Julius Hodges v. Peter Meletis
Citation109 F.4th 252
Date Filed2024-07-23
Docket22-6427
Cited14 times
StatusPublished
Full Opinion (html_with_citations)
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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 22-6427
JULIUS LAMART HODGES
Plaintiff â Appellant
v.
COL. PETER MELETIS, Superintendent, in their official capacity; CPT. ALLEN WEST,
Inmate classification, in his official capacity; LT. WANDA CREIGHTON, Work Release
Manager, in their official capacity
Defendants â Appellees.
Appeal from the United States District Court for the Eastern District of Virginia, at
Richmond. David J. Novak, District Judge. (3:21âcvâ00614âDJNâEWH)
Argued: March 19, 2024 Decided: July 23, 2024
Before WILKINSON, RICHARDSON, and QUATTLEBAUM, Circuit Judges.
Affirmed as modified by published opinion. Judge Richardson wrote the opinion, in which
Judge Wilkinson and Judge Quattlebaum joined.
ARGUED: Rudolph Rosenmayer, WASHINGTON UNIVERSITY SCHOOL OF LAW,
St. Louis, Missouri, for Appellant. Sharon E. Pandak, PANDAK & TAVES, PLLC,
Woodbridge, Virginia, for Appellees. ON BRIEF: Steven J. Alagna, Supervising
Attorney, Noah Smith, Student Advocate, Roger Han, Student Advocate, Kay Groneck,
Student Advocate, Appellate Clinic, WASHINGTON UNIVERSITY SCHOOL OF LAW,
St. Louis, Missouri, for Appellant.
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RICHARDSON, Circuit Judge:
In January 2021, the detention facility where Julius Lamart Hodges was incarcerated
experienced a COVID-19 outbreak. While most inmates quarantined, Hodges volunteered
to continue working in the kitchen. Though he does not allege that he contracted COVID-
19 during this time, he claims that the facilityâs decision to permit him to volunteerâ
resulting in his exposure to the diseaseâconstitutes cruel and unusual punishment under
the Eighth Amendment. Like the district court, however, we find that Hodgesâs allegations
donât state an Eighth Amendment claim. And since Hodgesâs complaint states no other
viable claim, we affirm the district courtâs dismissal.
I. BACKGROUND
A. Factual Background 1
In July 2020, Hodges was sentenced to two yearsâ imprisonment for violating the
terms of his probation. The Virginia Department of Corrections placed him at the Prince
William-Manassas Adult Detention Center until he was released in July 2022. While he
was incarcerated, prison staff encouraged Hodges to join the Detention Centerâs Work
Force program, an inmate-employment program, by telling him that, after eighteen months
1
This factual recital accepts as true the allegations in Hodgesâs complaint, as we are
required to do when reviewing a dismissal under 28 U.S.C. § 1915(e)(2). DeâLonta v.
Angelone, 330 F.3d 630, 633 (4th Cir. 2003). Of course, this does not mean we find that
the facts are true; thatâs simply not the question before us.
2
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in Work Force, Hodges would qualify for Work Release. 2 Persuaded, Hodges signed up
and began performing Work Force duties.
Soon after, the Detention Center suffered a COVID-19 outbreak that originated with
non-inmate kitchen staff. This led to a facility-wide quarantine from January 26 to March
6, 2021. Hodges and other Work Force inmates, however, were given the option to either
leave the Work Force program and quarantine with the rest of the inmates or continue as
essential workers in the facilityâs kitchens. Hodges and seven others elected to continue
working.
Because of staffing issues caused by the quarantine, Hodges worked twelve-hour
shifts every day for at least three weeks around the âoutside staff who originally caused the
COVID-19 outbreakâ with no contact tracing. J.A. 7. Plus, he claims to have done the
work of at least three people, as eleven inmates 3 did what normally took thirty-six to thirty-
nine people to accomplish. So Hodges complained about his working conditions to prison
staff. But his complaints fell upon deaf ears as he was told âto stop complainingâ and that
âthis [was] what [he] signed up for.â J.A. 8. He also lodged a formal grievance with the
prison on February 14. This led one official to apologize to Hodges, although the apologyâs
specifics are unclear, and another to recognize that Hodges âmay have worked more
2
From the complaint, it appears that Work Force is employment supervised by the
Detention Center, often involving jobs within the facility itself, while Work Release
involves unsupervised employment out in the local community.
3
Hodges first alleged that he and seven other inmates continued to work in Work
Force during the quarantine. J.A. 7 (â[T]he whole jail population was quarantined besides
8 Work Force inmates.â). He does not explain how the number of Work Force inmates
increased to eleven.
3
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consecutive days than [he] shouldâ have. J.A. 6. But that second official also noted that
Hodges did not have to continue working.
B. Procedural Background
On September 6, 2021, Hodges filed this § 1983 action against Detention Center
officials Col. Peter Meletis, Cpt. Allen B. West, and Lt. Wanda Creighton seeking
monetary and injunctive relief. 4 The complaint asserted, among other things, that
Defendants violated Hodgesâs Eighth Amendment rights by allowing him to work during
an outbreak and violated his First Amendment rights by retaliating against him after he
filed his grievances. Hodges subsequently moved to proceed in forma pauperis (âIFPâ),
which the district court granted. See 28 U.S.C. § 1915. Then, as required by § 1915(e)(2)
and § 1915A, the district court preliminarily reviewed Hodgesâs complaint. The court
dismissed Hodgesâs Eighth Amendment claim for failure to state a claim upon which relief
could be granted and for being legally frivolous. It also held that Hodges failed to plausibly
allege that Defendants retaliated against him in violation of the First Amendment.
Hodges timely appealed. We granted him leave to appeal IFP and ordered that he
comply with § 1915âs fee-payment provisions. Yet Hodges failed to comply with that
order for June 2022, the month right before his release. Hodges has not remedied that
failure, nor has he made any more fee payments.
4
Though Hodgesâs complaint named Defendants only in their official capacities,
the district court liberally construed Hodgesâs claim for damages as running against
Defendants in their individual capacities. Hodges v. Meletis, No. 3:21CV614 (DJN), 2022
WL 989016, at *4 (E.D. Va. Mar. 31, 2022).
4
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II. DISCUSSION
Hodges primarily argues on appeal that the district court erred in dismissing his First
and Eighth Amendment claims. We disagree and thus affirm. 5
A. We decline to dismiss Hodgesâs appeal for failure to comply with our
order directing him to pay fees.
Before reaching this appealâs merits, we address Defendantsâ argument that we
should dismiss Hodgesâs appeal because he failed to make his June 2022 fee payment as
required by both our order and the Prison Litigation Reform Act (âPLRAâ), 28 U.S.C.
§ 1915. While we have that power, we decline to exercise it in this case.
In order to bring cases in federal courts, prospective litigants must pay a filing fee.
See 28 U.S.C. § 1913 (courts of appeals); § 1914 (district courts). And ordinarily, the
plaintiff or appellant must pay the fee at the beginning of a lawsuit or appeal or face
dismissal. See, e.g., Dupree v. Palmer, 284 F.3d 1234, 1236 (11th Cir. 2002) (per curiam);
5
Defendants preliminarily argue that Hodgesâs release from confinement moots this
appeal. We have routinely held, however, that transfer or release from a prison facility
moots only claims for injunctive or declaratory relief. E.g., Williams v. Griffin, 952 F.2d
820, 823 (4th Cir. 1991). A claim for monetary damages, on the other hand, is not mooted
by a transfer or release. Id. Accordingly, while Hodgesâs claims for injunctive relief are
moot, we maintain jurisdiction over Hodgesâs claims for monetary relief.
In connection with this argument, Defendants submitted a motion to file the affidavit
of Lt. Jeffrey Kepler, which included five attachments. We deferred decision pending oral
argument and now grant the motion in part and deny in part. We grant the motion as to
Attachments A, B, and C, as they establish that Hodges has been released from prison and
are thus probative of jurisdictional facts. Cf. United States ex rel. Vuyyuru v. Jadhav, 555
F.3d 337, 348 (4th Cir. 2009). But we deny the motion as to the remaining attachments
because they exist merely to attack certain factual allegations and inferences stemming
from Hodgesâs complaint. When ruling on a motion to dismiss, we are limited to the
complaint. E.I. du Pont de Nemours & Co. v. Kolon Indus., Inc., 637 F.3d 435, 448 (4th
Cir. 2011). So we do not consider those attachments.
5
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Hall v. United States, 44 F.4th 218, 239 n.10 (4th Cir. 2022) (Richardson, J., concurring in
the judgment). For indigent parties, however, requiring prepayment might deny them
meaningful access to federal courts. To address this problem, Congress passed the federal
in forma pauperis (âin the manner of a pauperâ) statute, which permits federal courts to
waive the prepayment requirement. See 28 U.S.C. § 1915(a)(1).
Still, at least for prisoner IFP plaintiffs, the statute is clear that IFP plaintiffs must
still âpay the full amount of a filing fee.â § 1915(b)(1). But while IFP prisoners arenât
relieved from paying the full fee, they are relieved from the prepayment obligation.
Instead, the IFP statute parcels the prisonerâs fee into smaller amounts to be paid over time.
First, prisoners must make an initial payment âwhen funds existâ 6 comprised of â20 percent
of the greater ofâ either âthe average monthly deposits into the prisonerâs accountâ or âthe
average monthly balance in the prisonerâs accountâ over the last six months. Id. Then,
following the initial payment, prisoners are ârequired to make monthly payments of 20
percent of the preceding monthâs income credited to the prisonerâs account . . . until the
filing fees are paid.â § 1915(b)(2). So § 1915(b) essentially puts indigent prisoner
plaintiffs on installment plans for their fees, with their monthly payments pegged to twenty
percent of their monthly income.
When prisoners fail to make their monthly payments, they risk dismissal as a
sanction. In federal appellate courts, Federal Rule of Appellate Procedure 3(a)(2) provides
6
This language is a corollary to § 1915(b)(4), which states, âIn no event shall a
prisoner be prohibited from bringing a civil action or appealing a civil or criminal judgment
for the reason that the prisoner has no assets and no means by which to pay the initial partial
filing fee.â
6
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that â[a]n appellantâs failure to take any step other than the timely filing of a notice of
appeal . . . is ground only for the court of appeals to act as it considers appropriate,
including dismissing the appeal.â Cf. Fed. R. App. P. 3(e) (âUpon filing a notice of appeal,
the appellant must pay the district clerk all required fees.â). So âfailure to comply with
any of [§ 1915âs] requirements may result in dismissal of a prisonerâs action.â See, e.g.,
In re Smith, 114 F.3d 1247, 1251(D.C. Cir. 1997); Larson v. Scott,157 F.3d 1030, 1032
(5th Cir. 1998); Cosby v. Meadors, 351 F.3d 1324, 1326 (10th Cir. 2003). In this case,
Hodges failed to make one required monthly paymentâhis June 2022 payment.
Accordingly, we may dismiss Hodgesâs appeal or impose some other sanction. 7
That said, sometimes a courtâs failure to receive payment will not warrant dismissal.
Normally, it is the prisonerâs custodian, not the prisoner himself, who must make monthly
payments. § 1915(b)(2) (âThe agency having custody of the prisoner shall forward
payments from the prisonerâs account to the clerk of the court . . . .â). So a prisoner,
through no fault of his own, may miss payments because the jail or prison has failed to
submit his payment. See, e.g., Hatchet v. Nettles, 201 F.3d 651, 652 (5th Cir. 2000) (per
curiam). Courts thus generally inquire into why payments were missed before dismissing
an appeal. Id.; Wilson v. Sargent, 313 F.3d 1315, 1321 (11th Cir. 2002). And if the missed
7
Because the PLRAâs language gives no indication that its fee provisions are
jurisdictional, we are not required to dismiss his appeal. Cf. Fed R. App. P. 3(a)(2); Harrow
v. Depât of Def., 144 S. Ct. 1178, 1183 (2024) (explaining that a procedural rule is
âjurisdictional only if Congress âclearly statesâ that it isâ (quoting Boechler v. Commâr,
596 U.S. 199, 203 (2022)).
7
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payment was not a result of the defendantâs noncompliance, dismissal is inappropriate.
Wilson, 313 F.3d at 1321; see also Hatchet,201 F.3d at 652
.
The record here, however, reveals why Hodges missed his monthly payment: He
spent his money on things other than his court fees. He earned $210 dollars in June 2022
yet withdrew $192.15 for various commissary purchases. That left him with only $17.85.
But under § 1915(b)(2) and our court order, Hodges was obligated to keep at least $42
(twenty percent of $210) in his prison account to pay the fee. Because he had inadequate
funds in his account, the prison could not forward his required fee payment to the court.
Thus, Hodgesâs failure did not stem from âcircumstances beyond his control, in which case
his complaint should not be dismissed.â Wilson, 313 F.3d at 1321. Rather, his failure
followed from his own actions. So we could dismiss Hodgesâs appeal.
Even so, we will not dismiss Hodgesâs appeal for failure to pay his fees. Hodges
missed only a single payment, timely submitting all other required fee payments until June
2022. And Hodgesâs release from prison the next monthâwhile his appeal was pendingâ
meant that he no longer accrued monthly fee obligations under the PLRA. As we have
held, âthe PLRA fee requirements are not applicable to a released prisoner (assuming the
prisoner made any required payments while in prison).â DeBlasio v. Gilmore, 315 F.3d
396, 397(4th Cir. 2003); Torres v. OâQuinn,612 F.3d 237
, 244 n.7 (4th Cir. 2010),
abrogated on other grounds by Bruce v. Samuels, 577 U.S. 82 (2016) (â[A] released
prisoner who complies with the PLRA while incarcerated will not be bound to pay
8
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outstanding fees after he is released.â). 8 When inmates are released, they do not âbecome
instantly liable for the remaining filing fee balance simply because they have been
released.â DeBlasio, 315 F.3d at 399. Instead, the court should âallow[] a released prisoner
to apply to proceed under the generalâ IFP provision rather than the prisoner IFP provision.
Id. Here that means Hodges is no longer âboundâ by the monthly requirements of
§ 1915(b), Torres, 612 F.3d at 244 n.7, outside of âany required payments while in prison,â
DeBlasio, 315 F.3d at 397. Heâs treated like any other non-prisoner plaintiff granted IFP
status under § 1915(a)(1) from the time he was released from prison. 9
Because Hodgesâs obligation to pay monthly fees evaporated when he was released
from prison, the only fee payment he missed was the June 2022 payment. Thus, unlike
many IFP plaintiffs who had their complaints dismissed, see Cosby, 351 F.3d at 1333â34,
Hodges missed only one payment at the end of his prison sentence. Yes, he is almost two
years late. But he is only late regarding one forty-two-dollar payment. And given that we
ultimately decide to affirm the district court on the merits, we decline to dismiss Hodgesâs
appeal on this procedural ground.
8
Not all circuits agree. See, e.g., Gay v. Tex. Depât of Corr. State Jail Div., 117
F.3d 240, 242 (5th Cir. 1997) (holding that a prisonerâs release is âirrelevantâ when
§ 1915âs triggering eventâthe filing of a complaint or an appealâoccurred while the
plaintiff was in prison).
9
We have suggested that released prisoners should be allowed to âapplyâ under the
general IFP provision. DeBlasio, 315 F.3d at 399. But Rule 24 specifies that parties who
were granted IFP status below âmay proceed on appeal in forma pauperis without further
authorization.â Fed. R. App. P. 24(a)(3). So rather than require Hodges to re-apply for
IFP status, we allow him âto proceed . . . without further authorization.â
9
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B. Hodgesâs complaint fails to state viable Eighth Amendment or First
Amendment claims.
Moving to the merits, Hodges argues the district court erred by dismissing his
complaint because it sufficiently alleges Defendants violated his Eighth Amendment and
First Amendment rights. 10 See 28 U.S.C. § 1915(e)(2)(B)(ii). We disagree.
We review a district courtâs dismissal for failure to state a claim under the PLRA de
novo. DeâLonta, 330 F.3d at 633. The standard is the same as under Federal Rule of Civil
Procedure 12(b)(6): We ask whether, accepting all a complaintâs well-pleaded allegations
as true, it âstate[s] a claim to relief that is plausible on its face.â Jackson v. Lightsey, 775
F.3d 170, 178(4th Cir. 2014) (quoting Ashcroft v. Iqbal,556 U.S. 662, 678
(2009)).
1. Hodgesâs complaint does not state an Eighth Amendment claim
for cruel and unusual punishment.
The heart of Hodgesâs Eighth Amendment claim is that Defendants subjected him
to cruel and unusual punishment during the COVID-19 lockdown when they allowed him
to volunteer to work in the prison kitchens.
The Eighth Amendment provides that âcruel and unusual punishments [shall not be]
inflicted.â U.S. Const. amend. VIII. By its terms, the Amendment clarifies that it prohibits
the Government from âinflict[ing]â âpunishmentâ that is âcruel and unusual.â id.
10
Hodges also argues that the district court erred by dismissing his Eighth
Amendment claim as legally frivolous. See 28 U.S.C. § 1915(e)(2)(B)(i). Because we
affirm the district courtâs dismissal of that claim for failure to state a claim, we need not
decide whether the claim is legally frivolous. Compare Neitzke v. Williams, 490 U.S. 319,
325 (1989) (explaining that a complaint is legally âfrivolous where it lacks an arguable
basis . . . in lawâ), with DeâLonta, 330 F.3d at 633 (explaining that a complaint fails to state
a claim when the allegations, if true, wouldnât establish the plaintiff is legally entitled to
relief).
10
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(emphasis added). And âto inflictâ is a transitive verb meaning âto applyâ or âimpose.â 1
Samuel Johnson, Dictionary of the English Language (4th ed. 1773); Noah Webster,
American Dictionary of the English Language (1828). As a transitive verb, it requires a
grammatical subject to exert some action upon an object. Robert Lowth, A Short
Introduction to English Grammer 30 (1799); see also Bryan A. Garner, Garnerâs Modern
English Usage 1035 (4th ed. 2016). So âinflictionâ requires an actor to âapplyâ or
âimposeâ some action upon someone else. Furthermore, because the Eighth Amendment
is a limitation upon the Government, Austin v. United States, 509 U.S. 602, 609 (1993),
that actor must be the Government or its agents. Thus, by prohibiting the infliction of cruel
and unusual punishment, the Eighth Amendment operates by limiting what the
Government can do while applying or imposing punishment.
Historically, that limit has been interpreted to prevent physically barbarous
punishments, such as torture. Estelle v. Gamble, 429 U.S. 97, 102 (1976). But âmore
recent casesâ have established that the Amendment forbids punishments that âinvolve the
unnecessary and wanton infliction of pain.â Id.(quoting Gregg v. Georgia,428 U.S. 153, 173
(1976) (joint opinion of Stewart, Powell, and Stevens, JJ.). While we need not (and
likely could not) give an exhaustive account of what constitutes âcruel and unusual
punishment,â the Supreme Court has also held that prison officials violate the Eighth
Amendment when they fail to âprovide humane conditions of confinementâ by depriving
inmates of lifeâs necessities, Farmer v. Brennan, 511 U.S. 825, 832 (1994); Rhodes v.
Chapman, 452 U.S. 337, 347 (1981), such as âfood, clothing, shelter, medical care, and
11
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reasonable safety.â Helling v. McKinney, 509 U.S. 25, 32 (1993) (quoting DeShaney v.
Winnebago Cnty. Dept. of Soc. Servs., 489 U.S. 189, 200 (1989)).
For a prisoner to assert that prison officials imposed conditions of confinement that
deprive him of lifeâs necessities, however, he âmust prove two elementsâthat the
deprivation [by prison officials] of a basic human need was objectively sufficiently serious,
and that subjectively the officials acted with a sufficiently culpable state of mind.â Jones
v. Solomon, 90 F.4th 198, 208(4th Cir. 2024) (quoting Shakka v. Smith,71 F.3d 162, 166
(4th Cir. 1995)). Only then can the officials be charged with inflicting cruel and unusual
punishment.
This case fails at the outset because Hodges fails to show that prison officials were
responsible for depriving Hodges of anything, much less a basic human need like
reasonable safety. Helling, 509 U.S. at 33, 35. Hodges volunteered to expose himself to
the conditions he now challenges. Prison officials gave him a choice between quarantining
or working. And he chose to work. So even if his choice to work exposed him to greater
safety risks, the fact that he chose willingly and could have stopped at any time means that
those officials did not inflict those risks upon him. Cf. Helling, 509 U.S. at 36 (asking
âwhether society considers the risk that the prisoner complains of to be so grave that it
violates contemporary standards of decency to expose anyone unwillingly to such a riskâ
(emphasis added)). 11
11
Because we hold that Hodgesâs complaint fails to allege a deprivation by
government officials, we need not address whether the alleged deprivation was objectively
serious enough or whether the prison officials acted with a subjectively culpable state of
mind. See Farmer, 511 U.S. at 834.
12
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Taking a step back, itâs clear why âconduct in which one voluntarily engages can
hardly be said to violate the Eighth Amendment.â Haas v. Weiner, 765 F.2d 123, 124 (8th
Cir. 1985) (per curiam). Again, the Amendment prohibits âthe unnecessary and wanton
infliction of painâ by prison officials. Estelle, 429 U.S. at 102 (emphasis added) (citation
omitted). And, in the prison setting, the Government can inflict pain both by affirmatively
acting and by failing to act. Helling, 509 U.S. at 31. Thatâs because â[w]hen the State
takes a person into its custody and holds him there against his will,â DeShaney, 489 U.S.
at 199â200, it largely âincapacitates a prisoner to exercise ordinary responsibility for his
own welfare,â County of Sacramento v. Lewis, 523 U.S. 833, 851 (1998). So when prison
officials take away or fail to provide some necessity, the prisoner himself has no other way
to obtain it, and the officials have thus inflicted the deprivation of that necessity upon him.
Yet when an inmate can choose to avoid a particular condition or activity or has the
means to secure his own necessities, he necessarily has the power âto exercise
responsibility for his own welfare.â Id. So, if the inmate exercises (or rather, abdicates)
that responsibility by voluntarily exposing himself to a condition or activity, prison
officials have not deprived him of any right or necessity. See Helling, 509 U.S. at 36.
Rather, the prisoner has inflicted that deprivation upon himself. See Legate v. Livingston,
822 F.3d 207, 209 (5th Cir. 2016) (finding no Eighth Amendment claim based on an
inmateâs voluntary participation in a religious communal pipe-smoking ceremony from
which he contracted a disease since âa prisoner cannot establish a violation where he
willingly participates in the conduct giving rise to his injuryâ).
13
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For a concrete example, consider a simplified version of the famous Burt Reynolds
movie, The Longest Yard (Paramount Pictures 1974). 12 There, the protagonist,
incarcerated football star Paul Crewe, builds a team of inmates to play in an exhibition
football game against a semi-pro team of prison guards managed by the prisonâs warden.
Motivated by a desire to beat the guards at their own game, many inmates voluntarily join
the team. But the team is forced to prepare in less-than-perfect conditions, practicing on a
poorly kept field with outdated equipment (at least until they manage steal some uniforms
from the guards). And once game day arrives, a predictably rough game ensues.
These facts donât amount to an Eighth Amendment violation. When an inmate is
permitted to voluntarily participate in a sport, he, âlike any cautious ballplayer outside of
prison,â has both the capacity and duty âto exercise responsibility for his own welfareâ by,
for example, âexamin[ing] the playing fieldâ and declining to play if he deems the risks
too great. Christopher v. Buss, 384 F.3d 879, 882â83 (7th Cir. 2004). Should he fail to do
so, that failure cannot then be laid at the feet of prison officials. Id.; see also Wronke v.
Champaign Cnty. Sheriffâs Off., 132 F. Appâx 58, 61 (7th Cir. 2005) (per curiam)
(unpublished) (âWronke cannot manufacture a constitutional claim by volunteering for a
job when he could have avoided the offending conditions by choosing to stay in his cell.â).
Because the inmate voluntarily put himself in the dangerous situation (either deliberately
or inadvertently), the fact that prison officials merely allowed the inmate to make that
choice cannot fairly be said to have deprived the inmate of reasonable safety.
12
Or, for those a bit younger, consider Adam Sandlerâs 2005 remake.
14
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Here, Hodgesâs complaint doesnât allege he was unwillingly exposed to the risk of
COVID-19 any more than Paul Crewe was unwillingly exposed to the risk of football-
related injuries. Before agreeing to work during the lockdown, Hodges and his coworkers
were âgiven the option [to] either work as essential workersâ or quarantine with the rest of
the facility. J.A. 7. Nowhere does Hodges allege that his participation was mandated or
that he could not choose to quarantine. In fact, he alleges that the staff affirmed that he
âd[id] not have to remainâ on Work Force if he was dissatisfied with the conditions. 13 J.A.
6. True, electing to quarantine would have resulted in his removal from Work Force and
disqualification from Work Release eligibility. But Hodges had no constitutional
entitlement to participate in Work Force or Work Release. See Gaston v. Taylor, 946 F.2d
340, 344 (4th Cir. 1991). So the Detention Center didnât condition any constitutional rights
or basic necessities upon Hodgesâs participation. Additionally, âexercise[ing] ordinary
responsibility for [oneâs] own welfare,â Lewis, 523 U.S. at 851, often requires giving up
some privilege one might otherwise have. So, yes, if Hodges had elected to quarantine, he
13
Contrast Hodgesâs allegations to Rish v. Johnson, 131 F.3d 1092 (4th Cir. 1997).
There we explained that â[a]lthough the inmates initially volunteered for the duty soon
after their respective arrivals at F.C.I. Butner, they lacked a full understanding of exactly
what the position entailed, and having once committed themselves to the task, they could
not refuse to perform the requisite duties without suffering punishment. Accordingly, the
inmatesâ duties as orderlies were not âvoluntaryâ in the sense that they could avoid the risks
of which they now complain if they chose to do so.â Id. at 1094 n.3. Hodges alleges
neither that prison officials hid the risks nor that he could not quit once he began. See
Haas, 765 F.2d at 124.
15
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would have lost the privileges of Work Force. But that doesnât mean he kept working
involuntarily. So Hodges has not sufficiently alleged a deprivation by prison officials. 14
2. Hodgesâs complaint does not state a First Amendment retaliation
claim.
Hodgesâs complaint also alleges that prison officials retaliated against him for
having raised concerns about the working conditions. According to Hodges, he was denied
Work Release as punishment for his protected complaining in violation of the First
Amendment. But his complaint doesnât state such a claim.
A First Amendment retaliation claim requires a plaintiff to show that (1) his âspeech
was protected,â (2) âthe defendantâs alleged retaliatory action adversely affected the
plaintiffâs constitutionally protected speech,â and (3) âa causal relationship exists between
[the plaintiffâs] speech and the defendantâs retaliatory action.â Suarez Corp. Indus. v.
McGraw, 202 F.3d 676, 686 (4th Cir. 2000). Hodges asserts that he engaged in protected
activity by filing grievances regarding his work conditions and that Defendants took
adverse action against him by âforeclos[ing] Mr. Hodgesâs path to Work Release.â
Appellantâs Br. 30â32. But Hodges has failed to allege a causal relationship between the
two.
14
This also sufficiently disposes of Hodgesâs other claim of cruel and unusual
punishmentâthat he was subjected to impermissibly hard work and long hours. If Hodges
didnât like the work and hours he was assigned, he didnât have to do it. So, just like he
voluntarily chose to expose himself to the COVID-19 risk, he voluntarily chose to expose
himself to the hard work and long hours. For similar reasons, we reject Hodgesâs separate
allegation that it was cruel and unusual to have him do landscaping during the hot summer.
16
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Hodges advances three arguments for why the allegations in his complaint satisfy
the causation prong of a retaliation claim, but all fail. His first argument is that his
complaint establishes causation because it alleges that the named Defendants (or at least
Lt. Creighton) knew about his protected activity before taking adverse action against him.
Yet Hodgesâs complaint alleges that he was denied Work Release in August 2020, before
he began complaining, and again in May 2021. The first denial couldnât have been caused
by Hodgesâs grievances because he hadnât made them yet. But even if we only consider
the later denial of his request for Work Release, knowledge of protected First Amendment
activity alone ââdoes not establish a causal connectionâ between the protected activity and
the adverse action.â Constantine v. Rectors & Visitors of George Mason Univ., 411 F.3d
474, 501(4th Cir. 2005) (quoting Price v. Thompson,380 F.3d 209, 213
(4th Cir. 2004)).
Instead, a plaintiff must allege some additional evidence that can support an inference of
causation.
This leads to Hodgesâs second argumentâthat his complaint sufficiently alleges
causation because it alleges that Lt. Creightonâs âcampaign to block [Hodges] from Work
Release beganâ â[s]hortly after Mr. Hodges filed his grievance.â Opening Br. at 33. 15 To
Hodgesâs credit, temporal proximity alone can create the inference of causation. Penley v.
McDowell Cnty. Bd. of Educ., 876 F.3d 646, 656 (4th Cir. 2017). But what dooms his
argument is that we require âthe temporal proximity [to be] very close.â Id. âA lengthy
time lapse betweenâ the defendant learning of the protected speech and the defendant
15
We assume, as Hodges has alleged, that Lt. Creighton, not the Department of
Corrections, effectively denied Hodgesâs application.
17
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taking the allegedly retaliatory action ânegates any inference that a causal connection exists
between the two.â See Dowe v. Total Action Against Poverty in Roanoke Valley, 145 F.3d
653, 657 (4th Cir. 1998). 16
Hodgesâs complaint alleges that he was denied Work Release for the second time in
May 2021, when Hodges received a letter from Lt. Creighton informing him that the
Department of Corrections had not approved his Work Release application. But the
protected speech Lt. Creighton allegedly retaliated against Hodges forâhis February 14,
2021, grievanceâoccurred three-and-a-half months earlier. We have expressly held that
adverse action taken âthree months afterâ a grievance âdid not âclosely followâ a protected
activity, and thus does not present a circumstance that courts have characterized as creating
a strong inference of retaliation.â Roberts v. Glenn Indus. Grp., Inc., 998 F.3d 111, 127
(4th Cir. 2021); cf. King v. Rumsfeld, 328 F.3d 145, 151 (4th Cir. 2003) (âKingâs firing
came two months and two weeks following Carlsonâs receipt of notice that King [took
protected activity]. This length of time between Carlsonâs notice of the complaint and the
adverse employment action is sufficiently long so as to weaken significantly the inference
of causation between the two events.â); Pascual v. Loweâs Home Ctrs., Inc., 193 F. Appâx
229, 233 (4th Cir. 2006) (âIn this case, at least three to four months separated the [adverse
action] and the claimed protected activities. We find that this time period is too long to
establish a causal connection by temporal proximity alone.â). So without more, Hodgesâs
complaint fails to allege a First Amendment retaliation claim.
Though Dowe is a Title VII case, we routinely use Title VII precedents in the First
16
Amendment-retaliation context. See Penley, 876 F.3d at 656(citing Dowe,145 F.3d 653
).
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In hopes of saving his claim, Hodges points to his allegation of âLt. Creightonâs
negative attitude towardsâ him. Opening Br. at 33. Even ignoring that Hodgesâs complaint
alleges that said ânegative attitudeâ started after the denial of his application, he cites no
authority for his proposition that a ânegative attitudeâ proves causation. And, in reality, it
may prove the opposite. To state a claim, Hodges must allege that Lt. Creighton took
adverse action because of protected speech. But Hodgesâs ânegative attitudeâ argument
actually provides an alternative reason for why Lt. Creighton might have denied Hodgesâs
requestâshe just didnât like him. This might be grounds for a formal grievance or
reprimand, but absent some showing that she didnât like him because of his speech, it
doesnât establish causation.
All this is to say that the only allegations in the complaint that go to causation are
Hodgesâs allegations of temporal proximity. But those alone are insufficient to plausibly
allege causation. So the district court was correct to dismiss Hodgesâs claim. 17
17
Below, Hodges also sought to supplement his complaint by alleging new instances
of retaliation that came after he filed his § 1983 action. Without explanation, the district
court declined to consider Hodgesâs new allegations, which we construe as motions to file
supplemental pleadings. See Fed. R. Civ. P. 15(d). Leave to supplement âshould be freely
granted, and should be denied only where âgood reason exists . . . , such as prejudice to the
defendants.ââ Franks v. Ross, 313 F.3d 184, 198 n.15 (4th Cir. 2002) (quoting Walker v.
United Parcel Serv., 240 F.3d 1268, 1278 (10th Cir. 2001)). Accordingly, âoutright refusal
to grant the leave without any justifying reason appearing for the denial is not an exercise
of discretion; it is merely abuse of that discretion and inconsistent with the spirit of the
Federal Rules.â Foman v. Davis, 371 U.S. 178, 182 (1962).
That said, the refusal to consider Hodgesâs supplemental allegations was harmless.
See 28 U.S.C. § 2111 (â[T]he court shall give judgment after an examination of the record
without regard to errors or defects which do not affect the substantial rights of the parties.â).
Hodgesâs supplemental allegations sought to assert two new factual scenarios involving
First Amendment retaliation. The first involves an unnamed staff member opening
(Continued)
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* * *
The sum of the above is that Hodges failed to allege facts sufficient to state any
viable claim. But determining that we will affirm the district courtâs dismissal leaves us
with Hodgesâs final argument: that the district court erred by dismissing his complaint
with prejudice. In support, Hodges correctly points out that weâve suggested that
âdismissal should generally be without prejudiceâ when âthe district court neither gave [the
pro se plaintiff] the opportunity to amend nor . . . engage[d] in any discussion as to why
amendment would be futile.â King v. Rubenstein, 825 F.3d 206, 225 (4th Cir. 2016). And
Defendants, for their part, offer no rebuttal to this argument. So we will âmodify the
judgment only to the extent that the dismissal be without prejudice.â Thomas v. Salvation
Army S. Territory, 841 F.3d 632, 642 (4th Cir. 2016). As a result, the district courtâs order
is
AFFIRMED AS MODIFIED.
Hodgesâs mail. But that does not allege that Defendants retaliated against him; it alleges
the unnamed staff member did. Suarez Corp. Indus., 202 F.3d at 686. The second
allegation, which involves Lt. Creighton preventing another officer from writing Hodges a
recommendation letter and removing him from Work Force, fails for the same reasons as
Hodgesâs original retaliation claimâhe doesnât sufficiently allege causation.
20