Lawanna Tynes v. Florida Department of Juvenile Justice
Citation88 F.4th 939
Date Filed2023-12-12
Docket21-13245
Cited138 times
StatusPublished
Full Opinion (html_with_citations)
[PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 21-13245
____________________
LAWANNA TYNES,
Plaintiļ¬-Appellee,
versus
FLORIDA DEPARTMENT OF JUVENILE JUSTICE,
Defendant-Appellant.
____________________
Appeal from the United States District Court
for the Southern District of Florida
D.C. Docket No. 0:18-cv-62891-WPD
____________________
2 Opinion of the Court 21-13245
Before JILL PRYOR, NEWSOM, and GRANT, Circuit Judges.
GRANT, Circuit Judge:
This appeal results from an all-too-common confusion in
employment discrimination suits: whether the evidentiary
framework set out in McDonnell Douglas is a stand-in for the
ultimate question of liability in Title VII discrimination cases. We
repeat today what our precedents have already made clear: It is
not. Properly understood, McDonnell Douglas is an evidentiary
framework that shifts the burden of production between the
parties to figure out if the true reason for an adverse employment
action was the employeeās race. It is not a set of elements that the
employee must proveāeither to survive summary judgment or
prevail at trial.
To be sure, in some cases a lack of success in establishing a
prima facie case will also reflect a lack of success in showing
employment discrimination. But, as both this Court and the
Supreme Court have explained, the ultimate question in a
discrimination case is whether there is enough evidence to show
that the reason for an adverse employment action was illegal
discrimination. The prima facie case in the McDonnell Douglas
framework can help answer that questionābut it cannot replace it.
Here, the Florida Department of Juvenile Justice is
distracted by a perceived failure on the part of its former employee,
Lawanna Tynes, to meet her initial burden of production at the
prima facie stage of McDonnell Douglas. But that distraction comes
with a priceāa lack of focus on whether Tynes put forward
21-13245 Opinion of the Court 3
enough evidence to show that she was ļ¬red because of racial
discrimination. The jury thought so, and the Department does not
challenge the suļ¬ciency of the evidence for that conclusion. The
verdict thus stands.
The Department also argues that Tynes did not adequately
plead a claim for race discrimination under 42 U.S.C. § 1981, which
requires a diļ¬erent standard of causation than Title VIIāand,
perhaps more importantly for the Departmentās purposes here,
oļ¬ers a higher level of potential damages. But again, the
Department sets its sights on the wrong target. Though the district
courtās order expressly relied on its authority to permit
amendments to the pleadings under Rule 15(b)(1) of the Federal
Rules of Civil Procedure, the Department does not even cite Rule
15(b)(1) on appeal. That means the challenge is forfeited, so we
also aļ¬rm the district courtās order denying the Departmentās
motion for judgment as a matter of law on Tynesās § 1981 claim.
I.
Tynes was employed by the Florida Department of Juvenile
Justice for sixteen years. At the time of her termination, she was
the superintendent of the Broward Regional Juvenile Detention
Center. The superintendentās responsibilities include overseeing
the facilityās operations and ensuring that both juvenile detainees
and staļ¬ are in a safe environment.
One Sunday, while Tynes was oļ¬ for medical leave, an
unusually high number of incidents required an oļ¬cer to call for
back up. The assistant secretary of detention services, Dixie Fosler,
4 Opinion of the Court 21-13245
followed up by assembling a technical assistance team to review
staļ¬ng and personnel issues. After the teamās review was
completeābut before its report was issuedāFosler terminated
Tynes. Tynes had no prior negative performance review or
reprimands. Even so, the Department oļ¬ered a laundry list of
reasons for the termination: poor performance, negligence,
ineļ¬ciency or inability to perform assigned duties, violation of law
or agency rules, conduct unbecoming of a public employee, and
misconduct.
Tynes sued, alleging race and sex discrimination. Her
complaint unambiguously alleged two violations of Title VII of the
Civil Rights Act of 1964, which prohibits employers from
terminating employees because of their race or sex. 42 U.S.C.
§ 2000e-2(a)(1). The complaint also stated that it brought āother
causes of actions [sic] which can be inferred from the facts herein.ā
The basis of Tynesās discrimination case was that similarly
situated white and male employees were treated diļ¬erently and
that the Departmentās stated reasons for her termination were
pretextual. For comparator evidence, Tynes pointed to Joseph
Seeber, a white male, and Daryl Wolf, a white female, who were
both superintendents of juvenile detention centers with incidents
that reļ¬ected a lack of control or failure to abide by the
Departmentās policies. 1 But, unlike Tynes, neither was terminated.
1 At summary judgment, the district court held that Seeber and Wolf were
both appropriate comparators.
21-13245 Opinion of the Court 5
Far from itāthey received only oral reprimands, were allowed to
transfer to diļ¬erent facilities, and were granted multiple
opportunities to comply with various recommendations for
improvement.
As for pretext, Tynes presented evidence of Foslerās personal
bias against her. Gladys Negron, Tynesās direct supervisor, testiļ¬ed
that she believed Tynesās termination was based on Foslerās
personal feelings rather than professional concerns. She said that
Foslerās written report ācontained several inaccuracies,ā and even
characterized the technical assistance teamās eļ¬orts as a āsearch-
and-kill missionā against Tynes. At trial, Fosler faltered in her
testimony; she could not recall the basis for her conclusion that
Tynes had engaged in āconduct unbecoming as a public
employee,ā nor could she point to another employee ļ¬red without
negative performance reviews or prior reprimands.
The jury returned its verdict in favor of Tynes and made
speciļ¬c ļ¬ndings in a special verdict form: (1) ārace or sex was a
motivating factorā; (2) the Department would not have discharged
Tynes if it had not taken into account her race or sex; and
(3) Tynesās race was a but-for cause of her termination. The jury
awarded $424,600 in compensatory damages and $500,000 in
damages for emotional pain and mental anguish. The district court
ordered the Department to reinstate Tynes to a similar positionā
but not under Foslerās supervision.
The Department ļ¬led a renewed motion for judgment as a
matter of law or, alternatively, for a new trial. It argued that the
6 Opinion of the Court 21-13245
Department was entitled to judgment on Tynesās Title VII claims
because she did not present comparators who were āsimilarly
situated in all material respectsā and therefore failed to satisfy her
burden to establish a prima facie case under McDonnell Douglas.
The ļ¬ling also asserted that Tynes had not properly pleaded her
§ 1981 claim. A § 1981 claim diļ¬ers in two relevant ways from a
Title VII claimāthere is no cap on damages and the causation
standards are higher. 42 U.S.C. § 1981a(b)(3)ā(4); see Comcast Corp.
v. Natāl Assān of Afr. Am.-Owned Media, 140 S. Ct. 1009, 1017ā19
(2020).
The district court denied the motion on both issues. It
rejected the Departmentās Title VII arguments because āthe
circumstantial evidence regarding the two comparators was
suļ¬cient to establish the discrimination claims,ā and ā[c]redibility
was for the jury to decide.ā The court also rejected the § 1981
argument, saying that even if Tynes had not properly pleaded that
violation in the ļ¬rst place, Rule 15(b)(1) of the Federal Rules of
Civil Procedure gave it āthe discretion to allow an amendmentā to
the complaint during the trial.
The Department now appeals the district courtās denial of
its renewed motion for judgment as a matter of law.
II.
Judgment as a matter of law is appropriate when āthe facts
and inferences point so overwhelmingly in favor of one party that
reasonable people could not arrive at a contrary verdict.ā Brown v.
Alabama Depāt of Transp., 597 F.3d 1160, 1173(11th Cir. 2010) 21-13245 Opinion of the Court 7 (alterations adopted and quotation omitted). We review the denial of a motion for judgment as a matter of law de novo.Id.
III.
A.
Title VII of the Civil Rights Act of 1964 outlaws
employment discrimination because of ārace, color, religion, sex,
or national origin.ā 42 U.S.C. § 2000e-2(a)(1). Likewise, 42 U.S.C.
§ 1981prohibits employers from intentionally discriminating on the basis of race in employment contracts. See Johnson v. Ry. Express Agency, Inc.,421 U.S. 454
, 459ā60 (1975); Ferrill v. Parker Grp., Inc.,168 F.3d 468, 472
(11th Cir. 1999). To prove a claim under either statute, a plaintiļ¬ can use direct evidence, circumstantial evidence, or both. See Jenkins v. Nell,26 F.4th 1243, 1249
(11th Cir. 2022).
Early on, though, it became clear that when only
circumstantial evidence was available, ļ¬guring out whether the
actual reason that an employer ļ¬red or disciplined an employee was
illegal discrimination was diļ¬cult and āelusive.ā Texas Dep't of
Cmty. Aļ¬s. v. Burdine, 450 U.S. 248, 255 n.8 (1981). After all, an employer can generally ļ¬re or discipline an employee for āa good reason, a bad reason, a reason based on erroneous facts, or for no reason at all,ā so long as that action āis not for a discriminatory reason.āā Flowers v. Troup Cnty. Sch. Dist.,803 F.3d 1327, 1338
(11th Cir. 2015) (quoting Nix v. WLCY Radio/Rahall Commcāns,738 F.2d 1181, 1187
(11th Cir. 1984)).
To deal with the diļ¬culties encountered by both parties and
courts, the Supreme Court in McDonnell Douglas set out a burden
8 Opinion of the Court 21-13245
shifting framework designed to draw out the necessary evidence in
employment discrimination cases. McDonnell Douglas Corp. v. Green,
411 U.S. 792, 802(1973). It works like this. Step one is for the plaintiļ¬, who establishes what McDonnell Douglas calls a āprima facieā case of discrimination when she shows that (1) āshe belongs to a protected class,ā (2) āshe was subjected to an adverse employment action,ā (3) āshe was qualiļ¬ed to perform the job in question,ā and (4) āher employer treated āsimilarly situatedā employees outside her class more favorably.ā McDonnell Douglas,411 U.S. at 802
; Lewis v. City of Union City,918 F.3d 1213
, 1220ā21 (11th Cir. 2019) (en banc). The last requirement is met when the plaintiļ¬ presents āevidence of a comparatorāsomeone who is similarly situated in all material respects.ā Jenkins,26 F.4th at 1249
(quotation omitted). The prima facie showing entitles the plaintiļ¬ to a rebuttable presumption of intentional discrimination. U.S. Postal Serv. Bd. of Governors v. Aikens,460 U.S. 711
, 714ā15 (1983). The defendant then rebuts that presumption (if it can) by oļ¬ering evidence of a valid, non-discriminatory justiļ¬cation for the adverse employment action.Id. at 714
. Once that justiļ¬cation is oļ¬ered, the presumption of discrimination falls away and the plaintiļ¬ tries to show not only that the employerās justiļ¬cation was pretextual, but that the real reason for the employment action was discrimination.Id.
at 714ā15; Burdine,450 U.S. at 256
. This ļ¬nal question āmerges with the plaintiļ¬ās ultimate burden of persuading the factļ¬nder that she has been the victim of intentional discrimination.ā Lewis,918 F.3d at 1221
(quoting
Burdine, 450 U.S at 256 (alterations adopted)).
21-13245 Opinion of the Court 9
McDonnell Douglas, in short, is an evidentiary tool that
functions as a āprocedural device, designed only to establish an order
of proof and production.ā St. Maryās Honor Ctr. v. Hicks, 509 U.S.
502, 521(1993); see also Burdine,450 U.S. at 255
n.8; Furnco Constr. Corp. v. Waters,438 U.S. 567, 577
(1978). What McDonnell Douglas is not is an independent standard of liability under either Title VII or § 1981. Nor is its ļ¬rst step, the prima facie caseāāestablishing the elements of the McDonnell Douglas framework is not, and never was intended to be, the sine qua non for a plaintiļ¬ to survive a summary judgment motion.ā Smith v. Lockheed-Martin Corp.,644 F.3d 1321, 1328
(11th Cir. 2011); see also Brady v. Oļ¬. of the Sergeant at Arms,520 F.3d 490
, 493ā94 (D.C. Cir. 2008). Often, however, parties (and
sometimes courts) miss this fundamental point and wrongly treat
the prima facie case as a substantive standard of liability.
To be fair, the McDonnell Douglas courtās terminology likely
bears some responsibility for the continuing confusion on this
point. When the Supreme Court uses the term āprima facie caseā
in this context, it does so āin a special sense.ā Wells v. Colorado Depāt
of Transp., 325 F.3d 1205, 1223(10th Cir. 2003) (Hartz, J., writing separately). The Court itself has explained that although that phrase may sometimes ādescribe the plaintiļ¬ās burden of producing enough evidence to permit the trier of fact to infer the fact at issue,ā within the McDonnell Douglas framework the term āprima facie caseā has a diļ¬erent meaningāit marks āthe establishment of a legally mandatory, rebuttable presumption.ā Burdine,450 U.S. at 254
n.7 (citing 9 J. Wigmore, Evidence § 2494
(3d ed. 1940)).
10 Opinion of the Court 21-13245
So, although in other contexts a prima facie case typically
does mean enough evidence for a plaintiļ¬ to prevail on a particular
claim, here the meaning is diļ¬erent. Under McDonnell Douglas, a
plaintiļ¬ who establishes a prima facie case is entitled to a ālegally
mandatory, rebuttable presumptionā that the employer
intentionally discriminated against her. Id. What that means is that
once a plaintiļ¬ satisļ¬es her prima facie burden, the defendant
āknows that its failure to introduce evidence of a
nondiscriminatory reason will cause judgment to go against it.ā
Hicks, 509 U.S. at 510n.8. The presumption of discrimination introduced by the prima facie case thus helps narrow things down and āframe the factual issueā by drawing out an explanation that the plaintiļ¬ can then seek to demonstrate is pretextual. Burdine,450 U.S. at 255
. In this way, the prima facie showing exerts a sort of āpractical coercionā that forces the defendant to ācome forwardā with evidence explaining its actions. Hicks,509 U.S. at 510
n.8, 511. It also oļ¬ers a beneļ¬t for the defendant employer, who now has a better idea of what evidence needs to be rebutted. Seeid.
But once the prima facie case has āfulļ¬lled its role of forcing
the defendant to come forward with some response,ā it no longer
has any work to do. Id.at 510ā11. Where āthe defendant has done everything that would be required of him if the plaintiļ¬ had properly made out a prima facie case, whether the plaintiļ¬ really did so is no longer relevant.ā Aikens,460 U.S. at 715
(emphasis added). This is so because the ādistrict court has before it all the evidence it needs to decide whether the defendant intentionally discriminated against the plaintiļ¬.āId.
(quotation omitted). So when the 21-13245 Opinion of the Court 11 defendant employer oļ¬ers evidence of the reason for its actions toward the plaintiļ¬, the presumption of discrimination created by the prima facie case āsimply drops out of the picture.ā Hicks,509 U.S. at 511
; see also Turnes v. AmSouth Bank, NA,36 F.3d 1057, 1061
(11th Cir. 1994). That is a far cry from serving as a substitute
standard necessary to survive summary judgment.
Another reason for the confusion? A failure in the prima
facie case often also reļ¬ects a failure of the overall evidence. Even
though we do not dwell on whether the technical requirements of
the prima facie case are met once the defendant has met its burden
of production, we keep in mind that the questions the plaintiļ¬ must
answer to make a prima facie case are relevant to the ultimate
question of discrimination. A plaintiļ¬ who fails to prove that she
was a member of a protected class, for example, or that she suļ¬ered
an adverse employment action, will be unable to prove that she was
unlawfully discriminated against. See Standard v. A.B.E.L. Servs.,
Inc., 161 F.3d 1318, 1327ā28 (11th Cir. 1998); Kidd v. Mando Am. Corp.,731 F.3d 1196
, 1202ā04 (11th Cir. 2013). Weāll admit that we
have at times framed that analysis in terms of whether the plaintiļ¬
has established a prima facie case, but the more fundamental
problem with such a failure of evidence is that it means the plaintiļ¬
cannot prove a necessary element for his employment
discrimination case. See, e.g., Kidd, 731 F.3d at 1202ā04.
This distinction is important because the components of a
prima facie case are not necessarily coextensive with the evidence
needed to prove an employment discrimination claim. That is why
12 Opinion of the Court 21-13245
a plaintiļ¬ need not plead the elements of a prima facie case to
survive a motion dismiss. Swierkiewicz v. Sorema N. A., 534 U.S. 506,
515(2002). And it explains why courts in this Circuit do not instruct juries on the prima facie case or the McDonnell Douglas framework. See Dudley v. Wal-Mart Stores, Inc.,166 F.3d 1317, 1322
(11th Cir.
1999).
It is also why āthe plaintiļ¬ās failure to produce a comparator
does not necessarily doom the plaintiļ¬ās case.ā Smith, 644 F.3d at
1328. Indeed, āthe plaintiļ¬ will always survive summary judgment if he presents circumstantial evidence that creates a triable issue concerning the employerās discriminatory intent.āId. at 1328
. That is because McDonnell Douglas is āonly one method by which the plaintiļ¬ can prove discrimination by circumstantial evidence.ā Vessels v. Atlanta Indep. Sch. Sys.,408 F.3d 763
, 768 n.3 (11th Cir. 2005). A plaintiļ¬ who cannot satisfy this framework may still be able to prove her case with what we have sometimes called a āconvincing mosaic of circumstantial evidence that would allow a jury to infer intentional discrimination by the decisionmaker.ā Smith, 644 F.3d at 1327ā28 (footnote and quotation omitted); see also Lewis v. City of Union City,934 F.3d 1169, 1185
(11th Cir. 2019)
(Lewis II).
This rearticulation of the summary judgment standard arose
in large part because of widespread misunderstandings about the
limits of McDonnell Douglasāthe same misunderstandings that
persist today. A āconvincing mosaicā of circumstantial evidence is
simply enough evidence for a reasonable factfinder to infer
21-13245 Opinion of the Court 13
intentional discrimination in an employment actionāthe ultimate
inquiry in a discrimination lawsuit.2 Jenkins, 26 F.4th at 1250. This approach to analyzing the evidence treats an employment discrimination suit in same way we would treat any other caseā jumping directly to the ultimate question of liability and deciding whether the moving party is entitled to judgment at that stage of the case. It is no different than the standards we ordinarily apply in deciding summary judgment and post-trial motions. āIf the plaintiff presents enough circumstantial evidence to raise a reasonable inference of intentional discrimination, her claim will survive summary judgment.ā Hamilton v. Southland Christian Sch.,680 F.3d 1316, 1320
(2012).
All that to say, in deciding motions for summary judgment
or judgment as a matter of law, parties already understand that,
when we use what we have called the convincing mosaic standard,
2 A plaintiff proving her case through the convincing mosaic standard may
point to any relevant and admissible evidence. As we have said, āno matter
its form, so long as the circumstantial evidence raises a reasonable inference
that the employer discriminated against the plaintiff, summary judgment is
improper.ā Smith, 644 F.3d at 1328. Evidence that is likely to be probative is āevidence that demonstrates, among other things, (1) suspicious timing, ambiguous statements, or other information from which discriminatory intent may be inferred, (2) systematically better treatment of similarly situated employees, and (3) pretext.ā Jenkins,26 F.4th at 1250
(quotation omitted). Given the wide scope of available evidence, the convincing mosaic standard ācan be of particular significance when the plaintiff cannot identify a similarly situated comparator,ā as the McDonnell Douglas framework requires. Bailey v. Metro Ambulance Servs., Inc.,992 F.3d 1265
, 1273 n.1 (11th Cir. 2021).
14 Opinion of the Court 21-13245
we look beyond the prima facie case to consider all relevant
evidence in the record to decide the ultimate question of
intentional discrimination. But parties do not always understand
that we are answering that same question when using the
McDonnell Douglas framework. Under McDonnell Douglas, the
failure to establish a prima facie case is fatal only where it reļ¬ects a
failure to put forward enough evidence for a jury to ļ¬nd for the
plaintiļ¬ on the ultimate question of discrimination. This may
mean that there was not enough evidence to infer discrimination.
Or it may be that there was no adverse employment action. But
the analysis turns on the substantive claims and evidence in the
case, not the evidentiary framework.
For these reasons, we have repeatedly emphasized that after
a trial we āshould not revisit whether the plaintiļ¬ established a
prima facie case.ā Cleveland v. Home Shopping Network, Inc., 369 F.3d
1189, 1194(11th Cir. 2004); see also, e.g., Holland v. Gee,677 F.3d 1047, 1056
(11th Cir. 2012); Collado v. United Parcel Serv., Co.,419 F.3d 1143, 1150
(11th Cir. 2005); Tidwell v. Carter Prods.,135 F.3d 1422
, 1426 n.1 (11th Cir. 1998); Richardson v. Leeds Police Depāt,71 F.3d 801
, 806 (11th Cir. 1995); Carmichael v. Birmingham Saw Works,738 F.2d 1126, 1129
(11th Cir. 1984). Instead, we ask only one question: whether there is a suļ¬cient evidentiary basis for the jury to ļ¬nd that the defendant intentionally discriminated against the plaintiļ¬. Cleveland,369 F.3d at 1194
.
21-13245 Opinion of the Court 15
B.
That analysis solves this case. The Departmentās only
argument is that the comparator employees that Tynes oļ¬ered
were not adequate to establish a prima facie case of discrimination
under McDonnell Douglas. That may be true; under our precedent
a comparator employee must be āsimilarly situated in all material
respectsāāa high bar to meet. Lewis, 918 F.3d at 1218. But the
juryās factual inquiry was whether the Department intentionally
discriminated against Tynes, and its answer was āyes.ā The
Department does not contend that the evidence, taken as a whole,
could not support the juryās verdict. By focusing exclusively on
Tynesās comparator evidence, the Department has forfeited any
challenge to the ultimate ļ¬nding of discrimination.
Of course, the strength of Tynesās comparator evidence is
relevant to the ultimate question of intentional discrimination.
Holland, 677 F.3d at 1056ā57. But to the extent that there are
material diļ¬erences between Tynes and her comparators at this
stage of the case, it is the juryās roleānot oursāto determine how
much weight the comparator evidence should be given. In other
words, it is possible that her comparators were insuļ¬cient to
establish a prima facie case yet still relevant to the ultimate question
of intentional discrimination. See Lewis II, 934 F.3d at 1187ā88. To
win after trial, the Department would have needed to explain why
the evidence, taken as a whole, was insuļ¬cient to support the
juryās verdict. Because it failed to do so, we aļ¬rm the judgment of
the district court denying the Departmentās renewed motion for
judgment as a matter of law on the Title VII claims.
16 Opinion of the Court 21-13245
IV.
The Department also challenges the juryās verdict on
Tynesās § 1981 claim, arguing that her complaint did not adequately
plead the § 1981 claim and that she did not prove that race was a
ābut-forā cause of her termination.3 The Department, however,
has forfeited both arguments.
The Department is right about one thingāTynesās
complaint may not have set out a separate claim under § 1981. See
Weiland v. Palm Beach Cnty. Sheriļ¬ās Oļ¬., 792 F.3d 1313, 1322ā23 (11th Cir. 2015) (requiring a complaint to set out a diļ¬erent count for each cause of action or claim for relief ).4 Even so, the district court held that it had discretion to allow an amendment to the pleadings during the trial under Rule 15(b)(1). That rule permits the pleadings to be amended at trial when āa party objects that evidence is not within the issues raised in the pleadingsā so long as ādoing so will aid in presenting the merits and the objecting party fails to satisfy the court that the evidence would prejudice that 3 In Comcast, the Supreme Court held that but-for causation was required to prove a § 1981 claim.140 S. Ct. at 1019
. 4 In addition to the Title VII claims, the complaint says it brings āother causes of actions [sic] which can be inferred from the facts herein.ā But it does not set out a § 1981 claim in its own count; instead, it refers to § 1981 in the jurisdictional section of the complaint as a federal question presented in the case. Whatās more, each of Tynesās Title VII counts alleges that she āis a member of a protected class under § 1981,ā and the prayer for relief requests that the court ā[a]djudge and decree that Defendant has violated42 U.S.C. § 1981
.ā
21-13245 Opinion of the Court 17
partyās action or defense on the merits.ā Fed. R. Civ. P. 15(b)(1).
The district court stated that it found that permitting amendment
would not prejudice the Department.
The Department does not challenge the district courtās
authority under Rule 15. Indeed, at oral argument counsel
expressed a lack of familiarity with that rule. And when āan
appellant fails to challenge properly on appeal one of the grounds
on which the district court based its judgment, he is deemed to
have abandoned any challenge of that ground.ā Sapuppo v. Allstate
Floridian Ins. Co., 739 F.3d 678, 680(11th Cir. 2014). So while it is not clear whether the district court properly invoked Rule 15(b)(1)āafter all, Tynes did not actually move to amend her complaintāany challenge on that ground is forfeited. See Molinos Valle Del Cibao, C. por A. v. Lama,633 F.3d 1330, 1352
(11th Cir. 2011); Green Country Food Mkt., Inc., v. Bottling Grp., LLC,371 F.3d 1275, 1281
(10th Cir. 2004).
The Departmentās second § 1981 argumentāthat Tynes did
not prove that race was a but-for cause of her terminationāis also
forfeited. In its post-trial motion, the Department argued that
because Tynes did not plead a § 1981 claim, her complaint did not
allege that race was a but-for cause. But it did not argue that Tynes
failed to prove that race was a but-for cause. 5 āIt is well-settled that
5 The clear intention of the Departmentās Rule 50 motions was to challenge
the adequacy of the pleadings. The Department may contend (though it did
not do so directly before this Court) that it preserved a proof-based argument
with this statement: āPlaintiff offered no testimony or evidence at trial that her
18 Opinion of the Court 21-13245
we will generally refuse to consider arguments raised for the ļ¬rst
time on appeal.ā Ramirez v. Secāy, U.S. Depāt of Transp., 686 F.3d
1239, 1249 (11th Cir. 2012). The Department cannot now
repackage its pleading argument into a claim that Tynes did not
prove an essential element at trial.
* * *
After a full trial on the merits, a defendant cannot
successfully challenge the juryās verdict by arguing only that the
plaintiļ¬ās comparators were inadequate or that the prima facie case
was otherwise insuļ¬cient. Here, the Department was required to
demonstrate why the record evidence could not support the juryās
verdict and failed to do so. Because the Department also failed to
adequately challenge the grounds upon which the district court
denied its motion with respect to Tynesās § 1981 claim, the district
courtās order is AFFIRMED.
race was the ābut-forā cause of her termination.ā In context, both we and the
district court read this as support for the pleading-based argument, but in any
event, such a statement is far too conclusory on its own to preserve the issue
for appeal.
21-13245 NEWSOM, J., Concurring 1
NEWSOM, Circuit Judge, concurring:
Todayās majority opinion oļ¬ers an important critique of the
role that McDonnell Douglasās burden-shifting analysis has come to
play in deciding Title VII cases. In particular, the majority explains
that McDonnell Douglas (1) provides only an āevidentiary
frameworkā and (2) was never meant to establish āan independent
standard of liabilityā or specify a āset of elements that the
employee must proveāeither to survive summary judgment or
prevail at trial.ā Maj. Op. at 2, 9. Unfortunately, as the majority
notes, āparties (and sometimes courts)ā often āmiss this
fundamental point and wrongly treatā McDonnell Douglas, and in
particular its initial prima-facie-case step, āas a substantive standard
of liability.ā Id. at 9. And although this case doesnāt arise on
summary judgment, the majority correctly observes that the
overreading ofāand consequent overemphasis onāMcDonnell
Douglas has become particularly acute at the Rule 56 stage, where
courts have increasingly taken to treating the testās prima-facie-
evidence benchmark āas a substitute standard necessary to survive
summary judgment.ā Id. at 11; see also id. at 9ā12 (detailing the
problems with courtsā applications of McDonnell Douglas at
summary judgment).
Yes, yes, and yesāI completely agree. Iāll confess, though,
that Iāve developed an even deeper skepticism of McDonnell Douglas.
The majority opinion seeks to put courts back on the right path in
their application of McDonnell Douglas; I tend to think we might be
better oļ¬ on an altogether diļ¬erent path. Hereās what I mean: Iād
2 NEWSOM, J., Concurring 21-13245
long taken for granted that McDonnell Douglasās three-step
framework provided the presumptively proper means of deciding
Title VII cases at summary judgment. Iāve changed my mind.
McDonnell Douglas, it now seems to me, not only lacks any real
footing in the text of Rule 56 but, worse, actually obscures the
answer to the only question that matters at summary judgment:
Has the plaintiļ¬ shown a āgenuine dispute as to any material
factāāin the typical Title VII case, as to whether her employer
engaged in discrimination based on a protected characteristic.
Instead of McDonnell Douglasāwhich, to be clear, neither the
Supreme Court nor we have ever said provides the sole mechanism
for adjudicating summary-judgment motionsācourts should
employ something like our oft-maligned āconvincing mosaicā
standard, which I had always viewed as something of a rogue but
which, upon reļ¬ection, much more accurately captures and
implements the summary-judgment standard. For me, itās quite
the turnabout, so I should explain myself.
I
Title VII of the landmark Civil Rights Act of 1964 broadly
prohibits workplace discrimination. In relevant part, its operative
provision states thatā
It shall be an unlawful employment practice for an
employer to fail or refuse to hire or to discharge any
individual, or otherwise to discriminate against any
individual with respect to his compensation, terms,
conditions, or privileges of employment, because of
21-13245 NEWSOM, J., Concurring 3
such individualās race, color, religion, sex, or national
origin . . . .
42 U.S.C. § 2000e-2(a)(1). Title VII was (and is) an historic piece of
legislation that tackled (and continues to tackle) one of the
countryās weightiest social problems. Legally speaking, though, itās
just a statute, no diļ¬erent from hundreds of others. And so, as the
Supreme Court has repeatedly reminded us, the āordinary rulesā
of civil procedure apply to Title VII cases. Swierkiewicz v. Sorema
N.A., 534 U.S. 506, 511(2002) (ā[T]he ordinary rules for assessing the suļ¬ciency of a complaint apply.ā); see also, e.g., U.S. Postal Serv. Bd. of Governors v. Aikens,460 U.S. 711, 716
(1983) (ā[N]one of this
means that trial courts or reviewing courts should treat
discrimination diļ¬erently from other ultimate questions of fact.ā).
Many, if not most, Title VII cases are decided at summary
judgment. The āordinary rule[]ā for evaluating the propriety of
summary judgment, of course, is Federal Rule of Civil Procedure
56:
The court shall grant summary judgment if the
movant shows that there is no genuine dispute as to
any material fact and the movant is entitled to
judgment as a matter of law.
Fed. R. Civ. P. 56(a). In the mine-run discrimination case, the key
issue is whether the employer engaged in some action, in the
statuteās words, ābecause of ā an employeeās race, sex, religion, or
other protected characteristic. Accordingly, the fundamental
question at summary judgment isāor should beāwhether there is
4 NEWSOM, J., Concurring 21-13245
a genuine dispute of material fact about that all-important
causation issue.
But not all analytical frameworks hew closely to that
question. Brieļ¬y, we assess employment-discrimination cases at
summary judgment using one or more of three approaches. First,
a reviewing court might consider whether the plaintiļ¬ has pointed
to direct evidence of discrimination. If the case instead turns on
circumstantial evidence, the court might askāsecondāwhether the
plaintiļ¬ can survive McDonnell Douglasās burden-shifting analysis
orāthirdāwhether she can assemble what we have called a
āconvincing mosaicā of evidence suggesting discrimination, Smith
v. Lockheed-Martin Corp., 644 F.3d 1321, 1328 (11th Cir. 2011).
In terms of consistency with Rule 56, the direct-evidence
analysis, reserved for cases featuring particularly āblatantā and
overtly discriminatory comments or conduct, see Fernandez v. Trees,
Inc., 961 F.3d 1148, 1156(11th Cir. 2020), performs well enough. But direct-evidence cases are increasingly rare, so most Title VII suits these days are turn on circumstantial evidence. Among those, McDonnell Douglas is clearly the dominant framework, with āconvincing mosaicā trailing along as something of an afterthought. 1 And until recently, that seemed exactly right to 1 So far as I can tell, we have considered the convincing-mosaic test in only five published Title VII decisions, three of which involved cursory single- paragraph rejections of a plaintiffās invocation of it. See, e.g., Smith v. Lockheed- Martin Corp.,644 F.3d 1321, 1328
(11th Cir. 2011); Flowers v. Troup Cnty. Sch. Dist.,803 F.3d 1327, 1335
(11th Cir. 2015); Trask v. Secretary, Depāt of Veterans Affs.,822 F.3d 1179, 1193
(11th Cir. 2016), abrogated on other grounds by Babb v.
21-13245 NEWSOM, J., Concurring 5
meāI had marinated in McDonnell Douglas and its progeny for so
long that I had come to view the convincing-mosaic test as an
interloper, a hack contrived to save cases that might otherwise go
out on summary judgment.
Iāve concluded that I was wrong about thatāas in 180°
wrong. Upon reļ¬ection, it now seems to me that McDonnell
Douglas is the interloperāit is the judge-concocted doctrine that
obfuscates the critical inquiry. The convincing-mosaic standard, by
contrastādespite its misleadingly ļ¬orid labelāis basically just Rule
56 in operation. Quite unlike McDonnell Douglas, it actually asks the
key question: Does the ārecord, viewed in a light most favorable
to the plaintiļ¬, present[] a convincing mosaic of circumstantial
evidence that would allow a jury to infer intentional discrimination
by the decisionmakerā? Smith, 644 F.3d at 1328 (internal quotations
and footnote omitted). Strip away the grandiloquenceāafter all,
āconvincing mosaic of circumstantial evidenceā just means
āevidenceāāand that is exactly Rule 56ās summary-judgment
standard.
In the discussion that follows, Iāll explain brieļ¬y why Iāve
come to believe (1) that McDonnell Douglas is the wrong framework
to apply in deciding Title VII cases at summary judgment and (2)
that our convincing-mosaic standardāwhich Iād rebrand slightlyā
Wilkie, 140 S. Ct. 1168(2020); Lewis v. City of Union City,934 F.3d 1169, 1185
(11th Cir. 2019) (on remand); Bailey v. Metro Ambulance Servs., Inc.,992 F.3d 1265
, 1273 n.2 (11th Cir. 2021).
6 NEWSOM, J., Concurring 21-13245
is the right one. Iāll also try to anticipate and respond to a few
objections.
II
To start, why the loss of faith in McDonnell Douglas? In short,
I fear that it doesnāt reliably get us to the result that Rule 56
requires. See also Maj. Op. at 11 (noting that āthe components of a
prima facie case are not necessarily coextensive with the evidence
needed to prove an employment discrimination claimā). And in
retrospect, that shouldnāt be particularly surprising, because
McDonnell Douglasās reticulated, multi-step framework forces
courts to ask and answer a series of questions that only peripherally
relate to the one that Rule 56 poses: Has the plaintiļ¬ presented āa
genuine issue as to any material factāāin the typical Title VII case,
about her employerās discriminatory intent? Let me unpack my
concern, in three parts.
First, as a threshold matter, McDonnell Douglas seems (in
retrospect) awfully made up. Hereās how the Supreme Court has
described its handiwork:
In McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973), we set forth the basic allocation of burdens
and order of presentation of proof in a Title VII case
alleging discriminatory treatment. First, the plaintiļ¬
has the burden of proving by the preponderance of
the evidence a prima facie case of discrimination.
Second, if the plaintiļ¬ succeeds in proving the prima
facie case, the burden shifts to the defendant āto
articulate some legitimate, nondiscriminatory reason
21-13245 NEWSOM, J., Concurring 7
for the employeeās rejection.ā Third, should the
defendant carry this burden, the plaintiļ¬ must then
have an opportunity to prove by a preponderance of
the evidence that the legitimate reasons oļ¬ered by
the defendant were not its true reasons, but were a
pretext for discrimination.
Texas Depāt of Cmty. Aļ¬s. v. Burdine, 450 U.S. 248, 252ā53 (1981) (internal citations and footnote omitted). Thereās certainly no textual warrant in Title VII or the Federal Rules for so elaborate a scheme, and so far as I know, no one has ever even sought to justify it as rooted in either. Perhaps a product of its time, the whole thing is quite legislative, quite Miranda-esqueāāset forth,ā to use the Supreme Courtās own words. See also Maj. Op. at 7ā8 (observing that McDonnell Douglas āset outā the burden-shifting framework). And for me, the frameworkās made-up-ed-ness is a ļ¬ashing red lightāprima facie evidence, if you will, that something is amiss. Cf. Club Madonna Inc. v. City of Miami Beach,42 F.4th 1231, 1261
(11th
Cir. 2022) (Newsom, J., concurring) (ā[U]nelected, unaccountable
federal judges shouldnāt make stuļ¬ up.ā).
Second, whatever it was that the Supreme Court initially
conjured, it seems to have taken on a life of its own. Perhaps most
jarringly, McDonnell Douglasās burden-shifting framework has
become the presumptive means of resolving Title VII cases at
summary judgmentādespite the facts (1) that McDonnell Douglas
itself arose not on summary judgment but out of a bench trial, see
Green v. McDonnell Douglas Corp., 299 F. Supp. 1100, 1102(E.D. Mo. 1969), and (2) that, so far as I can tell, the Supreme Court has 8 NEWSOM, J., Concurring 21-13245 speciļ¬cally addressed McDonnell Douglasās application to Title VII cases at summary judgment only once, and in that decision held that it didnāt apply, see Trans World Airlines, Inc. v. Thurston,469 U.S. 111
, 118ā19 (1985). 2 Even beyond that, despite the Supreme Courtās occasional reminders that McDonnell Douglasās āprocedural deviceā was intended āonly to establish an order of proof and production,ā St. Maryās Honor Ctr. v. Hicks,509 U.S. 502, 521
(1993), 3 lower courts have become progressively obsessed with its minutiae, allowing it to drive substantive outcomes. The frameworkās constituent details have grown increasingly intricate and code-like, as courts have taken to forcing a holistic evidentiary questionā 2 Ironically, resolving cases at summary judgment seems to be McDonnell Douglasās sole remaining office. The Supreme Court has clarified that its burden-shifting analysis is inapplicable both at the pleading stage, see Swierkiewicz,534 U.S. at 508
, and in deciding post-trial motions, see Aikens,460 U.S. at 715
, and most courts of appeals have excised references to McDonnell Douglasās framework from their pattern jury instructions, see Timothy M. Tymkovich, The Problem with Pretext,85 Denv. U. L. Rev. 503
, 528 & nn.189ā
91 (2008) (collecting cases).
To be fair, the Court has utilized McDonnell Douglas to evaluate claims
under other statutes at summary judgment. None of those decisions, though,
has squarely addressed McDonnell Douglasās consistency (or inconsistency) with
Rule 56. See, e.g., Babb v. Wilkie, 140 S. Ct. 1168, 1172(2020); Young v. United Parcel Serv., Inc.,575 U.S. 206, 231
(2015); Raytheon Co. v. Hernandez,540 U.S. 44
, 51ā52 (2003); OāConnor v. Consolidated Coin Caterers Corp.,517 U.S. 308, 312
(1996). 3 See also Burdine,450 U.S. at 255
n.8 (observing that the McDonnell Douglas framework was designed merely to help the parties progressively āsharpen the inquiry into the elusive factual question of intentional discriminationā). 21-13245 NEWSOM, J., Concurring 9 whether all the evidence, viewed in the light most favorable to the plaintiļ¬, creates a genuine factual disputeāinto a collection of distinct doctrinal pigeonholes. For instance, we have explainedā and weāre hardly aloneāthat McDonnell Douglasās ļ¬rst stage, the prima facie case, further entails a āfour-step test,ā one step of which requires the plaintiļ¬ to show that she was treated diļ¬erently from a similarly situated ācomparator.ā Lewis v. City of Union City,918 F.3d 1213
, 1220ā22 (11th Cir. 2019) (en banc). Weāve then treated
these requirements as a series of standalone, case-dispositive
elementsāboxes to be checkedārather than simply asking the
controlling question whether the facts give rise to a triable issue of
discrimination. In so doing, weāve mistakenly allowed the tool to
eclipse (and displace) the rule. 4
Finally, and perhaps worst of all, it now strikes me that the
McDonnell Douglas three-stepāparticularly as supplemented by the
ļ¬rst stepās constituent four-stepāobscures the actual Title VII
inquiry, especially at summary judgment. Iāll readily confess that
others have beaten me to this conclusion, but they make for pretty
good company. For instance, while a judge on the D.C. Circuit,
4 See Sandra F. Sperino, Rethinking Discrimination Law, 110 Mich. L. Rev. 69, 71 (2011) (ā[T]he key question in modern discrimination cases is often whether the plaintiff can cram his or her facts into a recognized structure and not whether the facts establish discrimination.ā); see also Deborah A. Widiss, Proving Discrimination by the Text,106 Minn. L. Rev. 353
, 374ā75 (2021) (āIn practice, however, the causation standard employed is less important than whether a plaintiff can successfully squeeze the evidence into an arcane and complicated body of judge-made law . . . .ā). 10 NEWSOM, J., Concurring 21-13245 Justice Kavanaugh described the ļ¬xation on the plaintiļ¬ās prima facie case as āa largely unnecessary sideshowā that āhas not beneļ¬ted employees or employers,ā has not āsimpliļ¬ed or expedited court proceedings,ā and, in fact, āhas done exactly the opposite, spawning enormous confusion and wasting litigant and judicial resources.ā Brady v. Oļ¬ce of Sergeant at Arms,520 F.3d 490, 494
(D.C. Cir. 2008). Worse, he explained, the McDonnell Douglas framework isnāt just wasteful, it is potentially misleading in that it entices reviewing courts to focus on non-core issues: At summary judgment, the prima facie case is āalmost always irrelevantā and āusually [a] misplacedā inquiryābecause once the defendant oļ¬ers an explanation for its decision, āwhether the plaintiļ¬ reallyā made out a prima facie case no longer matters.Id.
at 493ā94 (quoting Aikens,460 U.S. at 715
). Rather, then-Judge Kavanaugh continued,
once the defendant explains itself, āthe district court must resolve
one central question: Has the employee produced suļ¬cient
evidence for a reasonable jury to ļ¬nd that . . . the employer
intentionally discriminated against the employee on the basis of
race, color, religion, sex, or national origin?ā Id. at 494. That, of
course, is the Rule 56 questionāshorn of all its McDonnell Douglas
prophylaxis. 5
5 One clarification: While the prima-facie-case question is undoubtedly
āirrelevantā as a formal matter following an employerās summary-judgment
motionāat that point, the employer having explained itself, the focus turns to
the ultimate questionāthatās not to say that the sort of proof that might
inform a plaintiffās prima facie showing is irrelevant as an evidentiary matter.
As the majority opinion observes, āthe questions the plaintiff must answer to
21-13245 NEWSOM, J., Concurring 11
To be clear, Justice Kavanaugh is hardly alone. Justice
Gorsuch made similar observations during his tenure on the Tenth
Circuit. Using the very same descriptor that Justice Kavanaugh
had, he explained that McDonnell Douglasās staged inquiries
āsometimes prove a sideshow,ā Hinds v. Sprint/United Mgmt. Co.,
523 F.3d 1187, 1202 n.12 (10th Cir. 2008), that the framework itself āhas proven of limited value,ā Walton v. Powell,821 F.3d 1204, 1210
(10th Cir. 2016), and that courts too often get bogged down āengag[ing] in the business of trying to police the often ļ¬ne line betweenā when McDonnell Douglas does and doesnāt apply,id. at 1211
. 6 make a prima facie case are relevant to the ultimate question of discriminationāāwhether she was a member of a protected class, whether she suffered an adverse employment decision, how her colleagues were treated, etc. Maj. Op. at 11. So it may well be that a plaintiff who lacks the evidence necessary to make out a prima facie case should lose at summary judgment. Importantly, though, she shouldnāt lose because she has failed to dot her Is and cross her Ts under McDonnell Douglas, but rather because she has failed to proffer evidence that gives rise to a genuine issue of material fact concerning whether her employer engaged in unlawful discrimination. Cf. also id. at 11 (āA failure in the prima facie case often also reflects a failure of the overall evidence.ā). 6 Others have voiced similar complaints. Judge Easterbrook has described Title VII summary-judgment cases generally as implicating a āratās nest of surplus ātests.āā Ortiz v. Werner Enters., Inc.,834 F.3d 760, 766
(7th Cir. 2016). Judge Hartz has observed that the McDonnell Douglas framework, in particular, āonly creates confusion and distracts courts from āthe ultimate question of discrimination.āā Wells v. Colorado Depāt of Transp.,325 F.3d 1205, 1221
(10th
Cir. 2003) (Hartz, J., concurring). Judge Wood has lamented the āsnarls and
knots that the current methodologies used in discrimination cases of all kinds
12 NEWSOM, J., Concurring 21-13245
* * *
So, whatās my takeaway regarding McDonnell Douglas? From
a case that didnāt even arise on summary judgment has emerged a
purported āprocedural deviceā that, in day-to-day operation,
disregards the duly promulgated rules of summary-judgment
procedure, that overrides the substance of Title VII, and whose
multi-step burden-shifting formula obscures the decisive question:
Does the summary-judgment record reveal a genuine dispute of
material fact about whether an employer discriminated against its
employee ābecause of ā a protected characteristic?
III
So, as it turns out, thereās plenty not to like about McDonnell
Douglas as a summary-judgment tool. And what of the convincing-
mosaic standard, which Iāve confessed to having long dismissed as
secondary corollary of sorts or, worse, a manipulable workaround?
Turns out thereās a lot to like.
have inļ¬icted on courts and litigants alikeā and expressed her view that
McDonnell Douglasās successive inquiries have ālost their utility.ā Coleman v.
Donahoe, 667 F.3d 835, 863 (7th Cir. 2012) (Wood, J., concurring). And Judge
Tymkovich, training his critique on McDonnell Douglasās third step, has
complained that the āfocus on pretext has shifted the emphasis of an
employment discrimination case away from the ultimate issue of whether the
employer discriminated against the complaining employee.ā Tymkovich,
supra note 2, at 505.
21-13245 NEWSOM, J., Concurring 13
McDonnell Douglas, it now seems to me, leads us away
fromāor at the very least is orthogonal toāRule 56ās north star.
By contrast, the convincing-mosaic standard points, even if a little
clumsily, right at it. Hereās what we said in Smith:
[T]he plaintiļ¬ will always survive summary judgment
if he presents circumstantial evidence that creates a
triable issue concerning the employerās
discriminatory intent. A triable issue of fact exists if
the record, viewed in a light most favorable to the
plaintiļ¬, presents a convincing mosaic of
circumstantial evidence that would allow a jury to
infer intentional discrimination by the decisionmaker.
644 F.3d at 1328 (internal quotation marks, citations, and footnote
omitted). Stripped of the rhetorical ļ¬ourishāthe superļ¬uous
āconvincing mosaic of ā prefaceāthat is, in essence, just a
restatement of Rule 56ās summary-judgment standard. No bells,
no whistlesājust reasonable inferences and triable facts.
What accounts, then, for the convincing-mosaic standardās
failure to launch? Well, inertia for starters. By the time the
convincing-mosaic option came along, at least as a stand-alone test,
parties, courts, and commentators had been debating and applying
McDonnell Douglas for decades. Separately, I think the convincing-
mosaic framework suļ¬ers from a branding problem of sorts, of
which its rhetoric is a big part. The informal monikerā
āconvincing mosaicāājust sounds contrived, and thus sends
formalists like me into a dither. Itās also a little misleading:
Satisfying the test requires neither āconvincingā a reviewing court
14 NEWSOM, J., Concurring 21-13245
nor presenting enough evidence to compose a āmosaic.ā Summary
judgment turns on the existence of a genuine factual dispute;
courts deciding summary-judgment motions donāt weigh
evidence, and they donāt decide (let alone announce) whether
theyāre convinced. And a mosaicāin its truest sense a collectionā
isnāt necessary to defeat summary judgment; a single item of
evidence can at least theoretically suļ¬ce.
In any event, as between the two current contestants, it now
strikes me that the convincing-mosaic standardāwhich Iād be
inclined to re-brand as, perhaps, just the āRule 56ā standard, to
denude it of its unnecessary ornamentationācomes much closer
to capturing the essence of summary judgment than does
McDonnell Douglas.
IV
Let me try, in closing, to anticipate and address a few likely
objections.
A
First, does any of this really matter? I think it does. We
shouldnāt perpetuate the existing regime by dint of its sheer
existence. We should strive to get the cases right according to the
governing law. And for present purposes, the āgoverning lawā
comprises (1) Title VIIās prohibition on employment
discrimination perpetrated ābecause of ā an employeeās protected
characteristics, 42 U.S.C. § 2000e-2(a)(1), and (2) Rule 56ās focus on
the existence of a āgenuine disputeā about that causation issue, see
Fed. R. Civ. P. 56(a). For reasons Iāve tried to explain, McDonnell
21-13245 NEWSOM, J., Concurring 15
Douglas is at best only tangentially directed to those issues; the
convincing-mosaic standardāor something like itāis much more
immediately so.
Moreover, I fear that our increasingly rigid application of
McDonnell Douglas may actually be causing us to get cases wrongā
in particular, to reject cases at summary judgment that should,
under a straightforward application of Rule 56, probably proceed
to trial. A plaintiļ¬ who can marshal strong circumstantial evidence
of discrimination but who, for whatever reason, canāt check all of
the McDonnell-Douglas-related doctrinal boxesāfor instance,
because she canāt quite show that her proļ¬ered comparator is
suļ¬ciently āsimilarly situated,ā see supra at 9āmay well lose at
summary judgment, whereas a plaintiļ¬ who has a slightly better
comparator but little other evidence of discrimination might
survive. Especially in light of Rule 56ās plain languageāwhich
focuses on the existence of a āgenuine dispute as to any material
fact,ā Fed. R. Civ. P. 56(a)ā that seems a little topsy-turvy.
B
Second, wouldnāt a wholehearted embrace of the
convincing-mosaic framework result in more cases going to trial
and thereby overburden already busy district courts? Well, maybe.
To the extent that McDonnell Douglasās judge-created elements and
sub-elements are currently causing courts to grant summary
judgment in cases where, in Rule 56 terms, a genuine dispute exists,
then yes, ditching them in favor of something that looks more like
16 NEWSOM, J., Concurring 21-13245
the convincing-mosaic standard would lead to more trials. 7 But
inasmuch as thatās a problem, courts shouldnāt manufacture or
jerry-rig doctrine to ļ¬x it. Iāve never thought that judges should
decide cases in an eļ¬ort to drive good outcomes or avoid bad ones,
and nowās not the time to start. For good or ill, the facts are (1) that
Title VII gives plaintiļ¬s a right to a jury trial in appropriate
circumstances, see 42 U.S.C. § 1981a(c), and (2) that Rule 56
forestalls jury trials only where there is āno genuine dispute as to
any material factāāhere, as to the employerās causal motivation.
Some cases will warrant trial under Rule 56ās standard, some wonāt.
But neither Title VII nor the Federal Rules make an exception for
claims that, while legally viable, might prove time- and labor-
intensive.
C
Finally, isnāt the idea of scrapping McDonnell Douglas in favor
of something like the convincing-mosaic standard pretty radical?
Not particularly. After all, weāve been using (or at least incanting)
7 Reasonable minds can differ about how many cases are wrongly decided
because of McDonnell Douglas. Many of our early cases doubted whether an
employerās motive is susceptible to summary judgment at all. See Chapman v.
AI Transp., 229 F.3d 1012, 1025(11th Cir. 2000) (en banc) (collecting cases). When we held that it is, we did so on the ground that āthe summary judgment rule applies in job discrimination cases just as in other casesā and, thus, that ā[n]o thumb is to be placed on either side of the scale.āId. at 1026
. But the
questions (1) whether the summary-judgment procedure applies to Title VII
casesāof course it doesāand (2) how many cases it will weed out are, to my
mind, different.
21-13245 NEWSOM, J., Concurring 17
the convincing-mosaic standard as an alternative to McDonnell
Douglas for more than a decade now, and other courts have
similarly renounced any slavish devotion to McDonnell Douglasās
rigid three-step analysis.
Interestingly, we borrowed the phrase āconvincing mosaicā
from the Seventh Circuit. See Smith, 644 F.3d at 1328(quoting Silverman v. Board of Educ. of Chi.,637 F.3d 729, 734
(7th Cir. 2011)). That court has since (and wisely) jettisoned the āconvincing mosaicā label, but not its substance. Instead, it has adopted what it calls a ādirect methodāāin eļ¬ect, a merger of our direct-evidence and convincing-mosaic frameworksāwhich permits an employee to oppose her employerās summary-judgment motion using any evidence, whether technically direct or circumstantial, so long as it creates a triable issue of discrimination. See Sylvester v. SOS Child.ās Vills. Ill., Inc.,453 F.3d 900
, 902ā03 (7th Cir. 2006). The court has
described its approach in the following terms, which, to me, sound
pretty convincing-mosaic-ish:
[The] legal standard . . . is simply whether the
evidence would permit a reasonable factļ¬nder to
conclude that the plaintiļ¬ās race, ethnicity, sex,
religion, or other proscribed factor caused the
discharge or other adverse employment action.
Evidence must be considered as a whole, rather than
asking whether any particular piece of evidence
proves the case by itselfāor whether just the ādirectā
evidence does so, or the āindirectā evidence.
Evidence is evidence. Relevant evidence must be
considered and irrelevant evidence disregarded, but
18 NEWSOM, J., Concurring 21-13245
no evidence should be treated diļ¬erently from other
evidence because it can be labeled ādirectā or
āindirect.ā
Ortiz, 834 F.3d at 765.
For its part, the D.C. Circuit has likewise taken steps to
reorient McDonnell Douglas toward the ultimate question whether
the plaintiļ¬ has presented a genuine factual dispute about
intentional discrimination. By the time the employer ļ¬les a
summary-judgment motion, that court has explained, it āordinarily
will have asserted a legitimate, non-discriminatory reason for the
challenged decisionā at step two of McDonnell Douglasās three-step
analysis. Brady, 520 F.3d at 493. At that point, the D.C. Circuit continued, āwhether the employee actually made out a prima facie case is āno longer relevantā and thus ādisappear[s]ā and ādrops out of the picture.āāId.
(quoting Hicks, 509 U.S. at 510ā11, and Reeves v. Sanderson Plumbing Prods., Inc.,530 U.S. 133, 143
(2000)). Rather, the reviewing court then āhas before it all the evidence it needs to decideā the ultimate questionānamely, āwhether the defendant intentionally discriminated against the plaintiļ¬.āId.
at 494 (quoting Aikens,460 U.S. at 715
). So, to avoid any ālingering uncertainty,ā the D.C. Circuit concluded by emphasizing that in the mine-run summary-judgment case, where the employer has oļ¬ered a non-discriminatory reason for its action, a reviewing court āshould not . . . decide whether the plaintiļ¬ actually made out a prima facie caseā under McDonnell Douglas but, rather, should resolve the ācentral questionā whether the āemployee [has] produced suļ¬cient evidence for a reasonable jury to ļ¬ndā that āthe 21-13245 NEWSOM, J., Concurring 19 employer intentionally discriminated against the employee on the basis of race, color, religion, sex, or national origin?āId.
All of which is simply to say: Itās not quite as heretical as I
once assumed to question whether McDonnell Douglas is theāor
even anāappropriate means of deciding Title VII cases at
summary judgment. And it wouldnāt be quite as radical as it once
seemed to shift the focus away from McDonnell Douglasās judge-
made formulation and toward Rule 56ās plain language.8
8 Bulky footnote alert: At this point, inside baseballers may be asking, āWhat
about the en banc decision in Lewis, which you wrote?ā See Lewis v. City of
Union City, 918 F.3d 1213(11th Cir. 2019) (en banc). Fair question. To be clear, though, I neednāt renounce Lewis. For what it set out to doāas we explained there, āto clarify the proper standard for comparator evidence in intentional-discrimination casesā brought under McDonnell Douglasās burden- shifting regime,id.
at 1220āI continue to believe that Lewis gave the right
answer. Itās just that Iāve come to doubt that McDonnell Douglasāand our
downstream application of itāasks the correct questions.
In Lewis, we noted that a Title VII plaintiff can respond to her
employerās summary-judgment motion in āa variety of waysāāāone of
which,ā we said, āis by navigating the now-familiar three-part burden-shifting
framework established by the Supreme Court in McDonnell Douglas,ā whose
first part, of course, requires the plaintiff to make out a prima facie case of
discrimination. Id. at 1217. We further noted the Supreme Courtās repeated directive that one of the waysāseemingly, the presumptive wayāthat the plaintiff can demonstrate a prima facie case is by satisfying a constituent four- step test, one prong of which requires her to show āthat she was treated differently from another āsimilarly situatedā individualāin court-speak, a ācomparator.āāId.
(quoting Burdine, 450 U.S. at 258ā59). Faced with an
entrenched intra-circuit split, we granted en banc rehearing to answer a
discrete question about the proper implementation of that McDonnell-Douglas-
related ācomparatorā element: āWhat standard does the phrase āsimilarly
20 NEWSOM, J., Concurring 21-13245
V
āWisdom too often never comes, and so one ought not to
reject it merely because it comes late.ā Henslee v. Union Planters
Natāl Bank & Tr. Co., 335 U.S. 595, 600 (1949) (Frankfurter, J.,
dissenting). For a while now, Iāve uncritically accepted the
McDonnell Douglas framework as the proper means of resolving
Title VII cases on summary judgment, and Iāve long scorned the
convincing-mosaic standard as a judge-made bypass. I repent. I
had it backwards. Whereas McDonnell Douglas masks and muddles
the critical Rule 56 inquiry, āconvincing mosaic,ā for all intents and
purposes, is the critical Rule 56 inquiry. On a going-forward basis,
situatedā impose on the plaintiff: (1) āsame or similar,ā (2) ānearly identical,ā or
(3) some other standard?ā Id. at 1218. Our response: A Title VII plaintiff must
show that her proposed comparators are āsimilarly situated in all material
respects.ā Id. at 1224ā29.
I stand by Lewisās answer to that operational questionāone of the
many such questions that lower courts, including ours, have taken to asking
in the wake of McDonnell Douglas. I will confess, though, that the question that
we confronted and answered in Lewis now strikes me as awfully weedsyā
indicative, I worry, of an analysis that (to continue the botanical metaphor)
risks missing the forest for the trees. Rather than getting tangled up in prima
facie cases, four-step tests, similarly situated comparators, and the like, Iāve
come to believe that weād be better off cutting straight to the Rule 56 chase:
Has the plaintiff presented evidence that gives rise to a genuine factual dispute
about whether her employer engaged in intentional discrimination? To my
surprise, the convincing-mosaic standardāshorn of its frillsādoes pretty
much exactly that. (Interestingly, and perhaps tellingly, on remand from our
en banc decision, Lewis wonāi.e., survived summary judgmentāon
convincing-mosaic grounds. See Lewis, 934 F.3d at1186ā90 (on remand)).
21-13245 NEWSOM, J., Concurring 21
therefore, I would promote the convincing-mosaic standard to
primary status and, to the extent consistent with Supreme Court
precedent, relegate McDonnell Douglas to the sidelines.