correct a sentence
under Federal Rule of Criminal Procedure 35(a).â Fed. R. App. P. 4(b)(5).
Rule 35(a), in turn, provides that â[w]ithin 14 days after sentencing, the court
may correct a sentence that resulted from arithmetical, technical, or other
clear error.â Fed. R. Crim. P. 35(a). Even if the July re-sentencing were
best interpreted as correcting âarithmetical, technical, or other clear error,â
ibid., the district court nevertheless lacked jurisdiction to do so. Thatâs
because more than 14 days had passed between the original April judgment
and the July re-sentencing. And Rule 35(a)âs âtime limit is jurisdictional and
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strictly construed.â United States v. Coe, 482 F. Appâx 957, 957(5th Cir. 2012) (per curiam); see also United States v. Lopez,26 F.3d 512
, 518â23 (5th
Cir. 1994) (per curiam) (so holding with respect to an earlier, but
substantially similar, iteration of Rule 35). Regardless, the district courtâs
decision to âknock eight months offâ Willisâs sentence was not in response
to an âarithmetical, technical, or other clear error.â Fed. R. Crim. P.
35(a). Rather, the district court did so because, upon reflection, it wished it
âhad held [Willis] in contempt rather than giving [him] 188 months,â and
because it now âwant[ed] to make clear for the appellate recordâ that Willis
was being sentenced for âthe crime and not [his] smart mouth.â This is not
a qualifying justification under Rule 35. The Ruleâs advisory committee notes
even warn that Rule 35 âis not intended to afford the court the opportunity
. . . to change its mind about the appropriateness of the sentence.â Fed. R.
Crim. P. 35 advisory committeeâs notes to 1991 amendment.
Second, Federal Rule of Criminal Procedure 36 permits the district
court to âcorrect a clerical error in a judgment, order, or other part of the
record.â Fed R. Crim. P. 36. But the changes the district court made to
Willisâs sentence at the re-sentencing hearingâincluding reducing the
prison term from 188 to 180 monthsâwere far more substantial than a
âclericalâ correction. See Lopez, 26 F.3d at 515n.5 (âRule 36 does not encompass sentence modifications.â); United States v. Buendia-Rangel,553 F.3d 378, 379
(5th Cir. 2008) (per curiam) (explaining that âclerical errorsâ
exist âwhen the court intended one thing but by . . . mistake or oversight did
anotherâ (quotation omitted)). Moreover, even if the prison-term reduction
somehow qualified as a clerical-error correction, Willisâs April 20 notice of
appeal nevertheless divested the district court of jurisdiction to act under
Rule 36. Lucero, 755 F. Appâx at 387 (â[A]n effective notice of appeal divests
the district court of jurisdiction, and a district court cannot use a Rule 36
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motion to reacquire it.â); accord United States v. Walker, 2022 WL 1652751,
at *1 (5th Cir. May 24, 2022) (per curiam).
Third, 18 U.S.C. § 3582allows a district court to modify a sentence in certain circumstances notwithstanding an otherwise final judgment. See18 U.S.C. § 3582
(b)(1), (c). But this exception is also inapplicable. The district
court may modify a sentence via § 3582(c): (1) upon a motion of either the
Director of the Bureau of Prisons or the defendant, if there are
âextraordinary and compelling reasonsâ warranting a reduction or the
defendant is 70 years old or older, âhas served at least 30 years in prison,â
and is not a danger to another; (2) to the extent a modification is expressly
permitted by statute or Rule 35 of the Federal Rules of Criminal Procedure;
and (3) when a defendant has been sentenced to a prison term âbased on a
sentencing range that has subsequently been lowered by the Sentencing
Commission.â Id. § 3582(c). But neither the director of the Bureau of Prisons
nor Willis filed a motion to modify. The entry of the amended judgment fell
outside the 14-day window for a Rule 35(a) correction. And no part of this
case involves a change to the relevant Guidelines.
Regardless, even if § 3582 did give the district court the authority to
re-sentence Willis in this context, it did not give that court the jurisdiction to
do so after Willis had already filed his notice of appeal. See Lopez, 26 F.3d at
515n.3 (distinguishing a district courtâs general âauthorityâ to act under § 3582(c) from its âjurisdictionâ to do so at a specific time). Thatâs because â[n]othing in the language of the [statute] suggests that its drafters intended to alter th[e] longstanding jurisdictional principleâ that the âentry of a notice of appeal divests the district court of jurisdiction to adjudicate any matters related to the appeal.â United States v. Distasio,820 F.2d 20, 23
(1st Cir. 1987); see also United States v. Maldonado-Rios,790 F.3d 62, 64
(1st Cir. 2015) (per curiam) (holding âthat a district court lacks the power to order a sentence modification under18 U.S.C. § 3582
(c) while an appeal of that
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sentence is pendingâ). Absent a clear statement to the contrary, we decline
to infer one. See Lopez, 26 F.3d at 515 n.3 (â[Section] 3582(c) does not
expressly address the jurisdiction of a court to modify an imposed term of
imprisonment.â); Lucero, 775 F. Appâx at 386â87 (requiring a clear
statement to override the one-court-at-a-time rule).
Fourth and finally, the district court sought and received âthe
permission of the partiesâ before re-sentencing Willis in July. But it is a
bedrock pillar of federal law that âsubject-matter jurisdiction cannot be
created by waiver or consent.â Howery v. Allstate Ins. Co., 243 F.3d 912, 919(5th Cir. 2001); see also Ruhrgas AG v. Marathon Oil Co.,526 U.S. 574, 583
(1999) (â[S]ubject-matter delineations must be policed by the courts on their
own initiative even at the highest level.â). Thatâs doubly true here where the
district courtâs assertion of jurisdiction where it doesnât exist (that court)
undermines jurisdiction where it does (our court).
In sum, Willisâs timely notice of appeal transferred the case from the
district court to ours, which divested the district court of jurisdiction to re-
sentence Willis. Because the district court lacked jurisdiction, the July re-
sentencing is ânull and void.â 16A Wright & Miller § 3949.1 (â[O]nce
jurisdiction passes to the court of appeals, the district court generally lacks
power to act with respect to matters encompassed within the appeal, and
actions taken by the district court in violation of this principle are null and
void.â); accord United States v. Jones, 482 F. Appâx 956, 956â57 (5th Cir.
2012) (â[T]he district court had until 7 September 2011 to correct or modify
Jonesâ original sentence; it lacked jurisdiction to re-sentence him on 3
November 2011. Accordingly, the later-imposed sentence and its
corresponding entry of judgment are void.â). We therefore confine our
analysis of Willisâs claims to the April sentencing.
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III.
Willis claims his operative sentence is procedurally and substantively
flawed in four ways. He argues that the district court (A) imposed a
multiplicitous sentence and (B) applied the Guidelines incorrectly when
calculating his criminal-history score. Willis further claims that his sentence
is (C) substantively unreasonable and (D) impermissibly ambiguous. The
first three challenges are unavailing. Willis prevails on the fourth.
A.
Start with multiplicity. ââMultiplicityâ is spreading a single offense
over several counts.â 1A Wright & Miller § 143. This can happen in
two ways. United States v. Vasquez, 899 F.3d 363, 381(5th Cir. 2018) (recognizing âtwo species of multiplicity challengesâ (quotation omitted)). âThe first type arises when a defendant is charged with violating two different statutes, one of which is arguably the lesser included offense of the other.â United States v. Woerner,709 F.3d 527, 539
(5th Cir. 2013). âThe second type of multiplicity challenge arises when charges for multiple violations of the same statute are predicated on arguably the same criminal conduct.âIbid.
This appeal allegedly involves the latter. Namely, Willis argues that
by charging him withâand sentencing him forâthree felon-in-possession
counts, the district court punished him thrice for what he asserts was a single
ongoing offense. If true, this would violate the Double Jeopardy Clauseâs
prohibition âagainst multiple punishments for the same offense.â Whalen v.
United States, 445 U.S. 684, 688(1980) (quotation omitted); see U.S. Const. amend. V (â[N]or shall any person be subject for the same offence to be twice put in jeopardy of life or limb.â); United States v. Buchanan,485 F.3d 274, 278
(5th Cir. 2007) (âThe rule against multiplicity is grounded in
the Fifth Amendmentâs prohibition against double jeopardy.â).
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Willis raises his multiplicity challenge for the first time on appeal, so
we review it under the four-factor plain-error standard. United States v.
Njoku, 737 F.3d 55, 67(5th Cir. 2013). To prevail, Willis must demonstrate that the district court (1) made an error (2) that was âclear or obviousâ and (3) that âaffected [his] substantial rights.â Puckett v. United States,556 U.S. 129, 135
(2009). If Willis satisfies those three prongs, then we (4) have âdiscretion to remedy the errorâdiscretion which ought to be exercised only if the error seriously affects the fairness, integrity or public reputation of judicial proceedings.âIbid.
(quotation omitted).
Willis cannot meet the plain-error standard because the district court
didnât errâplainly or otherwise. Willis was convicted under § 922(g)(1),
which âhas three requirements: (1) that the defendant previously had been
convicted of a felony; (2) that he possessed a firearm; and (3) that the firearm
traveled in or affected interstate commerce.â United States v. Daugherty, 264
F.3d 513, 515(5th Cir. 2001) (quotation omitted); see also18 U.S.C. § 924
(a)(8). As Willis rightly points out, â[t]he evil Congress sought to suppress by section 922 was the arming of felons,â so âthe section is based on the status of the offender and not the number of guns possessed.â United States v. Berry,977 F.2d 915, 919
(5th Cir. 1992). Accordingly, we have held that the âsimultaneous possession of multiple firearms . . . [i]s a single [§ 922] offense regardless of the number of weapons involved.â United States v. Villegas,494 F.3d 513, 515
(5th Cir. 2007) (citing United States v. Hodges,628 F.2d 350, 351
(5th Cir. 1980)).
That said, weâve also made abundantly clear that the âpossession of
different firearms at different timesâ are âseparate and distinct prohibited
acts.â United States v. Planck, 493 F.3d 501, 503â04 (5th Cir. 2007)
(emphasis added) (quotation omitted). Thus, when different counts
âinvolve[] different firearms received and possessed by [the defendant] at
different times,â those counts permissibly punish independent offenses and
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thus do not violate the Double Jeopardy Clause. United States v. Harper, 802
F.2d 115, 118 n.4 (5th Cir. 1986); accord Planck,493 F.3d at 504
(â[A] defendant could be charged with multiple violations of [§ 922] for receipt or possession of different firearms at different times.â); United States v. Jones,601 F.3d 1247, 1259
(11th Cir. 2010) (â[W]here a defendant has possessed
different weapons at different times or places, the [G]overnment may treat
them as separate units of prosecution and charge multiple counts.â).
Here, Willis clearly pled guilty to possessing distinct firearms during
three distinct timeframes. And he was convicted of and sentenced for each of
those distinct units of possession. In particular, Willis possessed 11 firearms
between August 8 and August 23, 2019 (Count 1); possessed 3 different
firearms between August 26 and August 28, 2019 (Count 2); and possessed
3 different firearms on September 4, 2019 (Count 3). Willisâs sentence
therefore is not multiplicitous. See Planck, 493 F.3d at 503â04 (imposing
multiple punishments for the âpossession of different firearms at different
timesâ permissibly punishes âseparate and distinct prohibited actsâ
(quotation omitted)).
To all thisâand contrary to the indictment, his guilty plea, and the
PSRâWillis nevertheless asks us to infer that he âwas in continuous
constructive or actual possession of firearms throughout the entire period
covered by the [i]ndictment.â Why? Because he was a drug dealer (and drug
dealers, he says, are armed âcontinuouslyâ); and because one of the guns
recovered on September 4 was found in the driverâs seat-back pocket (which,
he says, indicates it was his personal firearm, ânot one of the guns he
intended to sellâ). This is a far cry from the âaffirmative proofâ that Willis
would need to contravene his indictment and guilty plea, to demonstrate
simultaneous possession, and to prove plain error. United States v. Meza, 701
F.3d 411, 433(5th Cir. 2012); see also United States v. Davila,1995 WL 295851, at *4
(5th Cir. 1995) (â[A] defendant who pleads guilty to criminal
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charges may assert a claim of multiple punishments in violation of the Double
Jeopardy Clause only if the violation is apparent on the face of the indictment
or record.â (quotation omitted)).
B.
Willis also contends the district court calculated his criminal-history
score incorrectly when determining his Guidelines range. Specifically, Willis
argues that the district court plainly erred by counting his 2015 possession-
of-a-controlled-substance conviction separately from his 2015 aggravated-
assault-with-a-deadly-weapon convictions. He says that if his criminal-
history score were calculated properly, the Guidelines sentence would have
been 135â168 months in prison instead of 151â188 months. Cf. Molina-
Martinez v. United States, 578 U.S. 189, 198â202 (2016).
The Sentencing Guidelines provide criminal-history points based on
the defendantâs âprior sentences.â See U.S.S.G. §§ 4A1.1, 4A1.2; see also id.
Ch. 5, Pt. A (table showing how the applicable criminal-history category
combines with a defendantâs offense level to define his Guidelines sentence).
A âprior sentenceâ is âany sentence previously imposed upon adjudication
of guilt.â Id. § 4A1.2(a)(1). But when there are multiple prior sentencesâas
there are hereâcourts must determine whether the âsentences [should be]
counted separately or treated as a single sentence.â Id. § 4A1.2(a)(2). âPrior
sentences always are counted separately if the sentences were imposed for
offenses that were separated by an intervening arrest (i.e., the defendant is
arrested for the first offense prior to committing the second offense).â Ibid.
Yet even absent an intervening arrest, prior sentences are still counted
separately âunless (A) the sentences resulted from offenses contained in the
same charging instrument; or (B) the sentences were imposed on the same
day.â Ibid. If either (A) or (B) applies, the district court should treat those
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prior sentences as a single sentence when assigning criminal-history points.
Ibid.
Willis claims that his prior sentences for aggravated assault and
possession of a controlled substance should have been treated as a âsingle
sentenceâ under § 4A1.2(a)(2). Thatâs so, he says, because the sentences
were not âseparated by an intervening arrest,â and were âimposed on the
same day.â Ibid. Willis raises this argument for the first time on appeal, so we
review for plain error. See Rosales-Mireles v. United States, 138 S. Ct. 1897,
1904â05 (2018).
The district court did not commit âclear or obviousâ error. Puckett,
556 U.S. at 135. Willis was arrested on September 23, 2015, for two
aggravated-assault offenses and one controlled-substance offense. He was
then sentenced on December 17, 2015, to four years of deferred-adjudication
probation for each offense. So far so good for Willis. But on January 19, 2018,
the Government filed a motion to revoke Willisâs probation for the
controlled-substance offense, and on March 6, 2018, the district court
sentenced Willis to one year in state jail on that offense. Willis is therefore
correct that the offenses were not âseparated by an intervening arrest.â
U.S.S.G. § 4A1.2(a)(2). But the one-year state jail sentence for the
controlled-substance offense arose from the Governmentâs January 2018
motion, not the 2015 indictment. And the district court imposed the one-year
sentence for the controlled-substance offense in 2018, not the same day in
2015 when it imposed the sentence for the aggravated assault charges. Thus
the district court did not err, much less plainly err, in counting the sentences
as separate.
Indeed, weâve previously declined to find plain error in a nearly
identical situation. In United States v. Sustaita-Mata, the defendant had two
prior theft convictions, one of which included a later-imposed revocation
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sentence. 728 F. Appâx 402(5th Cir. 2018) (per curiam). The district court counted them separately.Id. at 402
. Sustaita-Mata argued for the first time on appeal that the two theft sentences should have been treated as a single sentence because the original sentences were imposed on the same day.Id. at 403
. Instead, we held that Sustaita-Mata had failed to demonstrate âclear or obviousâ error because he failed to cite any circuit precedent establishing that they should have been treated as a single sentence.Id.
at 402â03 (citing United States v. Carlile,884 F.3d 554, 558
(5th Cir. 2018)). Nor could he otherwise show that the dispute was âsettled by a straightforward application of the Guidelines.âId.
at 403 (citing United States v. Blocker,612 F.3d 413, 416
(5th Cir. 2010), abrogated on other grounds by United States v. Martinez- Rodriguez,821 F.3d 659, 664
(5th Cir. 2016)). Consequently, we concluded
that âthe district court could have reasonably interpreted the Guidelines at
issue as it didâ by treating the later-imposed revocation sentence as the
relevant âsentenceâ for purposes of U.S.S.G. § 4A1.2(a)(2). Ibid. (quotation
omitted). So too here. 1
C.
Next, Willis challenges the substantive reasonableness of his within-
Guidelines sentence. This is the only challenge Willis preserved. See Holguin-
Hernandez v. United States, 140 S. Ct. 762, 765â67 (2020). We review
_____________________
1
Willis contends for the first time in his reply brief that, as a factual matter, his
deferred-adjudication sentence for the controlled-substance offense was not actually
imposed on the revocation date. Willis claims the state court later granted a motion for a
new trial, which he says âundidâ his conviction for the controlled-substance offense. We
decline to consider this âcompletely new issue in [Willisâs] reply brief.â Cousin v. Trans
Union Corp., 246 F.3d 359, 373 n.22 (5th Cir. 2001); see also Cinel v. Connick,15 F.3d 1338, 1345
(5th Cir. 1994) (âAn appellant abandons all issues not raised and argued in [his] initial
brief on appeal.â).
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preserved reasonableness challenges for abuse of discretion. United States v.
Sepulveda, 64 F.4th 700, 709 (5th Cir. 2023).
Why abuse of discretion? We apply such a âhighly deferentialâ
standard of review âbecause the sentencing court is in a better position to
find facts and judge their import under the [18 U.S.C.] § 3553(a) factors with
respect to a particular defendant.â United States v. Hernandez, 876 F.3d 161,
166(5th Cir. 2017) (quotation omitted); see also Gall v. United States,552 U.S. 38, 51
(2007) (âThe judge sees and hears the evidence, makes credibility determinations, has full knowledge of the facts and gains insights not conveyed by the record.â (quotation omitted)). Moreover, âwithin- Guidelines sentences enjoy a presumption of reasonableness,â so our review of Willisâs 188-month, within-Guidelines sentence is doubly deferential. United States v. Scott,654 F.3d 552, 555
(5th Cir. 2011). He can rebut the presumption only by âdemonstrat[ing] that the sentence does not account for a factor that should receive significant weight, gives significant weight to an irrelevant or improper factor, or represents a clear error of judgment in balancing sentencing factors.â Hernandez,876 F.3d at 166
(citing United States v. Cooks,589 F.3d 173, 186
(5th Cir. 2009)).
Willis contends that the July re-sentencing transcript and amended
judgment prove that the district courtâs April sentence was âthe product of
a clear error in judgmentâ and based upon âan improper or irrelevant
factor.â Specifically, Willis asserts that the district courtâs later attempt to
re-sentence him to 180 monthsâ imprisonment demonstrates that the district
court never intended to impose the original 188-month sentence. He further
claims that the district court admitted to considering an impermissible factor
when it acknowledged at the re-sentencing that it had punished Willis for his
âsmart mouthâ at the April 14 hearing and thus imposed a longer sentence
than was necessary.
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We disagree. Even if Willis could avail himself of the null-and-void
July re-hearing to satisfy his burden with respect to the April sentence, we
are not persuaded by his interpretation of the record. The district court
explicitly reaffirmed at the July hearing that it had intended to impose âa total
aggregate sentence of 188 months.â And it did so because that was âthe top
of the advisory guideline rangeââwhich it thought was necessary to reflect
âthe seriousness of the defendantâs criminal historyâ and to âprotect the
public.â See 18 U.S.C. § 3553(a)(1)â(2). And we are unpersuaded that the district court admitted to punishing him for his conduct at the April 14 hearing. At most, the district courtâs reasoning is ambiguous. True, the district court did say at one point that in hindsight it wished it had âheld [Willis] in contempt rather than giving [him] 188 months.â But in the same hearing, it also said, âI donât think that 188 months is inappropriate at allâ and that it was now âknock[ing] eight months offâ merely to preempt any âmisunderstanding [whether Willis was] being sentenced for the crime and the crime only.â See also ROA.347 (âI donât like how you treated me. I donât like how you talked. Andâbut that is not why you got this sentence, and I want to make that clear to you. You got this sentence becauseâto protect the community because of your violent criminal history.â). Such an ambiguous record is not enough to overcome the âpresumption of reasonablenessâ we apply to within-Guidelines sentences. Scott,654 F.3d at 555
.
But even if the district court did base Willisâs sentence in part on his
lack of remorse at the hearing, Willis doesnât cite any authority for the
proposition that such conduct is an irrelevant or improper consideration. Cf.
United States v. Douglas, 569 F.3d 523, 527â28 (5th Cir. 2009); United States v. Navarro-Jusino,993 F.3d 360, 362
(5th Cir. 2021); United States v. Kippers,685 F.3d 491, 499
(5th Cir. 2012); United States v. Medina-Anicacio,325 F.3d 638, 648
(5th Cir. 2003). We therefore hold there was no abuse of discretion.
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D.
Willisâs fourth and final claim is that his sentence is impermissibly
ambiguous. We review this unpreserved claim for plain error. See United
States v. Taylor, 973 F.3d 414, 419(5th Cir. 2020); see also United States v. Barber,865 F.3d 837, 839
(5th Cir. 2017).
The Supreme Court has long held that â[s]entences in criminal cases
should reveal with fair certainty the intent of the court and exclude any
serious misapprehensions by those who must execute them.â United States
v. Daugherty, 269 U.S. 360, 363(1926). A sentence violates this command when it is âambiguous with respect to the time and manner in which it is to be servedâ or âis internally self-contradictory.â United States v. Setser,607 F.3d 128, 132
(5th Cir. 2010), affâd,566 U.S. 231
(2012) (quotation omitted); see also Taylor,973 F.3d at 421
; United States v. Garza,448 F.3d 294, 302
(5th Cir. 2006); United States v. Story,439 F.3d 226, 233
(5th Cir. 2006); United States v. Juarez,812 F.3d 432, 437
(5th Cir. 2016).
Willisâs sentence is impermissibly ambiguous. Recall that the district
court imposed the following sentence:
[I]t is the judgment of the Court that the defendant, Vinson Lee
Willis, Jr., is hereby committed to the custody of the Federal
Bureau of Prisons for a period of 120 months on Counts 1, 2,
and 3. Iâm going to run those consecutively on you. Youâll
finish one, and then youâll finish the next, and then youâll finish
the next. Only to the extent it produces a total aggregate of 188
months.
This sentence is either âinternally self-contradictoryâ or âambiguous with
respect to the time and manner in which it is to be served.â Setser, 607 F.3d
at 132 (quotation omitted). If we give full effect to the requirement that the
three 120-month terms run consecutively, then we must ignore the 188-
month cap. And if we give full effect to the 188-month cap, then the
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requirement that the three 120-month terms run consecutively is either
nonsensical (at worst) or incomplete and indeterminate (at best). As such,
â[r]easonable minds could differ on the interpretation of the sentence
imposed.â Taylor, 973 F.3d at 421. The court therefore committed âclear or obviousâ error, Puckett,556 U.S. at 135
, by imposing this âambiguous and illegalâ sentence, United States v. Stark,811 F. Appâx 893
, 894 (5th Cir. 2020) (per curiam); accord Setser,607 F.3d at 132
(âA sentence may be illegal
if it is ambiguous . . . .â (quotation omitted)). That satisfies the first two plain-
error prongs.
Willis also satisfies the third prongâi.e., âthe error must have
affected the defendantâs substantial rights.â Molina-Martinez, 578 U.S. at
194; see also Fed. R. Crim. P. 52(b). âTo satisfy this third condition, the defendant ordinarily must show a reasonable probability that, but for the error, the outcome of the proceeding would have been different.â United States v. Randall,924 F.3d 790, 796
(5th Cir. 2019) (quotation omitted); accord Puckett,556 U.S. at 135
; United States v. Olano,507 U.S. 725, 734
(1993).
The district courtâs ambiguous sentence impacted the âoutcome of
the proceedingâ in at least two ways. Randall, 924 F.3d at 796(quotation omitted). First, the Bureau of Prisons decided that the sentence was so ambiguous that it âcould not be executed.â Cf., e.g., Setser,607 F.3d at 133
(â[A]lthough his appeal began as a challenge to the ambiguity regarding how the [Bureau of Prisons] might interpret and carry out the district courtâs sentence, the [Bureau of Prisons] has subsequently interpreted and carried out the sentence.â). That obviously would never have happened save for the error. Second, after it was made aware of the error, the district court attempted to impose a completely different sentence at the null-and-void July re-hearing. Rarely do we have such strong evidence âthat, but for the error, the outcome of the proceeding would have been different.â Randall,924 F.3d 18
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at 796 (quotation omitted); cf. Taylor, 973 F.3d at 420 (â[I]t is not clear
whether the ambiguous nature of Taylorâs sentence affected his substantial
rights, so we order a limited remand for the district court to clarify, and state
on the record, whether it would have imposed the same sentence had it
known of the ambiguity.â).
Lastly, we find it appropriate to âexercise [our] discretionâ to correct
the district courtâs error. Molina-Martinez, 578 U.S. at 194. It would âseriously affect[] the fairness, integrity or public reputation of judicial proceedingsâ to let stand such an ambiguous sentenceâone that not even the Bureau of Prisons could effectuate. Puckett,556 U.S. at 135
(quotation
omitted).
* * *
Accordingly, we VACATE the April 2022 sentence and REMAND
for further proceedings consistent with this opinion. See Garza, 448 F.3d at
302(â[A]mbiguous sentences must be vacated and remanded.â); Juarez,812 F.3d at 437
(âWhere a sentence is ambiguous, . . . the proper course is to
vacate [the defendantâs] sentence and remand for resentencing.â).
This might seem like an empty formalism. After all, the district court
already indicated at the July hearing how it intends to re-sentence Willis. But
jurisdiction matters. Jurisdiction is the power to say what the law is. âThe
statutory and (especially) constitutional elements of jurisdiction are an
essential ingredient of separation and equilibration of powers, restraining the
courts from acting at certain times, and even restraining them from acting
permanently regarding certain subjects.â Steel Co. v. Citizens for a Better
Envât, 523 U.S. 83, 101(1998). And to act without jurisdiction âis, by very definition, for a court to act ultra vires.âId. at 102
. Moreover, the district
court has already expressed its willingness to change Willisâs sentence once.
We therefore leave it to the district court on remand to exercise its
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jurisdiction and discretion to impose any sentence at or below the statutory
maximum. 18 U.S.C. § 3742(f)(1), (g); see also Pepper v. United States,562 U.S. 476
(2011).
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