Bethney Lovo v. Loren Miller
Citation107 F. 4th 199
Date Filed2024-07-03
Docket23-1571
Cited23 times
StatusPublished
Full Opinion (html_with_citations)
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 1 of 46
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 23-1571
BETHNEY NICOLE LOVO; HUMBERTO LOVO,
Plaintiffs - Appellants,
v.
LOREN MILLER, Nebraska Service Center Director, U.S. Citizenship and Immigration
Services; UR MENDOZA JADDOU, Director, U.S. Citizenship and Immigration Services,
Defendants - Appellees.
Appeal from the United States District Court for the Western District of Virginia, at
Harrisonburg. Elizabeth K. Dillon, District Judge. (5:22âcvâ00067âEKD)
Argued: January 25, 2024 Decided: July 3, 2024
Before DIAZ, Chief Judge, and NIEMEYER and WYNN, Circuit Judges.
Affirmed by published opinion. Judge Wynn wrote the opinion, in which Judge Niemeyer
joined. Chief Judge Diaz wrote an opinion dissenting in part and in the judgment.
ARGUED: Charles H. Seidell, MCDERMOTT WILL & EMERY LLP, Washington,
D.C., for Appellants. James J. Wen, UNITED STATES DEPARTMENT OF JUSTICE,
Washington, D.C., for Appellees. ON BRIEF: Benjamin Osorio, MURRAY OSORIO
PLLC, Fairfax, Virginia; Paul W. Hughes, MCDERMOTT WILL & EMERY LLP,
Washington, D.C., for Appellants. Brian M. Boynton, Principal Deputy Assistant Attorney
General, William C. Peachey, Director, William C. Silvis, Assistant Director, Cara E.
Alsterberg, Senior Litigation Counsel, Eric C. Steinhart, Office of Immigration Litigation,
Civil Division, UNITED STATES DEPARTMENT OF JUSTICE, Washington, D.C.;
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 2 of 46
Christopher R. Kavanaugh, United States Attorney, Laura Taylor, Deputy United States
Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Roanoke, Virginia, for
Appellees.
2
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 3 of 46
WYNN, Circuit Judge:
Plaintiffsâan American citizen and her noncitizen husbandâbrought this suit
against two U.S. Citizenship and Immigration Services (âUSCISâ) officials, claiming that
USCIS has unreasonably delayed adjudicating a waiver application the husband submitted
to USCIS two years ago. 1 Both before the district court and on appeal, Plaintiffs have
asserted that the Administrative Procedure Act (âAPAâ) and the Mandamus Act grant
subject-matter jurisdiction over their claims.
The district court rejected that assertion and dismissed their claims, concluding that
language in the Immigration and Nationality Act (âINAâ) that denies courts jurisdiction
over suits based on agency âdecisions or actionsâ also bars suits over agency inaction. That
was error. But we nonetheless affirm because no statute or regulation requires USCIS to
adjudicate the husbandâs waiver application, and the district court therefore lacked
jurisdiction over Plaintiffsâ claims.
I.
A.
Under the INA, noncitizens who are married to United States citizens can apply for
lawful-permanent-resident statusâcolloquially known as receiving a âgreen card.â See 8
U.S.C. §§ 1151(b)(2)(A)(i), 1153(a)(2). Typically, that process requires that a noncitizen
1
In line with Supreme Court practice, â[t]his opinion uses the term ânoncitizenâ as
equivalent to the statutory term âalien.ââ Barton v. Barr, 590 U.S. 222, 226 n.2 (2020).
Since Plaintiffs sued the two defendants in their official capacities, we refer to the
defendants collectively as âUSCIS.â
3
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 4 of 46
first be the beneficiary of an approved immigrant petition, such as a Form I-130. See
generally 8 U.S.C. §§ 1153(a)(2), 1154 (describing petition process);8 C.F.R. §§ 204.1
(a)(1), 204.2(a) (regulations requiring Form I-130). If USCIS approves a Form I-
130 or similar petition, the noncitizen may then take the next step in applying for
adjustment of status.
Some noncitizens may apply for adjustment of status from within the United States.
See 8 U.S.C. § 1255. But othersâsuch as noncitizens who are unlawfully present in the
United Statesâcannot. See id.(limiting eligibility to apply for adjustment of status);8 C.F.R. § 245.1
(same). Instead, before this second group of noncitizens can obtain lawful-
permanent-resident status, they must exit the country and apply for an immigrant visa. See
8 U.S.C. § 1202(a) (âEvery alien applying for an immigrant visa and for alien registration
shall make application therefor in such form and manner and at such place as shall be by
regulations prescribed.â); 22 C.F.R. § 42.62(a)â(b) (describing requirement to appear and
have eligibility assessed by a consular officer); id. § 41.81(b)(1) (requiring that â[t]he
consular officer is satisfied that the alien is qualified [as a nonimmigrant spouse] and the
consular officer has received a petition approved by the [Department of Homeland
Security] . . . that was filed by the U.S. citizen spouse of the alien in the United Statesâ).
But that requirement creates a conundrum. If a noncitizen has been unlawfully
present in the United States for more than one year and leaves the country voluntarilyâ
such as when they leave to apply for a visaâthey are ineligible to receive a visa for ten
years. See 8 U.S.C. § 1182(a)(9)(B)(i);22 C.F.R. § 40.92
(b). So, such a noncitizen, upon
4
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 5 of 46
leaving the country to apply for a visa as part of the process for seeking lawful-permanent-
resident status, will find themselves barred from the country for a decade.
That said, noncitizens are not always required to wait the full ten years. The
Secretary of Homeland Security (âthe Secretaryâ)âacting through USCISâmay waive a
noncitizenâs unlawful presence and thereby do away with the ten-year ban. See 8 U.S.C.
§ 1182(a)(9)(B)(v). 2 But, until 2013, noncitizens had to leave the country to apply for a
waiver and âremain abroad until USCIS adjudicate[d their] waiverâ application and they
reapplied for a visa. Provisional Unlawful Presence Waivers of Inadmissibility for Certain
Immediate Relatives, 78 Fed. Reg. 536, 565 (2013). In addition, even if an applicant
satisfied the statutory eligibility criteria, USCIS retained discretion whether to ultimately
approve or deny any unlawful presence waiver application. 8 U.S.C. § 1182(a)(9)(B)(v).
Collectively, these requirements meant that a noncitizen who was married to a United
States citizen, had spent nearly their entire life in the United States, and had built a career
and family here had to face enormous uncertainty and the pain of potential long-term
separation from their family members if they sought to take the steps legally required to
obtain lawful-permanent-resident status.
The government apparently recognized that many noncitizens might rationally
avoid those risks and opt not to seek lawful-permanent-resident status. So, in 2013, the
2
As drafted, the statute refers to the Attorney Generalâs authority. But Congress has
since assigned authority for enforcement of immigration laws to the Secretary of Homeland
Security. Homeland Security Act of 2002, Pub. L. No. 107-296, § 402,116 Stat. 2135
,
2178 (2002). And the Secretary has delegated to USCIS authority over the provisions
relevant here. See 6 U.S.C. § 275(a);8 C.F.R. § 212.7
(e)(1).
5
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 6 of 46
Department of Homeland Security attempted to resolve the dilemma. It did so by
promulgating regulations that permit some noncitizens to apply for a provisional unlawful
presence waiver without leaving the United States. See 8 C.F.R. § 212.7(e); Provisional
Unlawful Presence Waivers of Inadmissibility for Certain Immediate Relatives, 78 Fed.
Reg. at 536.
Provisional unlawful presence waiver applications (âProvisional Waiver
Applicationsâ) are submitted to and adjudicated by USCIS using Form I-601A. See 8
C.F.R. § 212.7(e); Provisional Unlawful Presence Waivers of Inadmissibility for Certain
Immediate Relatives, 78 Fed. Reg. at 536. If USCIS grants the provisional waiver, it
automatically becomes effective when the noncitizen leaves the United States and appears
at a United States embassy or consulate, so long as the State Department determines that
the noncitizen is otherwise eligible for an immigrant visa. 8 C.F.R. § 212.7(e)(12)(i). Once
effective, the waiver permits the noncitizen to receive an immigrant visa without the
mandatory waiting period. Id. § 212.7(e)(12)(ii). The noncitizen then gains lawful-
permanent-resident status after they seek to reenter the United States and are admitted by
a Department of Homeland Security officer. 3 See 8 U.S.C. § 1255(a) (setting requirements
for adjustment of status, including admissibility); id. § 1201(h) (stating that an erroneous
grant of a visa does not waive inadmissibility); see also Consular Processing,
3
While lawful-permanent-resident status accrues upon entry to the United States,
the physical green card is subsequently provided after a processing fee is paid. See
Implementation of Immigrant Visa DHS Domestic Processing Fee, 77 Fed. Reg. 74490â
91 (2012).
6
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 7 of 46
https://www.uscis.gov/green-card/green-card-processes-and-procedures/consular-
processing [https://perma.cc/XU5Z-3DYT] (last updated July 20, 2023) (discussing
consular processing).
This new system alleviated many of the problems with the prior unlawful presence
waiver application process. But it is not without its flaws. Only a few years ago, USCIS
processed most Provisional Waiver Applications in less than four months. See Historical
National Median Processing Time (in Months) for All USCIS Offices for Select Forms By
Fiscal Year, Fiscal Year 2013 to 2018 (up to September 30, 2018),
https://egov.uscis.gov/processing-times/historic-pt-2 [https://perma.cc/93F7-3BSX] (last
visited Mar. 3, 2024) (noting a median processing time of 3.0 months in 2015). 4 Now,
however, it takes more than three-and-a-half years to resolve most applications. See
Historical National Median Processing Time (in Months) for All USCIS Offices for Select
Forms By Fiscal Year, Fiscal Year 2019 to 2024 (up to January 31, 2024),
https://egov.uscis.gov/processing-times/historic-pt [https://perma.cc/C524-AS2N] (last
visited Feb. 29, 2024) (noting a current median processing time of 42.4 months). That
growth in wait times has motivated numerous recent lawsuits, including this one.
B.
Humberto Lovo (âMr. Lovoâ) is a native and citizen of El Salvador who has lived
in the United States continuously since he was six years old and is a Deferred Action for
â[W]e may take judicial notice of governmental reports.â United States v. Doe,
4
962 F.3d 139, 147 n.6 (4th Cir. 2020).
7
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 8 of 46
Childhood Arrivals (âDACAâ) recipient. Bethney Nicole Lovo is an American citizen. The
two have been married for over a decade and have two children together.
DACA permits Mr. Lovo to receive forbearance of removal, work authorization,
and various federal benefits. See generally Depât of Homeland Sec. v. Regents of the Univ.
of Cal., 591 U.S. 1, 11 (2020). But it does not grant permanent status.8 C.F.R. § 236.23
(a)(4) (requiring renewal every two years). And without permanent status, Mr.
Lovo cannot advance his career through employment with the federal government, see 5
C.F.R. § 7.3 (limiting competitive service positions to individuals who are citizens or
nationals of the United States), cannot freely travel outside the United States, see 8 C.F.R.
§ 236.22(b)(2) (â[U]nauthorized travel outside of the United States on or after August 15,
2012, will interrupt continuous residence[.]â), and must worry about whether future
executive action will curtail his ability to live in the United States.
In 2018, Plaintiffs started the process of applying for lawful-permanent-resident
status for Mr. Lovo by submitting to USCIS a Form I-130. USCIS approved that form,
permitting Plaintiffs to proceed with the process of obtaining a visa for Mr. Lovo (the next
step toward lawful-permanent-resident status).
However, because he does not qualify as lawfully present, Mr. Lovo would be
barred from returning to the United States for ten years if he left the country in order to
apply for a visa. He therefore applied for a provisional unlawful presence waiver, and
USCIS received his Provisional Waiver Application on April 11, 2022.
After spending more than ten months waiting for a decision, Plaintiffs filed this
lawsuit in March 2023. In their amended complaint, they brought one claim for relief
8
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 9 of 46
pursuant to the APA and another claim seeking a writ of mandamus, alleging that USCIS
had unreasonably delayed in adjudicating the application and seeking an order requiring
USCIS to do so in a timely fashion. While they sought to require USCIS to adjudicate Mr.
Lovoâs application, Plaintiffs did not demand that it reach a specific outcome from the
adjudication process. In other words, Plaintiffs sought only to receive an answer, one way
or the other, from USCIS.
USCIS moved pursuant to Rule 12(b)(1) to dismiss Plaintiffsâ Amended Complaint
for lack of subject-matter jurisdiction and pursuant to Rule 12(b)(6) to dismiss for failure
to state a claim.
After briefing, the district court dismissed the case for lack of subject-matter
jurisdiction, finding that 8 U.S.C. § 1182(a)(9)(B)(v)âs bar on judicial review of a âdecision
or actionâ regarding an unlawful presence waiver applied to Plaintiffsâ claims, reasoning
that USCISâs inaction fell within the meaning of the term âaction.â Lovo v. Miller, No.
5:22-CV-00067, 2023 WL 3550167, at *3 (W.D. Va. May 18, 2023). Plaintiffs timely
appealed.
II.
When a district court dismisses a complaint pursuant to Rule 12(b)(1), we review
its legal conclusions de novo. Polfliet v. Cuccinelli, 955 F.3d 377, 380 (4th Cir. 2020).
Conducting that review here, we conclude that the district court applied an erroneous
reading of the INAâs jurisdictional bar, but that it nonetheless lacked subject matter
jurisdiction over the case because the decision whether to adjudicate Plaintiffsâ application
was committed to USCISâs discretion.
9
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 10 of 46
The APA establishes a âbasic presumption of judicial reviewâ of agency action. 5
Lincoln v. Vigil, 508 U.S. 182, 190 (1993) (internal quotation marks and citation omitted).
And, under the APAâs judicial-review provisions, â[a] person suffering legal wrong
because of agency action, or adversely affected or aggrieved by agency action within the
meaning of a relevant statute, is entitled to judicial review thereof.â 5 U.S.C. § 702; see
also id. § 704 (permitting review of â[a]gency action made reviewable by statute and final
agency action for which there is no other adequate remedy in a courtâ). When a court
reviews agency action under the APA, it âshall . . . compel agency action unlawfully
withheld or unreasonably delayed.â Id. § 706(1).
Courts may not, however, exercise jurisdiction over an APA claim if the claim falls
under an exception to the APAâs judicial-review provisions. See Gonzalez v. Cuccinelli,
985 F.3d 357, 366 (4th Cir. 2021) (affirming decision to dismiss a subset of claims for lack
of subject-matter jurisdiction because claims did not satisfy the portion of the APA judicial-
review provisions embodied in 5 U.S.C. § 701(a)(2)).
The APA provides two such exceptions: one for when âstatutes preclude judicial
reviewâ and the other for when âagency action is committed to agency discretion by law.â
5
The APA itself âis not a jurisdiction-conferring statute.â Lee v. U.S. Citizenship &
Immigr. Servs., 592 F.3d 612, 619(4th Cir. 2010) (quoting Trudeau v. FTC,456 F.3d 178, 183
(D.C. Cir. 2006)). But it operates in conjunction with28 U.S.C. § 1331
to provide
courts with jurisdiction to review agency action. See 28 U.S.C. § 1331 (conferring
jurisdiction over federal questions); Califano v. Sanders, 430 U.S. 99, 105 (1977)
(recognizing that 28 U.S.C. § 1331 âconfer[s] jurisdiction on federal courts to review
agency actionâ); Bowen v. Massachusetts, 487 U.S. 879, 891 n. 16 (1988) (â[I]t is common
ground that if review is proper under the APA, the District Court ha[s] jurisdiction under
28 U.S.C. § 1331.â).
10
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 11 of 46
5 U.S.C. §§ 701(a)(1)â(2). USCIS argues that an explicit jurisdictional bar in the INA
applies to this case and, regardless, that the decision whether to adjudicate Provisional
Waiver Applications is committed to its discretion by law. So, we must decide âwhether
the INA precludes review of [Plaintiffsâ] claim under the APA,â Lee, 592 F.3d at 619,
through either an explicit jurisdictional bar or by committing the relevant agency action to
USCISâs discretion. If either exception applies, the district court correctly determined that
it lacked subject-matter jurisdiction over Plaintiffsâ claims. While the first exception does
not apply, the second exception does, and we therefore affirm.
A.
We first assess the issue that the district court found dispositive: whether 8 U.S.C.
§ 1182(a)(9)(B)(v) bars review of inaction or delay in adjudicating Provisional Waiver
Applications. 6
When determining whether a statute deprives us of jurisdiction, we apply the âwell-
settled and strong presumption [that] when a statutory provision is reasonably susceptible
to divergent interpretation, we adopt the reading that accords with traditional
understandings and basic principles: that executive determinations generally are subject to
judicial review.â Guerrero-Lasprilla v. Barr, 589 U.S. 221, 229 (2020) (internal quotation
marks and citations omitted). âThe presumption can only be overcome by âclear and
6
The Illegal Immigration Reform and Immigration Responsibility Act of 1996
amended the INA to add the jurisdiction-stripping provisions in 8 U.S.C.
§ 1182(a)(9)(B)(v) and8 U.S.C. § 1252
(a)(2)(B). See Illegal Immigration Reform and
Immigration Responsibility Act of 1996, Pub. L. No. 104-208, Div. C,110 Stat. 3009
-577,
3009-607. Throughout, we refer to these provisions as part of the INA.
11
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 12 of 46
convincing evidenceâ of congressional intent to preclude judicial review.â Id. (quoting
Reno v. Catholic Soc. Servs., Inc., 509 U.S. 43, 64 (1993)).
With that presumption in mind, we start with the relevant text. The portion of the
INA that permits provisional unlawful presence waivers states that
[t]he [Secretary] has sole discretion to waive [an applicantâs disqualifying
unlawful presence] in the case of an immigrant who is the spouse . . . of a
United States citizen . . . if it is established to the satisfaction of the
[Secretary] that the refusal of admission to such immigrant alien would result
in extreme hardship to the citizen or lawfully resident spouse or parent of
such alien. No court shall have jurisdiction to review a decision or action by
the [Secretary] regarding a waiver under this clause.
8 U.S.C. § 1182(a)(9)(B)(v) (emphasis added). 7
The parties agree that § 1182(a)(9)(B)(v) bars review of USCISâs ultimate decision
on the waiver application. See Opening Br. at 39; Response Br. at 24. But they dispute
whether the statuteâs reference to âdecision or actionâ also bars review of the agencyâs
inaction or delay.
The INA does not define either âactionâ or âdecision.â See 8 U.S.C. § 1101. So, we
must look elsewhere to determine whether the plain meaning of âdecision or actionâ under
the INA includes inaction or delay. Matson v. Alarcon, 651 F.3d 404, 408 (4th Cir. 2011)
7
Another INA provision bars review of âany . . . decision or action of the Attorney
General or the Secretary of Homeland Security the authority for which is specified under
this subchapter to be in the discretion of the Attorney General or the Secretary of Homeland
Security[.]â 8 U.S.C. § 1252(a)(2)(B)(ii). That provision effectively reiterates the
requirements imposed by 5 U.S.C. §§ 701(a)(1)â(2). Accordingly, we do not separately
analyze that provision. Cf. Gonzalez, 985 F.3d at 367 n.4 (recognizing that
§ 1252(a)(2)(B)(ii) may âreinforceâ a holding based on a lack of jurisdiction pursuant to
the APAâs judicial-review provisions but declining to analyze the provision separately).
12
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 13 of 46
(stating that â[w]hen the terms at issue are not defined in the statute, we apply their plain
and ordinary meaning,â with careful consideration to âthe context in which they are
employedâ).
We begin that inquiry with the text itself. Natâl Coal. for Students with Disabilities
Educ. & Legal Def. Fund v. Allen, 152 F.3d 283, 288â89 (4th Cir. 1998). In doing so, â[w]e
customarily turn to dictionaries for help in determining whether a word in a statute has a
plain or common meaning.â Id. at 289; accord Davidson v. United Auto Credit Corp., 65
F.4th 124, 129 (4th Cir. 2023) (âSearching for the plain meaning of a statuteâs text often
starts with reading dictionaries published close in time to when it was enacted.â).
When the statute was enacted in 1996, Blackâs Law Dictionary defined âdecisionâ
as â[a] determination arrived at after consideration of facts, and, in legal context, law.â
Decision, Blackâs Law Dictionary (6th ed. 1991). Websterâs Dictionary similarly defined
âdecisionâ as âthe act or process of decidingâ or âa determination arrived at after
consideration.â Decision, Websterâs Third New International Dictionary (1993). And
Blackâs Law Dictionary defined âactionâ as âconduct; behavior; something done[,]â
Action, Blackâs Law Dictionary (6th ed. 1991), while Websterâs Dictionary variously
defined it as âa deliberative or authorized proceeding,â âthe process of doing,â and âa thing
done,â Action, Websterâs Third New International Dictionary (1993). Those definitions
each point to some affirmative conduct, not mere inaction or delay. And they align with
the intuition that the definition of a word like âactionâ would not typically include its
logical opposite. Cf. Murphy v. F.D.I.C., 38 F.3d 1490, 1501 (9th Cir. 1994) (refusing to
read the term âassetsâ to include âliabilitiesâ because the words âare antonyms, not
13
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 14 of 46
equivalentsâ). So, while dictionary definitions are not always dispositive, here, they
strongly indicate that neither delay nor inaction falls within the ordinary definition of
âdecision or action.â
Context could of course warrant departing from a termâs dictionary definition. But
the context in which the phrase âdecision or actionâ appears in the INA does not sway us
to disturb the ordinary definition. USCIS primarily argues against using the ordinary
definitions of âactionâ and âdecisionâ by suggesting that âactionâ in § 1182(a)(9)(B)(v)
has the same definition that âagency actionâ has under the APA. It is true that the APA
defines â[a]gency actionâ as âthe whole or a part of an agency rule, order, license, sanction,
relief, or the equivalent or denial thereof, or failure to act.â 5 U.S.C. § 551(13) (emphasis
added). If the INA incorporated the APAâs definition of âagency actionâ into its own
definition of âaction,â then § 1182(a)(9)(B)(v) would undoubtedly bar review of Plaintiffsâ
claims. But â[t]he term â[agency ]actionâ as used in the APA is a term of art,â Village of
Bald Head Island v. U.S. Army Corps of Engârs, 714 F.3d 186, 193 (4th Cir. 2013), and
there is no indication that Congress incorporated that bespoke definition into the INA
generally or into its jurisdictional bars specifically.
In fact, Congressâs decision to explicitly include the âfailure to actâ within the
APAâs definition of agency action suggests Congress did not believe that inaction fell
within the ordinary definition of âactionâ as used in other statutes. And the APAâs
legislative history suggests that this special definition was included to resolve the specific
problem that review of agency indecision would not be covered by the statute if the
ordinary definition of âactionâ applied. See S. Rep. No. 79-752, at 12 (1945) (stating that
14
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 15 of 46
the âagency actionâ definition was intended to âassure the complete coverage of every form
of agency power, proceeding, action, or inactionâ); accord H.R. Rep. No. 79-1980, at 21
(1946) (similar).
Because Congress crafted the APAâs defined terms for a specialized purpose, we
have held that âwhen Congress [has] wanted to incorporate APA definitions into [other
statutes], it d[oes] so expressly.â Lansdowne on the Potomac Homeowners Assân, Inc. v.
OpenBand at Lansdowne, LLC, 713 F.3d 187, 200(4th Cir. 2013); accord5 U.S.C. § 551
(stating that the APAâs definitions apply â[f]or the purpose of this subchapterâ); Sosa v.
Alvarez-Machain, 542 U.S. 692, 711 n.9 (2004) (â[W]hen the legislature uses certain
language in one part of the statute and different language in another, the court assumes
different meanings were intended.â (quoting 2A Norman Singer, Statutes and Statutory
Construction § 46:06, at 194 (6th rev. ed. 2000))). Even though the INAâs jurisdictional
bar at issue here was enacted after the APA, and the APA therefore provides a backdrop
against which Congress enacted the jurisdictional bar, Congress elected neither to
explicitly incorporate the APAâs definition, nor to use the term âagency actionâ in the
jurisdictional bar. Therefore, Congress provided no indication that it intended to eschew
the ordinary definition of âactionâ in favor of the specialty definition of âagency actionâ
utilized in a different statute.
Nor is the case law particularly helpful for our task. In both the context of this
specific provision of the INA and other INA provisions, courts are deeply divided on
15
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 16 of 46
whether to adopt the dictionary definitions of âdecisionâ and âactionâ 8 or the definition
proposed by USCIS. 9 Given the divided nature of the answers to this question, we decline
8
E.g., Bamba v. Jaddou, No. 1:23-CV-357, 2023 WL 5839593 (E.D. Va. Aug. 18,
2023) (finding 8 U.S.C. § 1182(a)(9)(B)(v) does not bar review of agency delay or
indecision); Torres Guevera v. Miller, No. 1:23-CV-397-MSN-WEF, 2024 WL 83504
(E.D. Va. Jan. 8, 2024) (same); Estrada v. Miller, No. 1:23-CV-402-MSN-LRV, 2024 WL
98151 (E.D. Va. Jan. 8, 2024) (same); Escobar v. Miller, No. 1:23-CV-399-MSN-WEF,
2024 WL 98393 (E.D. Va. Jan. 8, 2024) (same); Granados v. United States, No. 23-CV-
250-MEH, 2023 WL 5831515 (D. Colo. Aug. 23, 2023) (same); Lara-Esperanza v.
Mayorkas, No. 23-CV-01415-NYW-MEH, 2023 WL 7003418 (D. Colo. Oct. 24, 2023)
(same); Saavedra Estrada v. Mayorkas, No. 23-2110, 2023 WL 8096897 (E.D. Pa. Nov.
21, 2023) (same); Segovia v. Garland, No. 1:23-CV-1478-AT, 2024 WL 1223481 (N.D.
Ga. Mar. 21, 2024) (same); Novack v. Miller, No. 23-CV-10635-AK, 2024 WL 1346430
(D. Mass. Mar. 29, 2024) (same); Chen v. Mayorkas, No. 23-CV-1357, 2024 WL 2846911
(E.D.N.Y. June 5, 2024) (same); see also Iddir v. Immigr. & Naturalization Serv., 301 F.3d
492, 496â98 (7th Cir. 2002) (holding that a failure to timely adjudicate is neither a
âjudgmentâ nor a âdecision or actionâ within the meaning of 8 U.S.C. § 1252(a)(2)(B));
Liu v. Novak, 509 F. Supp. 2d 1, 5â7 (D.D.C. 2007) (collecting decisions on either side of
the divide from cases not involving § 1182(a)(9)(B)(v) and concluding that the plain
meaning of âactionâ does not include âinactionâ).
9
E.g., Soni v. Jaddou, 103 F.4th 1271 (7th Cir. 2024) (reaching the same conclusion
as the district court here); Lopez Real v. U.S. Citizenship & Immigr. Servs., No. 23 C 14684,
2024 WL 764474 (N.D. Ill. Feb. 9, 2024) (same); Carrillo v. U.S. Citizenship & Immigr.
Servs., No. 23-CV-06298, 2024 WL 2722696 (N.D. Ill. May 28, 2024) (same); Singh v.
Mayorkas, No. 3:23-CV-00527, 2024 WL 420124 (M.D. Tenn. Feb. 5, 2024) (same),
appeal docketed, No. 24-5260 (6th Cir. Mar. 21, 2024); Beltran v. Miller, No.
4:23CV3053, 2023 WL 6958622 (D. Neb. Oct. 20, 2023) (same); Reyes Silva v. Miller,
No. 4:23CV3038, 2023 WL 7042347 (D. Neb. Oct. 26, 2023) (same); Grajales Cortes v.
Miller, No. 4:23CV3073, 2023 WL 9500788 (D. Neb. Oct. 20, 2023) (same); Solorio v.
Miller, No. 4:23CV3071, 2023 WL 9501176 (D. Neb. Nov. 1, 2023) (same); Ybarra v.
Miller, No. 4:23CV3082, 2023 WL 7323365 (D. Neb. Nov. 7, 2023) (same), appeal
docketed, No. 23-3520 (8th Cir. Nov. 15, 2023); Macias v. Miller, No. 4:23CV3078, 2023
WL 8253203(D. Neb. Nov. 13, 2023) (same); Cisneros v. Miller, No. 4:23CV3074,2023 WL 9500782
(D. Neb. Nov. 14, 2023) (same); Hernandez v. Miller, No. 4:23CV3084,
2023 WL 9501175 (D. Neb. Nov. 15, 2023) (same); Sanchez v. U.S. Citizenship & Immigr.
Servs., No. 4:23CV3102, 2023 WL 9500875 (D. Neb. Nov. 16, 2023) (same); Mercado v.
Miller, No. 2:22-cv-02182-JAD-EJY, 2023 WL 4406292 (D. Nev. July 7, 2023) (same),
appeal docketed, No. 23-16007 (9th Cir. July 17, 2023); Echeverri v. U.S. Citizenship &
16
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 17 of 46
to stray from the usual meaning of âactionâ merely because some courts have been
persuaded by USCISâs interpretation.
Nor do we find persuasive USCISâs argument that the Supreme Courtâs decision in
Patel v. Garland requires us to abandon the ordinary definition of âaction.â Mirroring the
reasoning on which the district court based its decision, USCIS argues that âactionâ
includes âinactionâ because the Supreme Courtâs decision in Patel v. Garland requires a
Immigr. Servs., No. 23-CV-21711-RAR, 2023 WL 5350810 (S.D. Fla. Aug. 21, 2023)
(same); Mafundu v. Mayorkas, No. 23-CV-60611-RAR, 2023 WL 5036142 (S.D. Fla. Aug.
8, 2023) (same); Mashiach v. Mayorkas, No. 23-60692-CIV, 2023 WL 9787581 (S.D. Fla.
Nov. 27, 2023) (same); Tetelain v. Jaddou, No. 23-60742-CIV, 2023 WL 9787562 (S.D.
Fla. Nov. 27, 2023) (same); Morales Sanchez v. Garland, No. 23-60701-CIV, 2024 WL
762474 (S.D. Fla. Jan. 12, 2024) (same); De Lima v. United States, No. 23-60793-CIV,
2024 WL 762475 (S.D. Fla. Jan. 12, 2024) (same); Vijay v. Garland, No. 2:23-CV-157-
SPC-KCD, 2023 WL 6064326 (M.D. Fla. Sept. 18, 2023) (same); Calisto v. Secây
Homeland Sec., No. 6:23-CV-422-WWB-DCI, 2024 WL 473694 (M.D. Fla. Jan. 22, 2024)
(same); Singh v. Jaddou, No. 1:23-CV-00254, 2023 WL 8359889 (M.D. Pa. Dec. 1, 2023)
(same); Juarez v. Mayorkas, No. CV 23-00463-BAJ-SDJ, 2024 WL 497150 (M.D. La.
Feb. 8, 2024) (same), appeal docketed, No. 24-30188 (5th Cir. Mar. 27, 2024); Candido v.
Miller, No. 23-CV-11196-DJC, 2024 WL 710660 (D. Mass. Feb. 21, 2024) (same); Arciba
v. Garland, No. 4:23-CV-00611-P, 2024 WL 1337875 (N.D. Tex. Mar. 28, 2024) (same);
Muniz v. Miller, No. 23-CV-11075-DJC, 2024 WL 624827 (D. Mass. Feb. 14, 2024)
(applying the same interpretation of § 1182(a)(9)(B)(v) as the district court here but stating
in dicta that USCIS has a nondiscretionary duty to adjudicate all Provisional Waiver
Applications); Soto v. Miller, No. 1:23-CV-03016-EFS, 2023 WL 8850747 (E.D. Wash.
Dec. 21, 2023) (same); Valencia Gonzalez v. Moran, No. 1:23-CV-3166-EFS, 2024 WL
1181885(E.D. Wash. Mar. 19, 2024) (same); see also Cheejati v. Blinken,97 F.4th 988, 993
(5th Cir. 2024) (holding that âthe pace at whichâ USCIS adjudicates applications
qualifies as an âactionâ within the meaning of 8 U.S.C. § 1252(a)(2)(B)(ii)).
We recognize that the only other circuit to address this issue with respect to
§ 1182(a)(9)(B)(v) interpreted the provision to bar judicial review. See Soni, 103 F.4th at
1271. However, the Seventh Circuitâs decision in that case failed to address any of the
reasoning on which we rely, and instead summarily concluded that â[n]o review means no
review[.]â Id. Needless to say, we find that paper-thin rationale unpersuasive.
17
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 18 of 46
broad reading of jurisdictional bars in the INA. See Patel v. Garland, 596 U.S. 328 (2022).
But that reading of Patel is badly mistaken.
In Patel, the petitioner challenged an Immigration Judgeâs denial of his application
for adjustment of status, primarily arguing that the Immigration Judge erred in assessing
his credibility as a witness. Id. at 337â38. The relevant jurisdictional limitation in that case,
8 U.S.C. § 1252(a)(2)(B)(i), bars review of questions of fact that relate to âany judgment
regarding the granting of relief,â 10 so the petitioner argued that the credibility assessment
was not a âjudgmentâ for the purposes of the statute. The Supreme Court disagreed, holding
that the term âany judgment regarding the granting of reliefâ demands a broad
interpretation that includes not only a final yes-or-no decision on an application for
adjustment of status, but also other determinations, such as ones made regarding credibility,
that support an Immigration Judgeâs ultimate decision. Patel, 596 U.S. at 338; seeid.
at
338â41.
The district court here statedâand USCIS reiteratesâthat Patel instructs a broad
reading of § 1182(a)(9)(B)(v)âs language such that âactionâ encompasses inaction or delay.
See Lovo, 2023 WL 3550167, at *3. In doing so, both USCIS and the district court read
more into Patel than the decision can bear. The effect of the Supreme Courtâs broad
construction was to decide that the âjudgmentâ referred to in § 1252(a)(2)(B)(i) includes
âany authoritative decisionâ rather than only a âdiscretionaryâ or âlast-in-time judgment.â
10
That jurisdictional bar only applies to decisions under 8 U.S.C. §§ 1182(h),
1182(i), 1229b, 1229c, and 1255, and therefore is not relevant here. See 8 U.S.C.
§ 1252(a)(2)(B)(i).
18
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 19 of 46
Patel, 596 U.S. at 337â38. Devoid of context, each of the definitions between which the
Supreme Court chose at least plausibly fit the definition of a âjudgment.â Here, by contrast,
USCIS and the district court would have us apply a definition of âactionâ that encompasses
its logical opposite even though none of the ordinary definitions discussed above support
that meaning. Because Patel neither applied a reading so broad that it flipped the meaning
of a word on its head nor instructed us to do so, we decline to adopt such a strange
interpretation.
Finally, USCIS argues that behind its inaction and delay are hidden policy choices
about how to allocate resources, so what seems to outsiders like agency inaction really
constitutes some affirmative action. But that ignores that § 1182(a)(9)(B)(v) refers to âa
decision or action . . . regarding a waiver,â not high-level policy choices regarding all
waivers. 8 U.S.C. § 1182(a)(9)(B)(v) (emphasis added). Since any policy decision USCIS
makesâwhether about Provisional Waiver Applications or notâcould have some
downstream impact on the resources available to review Provisional Waiver Applications,
the logic of USCISâs reading could bar review of agency actions or inactions far afield
from Provisional Waiver Applications. In other words, under USCISâs theory, 8 U.S.C.
§ 1182(a)(9)(B)(v) could operate to deprive courts of jurisdiction to review almost any
USCIS action. In light of the actual text of § 1182(a)(9)(B)(v), which precludes only
judicial review of âa decision or action . . . regarding a waiver,â we are confident that
Congress did not intend that result.
In sum, because the ordinary definition of âdecision or actionâ does not include
inaction or delay, and because Congress provided no indication that it intended a special
19
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 20 of 46
definition to apply in § 1182(a)(9)(B)(v), the district court erred by finding that provision
bars review of Plaintiffsâ claim.
B.
However, even without an explicit jurisdictional bar, the APA does not permit
judicial review of a challenge to âagency action [that] is committed to agency discretion
by law.â 5 U.S.C. § 701(a)(2). A claim for agency action unlawfully withheld or
unreasonably delayed âcan proceed only where a plaintiff asserts that an agency failed to
take a discrete agency action that it is required to take.â Norton v. S. Utah Wilderness All.,
542 U.S. 55, 64 (2004). â[W]here an agency is not required to do something, we cannot
compel the agency to actâlet alone to act faster.â Gonzalez, 985 F.3d at 366 (emphasis
omitted). We therefore must decide whether the INA or its enacting regulations require
USCIS to adjudicate Mr. Lovoâs Provisional Waiver Application. Because we conclude
neither do, we affirm.
While we typically apply a presumption in favor of judicial review when we assess
a specific jurisdiction-stripping provision, an analogous presumption does not apply when
we determine whether an action is committed to agency discretion by law. Rather, we will
only hold that an agency is mandated to actâand therefore that its failure to act is subject
to judicial reviewâif there is a âclear indication of binding commitmentâ imposed on the
agency. Norton, 542 U.S. at 69. To hold otherwise would transform a presumption in favor
of judicial review into a presumption in favor of mandating agency action. So, â[j]ust like
the traditional mandamus remedy from which [5 U.S.C. § 706(1)] is derived, claims to
compel agency action are limited to enforcement of a specific, unequivocal command, over
20
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 21 of 46
which an official has no discretion.â City of New York v. U.S. Depât of Def., 913 F.3d 423,
432 (4th Cir. 2019) (internal quotation marks omitted and emphasis added).
To assess whether an agency is bound to act, we first look to the text of the relevant
statutes and regulations. Our decision in Gonzalez v. Cuccinelli provides useful guidance
for when language in those sources is sufficiently clear for us to conclude that an agency
is mandated to act. See Gonzalez, 985 F.3d at 371. In Gonzalez, we were asked to decide
whether federal courts had subject-matter jurisdiction to review USCISâs delays
adjudicating 1) applications for work authorization pending U-Visa approval, and 2) U-
Visa petitions. The statute addressing work authorization did not mandate adjudication, see
8 U.S.C. § 1184(p)(6), and the relevant regulation stated that âUSCIS, in its discretion,
may authorize employment for . . . petitioners and qualifying family members,â 8 C.F.R.
§ 214.14(d)(2) (emphasis added). So, we held that the language in neither the statute nor
the regulation was sufficient to mandate USCIS to act regarding work authorization, and
its failure to act was therefore unreviewable. Gonzalez, 985 F.3d at 366â71.
In contrast, the relevant regulations for the U-Visa petitions provided that â[i]f
USCIS determines that the petitioner has met the requirements for U-1 nonimmigrant
status, USCIS will approve [the U-Visa application],â 8 C.F.R. § 214.14(c)(5)(i) (emphasis
added)), and that â[a]ll eligible petitioners who, due solely to [a statutory cap on the number
of U-Visas], are not granted U-1 nonimmigrant status must be placed on a waiting list,â id.
§ 214.14(d)(2) (emphasis added)). Those uses of mandatory language provided no room
for agency discretion and therefore established that USCIS âcommitted itself by regulation
toâ adjudicate the petitions and to âplace eligible applicants on the [U-Visa] waiting list.â
21
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 22 of 46
Gonzalez, 985 F.3d at 374 n.10. Since USCIS had so bound itself, its failure to timely
adjudicate U-Visa petitions was reviewable. Id.
As illustrated by our conclusion in Gonzalez, the presence of âunmistakably
mandatoryâ language, such as the word âwill,â can provide sufficient evidence of the
unequivocal command required for us to hold that an agency is compelled to act. Ewell v.
Murray, 11 F.3d 482, 488(4th Cir. 1993) (quoting Hewitt v. Helms,459 U.S. 460, 471
(1983)). Likewise, explicit references to an agencyâs discretion, or even to discretionary
language, such as the term âmay,â are âgenerally construed as permissive rather than
mandatory[.]â United Hosp. Ctr., Inc. v. Richardson, 757 F.2d 1445, 1453 (4th Cir. 1985).
However, the impact of seemingly mandatory or permissive language depends heavily on
the context in which it appears. See id. (stating that âthe construction ofâ mandatory or
permissive language âis reached in every case âon the context of the statute [or regulation],
and on whether it is fairly to be presumed that it was the intention of the legislature [or
agency] to confer a discretionary power or to impose an imperative dutyââ (alterations in
original) (quoting Thompson v. Clifford, 408 F.2d 154, 158(D.C. Cir. 1968))); Norton,542 U.S. at 69
(holding that references in a conservation plan to what an agency âwillâ do were
not mandatory without additional indicia of a binding commitment).
In this case, the parties agree that the statutory provisions of the INA do not require
USCIS to adjudicate Provisional Waiver Applications. E.g., Opening Br. at 31 (âUSCISâs
obligation to adjudicate waiver requests originates in regulation rather than statute.â);
Response Br. at 16 (âThe statute does not require adjudication at all.â); accord 28 U.S.C.
22
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 23 of 46
§ 1182(a)(9)(B)(v) (referring to USCISâs âsole discretionâ). But they disagree regarding
whether USCISâs regulations impose such a requirement.
A regulation can mandate action even if a statute does not. See Gonzalez, 985 F.3d
at 374 n.10 (recognizing that an agency can be bound to act by its regulations); Norton,
542 U.S. at 65 (recognizing that â[t]he limitation to required agency action . . . includes, of
course, agency regulations that have the force of lawâ (emphasis omitted)); Fort Stewart
Schs. v. Fed. Lab. Rels. Auth., 495 U.S. 641, 654 (1990) (âIt is a familiar rule of
administrative law that an agency must abide by its own regulations.â). So, we must
evaluate whether the regulations implementing § 1182(a)(9)(B)(v) mandate USCIS to
adjudicate Provisional Waiver Applications. 11
The Secretary has enacted regulations that govern provisional unlawful presence
waivers, see 8 C.F.R. § 212.7(e), three of which are relevant for determining whether
USCIS is required to adjudicate Provisional Waiver Applications. First, 8 C.F.R.
§ 212.7(e)(1) delegates to USCIS âexclusive jurisdiction to grant a provisional unlawful
presence waiver[.]â 8 C.F.R. § 212.7(e)(1). Next, § 212.7(e)(2)(i) provides that âUSCIS
may adjudicate applications for a provisional unlawful presence waiver of inadmissibility
11
The dissenting opinion cites Immigr. & Naturalization Serv. v. St. Cyr, 533 U.S.
289 (2001), to suggest that the mere fact that USCIS enacted regulations permitting
Provisional Waiver Applications means that it bound itself to adjudicate the applications.
Not so. For one, St. Cyr was based on the âuniqueness of habeasâ review and therefore âis
inapplicable here.â Gonzalez, 985 F.3d at 370. Further, Norton makes clear that we must
look to whether a statute or its implementing regulations require agency actionânot
merely whether implementing regulations exist. See Norton, 542 U.S. at 69; Gonzalez,985 F.3d at 369
(âDespite the presence of statutes and regulations mandating agency action and
a land use plan discussing future actions, the Court in Norton found that the agency retained
broad discretion to act.â).
23
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 24 of 46
based on [§ 1182(a)(9)(B)(v)] filed by eligible aliens described in paragraph (e)(3) of this
section.â Id. § 212.7(e)(2)(i) (emphasis added). Finallyâand most important for Plaintiffsâ
argumentâ§ 212.7(e)(8) provides that âUSCIS will adjudicate a provisional unlawful
presence waiver application in accordance with this paragraph and [§ 1182(a)(9)(B)(v)].â
Id. § 212.7(e)(8) (emphasis added).
Plaintiffs argue that § 212.7(e)(8) imposes on USCIS a ânondiscretionary duty to
adjudicateâ Provisional Waiver Applications. Opening Br. at 31. We disagree.
There is only one way to read these regulations as part of a harmonious scheme. As
explained below, that reading requires us to conclude that 1) § 212.7(e)(1) grants USCIS
jurisdiction to adjudicate Provisional Waiver Applications; 2) § 212.7(e)(2)(i) provides
that whether to adjudicate the Provisional Waiver Applications at all is left to USCISâs
discretion; and 3) § 212.7(e)(8) requires that when, in its discretion, USCIS decides to
adjudicate claims, it must do so in accordance with the standards and procedures laid out
in the statute and regulations. Plaintiffsâ alternative interpretation of § 212.7(e)(8) would
have us ignore important regulatory text and render at least one of the other relevant
provisions surplusage.
We recognize that if read in isolation, the use of the word âwillâ in § 212.7(e)(8)
could be understood to provide the requisite unequivocal command to adjudicate. But while
the provision starts by stating that âUSCIS will adjudicate a provisional unlawful presence
waiver application,â it does not end there. Instead, it continues on to say that âUSCIS will
adjudicate a provisional unlawful presence waiver application in accordance with this
paragraph and [§ 1182(a)(9)(B)(v)].â 8 C.F.R. § 212.7(e)(8) (emphasis added). And the
24
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 25 of 46
conclusion of that sentence suggests that the provision merely instructs that any
adjudication must conform with other statutory and regulatory requirements, such as the
requirement later in § 212.7(e)(8) that âif USCIS determines in its discretion that a waiver
is not warranted, USCIS will deny the waiver applicationâ and the requirement in
§ 212.7(e)(7) that sets out the standard of proof for adjudicating Provisional Waiver
Applications. 8 C.F.R. §§ 212.7(e)(7)â(8). So, § 212.7(e)(8) does not unequivocally
require USCIS to adjudicate the Provisional Waiver Applications, even before we consider
whether Plaintiffsâ proposed reading conflicts with other provisions of the regulation.
Moreover, âwe must read the regulationâs wordsâjust like a statuteâsââin their
context and with a view to their place in the overall [regulatory] scheme.ââ Mohamed v.
Bank of Am. N.A., 93 F.4th 205, 211 (4th Cir. 2024) (alteration in original) (quoting Lynch
v. Jackson, 853 F.3d 116, 121 (4th Cir. 2017)). As an extension of that principle, we
endeavor to avoid interpretations of one provision that would render other provisions
surplusage. See United States v. Briley, 770 F.3d 267, 273 (4th Cir. 2014). Reading
§ 212.7(e) as a whole, we conclude there is no way to provide § 212.7(e)(8) the broader
reading that Plaintiffs advance without either unnecessarily rendering § 212.7(e)(1) or
§ 212.7(e)(2)(i) surplusage or manifesting a direct conflict between the provisions.
Specifically, the statement in § 212.7(e)(2)(i) that USCIS âmay adjudicateâ
Provisional Waiver Applications offers a clear indication that USCIS is not mandated to
do so. 8 C.F.R. § 212.7(e)(2)(i) (emphasis added). Under Plaintiffsâ proposed reading,
therefore, § 212.7(e)(2)(i) would directly conflict with § 212.7(e)(8).
25
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 26 of 46
Plaintiffs have failed to offer an alternative interpretation of § 212.7(e)(2)(i) that
could convincingly reconcile all the relevant provisions. Nor can we imagine such an
interpretation. For example, it might be possible to read § 212.7(e)(2)(i) as a grant of
jurisdiction to adjudicate and § 212.7(e)(8) as a subsequent mandate to utilize that
jurisdiction. But because the Secretary already provided USCIS with jurisdiction through
§ 212.7(e)(1), that interpretation would only shift the problem by rendering a different
provision surplusage. So, interpreting § 212.7(e)(8) to mandate USCIS to adjudicate
Provisional Waiver Applications would require us to read out of the regulation either
§ 212.7(e)(1) or § 212.7(e)(2)(i). Because there is a straightforward, commonsensical way
to read all three provisions harmoniously, and no textual reason not to do so, we must
follow that reading.
The dissenting opinion points to a fourth regulation, 8 C.F.R § 212.7(e)(9), to argue
that USCIS bound itself to adjudicate Provisional Waiver Applications. But that argument
fails for the same reasons as does Plaintiffsâ argument about § 212.7(e)(8). Section
212.7(e)(9) provides that âUSCIS will notifyâ a noncitizen that has submitted a Provisional
Waiver Application âof the decision in accordance with 8 CFR 103.2(b)(19).â 8 C.F.R.
§ 212.7(e)(9). The dissenting opinion is correct to recognize that language mandating
notification of an agencyâs ultimate decision can create a requirement to adjudicate. See
Dis. Op. at 41. But it does not do so where, as here, the agency enacts regulations that
preserve its discretion over whether to adjudicate. Absent the permissive language in
§ 212.7(e)(2), the mandatory language in § 212.7(e)(9)âlike the mandatory language in
§ 212.7(e)(8)âmight well convince us that USCIS bound itself to adjudicate Provisional
26
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 27 of 46
Waiver Applications. But the permissive language in § 212.7(e)(2) colors our
interpretation of the later regulations. Just as we can read § 212.7(e)(2) in harmony with
§ 212.7(e)(8), we can also read it in harmony with § 212.7(e)(9) by understanding the
notification requirement as kicking in only once USCIS decides to adjudicate a Provisional
Waiver Application. And because that commonsensical approach again accords with the
text and avoids reading out part of the regulations, we must do so.
Plaintiffs suggest that we should also consider the regulations â[a]t most . . .
ambiguousâ and look to other context to determine whether USCIS must adjudicate Mr.
Lovoâs Provisional Waiver Application. Reply Br. at 21â22. But we are not convinced.
To be sure, some contextual clues support Plaintiffsâ position. First, USCIS
regulations require applicants to pay a fee of $630 to âfil[e] an application for provisional
unlawful presence waiver.â 8 C.F.R. § 106.2(a)(25) (setting fee);8 C.F.R. § 212.7
(e)(5)(i)
(requiring payment). When the Department of Homeland Security enacted a rule that
increased the required fee, it stated that it was âadjust[ing] the fee for Form I-601A to
reflect the estimated full cost of adjudication.â 12 U.S. Citizenship and Immigration Services
12
The rule change sought to increase the fee from $630 to $960. USIC Fee Schedule
and Changes to Certain Other Immigration Benefit Request Requirements, 85 Fed. Reg. at
46,791. But that change did not go into effect because of a preliminary injunction. See Nw.
Immigrant Rts. Project v. U.S. Citizenship & Immigr. Servs., 496 F. Supp. 3d 31, 83
(D.D.C. 2020). An updated rule, effective April 1, 2024, sets the fee at $795. See U.S.
Citizenship and Immigration Services Fee Schedule and Changes to Certain Other
Immigration Benefit Request Requirements, 89 Fed. Reg. 6194, 6324, 6388 (2024). In
enacting the updated rule, USCIS stated that it had changed a series of fees âto fully recover
costs and maintain adequate service.â Id. at 6194. However, not all fees are set to recover
full cost of their related services, see, e.g., id. at 6325 (â[T]he fees for Forms G-1041 and
G-1041A will not recover their full cost, but other USCIS fees will offset their cost.â), and
27
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 28 of 46
Fee Schedule and Changes to Certain Other Immigration Benefit Request Requirements,
85 Fed. Reg. 46,788, 46,850 (2020). And the instructions for the application itself indicate
that â[w]hen you send a payment, you agree to pay for a government service.â I601A,
Application for Provisional Unlawful Presence Waiver (Jan. 30, 2024),
https://www.uscis.gov/i-601a [https://perma.cc/W5U3-QMKL] (emphasis omitted); see
also Provisional Unlawful Presence Waivers of Inadmissibility for Certain Immediate
Relatives, 78 Fed. Reg. at 549 (âUSCIS uses these fees to process applicants[â] benefit
requests and to cover its administrative costs.â).
Second, in the preamble to the final provisional unlawful presence waiver
regulations, USCIS provided its own summary of the âProblems Addressed by the Rule.â
Provisional Unlawful Presence Waivers of Inadmissibility for Certain Immediate
Relatives, 78 Fed. Reg. at 565. In that summary, USCIS stated that â[t]he final rule will
permit certain immediate relatives to apply for a provisional unlawful presence waiver
prior to departing from the United States. USCIS will adjudicate the provisional unlawful
presence waiver[.]â Id. (emphasis added).
This contextual evidence certainly suggests that USCIS intends or desires to
adjudicate the Provisional Waiver Applications. And if we lacked any reasonable way to
reconcile the text of § 212.7(e)(2)(i) and § 212.7(e)(8), then the additional contextual clues
to which Plaintiffs point would be useful for choosing which of the two provisions to give
USCIS did not state whether the updated fee for filing Form I-601A would cover the full
cost of adjudication.
28
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 29 of 46
effect. But none of the additional context pushes us to abandon the sole reading that gives
effect to both.
To start, it is a significant logical leap to conclude that USCIS bound itself to
adjudicate because it required applicants to pay the full cost of adjudication up front or
stated that the fees fund adjudication. At most, the required payment might show that
USCIS must either adjudicate or return the applicantâs fee, not that an applicant can compel
USCIS to adjudicate their application. Indeed, USCISâs regulations contemplate refunding
application fees in at least some situations where it would not adjudicate a Provisional
Waiver Application. E.g., 8 C.F.R. § 212.7(e)(5)(ii) (stating that â[a]n application for a
provisional unlawful presence waiver will be rejected and the fee and package returnedâ
if, for example, the applicant fails to sign their application or provide supporting evidence
required to adjudicate the application). And if USCIS retained an applicantâs fee but either
explicitly or effectively refused to adjudicate their application, the applicant would likely
have a cause of action related to refunding the fee. See, e.g., Astakhov v. U.S. Citizenship
& Immigr. Servs., No. CV 23-1502 (JEB), 2023 WL 6479080, at *6â7 (D.D.C. Oct. 5,
2023) (discussing how applicants for immigration benefits might bring illegal exaction
claims against the United States pursuant to the Tucker Act if USCIS unlawfully collects
fees); 28 U.S.C. § 1346(a) (providing district courts with jurisdiction over certain Tucker
Act claims). Therefore, while an applicant might have a claim against USCIS if the agency
collects an application fee but refuses to adjudicate the application, it does not follow that
the claim permits an applicant to force USCIS to adjudicate when its regulations otherwise
make that decision discretionary.
29
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 30 of 46
Similarly, USCISâs cursory summary of the âProblems Addressed by the Ruleâ in
the regulationâs preamble does not justify discarding one of the regulations. That summary
would be valuable if we thought the regulations read as a whole were ambiguous, but it
does not resolve the fundamental issue that Plaintiffsâ proposed interpretation is
irreconcilable with the promulgated text. See Mejia-Velasquez v. Garland, 26 F.4th 193,
202 (4th Cir. 2022) (â[T]o the extent there is a conflict between the preamble and the
regulation, the regulation must control because a preamble cannot be read to require more
than the regulation requires.â); Wyo. Outdoor Council v. U.S. Forest Serv., 165 F.3d 43,
53 (D.C. Cir. 1999) (recognizing that âlanguage in the preamble of a regulation is not
controlling over the language of the regulation itselfâ but that courts often look to âthe
preamble to a regulation [as] evidence of an agencyâs contemporaneous understanding of
its proposed rulesâ); Peabody Twentymile Mining, LLC v. Secây of Lab., 931 F.3d 992, 998
(10th Cir. 2019) (â[W]hile the preamble can inform the interpretation of the regulation, it
is not binding and cannot be read to conflict with the language of the regulation itself.â).
So, while context is vital to understanding the meaning of text, none of the context
here resolves the key conflict Plaintiffsâ reading of the regulations creates or convinces us
that there is an âunequivocal commandâ requiring USCIS to adjudicate Provisional Waiver
Applications.
Plaintiffs last argue that § 212.7(e) must mandate adjudication because âCongress
did not, sub silentio, endow USCIS with the authority to unilaterally impose a de facto
moratorium on all applications.â Reply Br. at 19â20 (cleaned up). But Plaintiffs have
already conceded that Congress did not mandate adjudication when it passed the INA and
30
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 31 of 46
instead base their argument solely on the regulations in § 212.7(e). See Opening Br. at 31
(âUSCISâs obligation to adjudicate waiver requests originates in regulation rather than
statute.â). They have therefore effectively conceded that, at a minimum, USCIS could
amend the regulations to omit the language on which Plaintiffs base their argument and
then impose a de facto moratorium. Cf. Gonzalez, 985 F.3d at 367 (discussing how
Congress for years had not required the Secretary to enact regulations implementing the
U-Visa program, the Secretary therefore opted not to implement the program at all, and
Congress eventually intervened to mandate implementation).
In short, the text of § 212.7(e) compels us to conclude that even though the
provisional unlawful presence waiver program was established with the goal of easing the
visa-application process, USCIS retains discretion under the regulations to decide if it will
adjudicate an application at all. USCIS has made efforts to adjudicate Provisional Waiver
Applicationsâalbeit at a slower and slower rate. But because neither Congress nor USCIS
itself has ever bound USCIS to adjudicate these applications, the federal courts lack
jurisdiction to consider Plaintiffsâ APA claim. Accordingly, we must affirm the judgment
of the district court as to that claim.
C.
In addition to agreeing that the district court lacked subject matter jurisdiction over
Plaintiffsâ APA claim, we also agree with the district courtâs determination that it lacked
31
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 32 of 46
subject-matter jurisdiction over Plaintiffsâ request for mandamus relief. 13 See 28 U.S.C.
§ 1361. Similar to the APA, the Mandamus Act only permits federal courts to exercise
jurisdiction if an agency has a clear duty to act. See Murray Energy Corp. v. Admâr of Envât
Prot. Agency, 861 F.3d 529, 537 n.4 (4th Cir. 2017) (recognizing that § 1361 âonly
empower[s] a court to respond to an agencyâs failure to act in the face of a clear-cut dutyâ),
as amended (July 18, 2017); cf. City of New York, 913 F.3d at 432 (âJust like the traditional
mandamus remedy from which [the APA judicial review provisions] derive[], claims to
compel agency action are limited to enforcement of a specific, unequivocal command, over
which an official has no discretion.â (internal quotation marks omitted)). Because, as
discussed above, there was no clear duty to act, we also affirm the judgment of the district
court as to Plaintiffsâ claim for mandamus relief.
III.
Our role in determining whether and when Plaintiffs receive an answer on Mr.
Lovoâs Provisional Waiver Application is narrowly circumscribed. Because federal courts
may not order an agency to act when neither statute nor regulation provides a basis for
doing so, we lack the authority to provide Plaintiffs the relief they seek.
In so concluding, we in no way mean to downplay the anguish Plaintiffs must be
enduring while they wait for USCIS to adjudicate Mr. Lovoâs application. Receiving the
provisional unlawful presence waiver for which Plaintiffs have applied would no doubt be
13
USCIS has argued that Plaintiffsâ claim to jurisdiction under the Mandamus Act
was forfeited on appeal. Response Br. at 32. Because we would affirm even if the issue
was not forfeited, we decline to address whether the issue was forfeited.
32
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 33 of 46
life-changing, and USCISâs prolonged delay in adjudicating Mr. Lovoâs Provisional
Waiver Application is sure to be incredibly stressful. Nor do we seek to justify USCISâs
years-long delays in processing applications that it previously processed in a matter of
months. But Plaintiffsâ complaint must be addressed to the political branches. Because we
lack jurisdiction to order the relief Plaintiffs seek, we affirm the judgment of the district
court.
AFFIRMED
33
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 34 of 46
DIAZ, Chief Judge, dissenting in part and in the judgment:
I.
Humberto Lovo has dreamed of permanent residence in this country for decades.
Five years ago, U.S. Citizenship and Immigration Services (âUSCISâ) approved an
immediate-relative petition filed by Lovoâs U.S. citizen wife on his behalf. But Lovo was
never lawfully admitted at a port of entry, so he couldnât adjust his status from within the
United States.
Instead, Lovo had two options. He could wait outside the country for ten years for
his period of inadmissibility to pass. Or he could apply for a provisional unlawful presence
waiver, which would allow him to obtain permanent residence without spending the
mandatory ten-year period abroad.
To remain with his wife and their U.S. citizen children, Lovo reasonably chose the
latter option. In April 2022, he filed his waiver application and paid USCIS the $630
application fee. But more than two years later, USCIS has yet to act on that application â
and its current processing time for waiver applications is more than 3.5 years. In the
interim, the Lovo family must remain in limbo while they await Mr. Lovoâs fate.
Like many waiver applicants, the Lovos sued USCIS to compel it to adjudicate Mr.
Lovoâs waiver application. The district court held that the Immigration and Nationality
Act deprived it of subject matter jurisdiction over the suit and dismissed it. I agree with
the majority that the district court was wrong. But USCIS canât simply decide not to
34
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 35 of 46
adjudicate Lovoâs application at all. Because the majority holds otherwise, I respectfully
dissent.
II.
Section 706 of the Administrative Procedure Act provides a cause of action to
compel âagency actionâ that has been âunlawfully withheld or unreasonably delayed.â 5
U.S.C. § 706(1). But § 706 has âinherent limits.â Gonzalez v. Cuccinelli,985 F.3d 357, 366
(4th Cir. 2021).
Indeed, a § 706 claim âcan proceed only where a plaintiff asserts that an agency
failed to take a discrete agency action that it is required to take.â Norton v. S. Utah
Wilderness All., 542 U.S. 55, 64 (2004). âJust like the traditional mandamus remedy from
which this provision is derived, claims to compel agency action are limited to enforcement
of a specific, unequivocal command, over which an official has no discretion.â City of
New York v. U.S. Depât of Def., 913 F.3d 423, 432 (4th Cir. 2019) (cleaned up). If an
agency isnât required to do something, âwe cannot compel the agency to actâlet alone to
act faster.â Gonzalez, 985 F.3d at 366(citing Norton,542 U.S. at 63
n.1).
An agency may be made to act not just when Congress has ordered it to by statute,
but also when the agency has âcommitted itself [to do so] by regulation.â Id. at 370; cf.
Elec. Components Corp. of N.C. v. NLRB, 546 F.2d 1088, 1090 (4th Cir. 1976) (âIt is well
settled that the rules and regulations of an administrative agency are binding upon it as well
as upon the citizen even when the administrative action under review is discretionary in
nature.â).
35
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 36 of 46
Thatâs true even if the agency retains discretion over the decision: If it has bound
itself to render some decision, a plaintiff has a valid cause of action if the agency fails to
do so within a reasonable time.
A.
Our decision in Gonzalez illustrates this point. There, we reviewed a challenge to
USCISâs delays in adjudicating immigration applications. Gonzalez, 985 F.3d at 360â61.
The plaintiffs had applied for U-Visas, 1 and they had also applied to receive work
authorization while their U-Visa applications were pending. Id. at 364. They argued that
USCIS had âunreasonably delayedâ adjudications of both applications. Id. at 365.
We held that the district court had no jurisdiction over the plaintiffsâ claims for work
authorization because USCIS retained discretion over whether to adjudicate the work
authorization applications at all. See id. at 366â71. For context, Congress had passed an
amendment to the Immigration and Nationality Act that stated, âThe Secretary may grant
work authorization to any alien who has a pending, bona fide applicationâ for a U-Visa. 8
U.S.C. § 1184(p)(6) (emphasis added). But even though that amendment permitted USCIS
to grant work authorization to U-Visa applicants, the agency had discretion over whether
1
A U-Visa is a form of nonimmigrant status granted to eligible noncitizens âwho
are victims of serious crime and who cooperate with law enforcement.â Gonzalez, 985
F.3d at 361. But âCongress capped the number of U-Visas at 10,000 per year,âid.,
and
USCIS regularly receives more applications than the cap. So USCIS promulgated
regulations that created a âwaiting listâ for applicants whose applications it approved, but
who couldnât immediately receive a U-Visa because of the statutory cap. Id. USCIS grants
work authorization to U-Visa applicants after placing them on the waiting list. Id.
36
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 37 of 46
to issue regulations implementing that statute. See, e.g., Gonzalez, 985 F.3d at 366. And
it chose not to. Id. at 364.
The plaintiffs argued that Congressâs âgrant of discretionary authority, combined
with eligibility standards (i.e., âpending, bona fide applicationâ), required the agency to
make a decision.â Id. at 366 (cleaned up). But we found that even if eligibility standards
could compel the agency to act, âthere [were] no policies or regulations to direct the
agencyâs action,â id. at 369, nor anything more than a âbroad standard[]â in the statute,id. at 370
(cleaned up).
We contrasted that circumstance with I.N.S. v. St. Cyr, 533 U.S. 289 (2001), where
the Supreme Court held that habeas jurisdiction encompassed review of the agencyâs
failure to âadjudicate a particular benefit request even though procedures and standards for
evaluating such requests existed and had historically been employed.â Gonzalez, 985 F.3d
at 370 (citing St. Cyr, 533 U.S. at 301â09).
In St. Cyr, the habeas petitioner was a permanent resident who had pleaded guilty
to a criminal offense that made him deportable. 533 U.S. at 293. After his plea, but before
the commencement of his removal proceedings, Congress passed two statutes that repealed
the Attorney Generalâs ability to grant suspension of deportation, a form of discretionary
relief, to permanent residents convicted of aggravated felonies, as St. Cyr was. Id.
St. Cyr argued that the lower court could exercise habeas jurisdiction to determine
whether that repeal applied retroactively. See id.The Supreme Court agreed,id. at 314
,
noting there must be a âclear statement of congressional intent to repeal habeas
jurisdiction,â id. at 317.
37
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 38 of 46
We said in Gonzalez that St. Cyr âdiscussed habeas corpus jurisdiction for
immigration proceedings and is best limited to those issues.â 985 F.3d at 370. But we then
distinguished St. Cyr on the ground that the statute there had regulations and âdefined
proceduresâ for adjudication, unlike the work authorization statute at issue in Gonzalez.
Id. So while St. Cyr isnât directly on point, we interpreted it in Gonzalez as holding that an
agency has a duty to adjudicate when it has established procedures for doing so.
But in Gonzalez, âthere [were] no regulations or defined procedures, much less
longstanding ones, for evaluating pre-waiting-list work authorizations.â Id. Thus, the
âpending, bona fideâ language in the statute, standing alone, didnât âtransform the
discretionary âmayâ into a mandatory âshall.ââ Id. at 371. âThe decision to adjudicate
remain[ed] discretionary,â id., so the plaintiffsâ claim wasnât justiciable.
On the other hand, the plaintiffs could challenge USCISâs delay in adjudicating their
U-Visa applications. Id. at 374 n.10. Thatâs because, unlike with the work authorization
statute, âthe agency ha[d] committed itself by regulation to place eligible applicants on the
waiting list.â Id. That regulatory commitment created a duty for USCIS to adjudicate
applications. See id. So we remanded the case for consideration of the plaintiffsâ
unreasonable delay claims. Id. at 374â76.
B.
Although the majority holds otherwise, the provisional unlawful presence waiver
application process is more like the U-Visa scheme, and less like the completely
unimplemented work authorization scheme. In my view, then, USCIS has a duty to
adjudicate Lovoâs application.
38
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 39 of 46
Unlike the work authorization statute, USCIS hasâin its discretionâpromulgated
a comprehensive regulatory regime governing the implementation and administration of
the waiver. See 8 C.F.R. § 212.7(e).
The majority thinks that this regulatory scheme leaves USCIS with discretion over
whether it adjudicates waiver applications at all. Thatâs not right.
As the majority states, three regulations are relevant here. Maj. Op. at 23â24. It
explains:
First, 8 C.F.R. § 212.7(e)(1) delegates to USCIS âexclusive jurisdiction to
grant a provisional unlawful presence waiver[.]â 8 C.F.R. § 212.7(e)(1).
Next, § 212.7(e)(2)(i) provides that âUSCIS may adjudicate applications for
a provisional unlawful presence waiver of inadmissibility based on
[§ 1182(a)(9)(B)(v)] filed by eligible aliens described in paragraph (e)(3) of
this section.â Id. § 212.7(e)(2)(i) (emphasis added). Finallyâand most
important for Plaintiffsâ argumentâ§ 212.7(e)(8) provides that âUSCIS will
adjudicate a provisional unlawful presence waiver application in accordance
with this paragraph and [§ 1182(a)(9)(B)(v)].â Id. § 212.7(e)(8) (emphasis
added).
Id.
The majority reads § 212.7(e)(2) and § 212.7(e)(8) together to mean that â[W]hen,
in its discretion, USCIS decides to adjudicate claims, it must do so in accordance with the
standards and procedures laid out in the statute and regulations.â Maj. Op. at 24.
Viewed in isolation, these provisions are susceptible to that reading. But given the
broader regulatory context, I donât think the word âmayâ in § 212.7(e)(2) is the death knell
the majority takes it to be. See Mohamed v. Bank of Am. N.A., 93 F.4th 205, 211 (4th Cir.
2014) (âOf course, we must read the regulationâs wordsâjust like a statuteâsâin their
context and with a view to their place in the overall regulatory scheme.â (cleaned up)).
39
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 40 of 46
As the Supreme Court has stated, âmayâ can sometimes be âambiguous.â Zadvydas
v. Davis, 533 U.S. 678, 697 (2001). Though âthe word may . . . normally confers a
discretionary power, not a mandatory power . . . this rule is not inflexible, and there are
situations where legislative intent indicates that the term âmayâ should be interpreted as
mandatory.â Sverdrup Corp. v. WHC Constructors, Inc., 989 F.2d 148, 151 (4th Cir. 1993)
(cleaned up).
For example, the government uses âmay adjudicateâ in regulations implementing
nondiscretionary forms of relief, such as certificates of citizenship. See 8 C.F.R. §
341.5(a). Under8 U.S.C. § 1452
(a), people who derive U.S. citizenship through a parent
may apply for a special document, called a certificate of citizenship, that confirms their
citizenship. If the applicant is eligible, the government must issue the certificate. 8 U.S.C.
§ 1452(a) (âUpon proof to the satisfaction of the Attorney General that the applicant is a
citizen, and that the applicantâs alleged citizenship was derived as claimed . . . such
individual shall be furnished by the Attorney General with a certificate of citizenship[.]â
(emphasis added)). But the regulation implementing that law uses permissive language. 8
C.F.R. § 341.5(a) (âUSCIS may adjudicate the application only after the appropriate
approving official has reviewed the report, findings, recommendation, and endorsement of
the USCIS officer assigned to adjudicate the application.â (emphasis added)).
Another waiver regulation, 8 C.F.R. § 212.7(e)(9), informs my reading. It states
that âUSCIS will notify the alien and the alienâs attorney of record or accredited
representative of the decision in accordance with 8 C.F.R. § 103.2(b)(19).â8 C.F.R. § 212.7
(e)(9) (emphases added). USCIS repeats that language in its waiver application
40
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 41 of 46
instructions. U.S. Citizenship & Immigr. Servs., Instructions for Application for
Provisional Unlawful Presence Waiver 18,
https://www.uscis.gov/sites/default/files/document/forms/i-601ainstr.pdf
[https://perma.cc/P4EU-2AW7] (last visited June 13, 2024) (âUSCIS will notify you of our
decision in writing.â (emphases added)).
Read in context then, once USCIS receives an application, it must render a decision,
and it must notify the applicant and the applicantâs attorney or accredited representative of
âthe decision.â See 8 C.F.R. § 212.7(e)(9).
Next, consider 8 C.F.R. § 245.2(a)(5)(i), which provides that an applicant for
adjustment of status (another discretionary benefit) âshall be notified of the decision, and
if the application is denied, of the reasons for the denial.â 2 A bevy of courts have held that
the regulationâs mandatory language imposes on USCIS âa non-discretionary, mandatory
duty to act on Plaintiffsâ applications.â Yu v. Brown, 36 F. Supp. 2d 922, 931 (D.N.M.
1999); accord Singh, 470 F. Supp. 2d at 1067 n.6 (finding the same); Burni v. Frazier, 545
F. Supp. 2d 894, 904â06 (D. Minn. 2008) (same); Linville v. Barrows,489 F. Supp. 2d 1278, 1281
(W.D. Okla. 2007) (same); cf. Patel v. Cissna,400 F. Supp. 3d 1373
, 1380
2
Another regulation, 8 C.F.R. § 209.2(f), which applies to adjustment of status for
asylees, contained identical language. USCIS promulgated a new version, which provides,
âUSCIS will notify the applicant in writing of the decision on his or her application.â Id.
Courts have likewise interpreted § 209.2(f) to require USCIS to adjudicate the application.
See Singh v. Still, 470 F. Supp. 2d 1064, 1067 & n.6 (N.D. Cal. 2007); Zhu v. Chertoff,525 F. Supp. 2d 1098, 1100
(W.D. Mo. 2007); Saini v. U.S. Citizenship & Immigr. Servs.,553 F. Supp. 2d 1170, 1175
(E.D. Cal. 2008).
41
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 42 of 46
(M.D. Ga. 2019) (finding no duty to adjudicate U-Visa work authorization applications and
contrasting that with duty to adjudicate adjustment of status applications).
So too here. That USCIS âwill notifyâ applicants of âthe decisionâ creates a duty
to rule on Lovoâs application. If it were otherwise, why would § 212.7(e)(9) reference âthe
decision,â and not âany decisionâ or âa decisionâ? Weâve recognized that âthere is a
fundamental difference between the definite and indefinite article.â United States v.
McCauley, 983 F.3d 690, 695 (4th Cir. 2020). I choose to take USCIS at its word that each
application has a corresponding decision, one that USCIS must send to the applicant and,
if applicable, his attorney.
Then thereâs the preamble, which says that âUSCIS will adjudicate the provisional
unlawful presence waiver.â Provisional Unlawful Presence Waivers of Inadmissibility for
Certain Immediate Relatives, 78 Fed. Reg. 536, 565 (Jan. 3, 2013) (emphasis added). Of
course, âto the extent there is a conflict between the preamble and the regulation, the
regulation must control.â Mejia-Velasquez v. Garland, 26 F.4th 193, 202 (4th Cir. 2022)
(emphasis added). But here, because one regulationâ§ 212.7(e)(2) âappears to conflict
with other regulations, the language in the preamble may inform our interpretation. Cf.
Mejia-Velasquez, 26 F.4th at 202 (acknowledging that while not binding, ââthe preamble
can inform the interpretation of the regulationââ (quoting Peabody Twentymile Mining,
LLC v. Secây of Lab., 931 F.3d 992, 998 (10th Cir. 2019)). See also Wyo. Outdoor Council
v. U.S. Forest Serv., 165 F.3d 43, 53 (D.C. Cir. 1999) (noting that a âpreamble to a
regulation is evidence of an agencyâs contemporaneous understanding of its proposed
rulesâ and âmay serve as a source of evidence concerning contemporaneous agency
42
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 43 of 46
intentâ); City of Las Vegas v. Fed. Aviation Admin., 570 F.3d 1109, 1117 (9th Cir. 2009)
(âWhen a regulation is ambiguous, we consult the preamble of the final rule as evidence of
context or intent of the agency promulgating the regulations.â).
Finally, that thereâs a streamlined application process itself is strong evidence that
adjudication is mandatory. In Gonzalez, there was no such process for work authorization,
as there was for the U-Visa application. 985 F.3d at 364. The applicants merely ticked a
box on their U-Visa applications that they wished to obtain work permits. Id. They also
tried to submit the general USCIS form used for work authorization applications, id., but
they couldnât properly complete it. Because USCIS never implemented the work
authorization provision, it never provided a basis for work authorization that the U-Visa
applicants could select on the form, nor did it set an application fee. 3 See also Rodriguez
v. Nielson, No. 16-cv-7092, 2018 WL 4783977, at *9 (E.D.N.Y. Sept. 30, 2018) (noting
that USCIS âhas routinely rejectedâ U-Visa applicantsâ work authorization application
forms because of the lack of âappropriate basis for [work authorization] eligibilityâ).
3
Almost every applicant for work authorization must submit Form I-765,
Application for Employment Authorization. See U.S. Citizenship & Immigr. Servs., I-765,
Application for Employment Authorization,
https://www.uscis.gov/sites/default/files/document/forms/i-765.pdf
[https://perma.cc/K7MH-L4CD] (last accessed June 11, 2024). The form requires the
applicant to specify a two- or three-digit code, corresponding to the subsection in the
relevant regulation that establishes his eligibility for work authorization. So, for example,
a noncitizen granted asylum would designate (a)(5), corresponding to 8 C.F.R. §
274a.12(a)(5), on his Form I-765. A noncitizen granted deferred action, after being placed
on the U-Visa waiting list, would designate (c)(14), corresponding to 8 C.F.R. §
274a.12(c)(14), on his Form I-765. But for U-Visa applicants, thereâs no such
corresponding regulation, so the applicant canât complete Form I-765.
43
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 44 of 46
But for the provisional unlawful presence waiver, thereâs a detailed application
process and clear standards for adjudication. An applicant must complete the required form
and attach evidence of his eligibility for relief. 4 He must also provide biometrics. 8 C.F.R.
§ 212.7(e)(6). And crucially, he must pay a hefty fee. 58 C.F.R. § 212.7
(e)(5)(i);8 C.F.R. § 106.2
(a)(25).
It should be obvious that the fee is for âprocess[ing] applicantsâ benefit requests,â
78 Fed. Reg. at 549, and adjudicating the applicationânot for the possibility that the
application may be adjudicated. As USCIS states on its online application, âWhen you
send a payment, you agree to pay for a government service. Filing and biometric services
are final and nonrefundable.â 6
Indeed, it beggars belief that USCIS could receive the Lovosâ application, deposit
their check, do nothing for three years, and then return their check without adjudicating the
application. USCIS doesnât suggest that it has ever, in its discretion, refused to adjudicate
a waiver application. And though USCIS may return the application fee if the applicant
fails to sign his application or provide supporting evidence, 8 C.F.R. § 212.7(e)(5)(ii), no
regulation gives USCIS the authority to refund the fee for a properly filed waiver
4
See U.S. Citizenship & Immigr. Servs., I-601A, Application for Provisional
Unlawful Presence Waiver, https://www.uscis.gov/i-601a [https://perma.cc/7WQY-DJZJ]
(last accessed June 13, 2024).
5
USCIS recently increased the filing fee to $795. See 8 C.F.R. § 106.2(a)(34).
6
See U.S. Citizenship & Immigr. Servs., I-601A, Application for Provisional
Unlawful Presence Waiver, https://www.uscis.gov/i-601a [https://perma.cc/7WQY-DJZJ]
(last accessed June 13, 2024) (emphasis added).
44
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 45 of 46
application once it has cashed the applicantâs check, issued a receipt, and begun processing
it. 7
USCIS also tells applicants that the fee is âfinal and nonrefundable.â See U.S.
Citizenship & Immigr. Servs., I-601A, Application for Provisional Unlawful Presence
Waiver, https://www.uscis.gov/i-601a [https://perma.cc/7WQY-DJZJ] (last accessed June
13, 2024) (emphasis added). That contradicts USCISâs litigating position that it will refund
fees if it elects to simply not adjudicate an application. See also Segovia v. Garland, No.
1:23-cv-1478, 2024 WL 1223481, at *11 (N.D. Ga. Mar. 21, 2014) (recognizing that âthe
Government cannot charge a fee for the adjudication of an application and then argue that
it has no duty to adjudicate a properly filed applicationâ (cleaned up)).
Given all this, the majorityâs proposed solutionârequire the Lovos to hire an
attorney, bring a Tucker Act suit to compel a refund, and pay still more filing feesâmakes
no sense. Nor does anything in the regulations require the Lovos to undertake this
burdensome (and expensive) endeavor. Rather, when the Lovos paid USCIS to adjudicate
7
USCIS recently amended its regulations, which now state: âFiling fees generally
are non-refundable regardless of the outcome of the benefit request, or how much time the
adjudication requires, and any decision to refund a fee is at the discretion of USCIS.â 8
C.F.R. § 103.2(a)(1). But the preamble to this regulation suggests that USCIS will refund
fees only in limited circumstances, such as âwhen [it] made an error which resulted in the
application being filed inappropriately, or when an incorrect fee was collected.â U.S.
Citizenship and Immigration Services Fee Schedule and Changes to Certain Other
Immigration Benefit Request Requirements, 89 Fed. Reg. 6194, 6321 (Jan. 31, 2024). As
for applicants, âUSCIS makes its no-refund policy clear on its website. Filing and
biometric fees are final and non-refundable, regardless of any action USCIS takes on an
application, petition, or requestââincluding, presumably, electing not to adjudicate it and
returning it to the applicationââor if requestors withdraw a request.â Id. at 6276 (internal
citations omitted).
45
USCA4 Appeal: 23-1571 Doc: 34 Filed: 07/03/2024 Pg: 46 of 46
Mr. Lovoâs waiver application, they rightfully expected that USCIS would give them a
decision at some point.
The Lovos might not prevail on their claim of undue delay. But they are entitled to
a ruling on the merits. Because the majority holds otherwise, I respectfully dissent.
46