Wiggins v. Griffin

21-533
Wiggins v. Griffin, et al.

                       UNITED STATES COURT OF APPEALS
                           FOR THE SECOND CIRCUIT
                             ____________________

                                   August Term, 2022

(Argued: January 6, 2023                                Decided: November 20, 2023)

                                    Docket No. 21-533

                                 ____________________

ROBERT E. WIGGINS,

                             Plaintiff-Appellant,

                     v.

THOMAS GRIFFIN, Superintendent, M. KOPP, Deputy Superintendent of
Programs, D. HOWARD, Assistant Deputy Superintendent of Programs, and DR.
G. JEBAMANI, Protestant Chaplain,

                             Defendants-Appellees.

                                 ____________________

Before: KEARSE and MENASHI, Circuit Judges. *




*Judge Rosemary S. Pooler, originally a member of the panel, died on August 9,
2023. The two remaining members of the panel, who are in agreement, have
determined the matter. See 

(d); 2d Cir. IOP E(b); United States v.
Desimone, 

 (2d Cir. 1998).
      Robert E. Wiggins, a practicing Baptist, was incarcerated in the Green Haven

Correctional Facility from 2002 until 2018. After prison officials failed to update

the Protestant services “call-out list,” Wiggins was excluded from all religious

services for over five months. He sued Green Haven officials Thomas Griffin, M.

Kopp, D. Howard, and Dr. G. Jebamani under 

, alleging that they

violated his constitutional rights. The United States District Court for the Southern

District of New York (Philip M. Halpern, J.) granted the defendants’ motion for

summary judgment, reasoning that (1) the defendants did not substantially

burden Wiggins’s free exercise of religion, (2) the defendants were entitled to

qualified immunity, and (3) if there were a constitutional violation, Kopp was not

personally involved in it.

      We affirm in part, vacate in part, and remand to the district court for further

proceedings. First, we conclude that the defendants’ failure to update the

Protestant services call-out list, which prevented Wiggins from attending worship

services for over five months, substantially burdened his religious exercise.

Second, because disputed issues of material fact remain, qualified immunity

cannot shield the defendants from liability at this juncture. Third, Wiggins

sufficiently alleged Kopp’s personal involvement in a First Amendment violation
by pleading that Kopp took no action even after she was informed that Wiggins’s

rights were being infringed. Finally, we hold that a Section 1983 free exercise claim

requires a plaintiff to demonstrate the defendant’s deliberate indifference to the

plaintiff’s rights. We remand to the district court to consider whether evidence of

Kopp’s, Howard’s, and/or Jebamani’s conduct suffices to permit a finding of

deliberate indifference. But because Griffin is alleged to have engaged in (at most)

an isolated act of negligence, we affirm the dismissal of the claim against him.

      Judge Menashi concurs in a separate opinion.

                              ____________________

                          JENNIFER LOEB (Meredith Kotler, Andrew Henderson,
                          and Matthew Steyl, on the brief), Freshfields Bruckhaus
                          Deringer US LLP, New York, NY, for Plaintiff-Appellant
                          Robert E. Wiggins.

                          ERIC DEL POZO, Assistant Solicitor General (Barbara D.
                          Underwood, Solicitor General, and Judith N. Vale,
                          Deputy Solicitor General, on the brief), for Letitia James,
                          Attorney General of the State of New York, New York,
                          NY, for Defendants-Appellees Thomas Griffin, M. Kopp, D.
                          Howard, and Dr. G. Jebamani.




                                         3
PER CURIAM:

      Robert E. Wiggins, a practicing Baptist, was incarcerated in the Green Haven

Correctional Facility (“Green Haven”) from 2002 until 2018. When he arrived at

Green Haven, he registered as a Baptist and was placed on the Protestant services

“call-out list,” enabling his regular attendance at the prison’s weekend worship

services and mid-week bible study. But after prison officials transferred Wiggins

to a new cellblock, they failed to update the call-out list to reflect his relocation.

Despite his repeated requests to update the call-out list with his name, Wiggins

was deprived of all religious services for over five months before officials

eventually reinstated him to the list.

      Wiggins sued Green Haven officials Thomas Griffin, M. Kopp, D. Howard,

and Dr. G. Jebamani (collectively, “Defendants”) under 

. He

alleged that Defendants violated his First Amendment right to the free exercise of

religion by failing to update the call-out list. The district court granted summary

judgment to Defendants, reasoning that Wiggins’s free exercise rights were not

substantially burdened. Additionally, the district court concluded that Defendants

                                          4
were shielded by qualified immunity and that Wiggins failed to plead Kopp’s

personal involvement in a First Amendment violation.

      On appeal, Defendants concede that Wiggins’s free exercise rights were

substantially burdened. They nevertheless maintain that the judgment can be

affirmed pursuant to the doctrine of qualified immunity. Alternatively,

Defendants ask us to decide the requisite mental state for a Section 1983 free

exercise claim and argue that negligence is insufficient. Wiggins, however, sees

things differently. He points to disputed issues of material fact and evidence that

suggest Defendants’ deliberate indifference.

      We affirm in part and vacate in part the district court’s decision. We

conclude that Wiggins’s free exercise rights were substantially burdened, that

disputed issues of material fact preclude Defendants from qualifying for

immunity at this juncture, and that the record contains sufficient evidence to show

that Kopp was informed of, but failed to take any action to remedy, the violation

of Wiggins’s rights that was within her sphere of responsibility. We also hold that

Section 1983 free exercise claims require a showing of deliberate indifference, and

                                        5
we remand to the district court to consider whether the conduct of Kopp, Howard,

and/or Jebamani meets this standard. But because we find that Griffin engaged in

(at most) an isolated act of negligence, we affirm the dismissal of the claim against

him.

                                 BACKGROUND

I.     Factual Background

       The district court disposed of Wiggins’s claims pursuant to a motion for

summary judgment. Therefore, we recount the following evidence 2 in the light

most favorable to Wiggins, drawing all available inferences in his favor. Ford v.

McGinnis, 

 (2d Cir. 2003).

       Wiggins was incarcerated in Green Haven from 2002 until 2018. Green

Haven follows New York State Department of Corrections and Community

Supervision Directive 4202, governing the administration of religious programs in




2
 Wiggins’s complaint was sworn under penalty of perjury, and we consider its
factual assertions as evidence for summary judgment purposes. Brandon v. Kinter,

, 26 n.5 (2d Cir. 2019).
                                       6
New York state prisons. Under this directive, in order to attend religious services,

an incarcerated individual must register as an adherent of a particular faith and

request to be placed on a “call-out list.” Unlike other records maintained by Green

Haven, religious call-out lists do not automatically change to reflect an inmate’s

transfer to a new prison location. Thus, when an individual is relocated to a

different part of Green Haven, prison officials must manually update the list to

reflect the transfer.

      Wiggins was raised in the Baptist church and identifies himself as a Baptist

or a Protestant. He attended church services throughout his life, which he views

as a “fundamental act of worship.” App’x at 16. At Green Haven, Wiggins

registered as a Baptist and took part in Saturday and Sunday worship services

“[e]very weekend, unless [he] was sick or [he] couldn’t go,” which “wasn’t too

often.” App’x at 125. He also frequented Green Haven’s mid-week bible study.

Though 160 to 180 observers typically attend Sunday morning services, only 60 to

70 individuals participate in the other Protestant services offered at the prison.




                                          7
      On April 3, 2017, prison officials transferred Wiggins to a new cellblock.

However, the call-out list was not updated to indicate his relocation. Initially,

when officers told Wiggins that he was not on the new cellblock’s call-out list,

Wiggins assumed the list had not “c[aught] up” with his relocation. App’x at 454.

But when Wiggins was not called for religious services again the following week,

he asked the officers to put his name on the call-out list. He continued making

these requests “every Saturday and Sunday.” App’x at 14. The officers responded

with “verbal[] threats” and “abusive language.” App’x at 16-17.

      As the weeks progressed, Wiggins pressed on. He sent several call-out

requests to Jebamani, the Protestant chaplain “responsible for carrying out all

aspects of . . . religious programs.” App’x at 294. Wiggins also handed call-out

requests to churchgoers, asking them to pass the notes to Jebamani. Jebamani did

not respond to, and stated that he did not remember receiving, these requests. On

May 2, 2017, Wiggins sent Jebamani a letter regarding the issue. Still, Jebamani did

not respond. Then, on May 7, 2017, Wiggins wrote to Griffin, the Superintendent




                                         8
at Green Haven. Wiggins implored Griffin to investigate his exclusion from the

call-out list. Griffin did not respond.

      Jebamani did not directly answer Wiggins. However, Jebamani stated that

he contacted the Deputy Superintendent of Programs—either Kopp or Howard 3—

on June 5, 2017, requesting Wiggins’s reinstatement to the call-out list. Jebamani

stated that he sent another interdepartmental communication on July 25, 2017. His

efforts were met with silence. Afterwards, Jebamani took no further action.

      By September 2017, Wiggins remained unable to attend communal worship.

He wrote again to Griffin on September 18, 2017, asserting that he was “being

denied the right to attend religious services” and asking Griffin to address the

matter. App’x at 342. Wiggins filed a formal complaint with the Inmate Grievance

Resolution Committee that same day. This time, Griffin’s office forwarded




3
 The record reflects some confusion among Defendants as to who was the “Deputy
Superintendent of Programs.” In her affidavit, Kopp identified herself as Deputy
Superintendent for Programs. In response to Wiggins’s interrogatories, Howard
also listed himself as Deputy Superintendent of Programs. In other documents,
however, Howard stated that he was Assistant Deputy of Programs or Assistant
Deputy Superintendent for Program Services.
                                       9
Wiggins’s letter to Howard as Assistant Deputy of Programs, who updated the

call-out list on September 20, 2017. Wiggins was eventually able to attend worship

services on September 23.

II.     Procedural History

        Wiggins instituted this pro se action on August 16, 2018. He alleged that

Defendants violated his First and Fourteenth Amendment rights by failing to

update the call-out list. 4

        On February 22, 2021, the district court granted Defendants’ motion for

summary judgment, dismissing the case. In its decision, the district court

determined that Wiggins’s exclusion from communal worship did not constitute

a substantial burden on his religious beliefs because he “occasionally missed

religious services” while imprisoned. Wiggins v. Griffin, No. 18-CV-07559, 

, at *4 (S.D.N.Y. Feb. 22, 2021). It highlighted Wiggins’s decision to wait five




4   Wiggins abandoned his Fourteenth Amendment claim on appeal.
                                      10
months before filing a formal complaint and concluded on that basis that Wiggins

“was not that concerned about the issue.” 

      The district court provided alternative bases for its decision. First, the

district court held that Defendants were shielded from liability under the doctrine

of qualified immunity. It determined that Wiggins did not have a “clearly

established right to attend religious services despite the fact that his name did not

appear on a call-out list.” 

. And because Defendants eventually remedied

the situation, the district court concluded that each defendant was neither “plainly

incompetent [n]or in knowing violation of the law.” 

 Second, the district court

dismissed claims against Kopp on the ground that Wiggins’s complaint did “not

include any allegations” against her. 

 at *5 n.5.

      Wiggins timely appealed.

                                   DISCUSSION

      We review de novo the district court’s grant of summary judgment. See

Wright v. Goord, 

 (2d Cir. 2009). Summary judgment is appropriate

when, viewing the evidence favorably to the non-movant, there is no genuine issue

                                          11
of material fact and the facts as to which there is no such issue warrant the entry

of judgment for the moving party as a matter of law. See Fed. R. Civ. P. 56(a);

Anderson v. Liberty Lobby, Inc., 

 (1986). “A genuine issue exists—

and summary judgment is therefore improper—where the evidence is such that a

reasonable jury could decide in the non-movant’s favor.” Brandon, 

(internal quotation marks omitted). “Thus, although the court should review the

record as a whole, it must disregard all evidence favorable to the moving party

that the jury is not required to believe.” Reeves v. Sanderson Plumbing Prods., Inc.,

 (2000).

I.    Substantial Burden

      We begin our discussion with the continued vitality of the substantial

burden test. The Free Exercise Clause of the First Amendment safeguards religious

practice, providing that “Congress shall make no law . . . prohibiting the free

exercise” of religion. U.S. Const. amend. I. Incarcerated individuals “retain some

measure of th[is] constitutional protection.” Ford, 

. Seeking to

balance the rights of incarcerated persons with the “interests of prison officials” in

                                         12
performing their complex duties in administering the penal system, we have

required a threshold showing that a prison official’s conduct “substantially

burdens” an incarcerated individual’s “sincerely held religious belief.” Brandon,

 (internal quotation marks omitted). Even if this burden is met, a

defendant may still avoid liability by showing the conduct at issue was

“reasonably related to legitimate penological interests.” See Holland v. Goord, 

 (2d Cir. 2014) (internal quotation marks omitted).

      A burden on religious exercise is not substantial when it “comfortably could

be said that a belief or practice is so peripheral to the plaintiff’s religion that any

burden can be aptly characterized as constitutionally de minimis.” Ford, 

. We have explained, however, that preventing an incarcerated person from

attending communal religious services without justification cannot be described

as constitutionally de minimis. See Sabir v. Williams, 

, 65 n.9 (2d Cir.

2022) (“[P]reventing a prisoner from engaging in congregational prayer

constitutes a substantial burden on the prisoner’s religious exercise.”).




                                          13
      We have not decided whether the substantial burden test survives

Employment Division v. Smith, 

 (1990). See Holland, 

;

Brandon, 

 n.7. In Smith, the Supreme Court held that an alleged free

exercise violation stemming from a facially neutral law of general applicability

could not be evaluated under a balancing test. 

. It also “took issue

with the premise that courts can differentiate between substantial and

insubstantial burdens.” Ford, 

 (describing Smith). Wiggins thus

asserts that the substantial burden test has no continued place in our jurisprudence

because it seeks to “determine the place of a particular belief in a religion”—in

direct contravention of Smith. Appellant’s Br. at 23 (quoting Smith, 

).

Indeed, our sister circuits disagree about whether the sun has set on this test.

Brandon, 

 n.7 (collecting cases). But we need not answer the question

here because Defendants concede that the burden on Wiggins’s rights was

substantial. See Appellee’s Br. at 39.

      It is undisputed that the call-out list was not timely updated, without

justification. Because of this unjustified delay, Wiggins was unable to engage in a

                                         14
“fundamental act of worship” for over five months. App’x at 16. As Defendants

now concede, this amounted to a substantial burden on Wiggins’s free exercise

rights. See Appellee’s Br. at 39 (“Wiggins’[s] sincerely held religious beliefs were

substantially burdened by his allegedly months-long inability to attend

congregate prayer services.”); see also Sabir, 

 n.9.

      We note several problematic inferences reached by the district court in its

conclusion that Wiggins suffered no substantial burden. The district court

reasoned that Wiggins was never forced “to modify his behavior or violate his

beliefs” because he “occasionally missed religious services.” Wiggins, 

, at *4. But Wiggins testified that between 2002 and 2017 he attended

congregational services “[e]very weekend” except when he “couldn’t go” because

he was sick or had a visit, which “wasn’t too often.” App’x at 125. We have never

construed the substantial burden test so narrowly as to suggest that an

individual’s intermittent absences, in the context of a lifetime of worship, indicates

the unimportance of the religious practice. See Brandon, 

(“[E]stablishing a substantial burden is not a particularly onerous task.” (internal

                                           15
quotation marks omitted)). Moreover, there is no indication that Wiggins had ever

abstained from worship services for months-long periods, indicating that inaction

by one or more Defendants did, in fact, force Wiggins to modify his behavior and

violate his beliefs. See Jolly v. Coughlin, 

 (2d Cir. 1996) (explaining

that “a substantial burden exists where the state puts substantial pressure on an

adherent to modify his behavior and to violate his beliefs” even for “only a short

period of time” (internal quotation marks omitted)).

      The district court also posited that Wiggins “was not that concerned about

the issue” because he failed to file a formal grievance for several months. Wiggins,

, at *4. This inference ignores that Wiggins twice a week requested

that the call-out list be updated, passed notes about the issue to Jebamani, and sent

letters to both Griffin and Jebamani. We reiterate the danger of making

“conclusory judgments about the unimportance of the religious practice to the

adherent,” Ford, 

, especially when there is evidence to the contrary.

      At bottom, because there is evidence from which a jury could find that the

conduct of one or more Defendants placed a substantial burden on Wiggins’s

                                          16
religious exercise, we avoid the question of whether the substantial burden

requirement survives Smith. See Holland, 

 (declining to address

the “continued vitality of the substantial burden requirement” when the plaintiff’s

religious exercise was substantially burdened). And because Defendants concede

that Wiggins’s rights were substantially burdened, summary judgment on this

basis was improper.

II.   Qualified Immunity

      We next turn to the doctrine of qualified immunity. The district court

concluded that Wiggins did not have the “right to attend religious services despite

the fact that his name did not appear on a call-out list.” Wiggins, 

,

at *6. Wiggins argues that this inaccurately captures the scope of his right. On

appeal, Defendants abandon the district court’s framing, instead asserting that

Wiggins did not have a clearly established right to a “call-out system that

automatically updates.” Appellee’s Br. at 35.

      Qualified immunity is meant to “provide[] ample protection to all but the

plainly incompetent or those who knowingly violate the law.” Malley v. Briggs, 475

                                        

, 341 (1986). The doctrine shelters a defendant whose “conduct does not

violate clearly established statutory or constitutional rights of which a reasonable

person would have known.” Brandon, 

 (internal quotation marks

omitted). We find a right clearly established when “(1) the law is defined with

reasonable clarity, (2) the Supreme Court or the Second Circuit has recognized the

right, and (3) a reasonable defendant would have understood from the existing

law that his conduct was unlawful.” Luna v. Pico, 

 (2d Cir. 2004)

(internal quotation marks and alterations omitted). Even when we find a right

clearly established, defendants “may nonetheless establish immunity by showing

that reasonable persons in their position would not have understood that their

conduct was within the scope of the established prohibition.” LaBounty v. Coughlin,

 (2d Cir. 1998) (internal quotation marks omitted).

       We acknowledge that defining a right at the appropriate level of generality

is not always straightforward. 

 (observing that “accurately defining the right at

issue” is a “chronic difficulty . . . for courts”). This is apparent when, as in this case,

the parties and the district court each articulate a different right at stake. The

                                            18
Supreme Court has cautioned that a broadly defined right creates “virtually

unqualified liability,” Anderson v. Creighton, 

 (1987), yet we have

also recognized that a too-narrowly defined right “effectively insulate[s] the

government’s actions,” LaBounty, 

.

       The district court erred in defining Wiggins’s right as the “right to attend

religious services despite the fact that his name did not appear on a call-out list.”

Wiggins, 

, at *6. Not only is this characterization of the right at issue

too narrow; it ignores the substance of Wiggins’s pleas. Wiggins did not challenge

the prison’s use of a call-out list generally. Rather, he contested Defendants’

inaction in response to his requests to be reinstated on such list. Nevertheless,

Defendants argue that an incarcerated individual does not have a clearly

established right to a “call-out system that automatically updates.” Appellee’s Br.

at 35. We have never found such a narrowly construed right.

      We have, however, held that incarcerated individuals have the right to

engage in religious exercise absent a legitimate penological justification for the

denial. See Salahuddin v. Goord, 

 (2d Cir. 2006) (“Summary

                                          19
judgment on the basis of qualified immunity is not appropriate because it was

clearly established law at the time of the alleged violations that religious exercise

may not be denied without any reason.”). The failure of prison administrators to

update the call-out list violated this clearly established right.

      Whether any of the Defendants are liable for the violation of this clearly

established right depends on the resolution of competing narratives. The record

indicates that Jebamani failed to act on Wiggins’s requests for over a month.

Jebamani asserts that in June and again in July he finally sent interdepartmental

communications to either Kopp or Howard as the Deputy Superintendent of

Programs. But the Deputy did not process the requests, and Kopp and Howard

both deny knowledge of the requests. Moreover, when Kopp or Howard failed to

act, Jebamani took no further action. All the while, Jebamani, Kopp, and Howard

were aware that the call-out list was not automatically updated. In other words, if

they knew of Wiggins’s requests, they would have known that Wiggins’s ability

to attend religious services depended on their input.




                                          20
      On the issue of whether Kopp or Howard was aware of Wiggins’s requests,

depending on whose testimony we credit, there are at least three versions of

events: that Jebamani sent the communications to Kopp but not Howard; that

Jebamani sent the communications to Howard but not Kopp; or that Jebamani sent

the communications to neither of them. It is thus possible for a jury to conclude

that fewer than all Defendants are liable—if, for example, it finds that Kopp but

not Howard received Jebamani’s communications.

      However, it is not the court’s role on summary judgment to make

“[a]ssessments of credibility and choices between conflicting versions of the

events.” Simpson v. City of New York, 

 (2d Cir. 2015) (internal

quotation marks omitted); see also Reeves, 

 (stating that on summary

judgment a court “must disregard all evidence favorable to the moving party that

the jury is not required to believe”). Rather, we draw factual inferences in

Wiggins’s favor with respect to his claim against each Defendant separately. In

considering Wiggins’s claim against Jebamani, we adopt the inference that

Jebamani never sent the communications to the Deputy—thereby crediting Kopp’s

                                        21
and Howard’s assertions 5—or otherwise failed adequately to respond to

Wiggins’s repeated requests. In considering Wiggins’s claim against Kopp, we

adopt the inference that Kopp received Jebamani’s communications—thereby

crediting Jebamani’s assertion that he sent the communications and Howard’s

assertion that they were not directed to him. And in considering Wiggins’s claim

against Howard, we adopt the inference that Howard received Jebamani’s

communications—thereby crediting Jebamani’s assertion that he sent the

communications and Kopp’s assertion that they were not directed to her.




5
 The record contains documents which Jebamani asserts are the June 5, 2017 and
July 25, 2017 communications sent from him to the Deputy Superintendent of
Programs relaying Wiggins’s call-out list requests. See App’x at 359-60. These
documents appear to be from Jebamani’s records, so we cannot tell whether they
were actually sent to or received by the Deputy. Furthermore, the document
showing Jebamani’s July 25 communication—unlike the June 5 document—is not
on Department of Corrections and Community Supervision letterhead, has no
“To” or “From” lines, and at the top of the page has only a handwritten date of
July 25, 2017. App’x at 360.
                                       22
      In short, a jury may find that one or more Defendants 6 purposefully ignored

or delayed processing Wiggins’s requests, seeking to deny his participation in

communal worship, or may have been deliberately indifferent to Wiggins’s

requests. In such a scenario, they would have violated Wiggins’s clearly

established right. See Sabir, 

. Furthermore, because Defendants

acknowledged that the call-out system required their input, they could not escape

liability by arguing that “reasonable persons in their position would not have

understood that their conduct was within the scope of the established

prohibition.” See LaBounty, 

 (internal quotation marks omitted). But,

on the other hand, a Defendant may have simply missed Wiggins’s requests or

failed to take extra steps to ensure they were processed. If so, qualified immunity

may be appropriate.




6
 Because we affirm the judgment as to Griffin, we do not address whether
qualified immunity would have shielded his conduct.
                                     23
       Because the record contains evidence to support the conflicting accounts,

the question is one for the jury. See Jones v. Parmley, 

 (2d Cir. 2006).

Jebamani, Kopp, and Howard are not entitled to qualified immunity at this stage.

III.   Personal Involvement

       We also consider the district court’s dismissal of claims against Kopp

because Wiggins’s complaint “d[id] not include any allegations against” her.

Wiggins, 

, at *5 n.5. Wiggins maintains that he sufficiently alleged

Kopp’s personal involvement.

       To establish a Section 1983 violation, a plaintiff must plead (and later prove)

that each defendant was personally involved in the alleged constitutional

violation. Tangreti v. Bachmann, 

 (2d Cir. 2020). We liberally

construe submissions from pro se plaintiffs, 7 interpreting them to make “the

strongest arguments that they suggest.” Triestman v. Fed. Bureau of Prisons, 

 (2d Cir. 2006) (emphasis omitted).




7Although Wiggins is represented by counsel on appeal, he was pro se before the
district court.
                                     24
      In his complaint, Wiggins alleged that Kopp was the Deputy

Superintendent of Programs at Green Haven and was “responsible for [the

prison’s] day-to-day activities and the involvement of the Facility Chaplains and

their approved religious programs and services call-outs.” App’x at 13. He averred

that Kopp had “actual and constructive notice” of the “on[]going denial of [his]

right to attend religious services.” App’x at 17. And he complained that Kopp’s

“inaction[]” caused a violation of his free exercise rights. App’x at 17. Construing

Wiggins’s complaint liberally, as we must, we conclude that he sufficiently alleged

Kopp’s personal involvement in a First Amendment violation. See Triestman, 

.

      This conclusion has support in the record before us. The evidence

suggests—albeit not unequivocally, see supra note 3—that Kopp was the Deputy

Superintendent of Programs, and Jebamani stated that he sent two requests to the

Deputy Superintendent of Programs that asked for Wiggins’s reinstatement to the

call-out list. The record also supports the inference that the Deputy Superintendent

of Programs failed to act upon these requests. Although Kopp denied any personal

                                        25
involvement in the circumstances underlying Wiggins’s claim, the record reflects

a genuine dispute as to whether her inaction substantially burdened Wiggins’s

free exercise rights. 8 As such, we vacate the district court’s grant of summary

judgment as to Kopp.

IV.   Mental State

      Finally, we address Defendants’ states of mind in failing to reinstate

Wiggins to the call-out list. The parties disagree as to the relevant standard and

whether this standard was met. Defendants argue that a Section 1983 free exercise

claim requires proof that an official acted intentionally or with deliberate

indifference to a plaintiff’s rights and that the record demonstrates nothing more

than negligence. Meanwhile, Wiggins asserts that we have never held negligence




8
 Because we affirm the judgment as to Griffin, we do not reach Defendants’
argument that the record does not reflect Griffin’s personal involvement in
Wiggins’s First Amendment claim.
                                   26
insufficient to sustain such a claim and that, nevertheless, the record supports the

inference that Defendants acted with deliberate indifference.

      Section 1983 does not include a state-of-mind requirement. See 

; Daniels v. Williams, 

 (1986). Instead, this requirement is

defined by the underlying constitutional right at stake. 

. We have not

clarified the minimum standard for a Section 1983 free exercise claim, see Brandon,

, but our sister circuits considering this issue have concluded that

negligent conduct is not enough. Lovelace v. Lee, 

 (4th Cir. 2006)

(“We . . . hold that negligent acts by officials causing unintended denials of

religious rights do not violate the Free Exercise Clause.”); Eason v. Thaler, 

, 1327 n.2. (5th Cir. 1996) (concluding that a prison official’s negligent act of

designating the wrong religion on a travel card could not amount to a First

Amendment violation); Mbonyunkiza v. Beasley, 

 (8th Cir. 2020)

(“[E]vidence that a correction official negligently failed to comply with an inmate’s

sincerely held religious dietary beliefs does not establish a Free Exercise Clause

claim under § 1983.”); Gallagher v. Shelton, 

 (10th Cir. 2009)

                                         27
(“[I]solated act[s] of negligence would not violate an inmate’s First Amendment

right to free exercise of religion.”).

      We now join those circuits. Negligence is the “failure to exercise the

standard of care that a reasonably prudent person would have exercised in a

similar situation.” Negligence, Black’s Law Dictionary (11th ed. 2019). The First

Amendment‘s command that government not “prohibit” the free exercise of

religion, U.S. Const. amend. I, “connotes a conscious act, rather than a merely

negligent one,” Lovelace, 

 (internal quotation marks omitted); accord

Prohibit, Black’s Law Dictionary (11th ed. 2019) (defining prohibit as to “prevent,

preclude, or severely hinder”). Given this understanding of the First Amendment,

isolated acts of negligence cannot violate an individual’s free exercise of religion

in this context. See Daniel, 

.

      Although mere negligence cannot support a First Amendment free exercise

claim, we have previously held that deliberate indifference “clearly suffices.”

Brandon, 

 (citing Greenwich Citizens Comm., Inc. v. Cntys. of Warren &

Wash. Indus. Dev. Agency, 

 (2d Cir. 1996)). Deliberate indifference arises

                                           28
when an actor is “culpabl[y] reckless[],” or when an official’s “act or . . . failure to

act” reveals “a conscious disregard of a substantial risk of serious harm.” Charles

v. Orange County, 

 (2d Cir. 2019) (internal quotation marks omitted).

Repeated acts of apparent negligence may indicate deliberate indifference. See

Todaro v. Ward, 

 (2d Cir. 1977) (“[W]hile a single instance of medical

care denied or delayed, viewed in isolation, may appear to be the product of mere

negligence, repeated examples of such treatment bespeak a deliberate indifference

by prison authorities to the agony engendered by haphazard and ill-conceived

procedures.”).

      With these principles to guide us, we affirm the district court’s dismissal of

the claim against Griffin. Wiggins sent Griffin two letters. Although Griffin left

one letter unanswered, he quickly acted upon the second. Construing this

evidence favorably to Wiggins, it establishes (at most) that Griffin acted

negligently in response to the first letter. Such a showing is insufficient.

      Whether the record suffices to permit a finding that any of the remaining

defendants were deliberately indifferent poses a closer question. Instead of single

                                          29
acts of negligence, the record contains sufficient evidence to allow a jury to

conclude that one or more of the remaining defendants repeatedly failed to redress

Wiggins’s exclusion from the call-out list. Jebamani testified that he sent two

interdepartmental communications to the Deputy Superintendent of Programs.

But he took no further action when Wiggins did not return to worship services or

bible study. Jebamani asserted that it was “not possible to keep up with when an

inmate ha[d] not been to services” because of the number of adherents and

“irregular . . . attendance.” App’x at 309. It is conceivable, however, that Jebamani

should have noticed that Wiggins—a regular worshiper of many years—was

missing week after week from services consisting of only 60 to 180 people. Thus, a

jury could rationally conclude that Jebamani’s repeated failure to rectify the

situation constituted more than negligence. Furthermore, if the jury finds that

Jebamani, as he claims, sent the Deputy Superintendent requests in June and July

to reinstate Wiggins to the call-out list, it could find that the failure to act by

whoever was Deputy (whether Kopp or Howard) was more than negligent.

Although Defendants contend that Wiggins should have done more to follow up,

                                         30
Kopp or Howard may have nevertheless failed to act on repeated requests despite

their knowledge that the call-out system required their manual input.

       The district court did not consider whether this evidence sufficed to support

a finding of deliberate indifference. Rather, it concluded that Defendants “had [no]

reason to know that their conduct” burdened Wiggins’s rights because they

eventually placed Wiggins back on the call-out list. Wiggins, 

, at

*5. This conclusion impermissibly views the record in a light less than “most

favorable” to Wiggins, see Tolan v. Cotton, 

 (2014), giving

disproportionate weight to Defendants’ late-stage remedial actions. We thus

vacate the judgment in part and remand to the district court to consider whether

the record—viewed favorably to Wiggins with respect to each claim—reflects a

dispute as to Jebamani’s, Kopp’s, and Howard’s deliberate indifference. See Florez

v. Cent. Intel. Agency, 

 (2d Cir. 2016) (“[R]emanding the case is in

keeping with our general policy that the trial court should consider arguments . . .

in the first instance.”).




                                         31
                                 CONCLUSION

      Defendants contend that their failures boil down to “less than perfect prison

administration.” Oral Argument Audio Recording at 41:32-41:35. The question to

be determined, however, is whether the conduct of Jebamani, Kopp, and/or

Howard constituted deliberate indifference to Wiggins’s First Amendment rights.

For the reasons above, we affirm in part, vacate in part, and remand to the district

court for further proceedings consistent with this opinion: We affirm the dismissal

of the claim against Griffin, and vacate and remand the dismissal of the claims

against Jebamani, Kopp, and Howard.




                                        32
21-533
Wiggins v. Griffin

MENASHI, Circuit Judge, concurring:

       I join the court’s opinion, which correctly holds that negligent
conduct by an official is insufficient to establish a violation of the Free
Exercise Clause under 

. Ante at 28. Wiggins’s claim
against Griffin cannot succeed because, as the court explains, Griffin
at most acted negligently in response to Wiggins’s letter. 

. But
a reasonable jury could conclude on this record that the remaining
defendants were deliberately indifferent.

       I also agree that the complaint sufficiently alleges Kopp’s
personal involvement, 

, and that the district court erred when
it determined that qualified immunity protected the defendants’
conduct. The district court identified the right at issue as Wiggins’s
purported right to “attend religious services despite the fact that his
name did not appear on a call-out list.” Wiggins v. Griffin, No. 18-CV-
07559, 

, at *6 (S.D.N.Y. Feb. 22, 2021). That description
“[c]haracteriz[ed] the right too narrowly to the facts of the case” and
thereby risked “permit[ting] government actors to escape personal
liability.” Johnson v. Newburgh Enlarged Sch. Dist., 

, 251 (2d
Cir. 2001). Because of the defendants’ conduct, Wiggins “was
excluded from religious services without reason,” and such exclusion
implicates a clearly established right. Salahuddin v. Goord, 

 (2d Cir. 2006). For these reasons, the court properly affirms
the judgment as to Griffin but allows the claims against the remaining
defendants to proceed.

       I write separately to address the open question of whether a
prisoner must show a substantial burden on his religious exercise to
state a claim under § 1983 for a violation of the Free Exercise Clause.
Since Employment Division v. Smith, 

 (1990), the circuits
have split on that question. 1 “Whenever the question has arisen in our
Circuit,” however, we have avoided taking a position by observing
“either that the parties did not brief the issue or that the requirement,
even if applied, would have been satisfied.” Brandon v. Kinter, 

, 32 n.7 (2d Cir. 2019). 2 In light of that avoidance, the “[d]istrict


1 Compare Williams v. Morton, 

 (3d Cir. 2003) (“The Prison

Officials argue that it is also a prerequisite for the inmate to establish that
the challenged prison policy ‘substantially burdens’ his or her religious
beliefs. There is no support for that assertion.”) (citation omitted); Butts v.
Martin, 

 (5th Cir. 2017) (“Other circuits have required
that a prisoner must make a threshold showing that a regulation imposes a
substantial burden on their religious exercise in order to maintain free
exercise claims. … [T]his Court has not required a preliminary showing that
a regulation substantially interferes with an inmate’s religious rights before
assessing whether the regulation is reasonably related to a penological
interest.”); Shakur v. Schriro, 

 (9th Cir. 2008) (“Given the
Supreme Court’s disapproval of the centrality test, we are satisfied that the
sincerity test … determines whether the Free Exercise Clause applies.”),
with Wilcox v. Brown, 

 (4th Cir. 2017) (“In order to state a
claim for violation of rights secured by the Free Exercise Clause, an inmate,
as a threshold matter, must demonstrate that … a prison practice or policy
places a substantial burden on his ability to practice his religion.”);
Mbonyunkiza v. Beasley, 

 (8th Cir. 2020) (“[T]he inmate
must show the challenged regulation ‘substantially burdens’ his sincerely
held belief.”); Williams v. Hansen, 

 (10th Cir. 2021) (“To
state a valid constitutional claim, a prisoner must allege facts showing that
officials substantially burdened a sincerely held religious belief.”); Levitan
v. Ashcroft, 

 (D.C. Cir. 2002) (“[T]he First Amendment is
implicated when a law or regulation imposes a substantial, as opposed to
inconsequential, burden on the litigant’s religious practice.”).
2 See also ante at 14 (“[W]e need not answer the question here because

Defendants concede that the burden on Wiggins’s rights was substantial.”);
Ford v. McGinnis, 

 (2d Cir. 2003) (“[W]e … proceed in this
appeal on the assumption that the substantial burden test applies.”);


                                      2
courts within this circuit continue to apply the substantial burden test
when addressing free exercise claims.” Nicholson v. Ferreira, No. 20-
CV-1214, 

, at *5 n.3 (D. Conn. Feb. 1, 2021). And the
district court dismissed Wiggins’s claims in this case based on the
substantial burden test. See Wiggins, 

, at *4.

      We have explained that “the substantial burden test requires
courts to distinguish important from unimportant religious beliefs”
because it assumes that burdens on beliefs that are “peripheral to the
plaintiff’s religion … can be aptly characterized as constitutionally de
minimis.” Ford, 

. The substantial burden test, however,
is constitutionally offensive. It conflicts with the reasoning of all three
opinions in Smith. See 

 (“Judging the centrality of
different religious practices is akin to the unacceptable business of
evaluating the relative merits of differing religious claims.”) (internal
quotation marks omitted); 

 (O’Connor, J., concurring in
the judgment) (“[O]ur determination of the constitutionality of
Oregon’s general criminal prohibition cannot, and should not, turn
on the centrality of the particular religious practice at issue.”); 

 (Blackmun, J., dissenting) (“[C]ourts should refrain from delving
into questions whether, as a matter of religious doctrine, a particular
practice is ‘central’ to the religion.”). It is incompatible with recent
Supreme Court cases that rely on sincerity as the threshold inquiry
for free exercise claims. See, e.g., Kennedy v. Bremerton Sch. Dist., 

 (2022) (“[A] plaintiff may carry the burden of


Holland v. Goord, 

 (2d Cir. 2014) (“It has not been decided
in this Circuit whether, to state a claim under the First Amendment’s Free
Exercise Clause, a prisoner must show at the threshold that the disputed
conduct substantially burdens his sincerely held religious beliefs.”)
(internal quotation marks omitted).

                                     3
proving a free exercise violation … by showing that a government
entity has burdened his sincere religious practice pursuant to a policy
that is not ‘neutral’ or ‘generally applicable.’”) (quoting Smith, 

). And it cannot be reconciled with the “well
established” principle, “in numerous other contexts, that courts
should refrain from trolling through a person’s or institution’s
religious beliefs.” Mitchell v. Helms, 

 (2000) (plurality
opinion); see Hernandez v. Comm’r, 

 (1989) (“It is not
within the judicial ken to question the centrality of particular beliefs
or practices to a faith, or the validity of particular litigants’
interpretations of those creeds.”). 3

       In an appropriate case, we should hold that a prisoner alleging
a violation of the Free Exercise Clause under § 1983 need only show a
burden on sincerely held religious beliefs—not a “substantial”
burden that involves showing that the beliefs are “central.” Three
decades is too long for federal judges to be telling litigants which of
their religious beliefs are “unimportant.” Ford, 

.




3 See also Michael A. Helfand, Identifying Substantial Burdens, 

, 1774 (“[T]he Establishment Clause is typically understood to
prohibit courts from investigating matters of religion and theology; so
evaluating the theological substantiality of a law’s burden on a person’s
religious exercise would seem to be off limits.”).

                                      4