United States v. Jass
Full Opinion (html_with_citations)
Defendants Marian Jass and Kenneth Leight appeal from judgments of conviction entered after a joint trial before a jury *50 in the United States District Court for the Southern District of New York (Stephen C. Robinson, Judge), at which they were found guilty of one count of conspiracy to transport minors in interstate commerce with the intent of (1) having the minors engage in illegal sexual activity, and (2) producing a visual depiction of a minor engaged in such illegal activity, see 18 U.S.C. § 371; two counts of actual transportation of a minor in interstate commerce with the intent to engage in criminal sexual activity, see id. § 2423(a); and one count of sexual exploitation of a child, see id. § 2251(a). The victims of these crimes were Leightâs adolescent daughter (âVictim 1â or âdaughterâ) and her sixth-grade classmate (âVictim 2â). In addition, Leight was convicted of two counts of possession of child pornography. See id. § 2252A(a)(5)(B). Jass and Leight were sentenced principally to 65 yearsâ and 115 yearsâ imprisonment, respectively, and are currently serving these sentences.
We discuss and reject the majority of defendantsâ appellate challenges in a summary order issued today. See United States v. Jass, â Fed.Appx. -, 2009 WL 1674328 (2d Cir.2009). In this opinion we address two additional arguments raised by Jass that merit more extensive discussion. First, Jass argues that her Sixth Amendment right to confrontation, as discussed in Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476 (1968), and its progeny, was violated by the admission at trial of an inculpatory statement by Leight in which references to Jass were redacted and replaced by neutral pronouns or references to âanother person.â We reject this argument on its merits and, moreover, conclude that, even if we were to identify error, it was harmless beyond a reasonable doubt in light of the other overwhelming evidence of Jassâs guilt. Second, Jass contends that the district court committed procedural error at sentencing by applying a two-level enhancement pursuant to United States Sentencing Guidelines (âU.S.S.G.â) § 2G2.1(b)(3)(B)(ii) to the calculation of her Sentencing Guidelines range. We agree .that § 2G2.1(b)(3)(B)(ii) was not properly applied to Jassâs Guidelines calculation, but here again we conclude that any error was harmless because the district court clearly stated that it would have imposed the same below-Guidelines sentence even absent the disputed two-level enhancement.
Thus, for the reasons stated in this opinion and the contemporaneous summary order, we affirm defendantsâ judgments of conviction.
I. Background
Mindful that two children are the victims of the crimes of conviction, we do not recount in detail the sordid circumstances of this case. Rather, we describe only those facts relevant to the two issues addressed in this opinion, viewing the evidence, as we must, in the light most favorable to the government. See, e.g., Jackson v. Virginia, 443 U.S. 307, 318-19, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); United States v. Quinones, 511 F.3d 289, 292 (2d Cir.2007).
A. The Admission of Leightâs Redacted Statement
Jass and Leight were convicted on multiple conspiratorial and substantive counts of sexual abuse involving Leightâs 12-year old daughter, Victim 1, and her similarly aged friend, Victim 2. Because Jassâs Confrontation Clause challenge to the admission of Leightâs redacted statement relates primarily to evidence involving Victim 2, we focus our background discussion on that evidence. 1
*51 1. Defendants â Abuse of Victim 2
a. The Preliminary Abuse in New York
(1) The Car Incident
Jass and Leight first met Victim 2 when the girl was visiting Leightâs daughter at the family home in Rockland County, New York. After one such visit, when Leight was driving Victim 2 back to her own home, Leight engaged the child in a sexually explicit conversation and then offered her money to perform a sexual act on him. Toward this end, Leight had Victim 2 join him in the carâs rear seat where he proceeded to instruct her in how to stroke his penis. When the child indicated that she wanted to stop, Leight warned her that if she ever told her mother what had happened, she would not be allowed to visit further with Leightâs daughter.
(2) Abuse in the Leight Home
The next time Victim 2 was at the Leight home, Leight showed the girl pornographic computer images of children engaging in sexual acts with adults. 2 As this activity was occurring, Jass entered the room, whereupon the two adults took Victim 2 into their bedroom and suggested that the child join them in various sexual activities. Jass proceeded to instruct Victim 2 in means of sexually stimulating Leight, and Jass herself performed sexual acts on Victim 2. Jass also showed Victim 2 certain sexual devices and urged the child to use them to âpracticeâ sexual intercourse. Following these activities, Leight placed some cash in an envelope, which he identified for Victim 2 as her remuneration. Leight said that he would safeguard the money for the child because sudden possession of the cash might arouse her motherâs suspicions.
(3) Jass Solicits Victim 2 To Travel to New Jersey
On another visit by Victim 2 to the Leight home, Jass and the child spent time alone watching a pornographic movie. Later that same day, Victim 2 accompanied Jass, Leight, Leightâs daughter, and Leightâs son on a trip to a nearby shopping mall. There, Leight gave Victim 2 some of the money he had purportedly set aside for her, which the child spent. Later still, when Jass drove Victim 2 home, Jass proposed to take the child on an overnight trip to another shopping mall in Rockaway, New Jersey. Although Victim 2 understood that Leightâs daughter would not be included in this trip, the girl represented otherwise to her mother in order to secure approval for the outing.
b. Jass and Leight Abuse Victim 2 in New Jersey
On October 24, 2004, Jass drove Victim 2 to the Rockaway Mall. After some shopping, Jass and the child checked into a nearby Hilton Hotel where Leight soon joined them. He brought with him a blender, various bottles, and a camera. The adults took Victim 2 back to the mall where they proposed further paid sexual *52 activity to the child and then proceeded to give her money and to encourage her to buy suggestive underwear at a lingerie store.
Upon the trioâs return to their hotel room, Leight used the blender to make drinks for all of them. Jass and Leight then engaged in vaginal and anal intercourse, instructing Victim 2 to watch and learn from what they did. Leight offered Victim 2 extra money if she would agree to be photographed engaging in sexual activities. Thereafter, Leight and Jass each took pictures while the other performed sexual acts with the child. Although Leight offered to pay Victim 2 still more money if she would have intercourse with him, the child refused. The adults and the child showered together and slept in the same bed that night.
Upon Victim 2âs return home the following day, her mother discovered some of the suggestive underwear that had been purchased in New Jersey. After speaking with her daughter about the trip, the mother reported Jass and Leight to New York police.
2. The Search of the Leight Home and Defendantsâ Incriminating Statements
On November 3, 2004, FBI agents executed a search warrant at the Leight home and found various items described by Victim 2. These included some of the underwear purchased in New Jersey as well as the blender and drink mixes brought to the hotel by Leight. Also seized were the sexual devices that defendants had shown Victim 2 and a number of pornographic videotapes. As a consequence of the search, agents placed Jass and Leight under arrest.
a. /assâs Statement
In the course of the FBIâs search, Jass acknowledged that she and Leight had taken Victim 2 to the Rockaway Mall, and she identified a thong undergarment as an item bought by Victim 2 on that trip. Jass further identified certain seized toiletries as having come from the hotel that the three had stayed in during the trip. Jassâs statements were admitted at trial in redacted form, with the phrase âother personâ substituted for Leightâs name. Neither defendant challenges the admission of these statements on appeal.
b. Leightâs Statement
(1) The Unredacted Admission
After Leightâs receipt of Miranda warnings, he waived his right to remain silent and agreed to answer agentsâ questions. Describing the Rockaway Mall trip, Leight stated that he and Jass took Victim 2 to that mall in October 2004, and that he gave the child money to spend there. After initially denying any sexual involvement with Victim 2, Leight admitted performing sexual acts with her during the trip. Specifically, he described how he and Jass unsuccessfully attempted to have intercourse while the child watched. He further stated that he and Jass had each taken photographs of Victim 2 in various sexual poses while all three of them were nude. Leight explained that the pictures were somehow inadvertently erased from his digital camera. Finally, Leight stated that he asked Victim 2 not to tell anyone what had happened in New Jersey.
(2) The Redacted Statement
Before trial, Jass moved for a severance, arguing that the admission of Leightâs post-arrest confession at a joint trial would violate her Confrontation Clause rights as recognized in Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476. *53 Opposing severance, the government proposed to redact Leightâs statement, substituting neutral pronouns or the phrase âanother personâ for any references to Jass. The district court found that such redaction and substitution would adequately avoid Bruton error, and it denied severance. Thus, at trial, an FBI agent testified to the following redacted account of Leightâs post-arrest admissions:
⢠âMr. Leight told me that he and another person had taken [Victim 2] 3 to the Rockaway Mall in New Jersey.â Trial Tr. at 223.
⢠âMr. Leight told me that they went, after shopping at the mall, he and the other person and [Victim 2] returned back to the hotel.â Id.
⢠âMr. Leight stated to me that [Victim 2] kissed him and the other person.â Id.
⢠âMr. Leight told me that the three of them were nude. Mr. Leight also told me that he and the other person attempted to have sexual intercourse while [Victim 2] was watching and again they were nude at the time. However, they were unable to have sexual intercourse because he did not maintain an erection.â Id. at 224.
⢠âMr. Leight told me that he took pictures of [Victim 2] and the other person in various sexual poses with the digital camera. Mr. Leight also told me that the other person took pictures of he and [Victim 2] in various sexual poses with the digital camera.â Id. at 225.
⢠âMr. Leight told me that he and the other person and [Victim 2] were able to view the photographs on the digital camera.â Id.
In the course of this testimony, the district court gave the jury the following limiting instruction:
Ladies and gentlemen, let me just interrupt ... to tell you about this testimony youâve just heard. This testimony is to be received by you only against Mr. Leight. To the extent that you find the testimony credible and worthy of your weight, it can only be used in your determination of whether or not Mr. Leight is guilty of any of the crimes charged and cannot in any way be used by you in your consideration of the charges against Ms[J Jass.
Id. at 224. In its final charge to the jury, the district court reiterated this instruction as follows:
There has been evidence that each of the defendants made certain statements to law enforcement.... You are cautioned that the evidence of one defendantâs statements to law enforcement authorities ... may not be considered or discussed by you in any way with respect to the other defendant on trial. Kenneth Leightâs statements may only be considered by you with respect to Kenneth Leightâs guilt or nonguilt.
Id. at 775-76.
The jury found both defendants guilty of all crimes charged.
B. The U.S.S.G. § 2G2.1(b)(3)(B)(ii) Enhancement
In its Presentence Investigation Report (âPSRâ) on Jass, the Probation Department recommended that a two-level enhancement be applied to the calculation of her offense level pursuant to § 2G2.1(b)(3)(B)(ii) because defendants had âused a computer to solicit the victim to engage in sexual activity.â PSR Âś 56. Jass contested the applicability of this en *54 hancement, arguing that the plain language of the guideline â âuse of a computer ... [to] solicit participation with a minor in sexually explicit conduct,â U.S.S.G. § 2G2.1(b)(3)(B)(ii) â did not encompass solicitation of a minor but, rather, was intended to apply to solicitation of a third partyâs participation in sexually explicit conduct with a minor.
The district court identified the question of § 2G2.1(b)(3)(B)(ii)âs applicability as a difficult one, but applied the enhancement, explaining as follows:
I think weâre going to give the Second Circuit their chance to rule on this. Iâm going to find that the section does apply, although as in many statutes it could have been more clearly written. But I read this, I read 2G2.1(b)(3)(B)(ii) to refer to a situation in which the computer is used in order to garner the participation of sex â in sexually explicit conduct with a minor or others. I do think it is more broad, it tends to be more broad than section [2G2.1(b)(3)(B) ](i). They could have been more clear about exactly what they intended by either adding the words of a third party or they could have written the words by or with a minor so we would have known clearly what they intended. But Iâm going to find that in looking at the section as a whole, it does make sense that what they were trying to do here was carve out something more broad than was carved out in [subjection [ (i)]. So they wrote it in this inelegant fashion.
Sentencing Tr. at 44.
With a total offense level of 44 and a Criminal History category of I, Jassâs Guidelines range provided for life imprisonment. The statutory mĂĄximums for her crimes of conviction, running consecutively, provided for 95 yearsâ incarceration. The court exercised its discretion to sentence Jass to a non-Guidelines sentence totaling 65 yearsâ imprisonment. The district court explained that its decision was intended to reflect that Jassâs role in the criminal scheme was less than that of Leight, âthe planner ... the ringmaster ... [who] clearly directed the activity.â Id. at 53. Nevertheless, the court concluded that a severe sentence was called for because Jassâs participation in the charged crimes was willing and extensive: âshe participated in all ways imaginable, from engaging in sexual activity with these minor children, to grooming them, getting them to the event and worse.â Id. The district court expressly stated that its decision to impose a 65-year term would be the same even if the § 2G2.1(b)(3)(B)(ii) enhancement were not applicable to the calculation of Jassâs Guidelines range:
Iâll also just note for the record that the sentence that I have given would not have changed either in terms of the guideline recommended sentence or in terms of the actual sentence that I gave regardless of how the issue of the two-point enhancement under 2G2.1 ultimately works out.... [U]nder either a 44, 43[,] or 42 [base offense level], just so the record is clear, I would give the same sentence.
Id. at 56-57.
II. Discussion
A. Jassâs Confrontation Clause Challenge
Jass asserts that the admission of Leightâs confession at their joint trial violated her Sixth Amendment right to confrontation as recognized in Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476. Jass argues that the substitution of neutral pronouns or words such as âanother personâ for her own name in Leightâs confession â a practice previously approved by our court, see, e.g., United States v. Williams, 936 F.2d 698, 700 (2d *55 Cir.1991) â was inadequate to avoid this violation in light of the Supreme Courtâs application of Bruton in Gray v. Maryland, 523 U.S. 185, 118 S.Ct. 1151, 140 L.Ed.2d 294 (1998). We review â[ajlleged violations of the Confrontation Clause ... de novo, subject to harmless error analysis.â United States v. Vitale, 459 F.3d 190, 195 (2d Cir.2006).
1. The Relevant Law
a. Bruton and its Progeny
The Confrontation Clause of the Sixth Amendment states that â[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.â U.S. Const. amend. VI. âThe crux of this right is that the government cannot introduce at trial statements containing accusations against the defendant unless the accuser takes the stand against the defendant and is available for cross examination.â Ryan v. Miller, 303 F.3d 231, 247 (2d Cir.2002). Where such accusatory statements are admissible at a trial against some defendants but not others, the law recognizes that a trial courtâs instruction to a jury to consider the statements only in evaluating the guilt of the defendants against whom they are admissible is generally sufficient to eliminate any Confrontation Clause concern with respect to other defendants. As the Supreme Court explained in Richardson v. Marsh, 481 U.S. 200, 107 S.Ct. 1702, 95 L.Ed.2d 176 (1987), â[ojrdinarily, a witness whose testimony is introduced at a joint trial is not considered to be a witness âagainstâ a defendant if the jury is instructed to consider that testimony only against a codefendant.â Id. at 206, 107 S.Ct. 1702. The law âalmost invariabl[y] assum[es]â that jurors follow such limiting instructions. Id. (collecting cases). 4
Nevertheless, in Bruton v. United States, 391 U.S. 123, 88 S.Ct. 1620, 20 L.Ed.2d 476, the Supreme Court identified an exception to this assumption. It determined that in joint trials, where a non-testifying defendantâs confession specifically inculpates a co-defendant, âthe risk that the jury will not, or cannot, follow instructionsâ to limit its consideration of the evidence only as against the declarant âis so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored.â Id. at 135, 88 S.Ct. 1620. The Court held that, âwhere the powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant,â are admitted at a joint trial, courts âcannot accept limiting instructions as an adequate substitute for [the defendantâs] constitutional right of cross-examination.â Id. at 135-37, 88 S.Ct. 1620.
In Bruton, the Supreme Court acknowledged that some lower courts had sought to minimize the identified concern by ârequir[ing] deletion of references to codefendants where practicableâ when admitting a confession solely against a non-testifying defendant declarant. Id. at 134 n. 10, 88 S.Ct. 1620 (collecting cases). It did not, however, express any view as to the adequacy of this procedure to avoid a Confrontation Clause violation.
Almost two decades passed before the Supreme Court addressed the redaction issue in 1987 in Richardson v. Marsh, 481 U.S. 200, 107 S.Ct. 1702, 95 L.Ed.2d 176. *56 There, the Court held that âthe Confrontation Clause is not violated by the admission of a nontestifying codefendantâs confession with a proper limiting instruction when ... the confession is redacted to eliminate not only the defendantâs name, but any reference to his or her existence.â Id. at 211, 107 S.Ct. 1702. It reasoned that the ânarrow exceptionâ Bruton had created did not extend to cases where, through redaction, the confession was no longer âincriminating on its face, [but] became so only when linked with evidence introduced later at trial.â Id. at 208, 107 S.Ct. 1702. The Court explained:
Where the necessity of such linkage is involved, it is a less valid generalization that the jury will not likely obey the instruction to disregard the evidence. Specific testimony that âthe defendant helped me commit the crimeâ is more vivid than inferential incrimination, and hence more difficult to thrust out of mind.... [W]ith regard to inferential incrimination the judgeâs instruction may well be successful in dissuading the jury from entering onto the path of inference in the first place, so that there is no incrimination to forget. ' In short, while it may not always be simple for the members of a jury to obey the instruction that they disregard an incriminating inference, there does not exist the overwhelming probability of their inability to do so that is the foundation of Brutonâs exception to the general rule.
Id. The Court, however, was careful to express âno opinion on the admissibility of a confession in which the defendantâs name has been replaced with a symbol or neutral pronoun.â Id. at 211 n. 5, 107 S.Ct. 1702.
Our court nevertheless soon derived from Richardsonâs reasoning the conclusion that âa redacted statement in which the names of co-defendants are replaced by neutral pronouns, with no indication to the jury that the original statement contained actual names, and where the statement standing alone does not otherwise connect co-defendants to the crimes, may be admitted without violating a co-defendantâs Bruton rights.â United States v. Tutino, 883 F.2d 1125, 1135 (2d Cir.1989) (approving substitution of neutral words âothers,â âother people,â and âanother personâ for names of co-defendants in confession of non-testifying defendant). Since Tutino, we have reiterated this holding many times. See United States v. Yousef, 327 F.3d 56, 149 (2d Cir.2003) (upholding redaction of co-defendantâs name to âmy neighborâ); United States v. Kyles, 40 F.3d 519, 526 (2d Cir.1994) (upholding redaction of co-defendantâs name to âheâ); United States v. Williams, 936 F.2d 698, 701 (2d Cir.1991) (upholding redaction of co-defendantâs name to âthis guyâ); United States v. Benitez, 920 F.2d 1080, 1087 (2d Cir.1990) (upholding redaction of co-defendantâs name to âfriendâ). 5
*57 b. Gray v. Maryland
In 1998, the Supreme Court decided Gray v. Maryland, in which it considered whether Brutonâs protective rule applied to the admission at a joint trial of a redacted confession in which the non-declarant defendantâs name was replaced with âa blank space or the word âdeleted.â â 523 U.S. at 188, 118 S.Ct. 1151. Concluding that such a clumsy redaction was inadequate to avoid Brutonâs Confrontation Clause concern, the Court explained: âRedactions that simply replace a name with ... obvious indications of alteration ... leave statements that, considered as a class, so closely resemble Brutonâs unredacted statements that, in our view, the law must require the same result.â Id. at 192, 118 S.Ct. 1151. In distinguishing such unsatisfactory redactions from the type approved in Richardson, the Supreme Court did not draw a bright line between redactions that eliminated any reference to a co-defendantâs existence, as in Richardson, and those that did not. Rather, it focused on the inference (or âlinkâ) that would be necessary for the jury to connect the redacted statement to the co-defendant. See id. at 195-96, 118 S.Ct. 1151. The Court observed that
Richardsonâs inferences involved statements that did not refer directly to the defendant himself and which became incriminating only when linked with evidence introduced later at trial. The inferences at issue here [in Gray ] involve statements that, despite redaction, obviously refer directly to someone, often obviously the defendant, and which involve inferences that a jury ordinarily could make immediately, even were the confession the very first item introduced at trial.
Id. at 196, 118 S.Ct. 1151 (internal citation and quotation marks omitted).
While thus concluding that replacing a defendantâs name with an obvious blank or âdeletedâ reference was insufficient to avoid Bruton error, the Supreme Court indicated that substituting neutral words might well pass constitutional muster. Discussing the unsatisfactory redaction of a statement that named names to âMe, deleted, deleted, and a few other guys,â the Court asked, âWhy could the witness not, instead, have said:.... âMe and a few other guys.â â Id.
*58 2. heightâs Redacted Confession Did Not Violate Jassâs Right to Confrontation
Relying on Gray, Jass contends that substitution of neutral pronouns or the term âanother personâ for her own name at various points in Leightâs confession âwas only the most technical redaction and was utterly insufficient ... to eliminate the statementâs obvious incrimination of [Jass],â or to avoid a Confrontation Clause violation. Appellant Jassâs Br. at 45. Jass argues that our pre-Gray case law upholding the substitution of neutral words for a defendantâs name in such confessions cannot save the redaction at issue because Gray effectively overruled that precedent and established that âany redaction that refers directly to the involvement of one other person, where there is one other defendant on trial, violates Bruton.â Id. at 46-47. We are not persuaded.
a. Gray Did Not Overrule This Circuitâs Caselaw Regarding Neutral Word Substitution as a Means To Avoid Bruton Concerns
(1) Gray Did Not Generally Overrule this Circuitâs Case Law
In United States v. Sanin, 252 F.3d 79 (2d Cir.2001), this court considered and rejected the argument that Gray generally overruled our Tutino line of precedents. See id. at 84 (observing that Gray âdid not overrule prior decisions or alter doctrines employed by this Circuitâ). As Jass recognizes, this panel is bound by prior decisions of this court unless and until the precedents established therein are reversed en banc or by the Supreme Court. See United States v. Frias, 521 F.3d 229, 232 n.3 (2d Cir.2008). There has been no such action to prompt reconsideration of our holding in Sanin that â[i]n Gray, the Supreme Court applied the rules announced in Bruton and Richardsonâ but âdid not ... break new ground or impose a new obligation on the States or Federal Government.â Id. at 84 (internal quotation marks omitted).
Indeed, Sanin noted that our pre-Gray precedents tracked the same line between sufficient and insufficient redactions that the Supreme Court ultimately drew in Gray. See id. at 84-85. Specifically, in United States v. Danzey, 594 F.2d 905 (2d Cir.1979), this court held that the substitution of the word âBlankâ for a defendantâs name in a declarant co-defendantâs confession presented Bruton concerns because the term âBlankâ âmade it certainâ that the jury knew that the redacted name was that of the defendant. Id. at 918 (internal quotation marks omitted). Thus, Danzey anticipated by almost two decades Grayâs holding that redacted confessions âthat simply replace a name with ... obvious indications of alteration â fall within Bruton because they ârefer[] directly to the âexistenceâ of the nonconfessing defendant.â Gray v. Maryland, 523 U.S. at 192, 118 S.Ct. 1151 (emphasis added); see also United States v. Alvarado, 882 F.2d 645, 653 (2d Cir.1989) (noting that Danzey âis clearly distinguishableâ from Richardson because redaction in Danzey âallowed the jury to âfill in the blankâ with the defendantâs nameâ).
Then, in 1989, we indicated in Tutino that a Bruton challenge to a redacted confession was properly analyzed by reference to two questions: (1) did the redacted statement give any âindication to the jury that the original statement contained actual names,â and (2) did âthe statement standing alone ... otherwise connect co-defendants to the crimes.â United States v. Tutino, 883 F.2d at 1135. Similar inquiries â whether a redaction ânotifies] the jury that a name has been deletedâ and the type of inference a jury would have to make to link a defendant to the redac *59 tion â animate Grayâs analysis of what redactions are sufficient to take a confession outside Brutonâs protective rule. Gray v. Maryland, 523 U.S. at 195-96, 118 S.Ct. 1151. Moreover, Gray suggested that a carefully crafted neutral word substitution could yield answers to these inquiries that demonstrated a satisfactory avoidance of Bruton concerns. See id. at 196, 118 S.Ct. 1151 (suggesting substitution of âa few other guysâ for defendantsâ names).
Accordingly, we reject any suggestion that Grray generally overruled this courtâs Tutino line of precedents.
(2) Gray Did Not Overrule this Circuitâs Caselaw Specifically in Cases Involving Confessions Implicating a Single Accomplice
Jass nevertheless insists that Gray v. Maryland precludes continued reliance on our Tutino line of precedents in cases such as this one where a confession, even as redacted, implicates only one person other than the declarant, and only the declarant and one other person are on trial. This, she submits, is a circumstance not specifically considered in Sanin. We are not persuaded to read Gray as Jass urges.
First, as we have already noted, Gray did not involve the substitution of a neutral word for a defendantâs name in a way that resembled a statement that a declarant might actually have made if he had been trying to avoid specifically identifying a confederate. Rather, Gray involved substitution of the word âdeletedâ for actual names, a device that was more likely to emphasize than to conceal the fact that the declarant had specifically inculpated someone. See id. at 193-94, 118 S.Ct. 1151 (citing Malinski v. New York, 324 U.S. 401, 430, 65 S.Ct. 781, 89 L.Ed. 1029 (1945) (Rutledge, J., dissenting) for proposition that substitution of âXâ or âYâ for names in confession and similar redactions are âdevices ... so obvious as perhaps to emphasize the identity of those they purported to concealâ). Second, to the extent Richardson v. Marsh âplaced outside the scope of Brutonâs rule those statements that incriminate inferentiallyâ rather than directly, Gray clarified that it was âthe kind of, not the simple fact of, inference,â that was significant. Id. at 195-96, 118 S.Ct. 1151 (emphasis omitted). It was because the confession in Gray, even after redaction, âobviously referred] directly to someone, often obviously the defendant,â that a jury could âimmediatelyâ infer that the declarant defendant had, in fact, inculpated the co-defendant, âeven were the confession the very first item introduced at trial.â Id. at 196, 118 S.Ct. 1151 (observing that âredacted confession with the blank prominent on its face ... facially incriminatfes]â the codefendantâ (quoting Richardson v. Marsh, 481 U.S. at 209, 107 S.Ct. 1702) (emphasis and alteration in Gray)).
Although Jass argues that a jury would âimmediatelyâ infer her guilt from the fact that Leightâs redacted confession alluded to only a single, presumably female, confederate in the abuse of Victim 2, and that only she and Leight were on trial for this abuse, these circumstances are not analogous to Gray and do not support the argument that Gray precludes application of our Tutino line of precedents to Jassâs Confrontation Clause challenge. The redaction of Jassâs name from Leightâs confession and the substitution of neutral words such as âanother personâ effectively concealed from the jury the fact that Leight had ârefer[red] directly to someoneâ and that the identified person was âobviously the defendant.â Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151. 6
*60 From Bruton to Richardson to Gray, the Supreme Courtâs Confrontation Clause concern has been with juries learning that a declarant defendant specifically identified a co-defendant as an accomplice in the charged crime. Underlying this concern is the practical recognition that â[sjpecific testimonyâ identifying the nondeclarant co-defendant is âmore vivid than inferential incrimination,â and, as such, necessarily âmore difficult to thrust out of mind.â Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702; see Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151. Once a jury learns of a defendantâs specific identification â -whether through introduction of an unredacted confession, see Bruton v. United States, 391 U.S. at 124, 88 S.Ct. 1620, or through a clumsy redaction that effectively reveals the fact, see Gray v. Maryland, 523 U.S. at 193, 118 S.Ct. 1151âthe law can no longer justifiably rely on the presumption that juries will follow a limiting instruction barring use of the confession against the identified nondeclarant co-defendant. See Bruton v. United States, 391 U.S. at 135, 88 S.Ct. 1620 (noting great risk that jury âwill not, or cannotâ follow limiting instruction in such circumstances).
But as the Supreme Court emphasized in Richardson, Brutonâs exception to the general rule that juries will follow instructions, including instructions to consider confessions only as against the declarant defendant, is ânarrow.â Richardson v. Marsh, 481 U.S. at 207, 107 S.Ct. 1702. â[T]he foundation of Brutonâs exception to the general ruleâ that juries follow limiting instructions is âthe overwhelming probability of their inability to do soâ once they learn that the defendant declarantâs confession â âexpressly implicated]â â a co-defendant as an accomplice. Id. at 208, 107 S.Ct. 1702 (emphasis added and alteration in original) (quoting Bruton v. United States, 391 U.S. at 124 n. 1, 88 S.Ct. 1620). Where a redaction and substitution adequately conceal from a jury a declarant defendantâs specific identification of a confederate, however, the Supreme Court has concluded that âit is a less valid generalization that the jury will not likely obey the instruction to disregardâ the confession in its consideration of the guilt of a nondeclarant defendant. Id.
Thus, what Bruton and its progeny demand is a redaction and substitution adequate to remove the âoverwhelming probabilityâ that a jury will not follow a limiting instruction that precludes its consideration of a redacted confession against a defendant other than the declarant. These cases do not construe the Confrontation Clause to demand further that a confession be redacted so as to permit no incriminating inference against the nondeclarant defendant. To the contrary, the *61 law assumes that even a redacted statement will prejudice a defendant if it is considered against him. As the Supreme Court observed in Richardson, âthe very premise of our discussion [of the Confrontation Clause] is that respondent would have been harmed by [the declarant defendantâs redacted] confession if the jury had disobeyed [the courtâs limiting] instruction[ ].â Id. at 207 n.3, 107 S.Ct. 1702 (emphasis in original). The critical inquiry is, thus, not whether a jury might infer from other facts (whether evidence admitted at trial or circumstances such as the number of defendants on trial) that a declarantâs neutral allusion to a confederate might have referenced the defendant. It is whether the neutral allusion sufficiently conceals the fact of explicit identification to eliminate the overwhelming probability that a jury hearing the confession at a joint trial will not be able to follow an appropriate limiting instruction. See Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702. We conclude that our Tutino line of precedents remains useful to making this determination.
b. Leightâs Confession Was Redacted in Such a Way as To Permit a Jury to Follow a Limiting Instruction Not To Consider this Evidence Against Jass
Having rejected Jassâs argument that Gray effectively overruled this circuitâs precedents, we consider whether the particular redactions and substitutions here at issue were sufficient to avoid the constitutional error identified in Bruton, i.e., that the admission created an intolerable risk that the jury would not, or could not, follow an instruction to consider Leightâs redacted confession only against him, and not against Jass. See Bruton v. United States, 391 U.S. at 135, 88 S.Ct. 1620. Consistent with Tutinoâs two-step framework, now informed by Gray, we examine first whether Leightâs redacted confession âindicated] to the jury that the original statement contained actual names,â United States v. Tutino, 883 F.2d at 1135, and, second, whether the redacted confession, even if âthe very first item introduced at trialâ would âimmediatelyâ inculpate Jass in the charged crime, see Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151; United States v. Williams, 936 F.2d at 700-01 (considering redacted confession âin isolation from the other evidence introduced at trialâ to assess whether it incriminates defendant); United States v. Tutino, 883 F.2d at 1135.
On the question of whether the redacted confession signaled to the jury that Leight had actually named Jass in his statement, we easily conclude â and Jass does not seriously contest â that it did not. Agent Millerâs testimony that Leight mentioned âanother personâ plausibly put those neutral words in Leightâs mouthâ e.g., âMr. Leight told me that he and another person had taken [Victim 2] to the Roekaway mall in New Jersey,â Trial Tr. at 223 â and in no way suggested to the jury that Leight had provided Agent Miller with the actual name of his accomplice. Compare United States v. Yousef, 327 F.3d at 150 (observing that âfact of redactionâ was not âobviousâ where word âneighborâ was substituted for defendantâs name in redacted statement), with Gray v. Maryland, 523 U.S. at 193, 118 S.Ct. 1151 (noting that â[t]o replace the words âSam Jonesâ with an obvious blank will not likely fool anyoneâ), and United States v. Peterson, 140 F.3d at 822 (finding substitution of defendantâs name with âperson Xâ was inadequate because it was âobvious that an alteration has occurred to protect the identity of a specific personâ). While we do not foreclose the possibility of a neutral-word substitution being so conspicuously awkward as to fail the first *62 step of Tutino analysis â as, for example, where an admission is modified to state, âWhen I realized the guard had pulled the alarm, I turned and said to another person, âLook, other person, we have to get out of here,â â 7 â that is not this case. The redactions and substitutions here attributed statements to Leight that might actually have been said by a person admitting his own culpability in the charged conspiracy while shielding the specific identity of his confederate. See, e.g., Trial Tr. at 225 (âMr. Leight told me that he took pictures of [Victim 2] and the other person in various sexual poses.â); id. (âMr. Leight told me that he and the other person and [Victim 2] were able to view the photographs on the digital camera.â).
Because the redacted statements neither manifested âobvious indications of alteration,â Gray v. Maryland, 528 U.S. at 192, 118 S.Ct. 1151, nor otherwise signaled to the jury that the statements had originally âcontained actual names,â United States v. Tutino, 883 F.2d at 1135, we proceed to the second step of analysis, asking whether, in light of these redactions and substitutions, the inference the jury would have had to make to connect Jass to the redacted statement was sufficiently attenuated to place the statement outside Brutonâs scope. See Gray v. Maryland, 523 U.S. at 195-96, 118 S.Ct. 1151. In urging us to answer this question in the negative, even under our established precedents, Jass relies on the same two facts that informed her argument that Gray overruled these precedents. Because (1) only two adults were involved in the charged crime and only two adults (Jass and Leight) were on trial, and (2) Leightâs reference to attempted sexual intercourse with âanother personâ clearly signaled to the jury that his confederate was a woman, Jass asserts that the jury would immediately infer that she was the other person referenced in Leightâs confession. We are not persuaded. We conclude that a jury would have had to refer to other trial evidence to link Jass to the redacted statement. See Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702 (placing outside scope of Bruton rule statements that incriminate inferentially only by reference to âevidence introduced later at trialâ); accord Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151.
In making this determination, we view the redacted statement in isolation to evaluate its likely impact on a jury. See Richardson v. Marsh, 481 U.S. at 208-09, 107 S.Ct. 1702; United States v. Yousef, 327 F.3d at 150 (noting that Bruton test asks whether âredacted statement, standing by itselfâ implicated defendant (emphasis added)); United States v. Williams, 936 F.2d at 700 (instructing that âappropriate analysis to be used when applying the Bruton ruleâ is to âview the redacted confession in isolation from the other evidence introduced at trialâ). When we do that here, we conclude that it would not have been immediately apparent to a jury that heard only Leightâs redacted references to âanother personâ that he was specifically inculpating Jass in the abuse of Victim 2. The âother personâ could have been anyone.
The fact that Leightâs confession referred to attempted intercourse with his confederate might be understood to identify the âother personâ as a woman. But a description that arguably narrows the possibilities to half the population hardly points an accusatory finger directly at Jass so as to raise Bruton concerns. See Gray *63 v. Maryland, 523 U.S. at 194, 118 S.Ct. 1151 (observing that Confrontation Clause concern arises when redacted statement âpoints directly to the defendantâ). Not surprisingly, then, in United States v. Kyles, we held that substituting the male pronoun âheâ for a defendantâs name did not ârun[ ] afoul of Bruton.â 40 F.3d at 526. In Gmy itself, the Supreme Court suggested that the identified Confrontation Clause violation could have been avoided by substituting âa few other guys,â a phrase suggesting male confederates, for the names of the defendants. Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151. By contrast, Gray explained that redactions âthat use shortened first names, nicknames, [or] descriptions as unique as the âred-haired, bearded, one-eyed man-with-a-limpâ â would fall within Brutonâs protection. Id. at 195, 118 S.Ct. 1151. So too would a description of a defendant as âthis white guyâ when coupled with particulars as to âage, height, and weight.â Harrington v. California, 395 U.S. 250, 253, 89 S.Ct. 1726, 23 L.Ed.2d 284 (1969); see also United States v. Hoover, 246 F.3d 1054, 1059 (7th Cir.2001) (holding that replacement of defendantsâ names with terms âincarcerated leaderâ and âunincarcerated leaderâ provided jury with âaliases based on their occupationsâ that âno more concealed their identitiesâ than would âthe substitution of âMark Twainâ for âSamuel Clemensââ). A simple gender reference, however, lacks the specificity necessary to permit a jury to draw an immediate inference that the defendant is the person identified in the confession.
Jass submits that the presumed gender reference in Leightâs confession must be considered in light of the fact that she was the only woman â indeed, the only person â on trial with Leight. We reject this argument. As discussed above, we conclude at Tutinoâs, first step that Leightâs confession was not obviously altered to omit the specific identity of his confederate. See supra at 61-62. At most, therefore, a juror might have inferred from Leightâs confession that the prosecutor believed Jass to be the âother personâ that Leight acknowledged in his confession, but â as far as the jury was aware â did not specifically identify. Under these circumstances, the availability of this inference did not jeopardize Jassâs right to confrontation. 8
In sum, because the redaction in this case cleared both hurdles of our Tutino analysis as informed by Gray, we reject Jassâs Confrontation Clause challenge to the admission of Leightâs confession at their joint trial. In reaching this conclusion, we emphasize what we expect is obvi *64 ous: a jury may no more use a defendantâs confession against a non-declarant defendant in conjunction with other evidence than alone. But the Supreme Court has identified only the latter scenario as presenting a Confrontation Clause problem that cannot be cured with an appropriate limiting instruction. See Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702; see also Gray v. Maryland, 523 U.S. at 196, 118 S.Ct. 1151; Bruton v. United States, 391 U.S. at 135, 88 S.Ct. 1620. Where a jury must look to other trial evidence to link a defendant to a redacted confession, the Confrontation Clause âcalculus changesâ sufficiently to remove the statement from Brutonâs protective rule. Richardson v. Marsh, 481 U.S. at 211, 107 S.Ct. 1702. This is not to suggest that it will âalways be simpleâ in such circumstances âfor the members of a jury to obey the instruction that they disregard an incriminating inference,â only that in such circumstances âthere does not exist the overwhelming probability of their inability to do so that is the foundation of Brutonâs exception to the general ruleâ that juries are presumed to follow instructions. Id. at 208, 107 S.Ct. 1702.
3. Any Error in the Admission of Leightâs Confession Was Harmless
Our conclusion that the substitution of neutral words for Jassâs name in Leightâs confession was adequate to avoid a Confrontation Clause violation is reinforced in this case by the other extensive and powerful evidence of Jassâs guilt. Indeed, we determine that the other evidence of Jassâs guilt was so overwhelming that, even if we had identified error in the admission of Leightâs redacted confession, that error would be harmless beyond a reasonable doubt. See Schneble v. Florida, 405 U.S. 427, 428, 92 S.Ct. 1056, 31 L.Ed.2d 340 (1972) (reviewing Bruton error for harmlessness beyond a reasonable doubt); United States v. Vitale, 459 F.3d at 195; United States v. Kirsh, 54 F.3d 1062, 1068 (2d Cir.1995) (holding that Bruton error âis not ground for reversal ... where the properly admitted evidence of guilt is so overwhelming, and the prejudicial effect of the defendantâs admission is so insignificant by comparison, that it is clear beyond a reasonable doubt that the improper use of the admission was harmless errorâ (internal quotation marks omitted)).
The evidence against Jass included the detailed, direct testimony of Victim 2, who recounted how Jass as well as Leight had sexually abused her both in New York and on the October 2004 trip to New Jersey. Although defendants predictably challenged Victim 2âs credibility, Jass herself provided powerful corroboration for the childâs account by admitting that she and Leight had taken the youngster to the New Jersey hotel at issue. Moreover, attributing the overnight hotel stay to a shopping trip was so patently implausible as to suggest that Jassâs real purpose was the criminal one charged. See, e.g., United States v. Reyes, 302 F.3d 48, 56 (2d Cir.2002) (noting that âit is reasonable [for a jury] to infer guilty knowledge from [defendantâs] false exculpatory statementâ). Indeed, that conclusion was reinforced by Jassâs admission that the seized thong underwear had been purchased by Victim 2 on the New Jersey trip, by the presence of that underwear in defendantsâ home, and by the seizure therefrom of sexual devices and videos that Victim 2 testified were used to teach her how to engage in sexual activities with defendants. Further, and by no means least important, Victim 2âs testimony of sexual abuse by Jass as well as Leight was powerfully corroborated by the testimony of Victim 1, Leightâs daughter, who recounted years of sexual abuse by both defendants, distinct *65 and far more frequent in occurrence, but disturbingly similar in kind, to that experienced by Victim 2.
In sum, because (1) the redaction and substitution in this case adequately concealed Leightâs specific inculpation of Jass from the jury; and (2) the jury could not immediately have inferred from the redacted confession alone that Jass was the âother personâ referred to but, rather, needed to consider other trial evidence to make that link, we determine that it was not âoverwhelmingly] probab[le]â that the jury was unable to follow the district courtâs limiting instruction barring consideration of the confession against Jass. Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702. Accordingly, we reject Jassâs Confrontation Clause challenge as without merit. In any event, because the other evidence of Jassâs guilt was overwhelming, we conclude that any error in the admission of Leightâs redacted confession at defendantsâ joint tiâial was harmless beyond a reasonable doubt.
B. Jassâs Sentencing Challenge
Jass challenges her 65-year sentence as unreasonable on various grounds, the majority of which we address in the summary disposition issued today. See United States v. Jass, â Fed.Appx. -, 2009 WL 1674328. Here, we focus only on Jassâs claim of procedural error in the application of a two-level enhancement to her Guidelines calculation pursuant to U.S.S.G. § 2G2.1(b)(3)(B)(ii) (2003). While we conclude that the conduct here at issue does not fall within the plain meaning of § 2G2.1(b)(3)(B)(ii), any Guidelines calculation error was harmless beyond a reasonable doubt because the district court expressly stated that it would have imposed the same below-Guidelines sentence regardless of the enhancementâs applicability-
1. Standard of Review
In the aftermath of United States v. Booker, we review sentences for âreasonableness,â 543 U.S. 220, 262, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), âa deferential standard limited to identifying abuse of discretion regardless of whether a challenged sentence is âinside, just outside, or significantly outside the Guidelines range,â â United States v. Jones, 531 F.3d 163, 170 (2d Cir.2008) (quoting Gall v. United States, 552 U.S. 38, 128 S.Ct. 586, 591, 169 L.Ed.2d 445 (2007)); see United States v. Cavera, 550 F.3d 180, 189-90 (2d Cir.2008) (en banc). Our review proceeds in two steps: first, we must be âsatisfied that the district court complied with the Sentencing Reform Actâs procedural requirements,â United States v. Cavera, 550 F.3d at 189 (emphasis omitted); and second, if the sentence is âprocedurally sound,â we must âconsider [its] substantive reasonablenessâ by evaluating âwhether the District Judge abused his discretion in determining that the [18 U.S.C.] § 3553(a) factors supportedâ the sentence imposed, Gall v. United States, 128 S.Ct. at 597, 600; United States v. Cavera, 550 F.3d at 189.
Jass argues that her sentence was infected by procedural error because the district court incorrectly calculated her Guidelines range to include the two-level enhancement provided in § 2G2.1(b)(3)(B)(ii) for âthe use of a computer ... to ... solicit participation with a minor in sexually explicit conduct.â See Gall v. United States, 128 S.Ct. at 597 (recognizing âfailing to calculate (or improperly calculating) the Guidelines rangeâ as procedural error that can render sentence unreasonable); United States v. Cavera, 550 F.3d at 190. When confronted with a challenge to a sentencing courtâs application of a particular guideline, we review the courtâs âinterpretation of the *66 sentencing guidelines de novo,â United States v. Sero, 520 F.3d 187, 189 (2d Cir.2008), and we âaccept its findings of fact unless they are clearly erroneous,â United States v. Guang, 511 F.3d 110, 122 (2d Cir.2007); see United States v. Cavera, 550 F.3d at 190.
2. The Applicability of § 2G2. l(b)(3)(B)(ii)
The construction of § 2G2.1(b)(3)(B)(ii) is a question of first impression for our court. 9 In the 2003 version of the Sentencing Guidelines applicable to Jassâs sentence, that section stated:
If, for the purpose of producing sexually explicit material, the offense involved ... (B) the use of a computer or an Internet-access device to (i) persuade, induce, entice, coerce, or facilitate the travel of, a minor to engage in sexually explicit conduct, or to otherwise solicit participation by a minor in such conduct; or (ii) solicit participation with a minor in sexually explicit conduct, increase by 2 levels.
U.S.S.G. § 2G2.1(b)(3) (2003). 10 Before resolving Jassâs particular legal challenge to the application of this guideline to her case, we explain why we consider a related issue waived.
a. Jass Waived Any Factual Challenge to Her Knowledge of Leightâs Use of Computer Images To Groom Victim 2 for Sexual Activities with Defendants
The factual basis for the district courtâs application of § 2G2.1(b)(3)(B)(ii) to Jassâs Guidelines calculation was Leightâs use of a computer, with Jassâs knowledge, to show Victim 2 pornographic videos of adults engaging in sexual acts with children in order to convince her that such activity was normal. Although Jass contends on appeal that the court clearly erred when it found, consistent with the PSR, that she was aware of Leightâs computer use for this purpose, she raised no such objection below. When a âdefendant fails to challenge factual matters contained in the presentence report at the time of sentencing, the defendant waives the right to contest them on appeal.â United States v. Rizzo, 349 F.3d 94, 99 (2d Cir.2003); see United States v. Eberhard, 525 F.3d 175, 179 (2d Cir.2008); see also Fed.R.Crim.P. 32(i)(3)(A) (âAt sentencing, the court ... may accept any undisputed portion of the presentence report as a finding of fact.â). Thus, we conclude that Jassâs challenge to the district courtâs factual finding about her knowledge of Leightâs computer use is waived, and we proceed to consider wheth *67 er the computer use falls within the scope of§ 2G2.1(b)(3)(B)(ii).
b. The Computer Use at Issue Does Not Fall Within § 2G2.1(b)(S)(B)(ii)
Jass did preserve before the district court the legal argument that using computer images to desensitize a child to sexual activity with adults in order to persuade that child to participate in such activity does not fall within the scope of § 2G2.1(b)(3)(B)(ii). 11 Section 2G2.1 (b)(3)(B)(ii) provides for a two-point enhancement when a computer is used to âsolicit participation with a minor in sexually explicit conduct.â The immediate interpretive question raised by this language is, âWhose participation is being solicited?â To affirm the district court, we would have to conclude that the correct answer in this case is âVictim 2.â But such a reading of the guideline would yield the curious conclusion that defendants warranted a two-level enhancement in their offense level because Leight used a computer to âsolicit [Victim 2âs] participation with [Victim 2] in sexually explicit conduct.â Not only is this interpretation illogical, it does not comport with the usual definition of participation, i.e., â[a] taking part, association, or sharing {with others) in some action or matter.â 11 Oxford English Dictionary 268 (2d ed.1989) (emphasis added). While an individual can certainly act alone, such a person would not generally be said to be participating with himself in the activity at issue.
The government disagrees with this reading of the guideline and implicitly asks that we read the word âwithâ as used in the guideline to mean âby,â so that it would extend to Leightâs solicitation of participation by Victim 2 in sexually explicit conduct. In considering this argument, âwe employ basic rules of statutory construction and give all terms ... their ordinary meanings unless there are persuasive reasons not to do so.â United States v. Roberts, 442 F.3d 128, 129 (2d Cir.2006). We conclude that the governmentâs interpretation is not supported by the plain language of § 2G2.1(b)(3)(B)(ii).
Where the Commission wished to reference a minorâs own participation in particular activity, it expressly used the word âbyâ to convey that meaning. For example, the immediately preceding subsection covers attempts to âsolicit participation by a minorâ in sexually explicit conduct. U.S.S.G. § 2G2.1(b)(3)(B)(i) (emphasis added). Thus, because Congress indicated that it could use the word âbyâ when it so desired, and because the ordinary meaning of âbyâ is not the same as âwith,â 12 we *68 decline to equate these prepositions as they appear in § 2G2.1(b)(3)(B)(i) and (ii). See Universal Church v. Geltzer, 463 F.3d 218, 223 (2d Cir.2006) (noting that because âCongress knew how to use [certain] words when [it] so desired,â fact that those words had not been used was meaningful).
It is more natural to read subsection (ii) as addressing a situation in which one person solicits another person to engage in sexual activities with a minor. Otherwise, the phrase âparticipation withâ is rendered effectively meaningless. See Duncan v. Walker, 533 U.S. 167, 174, 121 S.Ct. 2120, 150 L.Ed.2d 251 (2001) (âIt is our duty to give effect, if possible, to every clause and word of a statute.â (internal quotation marks omitted)); accord Tablie v. Gonzales, 471 F.3d 60, 64 (2d Cir.2006). Because the record in this case demonstrates no such third-party solicitation, we are obliged to identify procedural error in the district courtâs use of § 2G2.1(b)(3)(B)(ii) to calculate Jassâs Sentencing Guidelines range. 13
3. Harmless Error
Where we identify procedural error in a sentence, but the record indicates clearly that âthe district court would have imposed the same sentenceâ in any event, the error may be deemed harmless, avoiding the need to vacate the sentence and to remand the case for resentencing. United States v. Cavera, 550 F.3d at 197; see United States v. Sanchez, 517 F.3d 651, 665 (2d Cir.2008); United States v. Villafuerte, 502 F.3d 204, 207 (2d Cir.2007). This is such a case. Recognizing that the applicability of § 2G2.1(b)(3)(B)(ii) to this case was by no means clear, and inviting appellate review and action on an unsettled question of law, the district court unequivocally stated that it would impose the same 65-year sentence on Jass however âthe issue of [the § 2G2.1(b)(3)(B)(ii) ] two-point enhancement ... ultimately works out [on appeal].â Sentencing Tr. at 44, 56. Under these circumstances, we can confidently conclude that the district courtâs application of § 2G2.1(b)(3)(B)(ii) constitutes harmless sentencing error.
III. Conclusion
To summarize, we conclude as follows:
(1) Gray v. Maryland did not overrule â either generally or specifically as applied to cases involving only two defendants â this courtâs Tutino line of precedents for evaluating Confrontation Clause *69 challenges to redacted confessions admitted into evidence at joint trials.
(2) The admission into evidence at defendantsâ joint trial of Leightâs redacted confession substituting neutral words for all references to Jass did not violate Jassâs Sixth Amendment rights under Bruton v. United States and its progeny; in any event, any error was harmless beyond a reasonable doubt.
(3) Because U.S.S.G. § 2G2.1(b)(3)(B)(ii) applies to the use of a computer to solicit a third partyâs participation in sexual activities with a minor, circumstances not present in this case, the application of this guideline to the calculation of Jassâs Sentencing Guidelines range constituted procedural error, but the error was harmless because the district court clearly stated that it would have imposed the same sentence in any event.
In light of these conclusions, as well as those stated in the related summary order, also issued today, the judgments of conviction against defendants Jass and Leight are hereby Affirmed.
. As to Victim 1, we note simply that the trial evidence showed that Leight began sexually molesting his daughter when she was four years old and that he continued to do so for eight years, up until the time of his arrest. Jass became romantically involved with Leight and entered his household when Victim 1 was approximately eight or nine years old, and Jass immediately joined Leight in subjecting the child to frequent sexual abuse.
. Over the years, Leight had also shown such pornography to his daughter to convince her that sexual activity between children and adults was ânormal" and, thus, to groom her for the sexual abuse she experienced.
. We substitute "Victim 2" for the childâs first rĂame, testified to at trial.
. As the Supreme Court explained in Richardson v. Marsh, the general "rule that juries are presumed to follow their instructions is a pragmatic one, rooted less in the absolute certitude that the presumption is true than in the belief that it represents a reasonable practical accommodation of the interests of the state and the defendant in the criminal justice process.â 481 U.S. at 211, 107 S.Ct. 1702.
. Our Tutino line of precedents should not be understood to hold that Bruton concerns can invariably be resolved by the substitution of neutral pronouns for redacted names. As we have observed, "the line between testimony that falls within Brutons scope and that which does not is often difficult to discern.â United States v. Lung Fong Chen, 393 F.3d 139, 149 (2d Cir.2004). The critical inquiry is always whether introduction of a confession at a joint trial presents an âoverwhelming probabilityâ that the jury will not be able to follow an instruction limiting consideration of the confession to the declarant defendant. Richardson v. Marsh, 481 U.S. at 208, 107 S.Ct. 1702. In circumstances where a court concludes that no redaction can overcome this probability, only two options are available: severance or exclusion of the confession at a joint trial.
Where redaction is employed to avoid Bruton concerns, however, we urge district courts, wherever possible, to eliminate completely from a confession any mention of a non-declarant defendant's existence, as in *57 Richardson v. Marsh. See id. at 211, 107 S.Ct. 1702; United States v. Castro, 813 F.2d 571, 576-77 (2d Cir.1987) (observing that while redactions that completely eliminate any mention of co-defendant undoubtedly change meaning of statement somewhat, they are permissible as long as "[t]he gist of [the declarant defendant's] statement [is] presented without unduly prejudicing either the right of [the co-defendant] to avoid being implicated by a [declarant] defendant's out-of-court statement, or the right of [the declarant defendant] to have his conduct and statement presented in contextâ). Neutral pronoun substitution should be employed only when complete redaction would distort the confession, for example, by "excluding] substantially exculpatory information, or changing] the ten- or of the utterance as a whole.â United States v. Yousef, 327 F.3d at 150 (internal quotation marks omitted); see United States v. Alvarado, 882 F.2d 645, 651 (2d Cir.1989) (noting that limits on redaction that potentially change statementâs meaning stem from "rule of completenessâ).
In this case, complete redaction would have changed the substance of Leightâs confession because acknowledgment of a confederate was critical to proving that Leight's admission was to conspiratorial, as well as substantive, sexual abuse â both charged crimes. In such circumstances, where complete redaction raises completeness or fairness concerns, we expect that district courts will employ neutral word substitution carefully and only to the extent necessary to address these concerns. Moreover, we expect courts to ensure that, in the end, there is no overwhelming probability that the jury will be unable to follow a limiting instruction to consider the confession only as against the declarant defendant and not at all against co-defendants.
. These circumstances also distinguish this case from United States v. Peterson, 140 F.3d *60 819 (9th Cir.1998), cited by Jass to support her argument that Gray effectively reverses our Tutino line of precedents. In Peterson, the Ninth Circuit observed that âGray clarifies that the substitution of a neutral pronoun ... in place of the defendant's name is not permissible if it is obvious that an alteration has occurred to protect the identity of a specific person.â Id. at 822. As the qualifying clause indicates, Peterson did not construe Gray to hold- â contrary to our precedents â that neutral-word substitution was necessarily inadequate to eliminate Bruton concerns. Rather, Peterson construed Gray to hold that a substitution is inadequate if it would be apparent to the jury that alterations had been made to conceal the identity of a named person. At issue in Peterson was the replacement of a defendantâs name with the term "person X,â a substitution that, like the word "deletedâ in Gray, or "blankâ in Danzey, only emphasized to the jury that the original confession had contained an actual name. Because such a redaction could not survive the first step of analysis under United States v. Tutino, 883 F.2d at 1135, Peterson does not support Jassâs argument that Gray effectively reverses that precedent.
. We rely on the good sense of trial judges in this circuit to recognize that such a statement could be redacted to state more plausibly, "... I turned to the guy with me and said, 'Look, we have to get out of here.â "
. In Gray v. Maryland, the Court discussed a different inference as to the prosecutionâs view that arises where a confession is redacted using "obvious indications of alteration." 523 U.S. at 192, 118 S.Ct. 1151. Where a "blankâ in a redacted confession indicated that the declarant specifically identified a confederate, Gmy observed that âa more sophisticated juror, wondering if the blank refers to someone [other than the defendant], might also wonder how, if it did, the prosecutor could argue the confession is reliable, for the prosecutor, after all, has been arguing that [the defendant], not someone else, helped [the declarant] commit the crime.â Id. at 193, 118 S.Ct. 1151.
Jurors in Jass's case, however, could not have drawn a similar inference from Leightâs redacted confession because prosecutors employed neutral substitutions that plausibly indicated only that Leight acknowledged having a confederate, but that did not suggest that he had made a specific identification. When a confession is properly redacted in this way, a prosecutor may argue that the confession is reliable without tempting a "more sophisticated jurorâ to make a further inference as to the reliability of a specific identification made in the confession.
. We have located no published opinion by our sister circuits interpreting this provision. While the Tenth and Sixth Circuit Courts of Appeals had the opportunity to construe prior versions of this section in United States v. Reaves, 253 F.3d 1201 (10th Cir.2001), and United States v. Brown, 237 F.3d 625 (6th Cir.2001), it appears no court of appeals has considered the scope of § 2G2.1(b)(3) since it was amended in November 2000.
. In 2004, § 2G2.1 was amended to move subsection (b)(3) to the newly created subsection (b)(6). The wording of § 2G2.1(b)(3) was changed slightly to substitute âinteractive computer serviceâ for "Internet-access device,â so that it now reads:
If, for the purpose of producing sexually explicit material, the offense involved ... (B) the use of a computer or an interactive computer service to (i) persuade, induce, entice, coerce, or facilitate the travel of, a minor to engage in sexually explicit conduct, or to otherwise solicit participation by a minor in such conduct; or (ii) solicit participation with a minor in sexually explicit conduct, increase by 2 levels.
U.S.S.G. § 2G2.1(b)(6) (2008). No change was made to the subsection (ii) solicitation provision.
. At first glance, it might appear that Leightâs conduct falls within § 2G2.1(b)(3)(B)(i), because Leight used a computer to âpersuade, induce, [and] enticeâ Victim 2 âto engage in sexually explicit conduct.â U.S.S.G. § 2G2.1 (b)(3)(B)(i) (2003). The application notes to this subsection, however, clearly indicate that it applies "only to the use of a computer ... to communicate directly with a minor,â id. § 2G2.1(b)(3)(B)(i), app. note 5, which the government does not contend occurred in this case. Relying on the referenced application note, the district court determined that Leight's conduct did not fall within subsection (i). See United States v. Pedragh, 225 F.3d 240, 244 (2d Cir.2000) (noting that application notes are "part and parcelâ of the guideline they interpret); Stinson v. United States, 508 U.S. 36, 38, 113 S.Ct. 1913, 123 L.Ed.2d 598 (1993) (noting that application notes control judicial application of guideline at issue unless commentary âviolates the Constitution or a federal statute, or is inconsistent with, or a plainly erroneous reading of, that guidelineâ). As no party challenges that conclusion, we have no occasion to consider it further and, thus, focus only on the district courtâs reliance on § 2G2.1(b)(3)(B)(ii).
. â[A] main use of by â is to â[(Introduce the principal agent.â 2 Oxford English Dictionary 728 (2d ed.1989) (emphasis in original). By contrast, "withâ is used "[a]fter words *68 expressing transaction or dealing between persons (with the person as obj[ect]).â 20 Oxford English Dictionary 443 (2d ed.1989).
. "While we refer to the guideline applicable at the time of Jassâs sentence, our analysis applies with equal force to the guideline that presently contains this particular enhancement: U.S.S.G. § 2G2.1(b)(6)(B)(ii) (2008). See supra note [10].
We also note that district courts are not required to treat the Guidelines, rendered advisory by the Supreme Courtâs decision in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621, as exhaustive in identifying aggravating or mitigating circumstances relevant to sentencing. See United States v. Cavera, 550 F.3d at 189; see also United States v. Jones, 531 F.3d at 172 (âThe Supreme Court has clearly signaled that district courts enjoy considerable discretion in identifying the grounds that can justify a non-Guidelines sentence.â). We thus do not foreclose the possibility that Leightâs use of a computer to facilitate defendants' abuse of Victim 2 could have been considered by the district court in its independent assessment of the factors identified in 18 U.S.C. § 3553(a). See generally United States v. Reaves, 253 F.3d at 1205 ("Congress has found that child pornography is often used as part of a method of seducing other children into sexual activity; a child who is reluctant to engage in sexual activity with an adult ... can sometimes be convinced by viewing depictions of other children 'having funâ participating in such activity.â (internal quotation marks omitted)).