Brumfield v. Cain
Kevan BRUMFIELD v. Burl CAIN, WARDEN, Louisiana State Penitentiary
Attorneys
Michael Brian Desanctis, Amir H. Ali (argued), R. Trent McCotter, Jenner . & Block, L.L.P., Washington, DC, Nicholas Joseph Trenticosta, Esq., Attorney, Herre-ro & Trenticosta, New Orleans, LA, for Petitioner-Appellee., Monisa Leola Thompson, Premila Burns, Assistant District Attorney (argued), District Attorneyâs Office; Baton Rouge, LA, for Respondent-Appellant.
Full Opinion (html_with_citations)
Petitioner-Appellee Kevan Brumfield was convicted of first degree murder and sentenced to death in 1995. Following state court proceedings, Brumfield filed a petition for a writ of habeas corpus in the district court, arguing that he is ineligible for the death penalty under Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002), because he is intellectually disabled. The district court found that the state court erred by not holding an Atkins hearing on whether Brumfield was intellectually disabled. Following a multi-day hearing in 2010, the district court granted Brumfield a writ of habeas corpus, finding that he was intellectually disabled under Louisianaâs statutory definition of intellectual disability. Without reaching the merits of Brumfieldâs claim that he is intellectually disabled, this court reversed the district courtâs judgment. This court held that because Brumfield had failed to satisfy the requirements of 28 U.S.C. § 2254(d), the district court should not have reached the merits of his Atkins claim. The Supreme Court reversed and remanded, holding that Brumfield had indeed satisfied the requirements of 28 U.S.C. § 2254(d) and that he was thus entitled to have his claim of intellectual disability under Atkins evaluated on the merits. On remand, we review for clear error the district courtâs determination that Brumfield is, in fact, intellectually disabled. Because the district courtâs determination that Brumfield is intellectually disabled is plausible in light of the record as a whole, its determination is not clearly erroneous. Accordingly, we AFFIRM the ruling of the district court.
I. FACTUAL AND PROCEDURAL BACKGROUND
The facts and procedural history of this case are recounted exhaustively in prior opinions. See Brumfield v. Cain, â U.S. -, 135 S.Ct. 2269, 192 L.Ed.2d 356 (2015) [hereinafter Brumfield (S.Ct.)]; Brumfield v. Cain, 744 F.3d 918 (5th Cir.2014) [hereinafter Brumfield (5th Cir.) ]; Brumfield v. Cain (Brumfield II), 854 F.Supp.2d 366 (M.D.La.2012); Brumfield v. Cain (Brumfield I), No. CIV.A.04787JJB-CN, 2008 WL 2600140 (M.D.La. June 30, 2008); State v. Brumfield, 737 So.2d 660 (La.1998) [hereinafter Brumfield (La.) ]. We recount the facts and procedural history as relevant to the limited question before us today.
A. The Original Crime and State Court Proceedings
On January 7, 1993, Petitioner-Appellee Kevan Brumfield and an accomplice, Henri Broadway, opened fire on a Baton Rouge
Following the Supreme Court of Louisianaâs dismissal of his appeal, Brumfield petitioned the United States District Court for the Middle District of Louisiana for a writ of-habeas corpus, asking the court âto declare him [intellectually disabled] and ineligible for the death penalty under Atkins.â Brumfield II, 854 F.Supp.2d at 370. Brumfield filed an amended petition in 2007 re-raising his Atkins claim, supported by expert findings developed with federal funding. A magistrate judge recommended that, although the state courtâs refusal to grant an Atkins hearing was âreasonable and in accordance with clearly
Following a multi-week trial in June and July of 1995, a jury found Brumfield guilty of first degree murder. He was subsequently sentenced to death on July 3,1995. Brumfield appealed his conviction, but the Supreme Court of Louisiana affirmed the state trial court. Brumfield (La.), 737 So.2d at 662, 671. And the Supreme Court of the United States denied his petition for certiorari thereafter. Brumfield v. Louisiana, 526 U.S. 1025, 119 S.Ct. 1267, 143 L.Ed.2d 362 (1999).
In March 2000, Brumfield filed for post-conviction relief with a state trial court before the Supreme Court of the United States issued its decision in Atkins, 536 U.S. at 321, 122 S.Ct. 2242, prohibiting the execution of intellectually disabled criminals.
B. Federal District Court Proceedings
In its opinion granting Brumfield a writ of habeas corpus, the district court first addressed the legal prerequisites to a federal habeas hearing before addressing the substance of Brumfieldâs Atkins claim. Brumfield II, 854 F.Supp.2d at 373, 384. Under the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), Brumfield could obtain federal habeas relief only if, in rejecting his claim, the state courtâs decision âwas either âcontrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,â or was âbased on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â â Brumfield (S.Ct.), 135 S.Ct. at 2275 (quoting 28 U.S.C. § 2254(d)(1), (2)). The district court found that denying Brumfield an evidentiary hearing without providing him with the funds to develop his Atkins claim ârepresented an unreasonable application of then-existing due process law as determined by the Supreme Courtâ and therefore satisfied § 2254(d)(1). Brumfield II, 854 F.Supp.2d at 383-84. The district court also concluded that the state trial courtâs denial of an Atkins hearing âsuffered from an unreasonable determination of the facts in light of the evidence presented ... in violation of § 2254(d)(2).â Id. at 379.
The district court then analyzed the merits of Brumfieldâs Atkins claim. In determining whether Brumfield is intellectually disabled â and therefore barred from being sentenced to death under Louisiana law, La.Code Crim. Proc. Ann. art. 905.5.1(A) â the district court relied heavily on the American Association on Intellectual and Developmental Disabilitiesâ (AAIDDâs)
All of the experts who testified in this case agreed on the relevant criteria for diagnosing intellectual disability.
1. Brumfieldâs Three Expert Witnesses
The asserted role of Brumfieldâs first expert, Stephen Greenspan, Ph.D.,
Beginning with the subaverage intelligence prong of the intellectual disability test, Greenspan explained that psychologists originally used an IQ score of 70 as the cutoff for determining whether an individual had an intellectual disability, but because of advances in scientific and statistical methods, the AAIDD uses â75 as the upper ceiling nowâ for a diagnosis of intellectual disability. Commenting, on potential factors that may affect the validity of an individualâs IQ score, Greenspan explained that if an individual is âmalingering,â which refers to intentionally performing poorly on a test, an IQ test score may not be valid. He further explained that consistently receiving the same IQ score across multiple tests generally rules out malingering by an individual. When Greenspan examined the IQ scores from Brumfieldâs previous tests, the scores â[told him] that [the test subject] here ... clearly me[t] prong one because all of these scores [we]re in the mild [intellectual disability] range.â Greenspan also noted that an individualâs IQ tends to remain stable over time, implying that Brumfield, absent some incident that lowered his IQ, has always had an IQ in the intellectually disabled range.
When discussing the second prong of the intellectual disability test â whether an individual has impairments in adaptive behavior
To measure adaptive behavior in an individual, psychologists administer tests, such as the Adaptive Behavior Assessment System (ABAS) questionnaires, to people who know or knew the individual being evaluated for an intellectual disability. Greenspan emphasized that âthe more people you can talk to, the better picture you get of an individual.â He also noted the importance of interviewing the subject himself. Greenspan testified that when sufficient records are available, reviewing all of the available information can shed light on whether an individual has deficits in adaptive functioning. He further noted that reviewing records is important when evaluating whether an individual satisfies the third prong of an intellectual disability diagnosis â manifestations prior to the age of 18. Additionally, Greenspan explained that the presence or absence of âmaladaptive behaviorâ is not relevant to the diagnosis of intellectual disability. Maladaptive behavior involves a âperson act[ing] outâ by, for example, âattacking] other peopleâ and is ânot used diagnostically.â
Brumfieldâs second expert, Ricardo Weinstein, Ph.D.,
Focusing on the first criterion for intellectual disability, Weinstein'. administered two IQ tests to Brumfield in 2007. Id. at 389. Brumfield scored a 72 (95% confidence interval of 69-77) on the Stanford-Binet V and a 70 (95% confidence interval of 65-75) on the C-TONI. Both of these scores fall within the intellectually disabled range and thus meet the first prong of the intellectual disability test. Weinstein also noted that Brumfieldâs scores on previous IQ tests were consistent with an intellectual disability diagnosis.
With respect to his evaluation of Brum-fieldâs adaptive functioning, Weinstein explained that his job as a psychologist âis to identify deficits,â and not to identify strengths in adaptive behavior, as âthe issue ... of ... strengths is not relevant.â His evaluation of Brumfieldâs adaptive functioning included his interviews with Brumfield and his review of relevant records. Additionally, Weinstein administered ABAS questionnaires to six people who knew Brumfield during his developmental years. However, because Wein-stein admitted that the results of the ABAS questionnaires were ânot very reliable,â
Based on these interviews and his review of school, hospital, and group home records, Weinstein âidentified] very significant deficits in all three domainsâ of adaptive behavior.. First, Weinstein noted that Brumfield was developmentally delayed. For example, Brumfield was âtwo years behind his chronological age in terms of achievement or even grade levels.â Weinstein also noted impairment in Brumfieldâs âvisual motor coordination.â In particular, âBrumfieldâs writing abilities are severely limited.â According to Wein-stein, to write a letter Brumfield âneeds to have a guideâ and âuses a piece of cardboard that he puts underneath the lineâ in order to write in a straight line. Brum-field âtakes ... a very long time to write a letterâ; in fact, a one page letter âtake[s him] several days to write.â When writing, Weinstein noted, Brumfield âgets assistance from people in death row.â
With respect to Brumfieldâs behavior in the community, Weinstein testified that after âlooking] at the records [and] talking] to people,â he concluded that Brumfield âhad problems with attentionâ and âwith language comprehension.â Weinstein also concluded that Brumfield never learned any skills that could lead to gainful employment. Although Brumfield quit his job in order to sell drugs so that he could make more money, Weinstein stated that this did not suggest that Brumfield was able to obtain or maintain gainful employment.
Commenting on the third prong of the intellectual disability inquiry, Weinstein noted that many of the adaptive behavior deficits, such as Brumfieldâs academic progress lagging two years behind his age, were present during Brumfieldâs developmental years. Although not part of the intellectual disability diagnosis, Weinstein pointed to several risk factors present in Brumfieldâs history that support the conclusion that Brumfield manifested symptoms of an intellectual disability before he turned 18. For example, Brumfieldâs mother âhad psychiatric problems and was being medicatedâ and did not have âaccess
Brumfieldâs third expert, Victoria Swanson, Ph.D., also evaluated him for intellectual disability.
After reviewing all of the full-scale IQ scores Brumfield had received, Swanson opined that all of his scores fell within the' range of intellectual disability and therefore concluded that Brumfield had satisfied the first prong of the intellectual disability test. Turning to the second prongâ adaptive behavior â Swanson discussed Brumfieldâs educational history extensively. In 1983, two teachers referred Brum-field for an evaluation within the school system. As part of this evaluation, Brum-field took a number of psychological tests, which indicated that Brumfield was functioning academically between 20 and 41 months behind his- chronological age.
Swanson also discussed Brumfieldâs reading and writing skills at length. She
2. The Stateâs Three Expert Witnesses
The Stateâs first expert was Donald Hoppe, Psy.D.
Although his primary role was to administer IQ testing to Brumfield, Hoppe also reviewed the available records from Brum-fieldâs past and commented generally on whether Brumfield is intellectually disabled.
Hoppe also discussed Brumfieldâs past as it related to the adaptive functioning prong of the intellectual disability test. Discussing Brumfieldâs two videotaped confessions to the police following the murder of Corporal Smothers, Hoppe stated that these were âgood snapshots] of what ... [Brumfield] was functioning like at the time of the crime.â Hoppe noted that Brumfield appeared to be quick-thinking and gave a âdetailed description of the streets in Baton Rouge,â which was not consistent with his having an intellectual
Discussing earlier details of Brumfieldâs life, Hoppe opined that Brumfieldâs lack of long-term employment, his lack of a checking account, and the fact that he never entered into a contract, could result from Brumfield being lazy or the fact that he was only 20 years old when he was arrested. He stated that these factors did not necessarily suggest that Brumfield has an intellectual disability. Hoppe also stated that drug dealing is âa form of employmentâ and that selling drugs requires a skill set that is not necessarily compatible with an intellectual disability diagnosis.
The Stateâs second expert, Robert Y. Blanche, M.D.,
In conducting his evaluation, Blanche did not interview anyone other than Brum-field himself, noting that he did not âfeel that [he] would get reliable informationâ from such interviews. Therefore, beyond his interview with Brumfield, Blancheâs inquiry into Brumfieldâs adaptive functioning was limited to the available written records. In the records Blanche reviewed, there was no diagnosis of intellectual disability prior to the Atkins hearing despite multiple evaluations by psychologists and psychiatrists in the past. Blanche explained that Brumfieldâs case was âa classic case of conduct disorderâ and noted that, while many of the psychologists and psychiatrists who had previously evaluated Brumfield had diagnosed him with some form of conduct disorder, none of them had diagnosed him with an intellectual disability.
Reviewing Brumfieldâs records from the several group homes where he resided over the years, Blanche recalled a number of reports that Brumfield participated in sports and other group activities. Assessing the two videotaped confessions Brum-field gave to the police following Corporal Smothersâ murder, Blanche noted that Brumfield hqd no problems explaining himself to the police even in the face of complex questions. Based on Brumfieldâs description of the events leading up to Smothersâ murder, Blanche concluded that the crime clearly involved planning, as Brumfield âscoped out [the] situation.â Additionally, Blanche explained that Brumfieldâs other behaviors in the community, though often illegal, also demonstrated his adaptive behavior. For example, Brumfield chose to deal drugs instead of working a typical job not because he was
Despite this conclusion, Blanche admitted, on cross-examination, that â[Y]eah. I think he has some weaknesses. And in adaptive functioning that there are someâ there are some, I will call it deficient. But to how significant they are, is, I think, a question.â He further agreed that Brum-field possesses weaknesses in several domains of adaptive functioning. Identifying specific weaknesses, Blanche stated that Brumfieldâs impulsivity fits into the social domain of adaptive behavior and his inability to follow rules fits into the practical domain of adaptive behavior.
The Stateâs final expert, John Bolter, Ph.D.,
In preparing his report, Bolter administered âa standard neuropsychological battery of tests to explore ... brain function, assessing things such as visual spatial skills, language functioning, memory abilities, conceptual or executive functions, motor functions, and basic sensory perception functions.â Based on the tests he ran, Bolter âdidnât see any clear evidence of organic brain dysfunction.â He âsaw that [Brumfield] had what [Bolter] thought was an attention deficit hyperactivity disorder and ... nonspecific learning difficulties ... borderline intellectual functioning, and ... an antisocial personality.â Bolter also administered the WAIS-R to Brumfield to measure his IQ. His full-scale IQ score was âin the range of 75â which put Brumfield in the âborderline mentally defective range.â Based on this test and all of the information available to him in 1995, Bol-ter did not diagnose Brumfield with an intellectual disability.
3. Other Witnesses and Expert Materials
In addition to its three experts, the State called five other witnesses to testify at Brumfieldâs Atkins hearing. Warrick Dunn was Corporal Smothersâ oldest son. Dunn met with Brumfield on October 23, 2007. Commenting on Brumfieldâs verbal abilities, Dunn stated that the two of them âhad a conversation like two adultsâ and agreed that Brumfield was able to express himself well. Jerry Callahan, a retired Baton Rouge Police Department lieutenant, was the lead investigator of Corporal Smothersâ murder. Callahan interrogated Brumfield and was responsible for videotaping Brumfieldâs two confessions. Callahan stated that during the five hours he spent with Brumfield, Brumfield never had any problems communicating and, in fact, âcommunicated easily.â None of the Stateâs final three witnesses testified substantively on Brumfieldâs intellectual disability.
In addition to his three testifying experts, Brumfield also relied on a report
4. The District Courtâs Conclusion on Intellectual Disability
Beginning with the first prong of the intellectual disability test, the district court found that, based on its analysis of Louisiana law and the mental health literature, âan IQ score of 75 or below does not preclude a finding of mild [intellectual disability] for Atkins purposes.â Brumfield II, 854 F.Supp.2d at 389. After listing Brumfieldâs scores on previous IQ tests, the court explained that his âscores consistently show him scoring between 70 and 75 on various IQ tests, a range which falls squarely within the upper bounds of mild [intellectual disability] according to the AAIDDâs clinical definition.â Id. at 389-90. Further, the court noted that â[e]very expert that has testified in this matter has admitted that Brumfield meets the intellectual functioning prong of the [intellectual disability] test as set forth in La.C.Cr.P. art. 905.5.1(H)(1).â Id. at 390.
Turning to the second prong and relying on the Red Book, the court explained that âProng Two involves an assessment of Brumfieldâs adaptive skills in the areas of conceptual, social, and practical skillsâ and that â[h]e must show a significant limitation in at least one of those three domains to satisfy the adaptive skills prong.â Id. at 392 (citing Red Book, supra, at 14). âWithout reliable standardized measures available, the [district c]ourt [relied] on the testimony of the expert witnesses and their reports, the [c]ourtâs independent evaluation of Brumfieldâs social, educational, medical, and criminal histories, and a common sense appraisal of Brumfieldâs actions and abilities.â Id. at 393. In doing so, the district court remained cognizant that an intellectual disability âis ruled in by areas of impairment but is not ruled out by areas of competenceâ and that â âpeople with [intellectual disabilities] are complex human beingsâ who may have âstrengths in one aspect of an adaptive skill in which they otherwise show an overall limitation.â â Id. (quoting Red Book, supra, at 8). The court further noted that it âmust take into account the retrospective diagnostic guideline admonishing practitioners to ânot use past criminal behavior or verbal behavior to infer [a] level of adaptive behavior.â â Id. (quoting Red Book, supra, at 22). However, the court recognized the âpropensity of Louisiana courts to take such maladaptive criminal behavior into account when discussing the adaptive skills prong of the [intellectual disability] test.â Id. at 394.
âWith these important precepts in mind,â the district court evaluated each of the three domains of adaptive behavior under the AAIDD guidelines. Id. at 396. The court began with the conceptual skills, or âfunctional academics,â domain. Id. First, the court found that âBrumfieldâs writing abilities are severely limited,â as he âcannot write freehandâ and âtakes an inordinate amount of time to write a simple, one-page letter.â Id. Second, Brum-field does not have adequate reading abilities, as he reads at âa fourth grade level.â Id. Third, âBrumfield has a dismal record of academic accomplishments in the classroom.â Id. And Brumfield âreached a plateau somewhere between the fourth and
Based on the procedural' posture of this case, the district court noted that it was required to âview, more or less in isolation, whether Brumfield [met] the clinical criteria.â Id. at 401. In weighing the credibility of the experts in this case, the district court ultimately found the testimony of Weinstein and Swanson more credible than the testimony of Blanche on the second prong of the intellectual disability test.
âUltimately, the [district c]ourt f[ound] that, based on the credibility of petitionerâs witnesses combined with the documented problems with the bases of testimony by the Stateâs experts, Brumfield [showed] by a preponderance of the evidence that he ha[d] significantly limited conceptual skills.â Id. â[0]n balance, the evidence [demonstrated that Brumfield met] the AAIDDâs definition of [intellectual disability] with respect to the conceptual domain of adaptive behavior.â Id. âBecause Brumfieldâs deficit in conceptual skills sa-tisfie[d] Prong Two of the [intellectual disability] test, the [district c]ourt [conducted] only a brief review of the other two domains.â
The district court next addressed the final prong of the intellectual disability test: whether the disability manifested prior to age 18. Id. at 403. The court credited Weinsteinâs unrebutted testimony that âthere is no question that [Brumfield] had very serious problems from very early on in life.â Id. Swanson reached a similar conclusion in her report. Id. Mer-ikangas evaluated Brumfield in 2007 and concluded that he had no âacquired brain damage or ongoing disease that might negate the existence of an organic reason for Brumfieldâs [intellectual disability].â Id. While Brumfield was evaluated during his youth by âno less than six doctors,â none of whom diagnosed him as intellectually disabled, âSwanson [gave] the [c]ourt a compelling reason to not draw a negative inference due to the lack of childhood diagnosis.â Id. at 403-04.
Additionally, â[e]tiological factors appeared] to bolster the conclusion that Brumfield was and is [intellectually disabled].â
C. Proceedings in the Fifth Circuit and Supreme Court
The State timely appealed the district courtâs grant of the writ to this court. Brumfield (5th Cir.), 744 F.3d at 922. This court reversed the district court, concluding that Brumfieldâs habeas petition did not satisfy either of § 2254(d)âs requirements. Id. at 927. First, because this court determined that none of the Supreme Courtâs precedents required a state court to grant an Atkins petitioner funds to develop his claim, it rejected the district courtâs conclusion that the state court had unreasonably applied clearly established federal law. Id. at 925-26. Second, because this courtâs âreview of the record persuade[d it] that the state court did not abuse its discretion when it denied Brumfield an evidentiary hearing,â it held that the state courtâs decision did not rest on an unreasonable determination of the facts. Id. at 926. Having concluded that Brumfield failed both of the requirements of 28 U.S.C. § 2254(d), this court did not review the district courtâs determination that Brumfield was intellectually disabled. Id. at 927. However, in a footnote, this court noted that â[e]ven if we were to consider the new evidence presented to the district court, we likely would hold that Brumfield failed to establish an Atkins claim.â Id. at 927 n. 8.
The Supreme Court granted certiorari and vacated this courtâs decision on June 18, 2015, in a 5-4 decision. Brumfield (S.Ct.), 135 S.Ct. at 2283. The Court explained that to obtain an Atkins evidentiary hearing, a defendant in Louisiana must âput forward sufficient evidence to raise a âreasonable groundâ to believe him to be intellectually disabled.â Id. at 2274 (citing Williams, 831 So.2d at 861). The Court held that the state courtâs refusal to grant Brumfield an Atkins hearing rested on two unreasonable factual determinations that related directly to the three-part test for intellectual disability. Id. at 2276-82. First, the Court noted that âthe state court apparently believedâ that Brumfieldâs IQ score of 75 and an expert witnessâs testimony that he âmay have scored higher on another test ... belied the claim that Brumfield was intellectually disabled because they necessarily precluded any possibility that he possessed subaverage intelligence.â Id. at 2277. However, the Court explained, âthis evidence was entirely consistent with intellectual disability.â Id. The Court further explained â relying on its prior decision in Hall v. Florida, â U.S. -, 134 S.Ct. 1986, 188 L.Ed.2d 1007 (2014), and Louisiana statutory law and caselaw â that âBrumfieldâs reported IQ
Second, the Court held that the state court unreasonably determined that âthe record failed to raise any question as to Brumfieldâs âimpairment ... in adaptive skills.â â Id. at 2279. Even under the interpretation of the second prong of the intellectual disability test âmost favorable to the State,â the Court held that it was unreasonable for the state court to conclude that Brumfield lacked deficits in adaptive behavior. Id. at 2279-81. The Court noted a number of examples of Brumfieldâs deficits in the state trial court record. Id. at 2279-80. For example, when Brumfield was born, he had a low birth weight and âslower responses than other babies.â Id. at 2279. Brumfield was placed âin special classes in school and in multiple mental health facilities.â Id. One report from one of these facilities âquestioned his intellectual functions,â and Dr. Bolter noted that Brumfield had only a âfourth-grade reading level ... with respect to âsimple word recognition,â and did not even reach that level with respect to âcomprehension.â Id. at 2280. âAll told,â the Court concluded, âthe evidence in the state-court record provided substantial grounds to question Brumfieldâs adaptive functioningâ because â[a]n individual, like Brumfield, who was placed in special education classes at an early age, was suspected of having a learning disability, and can barely read at a fourth-grade level, certainly would seem to be deficient in both â[Understanding and use of languageâ and â[l]earning.â â
Finally, with respect to the third prong of the test, the Court noted that âthe state trial court never made any finding that Brumfield had failed to produce evidence suggesting he could meet this age-of-onset requirement.â Id. at 2282. Therefore, there was no âdetermination on that point to which a federal court had to defer in assessing whether Brumfield satisfied § 2254(d).â Id. The Court noted that â[i]f Brumfield presented sufficient evidence to suggest that he was intellectually limited, as we have made clear he did, there is little question that he also established good reason to think that he had'been so since he was a child.â Id. at 2283. Based on its conclusion that the state trial court decision âwas based on an unreasonable determination of the facts in light of the evidence,â 28 U.S.C. § 2254(d)(2), the Supreme Court held that âBrumfield ha[d] satisfied the requirements of § 2254(d).â Brumfield (S.Ct.), 135 S.Ct. at 2283. Accordingly, the Court reversed the judgment of this court and remanded the case for further proceedings. Id. The sole remaining issue on remand is whether the district court clearly erred when it found Brumfield was intellectually disabled, as the Supreme Court held that Brumfield had satisfied § 2254(d) and that Brumfield âwas therefore entitled to have his Atkins claim considered on the merits in federal court.â Id. at 2273.
â[T]he determination of whether a defendant is [intellectually disabled] is inherently an intensively factual inquiry.â State v. Williams, 22 So.3d 867, 887 (La.2009); see also State v. Turner, 936 So.2d 89, 98 (La.2006). Because intellectual disability is a factual finding, this court reviews a district courtâs determination that an individual is intellectually disabled for clear error.
âA finding is clearly erroneous only if it is implausible in the light of the record considered as a whole.â Id. (quoting St. Aubin v. Quarterman, 470 F.3d 1096, 1101 (5th Cir.2006)); see also Anderson v. City of Bessemer City, 470 U.S. 564, 573, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985) (â[A] finding is âclearly erroneousâ when although there is evidence to support it, the reviewing court on the entire evidence is left with a definite and firm conviction that a mistake has been committed.â (quoting United States v. United States Gypsum Co., 333 U.S. 364, 394-95, 68 S.Ct. 525, 92 L.Ed. 746 (1948))). âIf the district courtâs account of the evidence is plausible in light of the record viewed in its entirety, the court of appeals may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently.â Anderson, 470 U.S. at 573-74, 105 S.Ct. 1504. âWhere there are two permissible views of the evidence, the factfinderâs choice between them cannot be clearly erroneous.â Id. at 574, 105 S.Ct. 1504. The Supreme Court has explained that:
[W]hen a trial judgeâs finding is based on his decision to credit the testimony of one of two or more witnesses, each of whom has told a coherent and facially plausible story that is not contradicted by extrinsic evidence, that finding, if not internally inconsistent, can virtually never be clear error.
Id. at 575, 105 S.Ct. 1504. This court âcannot second guess the district courtâs decision to believe one witnessâ testimony over anotherâs or to discount' a witnessâ testimony,â and is thus âreluctant to set aside findings that are based upon a trial judgeâs determination of the credibility of witnesses.â Canal Barge Co. v. Torco Oil Co., 220 F.3d 370, 375 (5th Cir.2000).
III. INTELLECTUAL DISABILITY
Although the determination of whether an individual has an intellectual disability under Atkins is necessarily a question for the court to decide, this determination is heavily informed by clinical standards and guidelines. In Atkins, when the Supreme Court left to states the task of implementing its holding that intellectually disabled individuals may not be executed, it cited with approval the clinical standards of the AAIDD and APA. Atkins, 536 U.S. at 308-09, 317, 122 S.Ct. 2242. The Supreme Court of Louisiana first implemented the Atkins mandate in Williams, 831 So.2d at 835. Noting that the Atkins Court adopted a â âclinical definitionâ of [intellectual disability],â the Supreme Court of Louisiana explicitly relied on the definition of intellectual disability developed by the AAIDD and the APA in crafting the test for intellectual disability. Id. at 852.
Following Atkins and Williams, Louisiana enacted a statute providing that
(1) â[Intellectual disability]â means a disability characterized by significant limitations in both intellectual functioning and adaptive behavior as expressed in ' conceptual, social, and practical adaptive skills. The onset must occur before the age of eighteen years.
La.Code Crim. Proc. Ann. art. 905.5.1(H).
A. First Prong: Intellectual Functioning
The assessment of an individualâs intellectual functioning requires the administration of standardized intelligence testing. âThe âsignificant limitations in intellectual functioningâ criterion for a diagnosis of intellectual disability is an IQ score that is approximately two standard deviations below the mean, considering the standard error of measurement for the specific instruments used.â Green Book, supra, at 31; accord Red Book, supra, at 58 (â[T]he âintellectual functioningâ criterion for diagnosis of [intellectual disability] is approximately two standard deviations below the mean, considering the [standard error of
Although a score of 70 is two standard deviations below the mean score, both the Supreme Court of the United States and the Louisiana Supreme Court have rejected a bright-line numerical cutoff for intellectual disability. See Hall, 134 S.Ct. at 1996; Williams, 22 So.3d at 888. As the Supreme Court of the United States explained in Hall, â[t]he concept of standard deviation describes how scores are dispersed in a population,â but â[standard deviation is distinct from standard error of measurement, a concept which describes the reliability of a test.â 134 S.Ct. at 1994. The Court further explained that the standard error of measurement âreflects the reality that an individualâs intellectual functioning cannot be reduced to a single numerical score.â Id. at 1995. Therefore, âan individualâs score is best understood as a range of scores on either side of the recorded score.â Id. Thus, scores higher than 70 can satisfy the first prong of the intellectual disability test. The Supreme Court in Hall explicitly rejected the contention that an IQ score of 75 precludes the possibility of an intellectual disability diagnosis. Id. at 1996. Similarly, the Louisiana Supreme Court in State v. Dunn (Dunn III), 41 So.3d 454, 470 (La.2010), stated that â[t]he ranges associated with the two scores of 75 brush the threshold score for [an intellectual disability] diagnosis.â Moreover, the AAIDD recognizes that a score of 75 is consistent with an intellectual disability. Red Book, supra, at 59; see also DSM-IV-TR, supra, at 41-42.
In this case, the district court concluded that Brumfield satisfied the first prong of the intellectual- disability test based on his IQ scores. As found by the district court, Brumfieldâs IQ test scores were as follows:
â In a 1995 WAIS-R test administered by then-defense expert Dr. Bolter, he scored a 75, with a 95% confidence interval of 70-80.
â In a 2007 Stanford-Binet V test administered by petitionerâs expert, Dr. Weinstein, he scored a 72, with a '95% confidence interval of 69-77.
â˘â In a 2007 C-TONI test administered by Dr. Weinstein, he scored a 70, with a 95% confidence interval of 65-75.
â In a 2009 WAIS-IV test administered by.the Stateâs expert, Dr. Hoppe, he scored a 70, with a 95% confidence interval of 67-75.
Brumfield II, 854 F.Supp.2d at 389-90. All four of the confidence intervals (the range of scores calculated from the standard error of measurement) surrounding Brumfieldâs full-scale IQ scores include scores of 70 or below, and therefore satisfy the first prong of the intellectual disability test based on how both the Supreme Court and Supreme Court of Louisiana have analyzed IQ scores in the past.
The State argues that âassessments consistently demonstrated that Brumfield had an IQ in the 70-85 range.â However, the State does not point to specific IQ scores which demonstrate that Brumfieldâs IQ fell within this range. Presumably, it refers to the tests administered to Brumfield in the 1980s. As Weinstein explained, no actual IQ scores from these tests were reported anywhere in Brumfieldâs records; instead, the reports based on these IQ tests provided only descriptions of the ranges into which Brumfieldâs scores fell. For example, Weinstein explained that one report described Brumfieldâs IQ score as falling into the âdull normalâ range, which Wein-stein further explained corresponded to a score between 80 and 89. The district courtâs discrediting of this range of scores in favor of reported, full-scale IQ scores was not clear error, as the Supreme Court similarly disregarded supposedly higher IQ scores when no actual score was provided. See Brumfield (S.Ct.), 135 S.Ct. at 2278-79. Moreover, multiple expert witnesses discredited this range of scores in favor of the reported scores, and this court âcannot second guess the district courtâs decision to believe one witnessâ testimony over anotherâs or to discount a witnessâ testimony.â Canal Barge, 220 F.3d at 375.
The State also argues that Brumfieldâs scores may be explained by his low effort on the IQ tests. However, the experts in this case â including the Stateâs expert who administered IQ tests â also administered tests for malingering and found that Brumfield was, in fact, not malingering. Moreover, Greenspan explained that Brumfieldâs consistent scores across multiple tests over multiple years ruled out malingering. We decline the Stateâs invitation to second guess the district courtâs decision to believe the multiple experts who stated that Brumfieldâs scores were not a product of malingering. Accordingly, we find no clear error in the district courtâs finding that Brumfield satisfied the-first prong of the intellectual disability test.
B. Second Prong: Adaptive Behavior
âAdaptive behavior is the collection of conceptual, social, and practical skills that have been learned and are performed
The first deficit the court found in the conceptual domain was Brumfieldâs writing abilities, as Brumfield could not write in a straight line without an aid, took an âinordinate amount of time to write a simple, one-page letter,â and relied on the assistance of other inmates when writing letters. Id. at 396. In coming to this conclusion, the district court relied on Weinsteinâs testimony, and in concluding that the Stateâs reliance on the âquality of his expressions in his prison correspondence is misplaced,â the court credited the testimony of Swanson. Id. The court next found that Brumfieldâs reading skills were deficient. Id. The court explained that after listening to Brumfield read some of his letters, Swanson concluded he read at approximately a fourth grade level. Id. Finally, the district court found that âBrumfield has a dismal record of academic accomplishments.â Id. The court relied on the testimony of Weinstein, who stated that Brumfield was always behind in school because of developmental delays, and Swanson, who noted that Brumfield âreached a plateau somewhere between fourth and sixth grade,. which is where mildly [intellectually disabled] individuals generally fall.â Id.
In reaching its conclusion that Brum-field demonstrated significant limitations in the conceptual skills domain, the district court carefully explained its reasoning, identified the specific evidence it relied upon, and specifically credited the testimony of certain experts. Because nothing in the district courtâs reasoning suggests its conclusion âis implausible in the light of the record considered as a whole,â Rivera, 505 F.3d at 361 (quoting St. Aubin, 470 F.3d at 1101), and because this court must give âdue regard ... to the opportunity of the trial court to judge of the credibility of the witnesses,â Anderson, 470 U.S. at 573, 105 S.Ct. 1504 (quoting Fed.R.Civ.P. 52(a)), we hold that the district courtâs finding is not clearly erroneous. Brum-field was only required to demonstrate significant limitations in one of the three domains of adaptive behavior to satisfy the legal and clinical tests for intellectual disability. Thus, the district courtâs finding that Brumfield met âthe AAIDDâs definition of [intellectual disability] with respect to the conceptual domain of adaptive behavior,â Brumfield II, 854 F.Supp.2d at 401, was sufficient for the district court to conclude that Brumfield had satisfied the second prong of the intellectual disability test.
The State also points to elements of Brumfieldâs past that it argues demonstrate adaptive functioning. For example, Blanche testified that Brumfield âownedâ a car, engaged in cash transactions by renting motel rooms, and helped his girlfriend financially. Although the district court acknowledged these activities, among others, it explained that â[m]ildly [intellectually disabled] people generally have mental ages ranging from seven to eleven,â and â[i]t is not inconceivable for someone around the age of ten to have the mental capacityâ to engage in these types of activities. Brumfield II, 854 F.Supp.2d at 398.
The State also argues that Brumfieldâs activities while in prison belie any intellectual disability, as he wrote letters, possessed books (including two dictionaries), and explained complex tasks to people over the phone. With respect to Brum-fieldâs writing letters, the district court credited the testimony of Weinstein and Swanson that âBrumfield requires assistance from other death row inmates to write his letters, ... and thus the reliance by the Statesâ experts on the quality of his expressions in his prison correspondence is misplaced.â Id. at 396. The court further found that, based on Swansonâs testimony, â[t]he reading materials in his prison cell are targeted to middle school audiences and are consistent with someone who has [an intellectual disability].â Id. Finally, with respect to Brumfieldâs phone calls, the district court found that they were
Furthermore, we note that the district courtâs finding is not clearly erroneous because it has more evidentiary support than prior cases in which this court upheld a district courtâs intellectual disability deter-ruination. In Wiley v. Epps, 625 F.3d 199, 219-22 (5th Cir.20'10), this court found no clear error when a district court held that petitioner Wiley had an intellectual disability based on deficits in functional academic skills, communication, and self-direction. In that â case, Wiley was evaluated four separate times with conflicting results. Id. at 219-21. Based on these results and evidence that he struggled academically while in the military, the district court found that he was deficient in the area of functional academic skills. Id. at 221. This court refused to reverse the district court because doing so would essentially substitute the opinion of the Stateâs expert for Wileyâs experts. Id. at 218. As the district court was in a better position to judge the credibility of the experts, this court declined to reverse the district court. Id. In Rivera, the district court found that Rivera had âadaptive limitations,â including âconsistent ] ... academic problems.â 505 F.3d at 362. After remarking that the district court âis in a better position than this court to judge and weigh the credibility of the witnesses who testified,â this court declined to find a clear error. Id. at 363. However, neither Wiley nor Rivera involved Louisiana law.
Dunn III, on the other hand, did involve Louisiana law, and this court noted previously that, based on this case, it would likely determine that the district court erred in finding Brumfield intellectually disabled,
The district court carefully considered this case and concluded that it could consider âevidence of the criminal action in the overall assessment if âfirmly established factsâ show[ed] clear instances .of premeditation and leadership.â Brumfield II, 854 F.Supp.2d at 395. In considering the evidence of Brumfieldâs criminal activity, the district court concluded that it was not sufficient to demonstrate an absence of deficits in the conceptual skills domain, id. at 398-401, and that nothing in the record suggested Brumfield â âledâ this terrible scheme.â Id. at 400. The district court further reasoned that even if the crime involved planning and premeditation by Brumfield, âthis particular instance [should not be] sufficient to overwhelm the other demonstrated showings of adaptive deficits in conceptual skills.â Id.
Beyond the facts of Smothersâ murder, the State argues that other aspects of Brumfieldâs criminal history demonstrate that he does not have significant limitations in adaptive functioning. First, the State contends that Brumfieldâs two confession videos show his composure under pressure, ability to lie, and think quickly. However, the district court credited Swansonâs testimony that, in the first tape, Brumfield responded to cues from police and that, in the second tape, Brumfield spoke more quickly because he was more familiar with the topic at that point. Id. Second, the State argues that Brumfieldâs history of drug dealing and other criminal behavior demonstrates his ability to plan, his ability to handle complex transactions, and his adaptive functioning generally.
Overall, the district court considered the facts surrounding Smothersâ murder as well as Brumfieldâs other criminal activities. Thus, while the district court considered similar evidence as the trial court in Dunn III, it simply reached a different conclusion. Although this difference in findings based on relatively similar evidence certainly weighs against the conclusion that Brumfield is intellectually disabled, it does not necessarily demonstrate that the district court clearly erred based on the record before it. The Dunn III court recognized that trial courts are called on âto make exceedingly fine distinctionsâ between those who are mildly intellectually disabled and those who are not. Dunn III, 41 So.3d at 469. We agree with the Dunn III court on this point. Accordingly, we decline to disturb the âexceedingly fine distinctions,â id., the district court made in this âintensively factual inquiry,â Williams, 22 So.3d at 887. Even if we were to disagree about how to weigh the evidence in this case, the clear error standard âplainly does not entitle a reviewing court to reverse the finding of the trier of fact simply because it is convinced that it would have decided the case differently.â Anderson, 470 U.S. at 573, 105 S.Ct. 1504.
C. Third Prong: Onset during Developmental Years
The final prong of the intellectual disability test requires that the disability manifest before the age of 18. The district court did not clearly err in finding that Brumfieldâs disability manifested during his developmental years. In fact, one of the principal findings of the district court with respect to Brumfieldâs deficits in the conceptual skills domain â his poor academic record while in school â necessarily involved finding that the disability manifested before age 18. Brumfield II, 854 F.Supp.2d at 396. Similarly, the district court credited Swansonâs testimony that while in the eighth grade, Brumfield read at only a third grade level. Id.
Although none of the IQ tests was administered to Brumfield prior to the age of 18, Greenspan testified that IQ scores remain stable over time. Additionally, Meri-kangas evaluated Brumfield and found no physical problems with his brain that would explain his consistent IQ scores between 70 and 75, meaning that Brumfieldâs disability stems from some underlying problem he has had all of his life. Finally, the district court pointed to etiological factors such as, inter alia, Brumfieldâs low birth weight, fetal distress at birth, and family history of intellectual disability. Id. at 404-05. Although not dispositive, these factors certainly bolster the courtâs conclusion that Brumfieldâs intellectual disability manifested during his developmental years. Id. at 405.
. D. Expert Credibility and Brum-fieldâs Medical History
On remand, the State correctly highlights a number of weaknesses in Brum-fieldâs expert witnesses that undermine their credibility. For example, Greenspan never evaluated Brumfield, Weinstein obtained his Ph.D. from an unaccredited institution, and Swanson diagnosed Brum-field prior to meeting with him. However, the district court explicitly weighed the credibility of different witnesses. Id. at 401. For example, the court pointed out that Blanche âlacked basic knowledge about the AAIDDâs standards until he was deposed in this case shortly before the hearing,â id. at 401, and that Hoppe failed to interview anyone other than Brumfield, id. at 387 n. 21. Giving âdue regardâ to the âopportunity of the trial court to judge the
All of the experts in this case agreed that Brumfield had never been diagnosed with an intellectual disability prior to the Atkins hearing, and the district court was rightly wary about a âmade-for-litigation diagnoses.â Brumfield II, 854 F.Supp.2d at 404. However, Swanson gave the court âa compelling reason to not draw a negative inference due to the lack of childhood diagnosisâ by explaining the political incentives in place at the time Brumfield was in school. Id. In doing so, Swanson told a âcoherent and facially -plausibleâ story. Anderson, 470 U.S. at 575, 105 S.Ct. 1504. Therefore, the district courtâs refusal to give preclusive effect to the lack of a previous diagnosis of intellectual disability is not clearly erroneous. Id.
Overall, while the State points to evi-â dence that undermines the district courtâs conclusion that Brumfield is intellectually disabled, it has not pointed to sufficient evidence to establish that the district courtâs finding of intellectual disability was not âplausible in light of the record viewed in its entirety.â Id. at 574, 105 S.Ct. 1504. Therefore, we hold that the district court committed no clear error.
IV. CONCLUSION
In this case, we are called upon to determine whether the district courtâs conclusion that Brumfield is intellectually disabled is clearly erroneous, i.e., whether we have a firm and definite conviction that the district court made a mistake here. Both the State and Brumfield present plausible views of the evidence, although, on balance, Brumfieldâs witnesses were somewhat stronger and presented a slightly more compelling view. Given that there are two permissible views of the evidence here and the Supreme Courtâs guidance that the choice by a trier of fact between two permissible views of the evidence cannot be clearly erroneous, we find no clear error in the district courtâs conclusion that Brumfield is intellectually disabled.
Because the State has not demonstrated clear error on the part of the district court, we AFFIRM the ruling of the district court that Brumfield is intellectually disabled and, accordingly, ineligible for execution.
. Consistent with the Supreme Courtâs guidance, we use the term "intellectually disabledâ instead of âmentally retarded.â The two terms describe âidentical phenomenfa].â Hall v. Florida, - U.S. -, 134 S.Ct. 1986, 1990, 188 L.Ed.2d 1007 (2014).
. Brumfield provided the following evidence of his intellectual disability:
1) his IQ score, obtained prior to trial, of 75; 2) his slow progress in school; 3) his premature birth; 4) his treatment at multiple psychiatric hospitals; 5) various medications he was prescribed; and 6) testimony that he exhibited slower responses than "normal babies,â suffered from seizures, and was hospitalized for months after his birth.
Brumfield (5th Cir.), 744 F.3d at 921 (footnotes omitted).
. The AAIDD was formerly known as the American Association on Mental Retardation (AAMR).
. At the Atkins hearing, the district court heard testimony from six expert witnesses' â ⢠three each for Brumfield and the State â and several other witnesses.
. Greenspan is a licensed psychologist, obtained his Ph.D. in 1976, and (at the time of the hearing), was employed as a visiting professor at the University of Colorado Medical School. _The district court accepted him as an expert in intellectual disability and adaptive behavior. Brumfield II, 854 F.Supp.2d at 386.
. âAdaptive behavior,â "adaptive functioning,â and "adaptive skillsâ are used interchangeably in both professional psychology circles and during the district court's Atkins hearing.
. Weinstein received his Ph.D. in 1971, and at the time of the hearing, he practiced forensic psychology. The district court accepted him as an expert in intellectual disability and forensic neuropsychology. Id. Although the State questioned his credentials, correctly pointing out that he received his Ph.D. from a non-traditional school that is no longer in operation, we note that he is licensed by the State of California and completed a post-doctoral certificate at the Fielding Institute.
. Based on other psychological testing, Wein-stein ruled out malingering as a possible explanation for Brumfieldâs IQ scores.
. As Weinstein explained, the ABAS was designed to be used contemporaneously while he was "trying to see how Mr. Brumfield functioned prior to the age of 18,â which required him to "ask[] people to remember how [Brumfield] functionedâ in the past. Because "these backward-looking questions rely principally upon the memories of the test-takers regarding Brumfield's abilities dating back 15-20 years,â id. at 393, the scores derived from the ABAS are not, in Weinstein's opinion, very reliable.
. Swanson is a licensed psychologist in the State of Louisiana, and received her Ph.D. from Louisiana State University (LSU) in 1999. She has over 20 years of experience working with intellectually disabled patients. She also assisted the Louisiana legislature in drafting the bill that eventually became the statute governing intellectual disability at issue in this case. The district court accepted Swanson as an expert in intellectual disability and psychology.
. The Illinois Test for Polylinguistic Abilities indicated that he was functioning at an age level 41 months behind his chronological age, the Peabody Picture Vocabulary Test indicated Brumfield was 20 months below his chronological age level, and the Woodcock Language Proficiency Battery indicated Brumfield lagged approximately 24 months behind his chronological age. As measured by the Woodcock-Johnson Psychoeducational Battery in 1983, Brumfield's reading level fell into the seventh percentile:
.Swanson explained that individuals can have both a behavior disorder and an intellectual disability. Moreover, "[tjhere is a high instance of aggression amongst students with [intellectual disability]â because they "are being asked to do things that they canât do,â which leads to frustration and aggression. When a student has both a behavior disorder and an intellectual disability, she explained, schools often place the student into the behavior disorder classroom.
. Hoppe received his doctorate from Baylor University in 1981 and is a licensed psychologist in the State of Louisiana. He estimated that he has performed âhundreds, if not thousandsâ of IQ tests over his career. The district court accepted Hoppe as an expert in âclinical and forensic psychology.â
. Hoppe did not interview anyone familiar with Brumfield. He only reviewed written records.
.Conduct disorder is, essentially, the childhood version of antisocial personality disorder. "The essential feature of conduct disorder is a repetitive pattern of behavior in which the basic rights of others or major age-appropriate norms or rules are violated,â i.e., conduct disorder is characterized by aggressive behavior.
. Blanche received his M.D. from LSU Medical School in 1981 and, at the time of the hearing, worked part time as a psychiatrist in the East Baton Rouge Parish jail, where he identified prisoners in need of mental health care. The district court accepted him as an . expert in forensic psychiatry.
. Blanche admitted this in a deposition that took place in January 2010.
. Bolter received his Ph.D. from the University of Memphis, and at the time of the hearing was a practicing clinical neuropsychologist.
. Merikangas received his M.D. in 1969 and is board certified in neuropsychiatry.
. The State's other expert, Hoppe, did not make any determinations on whether Brum-field had significant limitations in adaptive behavior.
. Analyzing the social skills domain, the court found that "[o]n balance, this domain [was] a close call, but [it] d[id] not find Brum-field [met] the criteria for a significant overall deficit in the domain of social skills.â Id. at 402. Considering the practical skills domain, the court found that "Brumfield ha[d] not met his burden of showing he ha[d] significant deficits in practical skills.â Id. at 403.
.As Greenspan explained, "[e]tiology has to do with cause and effect or things that put the person at risk that could explain why he became [intellectually disabled].â Greenspan further explained that "for the most part, when we talk about etiology, we are talking about something biological,â such as "an infection or a brain malformation that came about in Utero ... [or] some physical cause that organically places the person at riskâ of developing an intellectual disability. Environmental causes of intellectual disability also exist, such as severe child abuse; and some
. The Court also noted that:
An individual who points to evidence that he was at risk of âneurological traumaâ at birth, was diagnosed with a learning disability and placed in special education classes, was committed to mental health facilities and given powerful medication, reads at a fourth-grade level, and simply cannot "process information,â has raised substantial reason to believe that he suffers from adaptive impairments.
Id. at 2281.
. The State never mentions the standard of appellate review in its brief, and despite direct questions at oral argument, the State refused to acknowledge the appropriate standard of review. In its brief and also at oral argument, the State argued that the district court refused to introduce the state trial court record into evidence when, in fact, the district court allowed the State to introduce the vast majority of the state court record into evidence.
. The Louisiana legislature amended the statute in June 2014, which currently reads as follows:
A. Notwithstanding any other provisions of law to the contrary, no person with an intellectual disability shall be subjected to a sentence of death.
H. (1) "Intellectual disabilityâ, formerly referred to as "mental retardationâ, is a disability characterized by all of the following deficits, the onset of which must occur during the developmental period:
(a) Deficits in intellectual functions such as reasoning, problem solving, planning, abstract thinking, judgment, academic learning, and learning from experience, confirmed by both clinical assessment and individualized, standardized intelligence testing.
(b) Deficits in adaptive functioning that result in failure to meet developmental and sociocultural standards for perspnal independence and social responsibility; and that, without ongoing support, limit functioning in one or more activities of daily life including, without limitation, communication, social participation, and independent living, across multiple environments such as home, school, work, and community.
La.Code Crim. Proc. Ann. art. 905.5.1. The district court relied on the older version of the statute, and we do the same here. However, we note that while the new statute is worded differently, the test for intellectual disability remains largely unchanged.
. Weinstein explained that as long as the lower bound of the confidence interval includes a score of 70 or less, an individual can satisfy the first prong of the intellectual disability test.
. The district court, experts, and parties discussed the import of the âFlynn effect,â which describes the phenomenon whereby the American public's score on any given IQ test increases by approximately three points per decade. Brumfield II, 854 F.Supp.2d at 391. âThus, when an older test is used to measure a test subject, the subject's IQ score may be artificially inflated because that test was normalized using a past sample of Americans.â Id. at 391. To correct for the Flynn effect, a test subjectâs score may be adjusted downward by 0.30-0.33 for every year that has elapsed since the test was normalized. Id. The State correctly points out that the Fifth Circuit has not recognized the Flynn effect. In re Salazar, 443 F.3d 430, 433 n. 1 (5th Cir.2006); see also In re Mathis, 483 F.3d 395, 398 n. 1 (5th Cir.2007). It is not necessary to decide whether to recognize the Flynn effect in this case, however, as Brumfieldâs scores satisfy the first prong of the intellectual disability test without a Flynn effect adjustment.
. The district court correctly noted that, as with the intellectual functioning prong, the AAIDD prefers that practitioners employ standardized testing to evaluate adaptive functioning. See Red Book, supra, at 76. However, utilizing standardized testing, such as the ABAS questionnaires administered by Wein-stein, is difficult in situations requiring a retrospective diagnosis. In these situations, the district court correctly explained that the Userâs Guide, supra, at 17-22, calls for additional inquiry into the subject's past and interviews alongside the types of questionnaires used in situations of contemporaneous diagnosis. That additional inquiry and those interviews were conducted by two of Brum-field's experts in this case.
. Neither the State nor Brumfield contests the use of the âthree domainâ test on remand. The State structures its argument that Brum-field has no deficits in adaptive skills around this test.
. The district court explained that:
Swanson [gave] the Court a compelling reason to not draw a negative inference due to the lack of childhood [intellectual disability] diagnosis. She points out that during Brumfield's school years in the late 1970s, African-Americans males were b[e]ing disproportionately diagnosed with [intellectual disabilities]. School officials, psychologists, and appraisal teams were accordingly cautious not to over-represent black males as being [intellectually disabled] and were instead urged to consider other alternatives that would avoid placing the [intellectually disabled] label on them. Sw.anson confirmed that East Baton Rouge Parish schools, which Brumfield attended, had received this admonition.
Id. at 404.
. The State argues that the district court failed to consider other Louisiana cases addressing the question of how to factor criminal behavior into an evaluation of an individualâs adaptive functioning. However, the court recognized the "propensity of Louisiana courts to take such maladaptive criminal behavior into account when discussing the adaptive skills prong of the [intellectual disability] test.â Brumfield II, 854 F.Supp.2d at 394. Addressing this propensity, the district court identified five cases where the Supreme Court of Louisiana "affirmed on direct appeal a juryâs assessment of death in the penalty phase of the trial where the [intellectual disability] issue was actually litigated.â Id.; see generally Williams, 22 So.3d 867; State v. Anderson, 996 So.2d 973 (La.2008); State v. Lee, 976 So.2d 109 (La.2008); State v. Scott, 921 So.2d 904 (La.2006); State v. Brown, 907 So.2d 1 (La.2005). However, the district court found these cases distinguishable because the Supreme Court of Louisiana was required under Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979), to
. The State notes that Brumfield demonstrated an ability to choose weak and vulnerable victims for his past crimes. We see nothing in the record concerning this ability that demonstrates clear error on the part of the district court.