City of Austin v. Ken Paxton
Citation943 F.3d 993
Date Filed2019-12-04
Docket18-50646
Cited150 times
StatusPublished
Full Opinion (html_with_citations)
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IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
United States Court of Appeals
Fifth Circuit
No. 18-50646
FILED
December 4, 2019
Lyle W. Cayce
CITY OF AUSTIN, Clerk
Plaintiff - Appellee
v.
KEN PAXTON, Attorney General of the State of Texas; TEXAS
WORKFORCE COMMISSION,
Defendants - Appellants
Appeal from the United States District Court
for the Western District of Texas
Before CLEMENT, ELROD, and DUNCAN, Circuit Judges.
EDITH BROWN CLEMENT, Circuit Judge:
The City of Austin enacted a housing ordinance that prohibits landlords
from refusing tenants who wish to pay their rent with federal housing
vouchers. Shortly thereafter, the State of Texas enacted a statute that sought
to invalidate the Cityâs ordinance and to allow landlords to continue to refuse
federal vouchers. The City then sued Ken Paxton, the Texas Attorney General,
and the Texas Workforce Commission (together, the âStateâ), seeking to enjoin
the Texas statute, alleging it was preempted by federal law. The State moved
to dismiss the complaint for lack of jurisdiction based on standing and
Eleventh Amendment sovereign immunity and for the Cityâs failure to state
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any plausible claims. The district court denied the Stateâs motion, holding that
the City had standing, and that the Cityâs suit could proceed against Attorney
General Paxton and the Texas Workforce Commission under the Ex parte
Young exception to sovereign immunity. The State then brought this
interlocutory appeal with respect to the district courtâs sovereign-immunity
holding only. Because Attorney General Paxton does not possess the requisite
âconnection to the enforcementâ of the Texas statute to satisfy Ex parte Young,
and because the Texas Workforce Commission is a state agency immune to
suit, we REVERSE and REMAND to the district court.
I.
The Federal Housing Choice Voucher Program (the âvoucher programâ
or the âprogramâ) allows low-income families to use federally-funded vouchers
to access the private rental market. The United States Department of Housing
and Urban Development (âHUDâ) funds the program, but state and local
public-housing authorities administer it. A voucher recipient is responsible for
finding a landlord that will accept federal housing vouchers. See 24 C.F.R. §
982.302(a).
In December 2014, the City adopted a housing ordinance (the
âOrdinanceâ), that bars landlords from refusing to rent to tenants paying their
rent with program vouchers. The City contends that the Ordinance helps to
âremove barriers to fair housing choice by allowing voucher holders . . . [to
rent] housing in higher opportunity neighborhoods in the City.â The City
asserts that enacting the Ordinance is part of its obligation under the voucher
programâs mandate: â[the program was created] [f]or the purpose of aiding low-
income families in obtaining a decent place to live and of promoting
economically mixed housing.â 42 U.S.C. § 1437f(a).
In response to the Ordinance, the Texas legislature enacted Texas Local
Government Code § 250.007 to prevent municipalities and counties from
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adopting ordinances that restrict landlordsâ rights to refuse to rent to voucher
program participants. Section 250.007(a) bars municipalities or counties from
âadopt[ing] or enforc[ing] an ordinance or regulation that prohibits [a landlord]
. . . from refusing to lease or rent [a] housing accommodation to a person
because the personâs lawful source of income to pay rent includes funding from
a federal housing assistance program.â TEX. LOC. GOVâT CODE § 250.007(a).
Section 250.007(c) permits municipalities and counties to create incentive and
other programs that encourage landlords to allow federal housing vouchers. Id.
§ 250.007(c).
The City originally sued the State of Texas and Greg Abbott, the
Governor of Texas, alleging that federal law preempts § 250.007 because
§ 250.007 âobstructs [Congressâs] purposes and objectivesâ in creating the
voucher program. The State of Texas moved to dismiss the proceeding for
(i) lack of subject-matter jurisdiction based on standing and sovereign
immunity, and (ii) the Cityâs failure to state any plausible claims. The City
then amended its complaint, replacing Governor Abbott with Ken Paxton, the
Texas Attorney General, in his official capacity, and the Texas Workforce
Commission.
The district court denied the Stateâs motion to dismiss for lack of
jurisdiction, rejecting the Stateâs standing and sovereign-immunity
arguments. The court dismissed the Cityâs conflict-preemption claim and one
of its express-preemption claims but denied the Stateâs motion to dismiss the
Cityâs second express-preemption claim. The issue in this interlocutory appeal
is whether Attorney General Paxton and the Texas Workforce Commission are
subject to the Ex parte Young exception to Eleventh Amendment sovereign
immunity.
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II.
We review the district courtâs jurisdictional determination of sovereign
immunity de novo. NiGen Biotech, L.L.C. v. Paxton, 804 F.3d 389, 393(5th Cir. 2015); Moore v. La. Bd. of Elementary & Secondary Educ.,743 F.3d 959, 962
(5th Cir. 2014).
III.
In most cases, Eleventh Amendment sovereign immunity bars private
suits against nonconsenting states in federal court. See Va. Office for Prot. &
Advocacy v. Stewart, 563 U.S. 247, 253 (2011) (âSovereign immunity is the privilege of the sovereign not to be sued without its consent.â); see also Bd. of Trs. of Univ. of Ala. v. Garrett,531 U.S. 356, 363
(2001) (âThe ultimate guarantee of the Eleventh Amendment is that nonconsenting [s]tates may not be sued by private individuals in federal court.â). The Supreme Court has recognized that sovereign immunity also prohibits suits against state officials or agencies that are effectively suits against a state. See, e.g., Edelman v. Jordan,415 U.S. 651
, 663â69 (1974) (extending sovereign immunity to state officers in their official capacities); Ford Motor Co. v. Depât of Treas.,323 U.S. 459
, 463â64 (1945) (barring suits in which the state is a real party in interest, despite not being a named defendant). In short, Eleventh Amendment immunity is not limited to cases in which states are named as defendants. So, unless the state has waived sovereign immunity or Congress has expressly abrogated it, the Eleventh Amendment bars the suit. See AT&T Commcâns v. Bellsouth Telecomms. Inc.,238 F.3d 636
, 644â45 (5th Cir. 2001).
Enter the Ex parte Young exception to Eleventh Amendment sovereign
immunity, which was established in its namesake case. See 209 U.S. 123(1908). The Young exception is a legal fiction that allows private parties to bring âsuits for injunctive or declaratory relief against individual state officials acting in violation of federal law.â Raj v. La. State Univ.,714 F.3d 322
, 328
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(5th Cir. 2013). For the exception to apply, the state official, âby virtue of his
office,â must have âsome connection with the enforcement of the [challenged]
act, or else [the suit] is merely making him a party as a representative of the
state, and thereby attempting to make the state a party.â Young, 209 U.S. at
157. The text of the challenged law need not actually state the officialâs duty to enforce it, although such a statement may make that duty clearer.Id.
The Supreme Courtâs recent Ex parte Young jurisprudence explains that
the inquiry into whether a suit is subject to the Young exception does not
require an analysis of the merits of the claim. See Verizon Md., Inc. v. Pub.
Serv. Commân, 535 U.S. 635, 646(2002). Rather, âa court need only conduct a âstraightforward inquiry into whether [the] complaint alleges an ongoing violation of federal law and seeks relief properly characterized as prospective.ââ Va. Office, 563 U.S. at 255 (alteration in original) (quoting Verizon,535 U.S. at 645
).
It is undisputed that Texas has not consented to this suit and that
Congress has not abrogated the Stateâs immunity. The question, then, is
whether the defendants are subject to suit under the Ex parte Young exception.
A. Ken Paxton, Texas Attorney General
We begin with whether the district court was correct in holding that
Attorney General Paxton was subject to the Young exception. In conducting
our Ex parte Young analysis, we first consider whether the plaintiff has named
the proper defendant or defendants. Where a state actor or agency is
statutorily tasked with enforcing the challenged law and a different official is
the named defendant, our Young analysis ends. For example, in Morris v.
Livingston, an inmate in the custody of the Texas Department of Criminal
Justice (âTDCJâ) sued the Governor of Texas, challenging the constitutionality
of a statute that required TDCJ inmates to pay a âhealth care services feeâ if
an inmate initiated a visit to a health care provider. 739 F.3d 740, 742 (5th Cir.
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2014). The statute specifically tasked the TDCJ as responsible for its
enforcement. Id.at 745â46. Thus, a panel of this court held that the Governor was an improper defendant and upheld the district courtâs dismissal of the inmateâs claims against him.Id. at 746
(â[The challenged statute] makes clear
that TDCJ is the agency responsible for the sectionâs administration and
enforcement . . . . It does not [] task [the] Governor [] with its enforcement.â).
Where no state official or agency is named in the statute in question, we
consider whether the state official actually has the authority to enforce the
challenged law. Here, the State concedes in its brief that the Attorney General
has the authority to enforce § 250.007: â[T]he Attorney General does have the
power to enforce this provision [§ 250.007].â
Once itâs clear that the named defendant is proper, our precedent directs
us to read the language in Young and Verizon together. Such an approach
results in two analyses that help us to determine whether the Young exception
applies to the relevant state official. We conduct a Verizon âstraightforward
inquiry into whether the complaint alleges an ongoing violation of federal law
and seeks relief properly characterized as prospective.â 535 U.S. at 645. We also decide whether the official in question has a âsufficient connection [to] the enforcementâ of the challenged act. Young,209 U.S. at 157
; see Air Evac EMS, Inc. v. Tex., Depât of Ins., Div. of Workersâ Comp.,851 F.3d 507, 519
(5th Cir.
2017) (âFirst, as the district court noted, [plaintiff] claims an ongoing violation
of federal law and seeks prospective relief . . . . Next, we hold state defendants
have a sufficient connection to the enforcement of the [challenged law].â).
The district court held that the âcomplaint alleges an ongoing violation
of federal law and seeks relief properly characterized as prospective.â Verizon,
535 U.S. at 645. The court reasoned that the Cityâs allegation that â§ 250.007
is invalid and preempted by federal law . . . qualifies as an ongoing violation of
federal law for the purposes of Ex parte Young.â This court has previously held
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that an allegation in a plaintiffâs complaint of federal preemption of the law at
issue satisfies the Verizon standard for the purposes of the Young exception.
See Air Evac, 851 F.3d at 519(holding that because the complaint claimed federal law âexpressly preempt[ed] the [challenged Texas law] and [sought] an injunction and declaratory judgment,â plaintiff claimed âan ongoing violation of federal law and [sought] prospective reliefâ); see also Green Valley Special Util. Dist. v. Walker,324 F.R.D. 176
, 182 (W.D. Tex. 2018). Thus, the district
court was correct with respect to its Verizon analysis.
However, we next hold that the district court was incorrect in finding
that Attorney General Paxton has a sufficient âconnection to the enforcementâ
of § 250.007 to be subject to the Ex parte Young exception. What constitutes a
sufficient âconnection to [] enforcementâ is not clear from our jurisprudence. In
Okpalobi v. Foster, an en banc court deciding whether the Governor of
Louisiana and Attorney General were entitled to Eleventh Amendment
sovereign immunity examined the âconnectionâ element of the âconnection [to]
the enforcementâ language in Young. 244 F.3d 405, 410â24 (5th Cir. 2001) (plurality op.); see Young,209 U.S. at 157
. The Okpalobi plurality held that,
for a state official to have the requisite âconnectionâ to apply the Young
exception, the official must have âthe particular duty to enforce the statute in
question and a demonstrated willingness to exercise that duty.â Okpalobi, 244
F.3d at 416. (This same âconnectionâ standard was also phrased in Okpalobi
as requiring the state official in question to be âspecially charged with the duty
to enforce the statuteâ and âbe threatening to exercise that duty.â Id. at 414.)
But panels have recognized that this definition of âconnectionââand the
entire Eleventh Amendment sovereign immunity analysis in Okpalobiâmay
not be binding precedent. In K.P. v. LeBlanc, 627 F.3d 115, 124(5th Cir. 2010), a panel of this court âexplicitly declin[ed] to followâ the Okpalobi âconnectionâ standard because it was not âbinding precedent.â Air Evac,851 F.3d at 518
; see
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K.P., 627 F.3d at 124(âDefendants rely heavily on the lead opinion in Okpalobi for the proposition that a âspecialâ relationshipânot just âsome connectionââ needs to exist [between a state official and the challenged law to apply the Young exception]. Because that part of the en banc opinion did not garner majority support, the Eleventh Amendment analysis is not binding precedent.â (citations omitted)). Further, the panel in Air Evac EMS, Inc. v. Texas, Department of Insurance, Division of Workersâ Compensation noted K.P.âs holding regarding Okpalobiâs Eleventh Amendment analysis but declined to address whether it found that part of the opinion to be precedential. See Air Evac,851 F.3d at 518
(â[T]he Eleventh Amendment analysis in Okpalobi . . . received support only from a plurality of our en banc court[] [and] the majority decided the case on standing. Subsequently, in K.P., our court stated . . . [that] âthe Eleventh Amendment analysis [in Okpalobi] is not binding precedent.ââ (citations omitted) (quoting K.P.,627 F.3d at 124
)). On the other hand, the panel in Morris, a published case, quoted the Okpalobi âconnectionâ standard as the correct one in analyzing whether a suit against a state official can proceed pursuant to the Young exception: âThe required âconnectionâ [to apply the Ex parte Young exception to a state official] is not âmerely the general duty to see that the laws of the state are implemented,â but âthe particular duty to enforce the statute in question and a demonstrated willingness to exercise that duty.ââ Morris,739 F.3d at 746
(quoting Okpalobi, 244 F.3d at 416).
So, unsurprisingly, the parties devote much of their briefs to arguing
over whether Attorney General Paxton has a sufficient âconnectionâ to the
enforcement of § 250.007 under the Okpalobi standard (reiterated in Morris,
739 F.3d at 746). However, in the same vein as panels before us, we find that
we need not define the outer bounds of this circuitâs Ex parte Young analysis
todayâi.e., whether Attorney General Paxton must have âthe particular duty
to enforce the statute in question and a demonstrated willingness to exercise
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that dutyâ to be subject to the exception. Okpalobi, 244 F.3d at 416; see K.P.,
627 F.3d at 124(âWe need not resolve whether Ex parte Young requires . . . a âspecial relationshipâ between the state actor and the challenged statute.â); see also Air Evac,851 F.3d at 519
(âThe parties debate whether Ex parte Young
applies only when there is a threatened or actual proceeding to enforce the
challenged state law. We need not resolve that question.â). Instead, as
explained below, we hold that Attorney General Paxton is not subject to the Ex
parte Young exception because our Young caselaw requires a higher showing
of âenforcementâ than the City has proffered here.
Panels in this circuit have defined âenforcementâ as âtypically involv[ing]
compulsion or constraint.â K.P., 627 F.3d at 124; see Air Evac,851 F.3d at 519
.
The City contends that Paxtonâs âauthority . . . constrain[s] the Cityâs ability to
enforce its ordinance, which is sufficient to show that Ex [p]arte Youngâs
exception applies.â It claims that the Attorney General has a âhabit of suing or
intervening in litigation against the Cityâ involving municipal ordinances and
policies to âenforce the supremacy of state law.â 1 The City supports its
allegation that this âhabitâ exists by pointing to several recent lawsuits where
Paxton intervened in matters related to municipal ordinances. The district
court agreed with the City, holding that the Attorney General âpossesses âsome
connectionâ to the enforcement of the statuteâ because âhe might similarly bring
a proceeding to enforce the supremacy of § 250.007.â (emphasis added). We
disagree.
In K.P., a panel of this court considered whether the Louisiana Patientsâ
Compensation Fund Oversight Board (the âBoardâ) had the requisite
1 Although the State concedes that Attorney General Paxton has the authority to
enforce § 250.007, we recognize this is an odd type of enforcement authority. It appears
§ 250.007 would be enforced as a defense in a private suit brought by the City against a
landlord refusing to abide by the Ordinanceâand the Attorney General could intervene in
such a suit to âenforce the supremacy of state law.â
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âconnection [to] the enforcementâ of a challenged statute that removed the
medical malpractice cap for abortion providers. 627 F.3d at 119. The Board was charged with overseeing malpractice claims lodged against physicians enrolled in the Patient Compensation Fund, a program that capped physiciansâ liability in exchange for certain concessions.Id.
The Board denied the plaintiffs coverage for an abortion-related malpractice claim, relying on the challenged statute.Id.
Plaintiffs sued the Board, alleging the abortion statute was unconstitutional, and the Board invoked Eleventh Amendment sovereign immunity.Id. at 120
. The K.P. panel noted that the Board was required to differentiate allowed claims and those not allowed under the challenged abortion statute and, thus, took an âactive roleâ in enforcing the statute.Id. at 125
. In concluding the Board had the requisite enforcement authority as to the abortion statute under Young, the panel held that, âthe Boardâs role starts with deciding whether to have a medical review panel consider abortion claims and ends with deciding whether to pay them.âId.
In Air Evac, an air-ambulance company alleged that a state workersâ
compensation statute that set the maximum allowable reimbursement amount
for medical services was preempted by federal law. 851 F.3d at 510â13. The
air-ambulance company sought to employ the Ex parte Young exception to sue
the Texas Commissioner of Insurance and the Texas Commissioner of Workersâ
Compensation. Id.The state officials in question engaged in ârate-settingâ under the workersâ compensation statute and oversaw the initial arbitration process for provider-insurer fee disputes.Id.
Relying on K.P.âs definition of
enforcement as âcompulsion or constraint,â the panel in Air Evac held that the
state officials were subject to the Young exception because they âconstrain[ed]
[the air-ambulance companyâs] ability to collect more than the maximum-
reimbursement rate under the [workersâ compensation statute] . . . [and thus,]
effectively ensur[ed] the maximum-reimbursement scheme [was] enforced
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from start to finish.â Id. at 519 (emphasis omitted). Importantly, the Air Evac
panel noted that direct enforcement of the challenged law was not required:
actions that constrained the plaintiffs were sufficient to apply the Young
exception to the Air Evac officials under this courtâs K.P. holding. Id.
Likewise, in NiGen Biotech, L.L.C. v. Paxton, this court considered
whether Ex parte Young could apply to Attorney General Paxton where he
continuously refused to justify numerous âthreatening lettersâ from his office
to a manufacturer and distributor of dietary supplements and its retailers
alleging that the manufacturerâs packaging was in violation of the Texas
Deceptive Trade Practices Act (âDTPAâ). 804 F.3d at 392â95. There, the court
did not explicitly examine Paxtonâs âconnection to the enforcementâ of the
DTPA. Id. But the fact that Paxton sent letters threatening enforcement of the
DTPA makes it clear that he had not only the authority to enforce the DTPA,
but was also constraining the manufacturerâs activities, in that it faced possible
prosecution if it continued to make and distribute its products. 2
In K.P., Air Evac, and NiGen, the panels pointed to specific enforcement
actions of the respective defendant state officials warranting the application of
the Young exception: (i) prohibiting payment of claims under the abortion
statute in K.P., (ii) rate-setting in Air Evac, and (iii) sending letters
threatening formal enforcement of the DTPA in NiGen. Here, the City has
made no such showing with respect to the Attorney Generalâs enforcement of
§ 250.007. Namely, none of the cases the City cites to demonstrate the Attorney
Generalâs âhabitâ of intervening in suits involving municipal ordinances to
2 NiGen focused on whether the manufacturerâs complaint alleged an ongoing violation
of federal law for the purposes of the Young exception. 804 F.3d at 392â95. It did: (i) the
manufacturer alleged the Attorney General was unconstitutionally restraining its
commercial speech and punishing it without due process by sending the threatening letters,
and (ii) the Attorney General was violating federal law because of his âcontinued refusal (now
after nearly four years) to justify [his] threatening letters.â Id. at 395.
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âenforce the supremacy of state lawâ have any overlapping facts with this case
or are even remotely related to the Ordinance. And the mere fact that the
Attorney General has the authority to enforce § 250.007 cannot be said to
âconstrainâ the City from enforcing the Ordinance. The City simply provides
no evidence that the Attorney General may âsimilarly bring a proceedingâ to
enforce § 250.007: that he has chosen to intervene to defend different statutes
under different circumstances does not show that he is likely to do the same
here. Further, we note that the City faces no consequences if it attempts to
enforce its Ordinance. Contrary to what the City argues, this is not a case akin
to Steffel v. Thompson, because the City faces no threat of criminal prosecution
like the plaintiff there. See 415 U.S. 452, 475 (1974) (holding that âfederal
declaratory relief is not precluded when no state prosecution is pending and a
federal plaintiff demonstrates a genuine threat of enforcement of a disputed
state [] statuteâ). Thus, we find that Attorney General Paxton lacks the
requisite âconnection to the enforcementâ of § 250.007. And although we donât
opine on the Okpalobi âconnectionâ standard, we recognize that this circuitâs
caselaw requires some scintilla of âenforcementâ by the relevant state official
with respect to the challenged law. We see no âcompulsion or constraintâ on
the part of the Attorney General here. Accordingly, the Cityâs suit against
Attorney General Paxton is barred by Eleventh Amendment sovereign
immunity.
We also recognize that our standing jurisprudence bolsters this
conclusion. This court has acknowledged that our Article III standing analysis
and Ex parte Young analysis âsignificantly overlap.â Air Evac, 851 F.3d at 520. Generally, to have standing to sue under Article III, a plaintiff must allege: (i) an injury-in-fact that is (ii) fairly traceable to the defendantâs challenged action and (iii) redressable by a favorable outcome. Clapper v. Amnesty Intâl USA,568 U.S. 398, 411
(2013); see Lujan v. Defenders of Wildlife,504 U.S. 555
,
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560â561 (noting that an injury-in-fact must be â(a) concrete and particularized,
and (b) actual or imminent, not conjectural or hypotheticalâ). A plaintiff âcan
meet the standing requirements when suit is brought under the Declaratory
Judgment Act, 28 U.S.C. §§ 2201â02, by establishing actual present harm or a
significant possibility of future harm.â Roark & Hardee LP v. City of Austin,
522 F.3d 533, 542(5th Cir. 2008) (emphasis added) (quoting Bauer v. Texas,341 F.3d 352
, 357â58 (5th Cir. 2003)).
In fact, it may be the case that an officialâs âconnection to [] enforcementâ
is satisfied when standing has been established. See Russell v. Lundergan-
Grimes, 784 F.3d 1037, 1047(6th Cir. 2015) (â[A]t the point that a threatened injury becomes sufficiently imminent and particularized to confer Article III standing, that threat of enforcement also becomes sufficient to satisfy [the connection to the enforcement] element of Ex parte Young.â). That is, because itâs been determined that an official can act, and thereâs a significant possibility that he or she will act to harm a plaintiff, the official has engaged in enough âcompulsion or constraintâ to apply the Young exception. And even if Article III standingâs requirement of a âsignificant possibility of future harmâ and the âconnection to [] enforcementâ requirement under our precedent are not identical, there are certainly notable similarities between the two. At the minimum, our caselaw shows that a finding of standing tends toward a finding that the Young exception applies to the state official(s) in question. See, e.g., K.P.,627 F.3d at 122
(addressing standing in an appeal of dismissal based on
Ex parte Young because âthere exists a significant question about itâ despite
âneither party [] rais[ing] the issue,â and finding that: (i) standing existed and
(ii) the Young exception applied to the relevant state officials).
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The district court held that the City had standing to sue the Attorney
General. We note that itâs unlikely the City had standing. 3 The City fails to
show how the Attorney Generalâs past interventions in suits involving
municipal ordinances demonstrate that there is âa significant possibilityâ that
the Attorney General will inflict âfuture harmâ by acting to enforce âthe
supremacy of [§ 250.007]â over the Ordinance.
B. Texas Workforce Commission
We next consider whether the district court correctly found that the
Texas Workforce Commission was subject to the Ex parte Young exception. The
State contends that the court erred in exercising jurisdiction over the
Commission because state agencies are not subject to the exception. 4
The State is correct in its assertion that the Commission is immune to
suit and not subject to the Young exception. State agencies are entitled to
Eleventh Amendment sovereign immunity. See Cozzo v. Tangipahoa Par.
Council-President Govât, 279 F.3d 273, 280â81 (5th Cir. 2002) (âThe Eleventh
3 Although we decline to do so today, courts in this circuit have considered standing
on interlocutory appeal in the past. For example, this court has recognized that a review of
standing in the context of a Rule 23(f) class certification interlocutory appeal is appropriate
in some instances. See Bertulli v. Indep. Assân of Contâl Pilots, 242 F.3d 290, 294(5th Cir. 2001) (âStanding, however, goes to the constitutional power of a federal court to entertain an action, and this court has the duty to determine whether standing exists even if not raised by the parties.â) (emphasis added). The court also considered standing in an interlocutory appeal of a district courtâs Eleventh Amendment sovereign immunity determination in an unpublished case, Walker v. Livingston,381 F. Appâx 477
(5th Cir. 2010) (per curiam). Walker involved a42 U.S.C. § 1983
wrongful death claim for damages where defendants brought an interlocutory appeal on Eleventh Amendment grounds after the district court denied their motion for summary judgment.Id. at 478
. There, this court held that although âEx parte Young allows, under certain circumstances, the plaintiff to seek injunctive relief . . . it is clear that the plaintiffs lack standing to assert claims for injunctive or declaratory relief.âId.
4 The State also argues that the City has waived its Young arguments with respect to
the Texas Workforce Commission because it did not discuss the applicability of the exception
to the Commission in its brief. To the extent it matters, we agree. See Yohey v. Collins, 985
F.2d 222, 224â25 (5th Cir. 1993) (holding that one âabandon[s] [oneâs] arguments by failing to argue them in the body of [oneâs] briefâ); see also United States v. Thibodeaux,211 F.3d 910, 912
(5th Cir. 2000) (âIt has long been the rule in this circuit that any issues not briefed
on appeal are waived.â).
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Amendment bars a stateâs citizens from filing suit against the state or its
agencies in federal courts . . . . When a state agency is the named defendant,
the Eleventh Amendment bars suits for both money damages and injunctive
relief unless the state has waived its immunity.â (citation omitted)). We have
held that, â[the] TWC is an agency of the State of Texas and therefore all claims
brought against it are barred by the Eleventh Amendment.â Salinas v. Tex.
Workforce Commân, 573 F. Appâx 370, 372(5th Cir. 2014) (per curiam). Texas law also confirms that the Commission is a state agency. Texas Local Government Code § 325.002 defines â[s]tate agencyâ as an entity expressly made subject to Chapter 325. TEX. LOC. GOVâT CODE § 325.002. And the Texas Labor Code states that, â[t]he Texas Workforce Commission is subject to Chapter 325, Government Code (Texas Sunset Act).â TEX. LAB. CODE § 301.008; see U.S. Oil Recovery Site Potentially Responsible Parties Grp. v. R.R. Commân of Tex.,898 F.3d 497, 502
(5th Cir. 2018) (finding that the
Railroad Commission of Texas is a state agency because it is subject to Chapter
325).
However, âthe Eleventh Amendment does not bar suits for injunctive or
declaratory relief against individual state officials acting in violation of federal
law.â Raj, 714 F.3d at 328(citing Young, 209 U.S. at 155â56). But in order â[t]o fall within the Ex parte Young exception to sovereign immunity . . . a plaintiff must name individual state officials as defendants in their official capacities.âId.
(finding that although plaintiff had asserted claims for injunctive and
declaratory relief, he could not utilize the Young exception to sovereign
immunity because he named only state entities, and not their individual
officers, as defendants). Here, the City clearly named only the âTexas
Workforce Commission,â a state agency immune to suit, and did not name any
individual commissioners. Thus, the Cityâs suit against the Commission is
barred by sovereign immunity.
15
Case: 18-50646 Document: 00515222965 Page: 16 Date Filed: 12/04/2019
No. 18-50646
IV.
For the foregoing reasons, we hold that the district court was incorrect
in finding that the Cityâs suit against Attorney General Paxton and the Texas
Workforce Commission could proceed pursuant to the Ex parte Young
exception to sovereign immunity. We REVERSE and REMAND to the district
court with instructions to dismiss for lack of jurisdiction.
16