Aldana v. Del Monte Fresh Produce N.A., Inc.
Full Opinion (html_with_citations)
At issue in this appeal is whether the district court abused its considerable discretion in dismissing the appellantsâ suit on forum non conveniens grounds. The seven appellants (Angel Enrique Villeda Aldana, Jorge AgustĂn Palma Romero, Oscar Leonel Guerra Evans, Lyionhel Mclntosch Rodriguez, Marel Martinez, Gumerzindo Loyo Martinez, and Rigoberto Alvayero Hernandez) allege that they were tortured in retaliation for their leadership of a Guatemalan national labor union in violation of the Alien Tort Act (âATAâ) and the Torture Victim Protection Act of 1991 (âTVPAâ). Having extensively analyzed the adequacy of a Guatemalan forum, and the various private and public interests involved in the case, the district court granted appelleesâ (Fresh Del Monte Produce Inc., CompaĂąĂa de Desarollo Bananero de Guatemala, S.A. (âBandeguaâ), and Del Monte Fresh Produce Company) motion to dismiss. After thorough review, we discern no clear abuse of discretion, and, accordingly affirm.
I. Background
A. Factual Background
The underlying suit in this case arose out of a protracted labor dispute that took place in Guatemala in 1999. At that time, SITRABI, a Guatemalan national trade union of plantation workers, was negotiating a new collective bargaining agreement for workers at a large banana plantation owned by Bandegua, a wholly-owned subsidiary of Del Monte, located in the municipality of Morales, Izabal.
During the negotiations, Bandegua terminated 918 workers. In response, SI-TRABI filed a complaint in the Labor Court of Guatemala. Thereafter, Bandegua allegedly hired a private armed security force to intimidate the appellants, all of whom were SITRABI officials. Specifically, the complaint alleges that on the evening of October 13, 1999, the security force â consisting of over 200 heavily armed men â arrived at SITRABIâs headquarters in Morales. They held two of the appellants hostage, threatening to kill them, and shoving them with guns. As the evening wore on, other SITRABI leaders were lured or forced to come to the unionâs headquarters, where they, too, were held hostage.
All seven appellants were then harangued by the leader of the security force, who claimed to be the president of the municipal chamber of commerce. He complained that their union activities had caused the economic difficulties that had developed in the area. The mayor of Morales and a mayoral candidate later arrived on the scene. A decision was made to take two of the appellants to a radio station. They claim they were forced at gunpoint to denounce the union, to declare that they were resigning, and to announce that the labor dispute was over.
The two appellants were then taken back to the headquarters, where they were presented with a resignation form allegedly faxed from Del Monte or Bandegua. After signing the forms at gunpoint, the appellants were released. In all, they had been detained for roughly eight hours. They were warned by the leader of the security force that they would be killed if they refused to leave Guatemala or relocate to Mexico. All of the appellants sub
B. Relevant Procedural History
We address the lengthy procedural history of this case because it is essential to understanding our resolution of the appeal. The appellants filed their complaint in the United States District Court for the Southern District of Florida on August 2, 2001. The complaint asserted causes of action for torture under both the Torture Victim Protection Act (âTVPAâ), 28 U.S.C. § 1350, and the Alien Tort Act (âATAâ) (or the Alien Tort Statute (âATSâ)), 28 U.S.C. § 1350.
In 2003, the appellees moved to dismiss the case on the grounds of forum non conveniens. The district court denied the motion.
The appellants appealed the dismissal to this Court, while simultaneously bringing their state law claims in Floridaâs circuit court in Dade County. Appellees, in turn, moved the state court to dismiss on forum non conveniens grounds. One central point of contention was whether, given the concern for the appellantsâ safety, they would be required to attend the proceedings if the suit were litigated in Guatemala. After hearing expert testimony from each side, the state court accepted appelleesâ claim that, under Guatemalan law, the appellants would not be required to return. However, as a precautionary measure, the court said that it would reconsider its dismissal order if the appellants were in fact required to return to Guatemala in connection with the trial. That decision was affirmed by an intermediate appellate court in Florida. Aldana v. Fresh Del Monte Produce Inc., 922 So.2d 212 (Fla.Dist.Ct.App.2006) (table).
In the meantime, a panel of this Court affirmed the district courtâs dismissal of all of the appellantsâ claims except the torture claims arising under the Alien Tort Act and the Torture Victim Protection Act. Aldana v. Del Monte Fresh Produce, N.A., Inc., 416 F.3d 1242, 1253 (11th Cir.2005) (per curiam), en banc rehâg denied, 452 F.3d 1284 (11th Cir.2006), cert. denied, 549 U.S. 1032, 127 S.Ct. 596, 166 L.Ed.2d 431 (2006). After the case was remanded to the district court, the appellees again moved to dismiss on forum non conveniens grounds. The matter was referred to a magistrate judge, who, after holding a hearing, issued a Report and Recommendation (âR&Râ) recommending that the motion be denied.
After reviewing the R&R, however, the district court rejected the magistrate judgeâs recommendations and granted ap
This timely appeal followed.
II. Standards of Review
We - review de novo whether the district court erred in failing to adhere to its initial order denying appelleesâ forum non conveniens motion as the law of the case. Transamerica Leasing, Inc. v. Inst. of London Underwriters, 430 F.3d 1326, 1331 (11th Cir.2005) (âWe review application of the law of the case doctrine de novo.â); Alphamed, Inc. v. B. Braun Med., Inc., 367 F.3d 1280, 1285 (11th Cir.2004). The question whether to give preclusive effect to a state courtâs judgment is a question of law, and thus also is reviewed de novo. See, e.g., Far Out Prods., Inc. v. Oskar, 247 F.3d 986, 993 (9th Cir.2001) (âBecause deciding whether to apply issue preclusion (also referred to as collateral estoppel) is a question of law, we review de novo a district courtâs refusal to give a state court judgment preclusive effect.â).
It is also well settled in our decisional law that â[w]e may only reverse a district courtâs dismissal based on forum non conveniens if it constitutes a clear abuse of discretion.â Membreno v. Costa Crociere S.p.A., 425 F.3d 932, 935-36 (11th Cir.2005). And it is well settled that abuse of discretion review is âextremely limitedâ and âhighly deferential.â In re Clerici, 481 F.3d 1324, 1331 (11th Cir.2007) (United Kingdom v. United States, 238 F.3d 1312, 1319 (11th Cir.2001)); see also Piper Aircraft Co. v. Reyno, 454 U.S. 235, 257, 102 S.Ct. 252, 70 L.Ed.2d 419 (1981) (â[Wjhere the court has considered all relevant public and private interest factors, and where its balancing of these factors is reasonable, its decision deserves substantial deference.â). Thus, when we employ the abuse of discretion standard, âwe must affirm unless we find that the district court has made a clear error of judgment, or has applied the wrong legal standard.â United States v. Frazier, 387 F.3d 1244, 1259 (11th Cir.2004) (en banc). Notably, abuse of discretion review acknowledges that âthere is a range of choice for the district court and so long as its decision does not amount to a clear error of judgment we will not reverse even if we would have gone the other way had the choice been ours to make.â McMahan v. Toto, 256 F.3d 1120, 1128 (11th Cir.2001).
III. Law of the Case
Appellants first argue as a threshold matter that the district court was prohibited by the law of the case doctrine from reconsidering its earlier order denying the appelleesâ first forum non conveniens motion to dismiss. We find little merit in this claim.
Under the law of the case doctrine, âan issue decided at one stage of a case is
Moreover, even if the district courtâs first forum non conveniens decision had constituted the law of the case, the district court still would have acted permissibly in departing from it. As we have explained, the âlaw of the case doctrine does not ... require rigid adherence to rulings made at an earlier stage of a case in all circumstances.â Murphy v. F.D.I.C., 208 F.3d 959, 966 (11th Cir.2000). In particular, we have carved out three principal exceptions to the law of the case doctrine: âwhen (1) a subsequent trial produces substantially different evidence (2) controlling authority has since made a contrary decision of law applicable to that issue or (3) the law-of-the-case is clearly erroneous and will work manifest injustice if not if not reconsidered.â Culpepper v. Irwin Mortg. Corp., 491 F.3d 1260, 1271 (11th Cir.2007) (quotation marks omitted).
The second of the exceptions is applicable here: the state courtâs forum non conveniens dismissal is a contrary decision of law applicable to the issue made by a controlling legal authority. Under the Full Faith and Credit Act, 28 U.S.C. § 1738, the district court was bound in significant measure by the opinion of the state court, which was issued after the district court initially denied appelleesâ forum non conveniens motion to dismiss.
Hence, the district courtâs initial order denying the appelleesâ forum non conveniens motion to dismiss does not constitute the law of the case, and the district court was accordingly free to reconsider the issue and reach a different conclusion regarding the instant forum non conveniens motion.
IV. The District Courtâs Forum Non Conveniens Analysis
It is by now clear that the forum non conveniens test used by Florida state courts is identical to the test applied by the federal courts. Indeed, the Florida Supreme Court has explicitly adopted the federal law of forum non conveniens. See Kinney Sys., Inc. v. Contâl Ins. Co., 674 So.2d 86, 93 (Fla.1996) (â[W]e are persuaded that the time has come for Florida to adopt the federal doctrine of forum non conveniens.â); see also Aquamar, S.A. v. Del Monte Fresh Produce N.A., Inc., 179 F.3d 1279, 1283 n. 2 (11th Cir.1999) (noting that in Kinney, the Florida Supreme Court adopted the federal courtsâ forum non conveniens analysis as announced in Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 67 S.Ct. 839, 91 L.Ed. 1055 (1947)). Under both bodies of law, a forum non conveniens dismissal is appropriate where:
*1290 (1) the trial court finds that an adequate alternate forum exists which possesses jurisdiction over the whole case, including all of the parties;
(2) the trial court finds that all relevant factors of private interest favor the alternate forum, weighing in the balance a strong presumption against disturbing plaintiffsâ initial forum choice;
(3) if the balance of private interests is at or near equipoise, the court further finds that factors of public interest tip the balance in favor of trial in the alternate forum; and
(4) the trial judge ensures that plaintiffs can reinstate their suit in the alternate forum without undue inconvenience or prejudice.
Del Campo Bacardi v. de Lindzon, 845 So.2d 33, 36 n. 1 (Fla.2002) (citing Fla. R. Civ. P. 1.061); see also Membreno, 425 F.3d at 937.
We believe the district court adequately performed each step of the forum non conveniens analysis, and did not abuse its discretion in concluding that the appellees met their burden to establish that a dismissal on forum non conveniens grounds was warranted.
A. Adequate Alternative Forum
The appellants first challenge the district courtâs conclusion that the initial âadequate alternative forumâ prong of the forum non conveniens inquiry was fully met. The first prong of the forum non conveniens inquiry simply asks whether the alternative forum is âadequateâ and âavailable.â Membreno, 425 F.3d at 937. As we have observed, availability and adequacy are separate issues. Leon v. Million Air, Inc., 251 F.3d 1305, 1311 (11th Cir.2001). In order to be available, the foreign court must be able to âassert jurisdiction over the litigation sought to be transferred.â Id. As for adequacy, we have observed that it is only in ârare circumstancesâ where âthe remedy offered by the other forum is clearly unsatisfactory,â that the alternative forum may be regarded as inadequate. Satz v. McDonnell Douglas Corp., 244 F.3d 1279, 1283 (11th Cir.2001) (quotation marks omitted). âThe alternative forum prong of the analysis generally will be satisfied when the defendant is amenable to process in the other jurisdiction.â Id. at 1282 (quotation marks omitted). Indeed, the Supreme Court has instructed us that a remedy is inadequate when it amounts to âno remedy at all.â Id. at 1283 (quoting Piper Aircraft, 454 U.S. at 254, 102 S.Ct. 252).
The state court found that both of these requirements had been met. Specifically, the state court observed that âGuatemala possesses jurisdiction over the entire case, including all of the parties.â State Court Order at 2. The state court also determined, based on consideration of expert testimony, that the appellants would not need to appear during the proceedings in Guatemala, and that, accordingly, litigating the case in Guatemala would pose no threat to the appellantsâ safety. Id. Finally, the state court rejected the appellantsâ claim that Guatemala was an inadequate forum because âlenient sentencesâ were given to certain of the individuals who were criminally prosecuted in connection with the underlying events giving rise to the case. Id. The district court, concluding that it was bound by these judgments, likewise determined that Guatemala qualified as an adequate alternative forum. Villeda Aldana v. Fresh Del Monte Produce, Inc., No. 01-3399-CIV, 2007 WL 3054986, at *3 (S.D.Fla. Oct. 16, 2007).
The appellants argue, nevertheless, that the district court abused its discretion by relying on the state courtâs determination that Guatemala was an adequate alternative forum, instead of conducting its own inquiry into the issue. The appellants con
We do not take lightly the appellantsâ first contention â that Guatemala is not safe for them. Nevertheless, even if the district court were not bound by the state courtâs opinion on this point, the argument still fails, because it is premised on the concern that the appellants might be required to return to Guatemala. As we have already noted, both the state courtâs and the district courtâs forum non conveniens dismissals contained an express proviso that the appellantsâ motions would be reconsidered if there is ever any indication that they might be required to return to Guatemala.
In addition to citing the possibility of danger, the appellants also argue that Guatemala is an inadequate forum because of alleged corruption affecting the nationâs legal system. Specifically, they contend:
Plaintiffs presented the District Court with substantial evidence that Guatemala is ill-equipped to adjudicate a case challenging the use of clandestine security forces to torture trade unionists in a country where trade unionists are routinely murdered, and judges turn a blind eye to such violence. While mere corruption in a foreign judicial system may be insufficient to render a forum insufficient, if the level of impunity renders the remedy offered by the alternative forum âso clearly inadequate or unsatisfactory that it is no remedy at all,â the forum cannot be considered an adequate, alternative forum.
Appellantsâ Br. at 31-32.
Again, this argument fails because the state court specifically found that Guatemalaâs courts were adequate. Under the doctrine of collateral estoppel, a court is precluded from relitigating an issue âwhen the identical issue has been litigated between the same parties and the particular matter was fully litigated and determined in a contest that results in a final decision of a court of competent jurisdiction.â Paresky v. Miami-Dade County Bd. of County Commârs, 893 So.2d 664, 665-66 (Fla.Dist.Ct.App.2005). In this case, the district court was thus bound by the state courtâs factual and legal conclusions on the issue of adequacy of forum. Since it was bound by the state courtâs conclusion, the district court did not err in failing to find that Guatemalaâs courts were inadequate due to corruption.
B. Private Interest Factors
Appellants next challenge the district courtâs consideration of private interest factors and its conclusion that the private interests weighed heavily in favor of dismissal on forum non conveniens grounds. In particular, the appellants argue that the district court erred in considering only those factors considered by the state court and in giving insufficient weight to the appellantsâ choice of forum. We disagree.
In Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 67 S.Ct. 839, 91 L.Ed. 1055 (1947), the Supreme Court outlined the relevant public and private interest factors. In considering the private interests, the Court listed these:
Important considerations are the relative ease of access to sources of proof; availability of compulsory process for attendance of unwilling, and the cost of obtaining attendance of willing, witnesses; possibility of view of premises, if view would be appropriate to the action; and all other practical problems that make trial of a case easy, expeditious and inexpensive. There may also be questions as to the enforceability of a judgment if one is obtained.
Id. at 508, 67 S.Ct. 839. We have continued to recite the same list of private interests ever since Gilbert. See, e.g., Liquidation Commân of Banco Intercontinental, S.A. v. Renta, 530 F.3d 1339, 1356 (11th Cir.2008) (âPertinent private interests of the litigants include relative ease of access to evidence in the competing fora, availability of witnesses and compulsory process over them, the cost of obtaining evidence, and the enforceability of a judgment.â); Membreno, 425 F.3d at 937 (quoting Gilbert); SME Racks, Inc. v. Sistemas Mecanicos Para Electronica, S.A., 382 F.3d 1097, 1101 (11th Cir.2004).
Following the state court, the district court addressed each of the Gilbert factors. Specifically, the district court considered the ease of access to sources of proof, noting that the alleged misconduct occurred in Guatemala, and that the vast majority of documentary evidence was located in Guatemala; the district court discussed the cost of obtaining the attendance of witnesses, observing that all of the witnesses except for the appellants were located in Guatemala, and that significant expense would be incurred in transporting them to the United States; the district court examined its ability to compel the attendance of unwilling witnesses, explaining that all of the witnesses except for the appellants lived in Guatemala, and therefore could not be compelled to attend the proceedings; and the district court took account of additional practical and logistical difficulties â for example, the need to
The district court also considered the plaintiffsâ choice of forum. In doing so, the district court correctly noted that its analysis of this factor was not dictated by the state courtâs analysis, because the relevant forum for purposes of the state forum non conveniens analysis is the state of Florida, whereas the relevant forum for purposes of the federal analysis is the United States as a whole. Id. On this factor, the district court recognized that the appellants were not residents of the chosen forum for purposes of the state analysis (none of them resided in Florida), but were residents of the chosen forum for purposes of the federal analysis (since all of them resided in the United States). The trial court observed that plaintiffsâ choice of forum is entitled to substantial deference where the plaintiffs are residents of the chosen forum, and thus the district court determined that, in contrast to the state courtâs inquiry, the appellantsâ choice of forum was a significant factor weighing in the their favor. Despite the strong presumption in favor of the appellantsâ chosen forum, however, the district court reasoned that this single factor was outweighed by all of the countervailing private interests that favored a Guatemalan forum. Indeed, the district court concluded that the private interest factors so overwhelmingly favored Guatemala that it was unnecessary to consider the public interest factors at all. Id. at *5.
We find no clear abuse of discretion in the district courtâs forum non conveniens analysis. The district court correctly observed that it was bound by the state courtâs analysis of each of the individual private interest factors, but not by the state courtâs analysis of the plaintiffs choice of forum. Moreover, the district court clearly recognized that, since the appellants lived in their chosen forum for the purposes of the federal analysis, this factor weighed heavily in their favor. The district court squarely took account of our requirement that there be âpositive evidence of unusually extreme circumstances,â and that the court be âthoroughly convinced that material injustice is manifest before exercising any such discretion as may exist to deny a United States citizen access to the courts of this country.â Aldana, 2007 WL 3054986, at *3 (citing SME Racks, 382 F.3d at 1101-02).
At the same time, the district court also correctly pointed out that the plaintiffsâ forum choice alone is not dispositive. Rather, as the Supreme Court has explained, its forum non conveniens cases âhave repeatedly emphasized the need to retain flexibilityâ and have underscored
Here, the district court found that the plaintiffsâ choice of forum was the only private interest factor weighing in the appellantsâ favor, whereas each of the other private interest factors â i.e., the relative ease of access to sources of proof, which in this case were located predominately in Guatemala; the cost of obtaining attendance of willing witnesses, who in this case were also almost entirely in Guatemala; the ability to compel the unwilling witnesses, which in this case was lacking for the witnesses who lived in Guatemala; and additional practical and logistical issues, which in this case included the need to translate documents, and other linguistic barriers â favored a forum non conveniens dismissal. The trial court concluded that the lineup of private interest factors found in this case constituted â âpositive evidence of unusually extreme circumstances,â â Aldana, 2007 WL 3054986, at *5 (quoting SME Racks, 382 F.3d at 1102), sufficient to override the real presumption in favor of the plaintiffsâ forum choice, and that on the whole, the balance of private interest factors strongly favored Guatemala as the forum for this case. It was only after precise and careful analysis that the district court came to this conclusion. We thus see no basis for the appellantsâ claim that the district court âdisregarded completely Plaintiffsâ choice of forum,â Appellantsâ Br. at 34, nor any ground for concluding that this aspect of the courtâs analysis amounted to a clear abuse of discretion.
The dissent argues that the district court abused its discretion in concluding that it was collaterally estopped from considering private interests beyond those considered by the state court, and, therefore, by failing to consider additional private interests â specifically, the appellantsâ interest in appearing in person at trial, and the prejudice appellants were likely to suffer as a result of the delay in having to begin litigation anew in Guatemala. We disagree.
As an initial matter, we do not share the dissentâs assumption that the district court indeed regarded itself as precluded by the doctrine of collateral estoppel from considering private interests beyond those considered by the state court. In its order, the court merely says that â[b]ecause the private interest factors involved in forum non conveniens cases are identical in Florida and federal law, this Court is precluded from considering a different list of private interests.â Aldana, 2007 WL 3054986, at *4. Nowhere in its discussion of this issue does the district court mention the principle of collateral estoppel or make any mention of the state courtâs opinion. In our view, the district court could just as well be understood as saying something quite different â for example, that since the federal and state forum non conveniens doctrines are the same, the district court was required to apply the factors listed in Gil
In any event, regardless of whether the district court was bound (or thought it was bound) by collateral estoppel to consider only those factors addressed by the state court, we cannot agree that the district court abused its discretion in failing to consider these additional factors. For one thing, as we have noted, the district courtâs analysis took account of each of the paradigmatic private interest factors enumerated in our case law. Again, since the Supreme Courtâs decision in Gilbert, we have continued to enumerate the private interest factors as including â[the] relative ease of access to evidence in the competing fora, availability of witnesses and compulsory process over them, the cost of obtaining evidence, and the enforceability of a judgment.â Renta, 530 F.3d at 1356. Where, as here, the district court has adequately considered each of these factors, we are loath to find a clear abuse of discretion.
We further point out that, under these circumstances, obliging a district court to consider factors not considered by a state court would give rise to a number of substantial difficulties. For example, given the potentially limitless number of private interests, it is virtually always possible for a reviewing court to identify additional interests that a district court might have considered. District court forum non conveniens rulings would possess very little finality if they could be overturned on appeal by second-guessing the district courtâs decision to limit itself to a particular set of interests, especially where those interests mirror precisely the factors that the Supreme Court has explicitly enumerated.
In a similar way, in virtually any case, a district court could very likely identify any number of private interests beyond those considered in an otherwise preclusive state court forum non conveniens determination. Once a district court begins to examine private interests beyond those considered by a state court â particularly where the state court has considered each of the factors listed by the Supreme Court in Gilbert â there would appear to be no easy way of cabining the number of such interests the district court might take into account. By invoking a sufficient number of additional interests, a district court might easily end up conducting an inquiry entirely different from the one performed by the state court and arriving at a balance contrary to the one reached by the state court. In essence, this would allow a federal court regularly to nullify or circumvent an otherwise preclusive state court forum non conveniens judgment.
Finally, and most importantly, we are not convinced that consideration of the additional factors suggested by the dissent would indeed alter the balance of private interest factors in any meaningful way. For one thing, appellantsâ claimed interest in being present at trial and in testifying in person does not seem to weigh very heavily in the appellantsâ favor here, because the interest in being present and testifying at trial is shared by both appellants and appellees. While the appellants are not likely to testify in person if the case is tried in Guatemala (due to safety concerns), many defense witnesses would not testify in person if the case were tried in the United States (because they are not subject to the courtâs compulsory process). In other words, the interest in being present at trial in this case may be a wash.
The appellants also claim that the district courtâs dismissal was an abuse of discretion given the amount of discovery conducted so far in the case. In point of fact, however, discovery in this case has been relatively limited, focused largely on jurisdictional questions rather than on the merits. According to the appellants, when the district court granted the forum non conveniens motion, the parties âhad exchanged written discovery responses and documents, and were in the midst of supplementing such responses and preparing for depositions.â Appellantsâ Reply Br. at 23. This Court, and others, have upheld forum non conveniens dismissals in cases where more discovery had been conducted. In Sigalas v. Lido Mar., Inc., 776 F.2d 1512 (11th Cir.1985), for example, we upheld the district courtâs forum non conveniens dismissal at the pretrial conference stage, âafter lengthy discovery when [the case] was ready to be tried on the merits.â Id. at 1520; see also Lony v. E.I. Du Pont de Nemours & Co., 935 F.2d 604, 614 (3d Cir.1991) (â[W]e hold today that whenever discovery in a case has proceeded substantially so that the parties already have invested much of the time and resources they will expend before trial, the presumption against dismissal on the grounds of forum non conveniens greatly increases.â); Gates Learjet Corp. v. Jensen, 743 F.2d 1325, 1335 (9th Cir.1984) (âThat trial preparation had progressed nearly to the point of trial certainly was a relevant factor when the district court considered whether trial of the case in Arizona would have been more easy, expeditious and inexpensive than trial in the Philippines.â) (quotation marks omitted, emphasis added); cf. Mercier v. Sheraton Int'l, Inc. 981 F.2d 1345, 1357 (1st Cir.1992) (merits activity ânever approached the level which was held to preclude dismissal in Lony or to weigh against dismissal Gatesâ).
C. Public Interest Factors
Next, the appellants claim that the district court erred in its balancing of the public interest factors by failing to assign sufficient weight to the United Statesâ interest in adjudicating claims under the ATA and the TVPA. As we have indicated, however, it is only when the private interest factors are âat or near equipoiseâ that a district court is obliged to consider the public interests at stake in a suit. Del Campo Bacardi 845 So.2d at 36 n. 1; see also Membreno, 425 F.3d at 937. Thus, since the district court here did not err in concluding that the private interest factors overwhelmingly favored dismissal, it was not necessary, as the district court itself observed, to analyze the public interest factors.
Nevertheless, the district court did address the public interest factors, and for completeness, we note that, even if addressing the factors had been necessary (and on this record, we do not think so), the district courtâs analysis of these factors did not amount to a clear abuse of discretion.
In examining the public interest factors, the district court first observed that it was not bound by the state courtâs discussion of the public interest factors because that part of the opinion was not essential to the state courtâs ultimate ruling. However, the district court approvingly cited the state courtâs discussion of the public interest factors. In particular, like the state court, the district court found that the dispute was âquintessentially Guatemalan,â since it involved âone of Guatemalaâs largest private employers in one of Guatemalaâs most important economic sectorsâ and âone of Guatemalaâs most influential labor unions.â Aldana, 2007 WL 3054986, at *5. In addition, the court observed that the appellantsâ âchoice of a Florida forum imposes an inappropriately heavy burden on this Court and this community,â while âGuatemala, on the other hand, has a paramount interest in this dispute and its courts are more appropriate for adjudicating Plaintiffsâ claims.â Id.
Furthermore, the district court concluded that while âthere is a strong public interest in favoring the receptivity of United States courts to [torture] claims under 28 U.S.C § 1350, there is a greater policy interest in preventing forum shopping, as well as in protecting comity between the United States and other nations and other such interests.â Id. Thus, the district court held that, like the private interests,
Far from disregarding the importance of adjudicating claims under the ATA and TVPA, the district court explicitly acknowledged the âstrong public interest in favoring the receptivity of United States courts to [such] claims.â Id. The district court concluded, however, that âthere is a greater policy interest in preventing forum shopping, as well as in protecting comity between the United States and other nations and other such interests.â Id. The district courtâs concern here is not unreasonable: it is not hard to imagine that Guatemala might regard trying this case in an American court as a tacit acceptance of the appellantsâ assertion that the Guatemalan judicial system is too corrupt to justly resolve the dispute.
Indeed, the appellants essentially make just this argument. They fault the district court for ignoring evidence that âGuatemala has little interest in bringing Plaintiffsâ violators to justice or prosecuting trade union violence cases,â and they point out that âthe U.S. State Department has for years reported the notorious level of violence against Guatemalan trade unionists, and the level of impunity which prevents the Courts from bringing the perpetrators of trade union violence to justice.â Appellantsâ Br. at 40. But this suggestion is at war with the undisputed finding that Guatemalan courts constitute an adequate alternative forum. State Ct. Op. at 2; Aldana, 2007 WL 3054986, at *3. The district court could reasonably have decided to avoid the risk of conveying any such suggestion.
The district court identified key public interests such as maintaining comity with other nations, and the foreign sovereignâs undeniable interest in adjudicating this dispute, involving one of Guatemalaâs largest private employers in a very important economic sector, and one of the sovereignâs most influential labor unions. Moreover, the district court weighed these various factors in a reasonable fashion and determined that Guatemalaâs interest was stronger than the United Statesâ. Under an abuse of discretion standard, âthe district court had a range of choice and ... we cannot reverse just because we might have come to a different conclusion had it been our call to make.â Sloss Indus. Corp. v. Eurisol, 488 F.3d 922, 934 (11th Cir.2007) (quotation marks omitted).
In short, we discern no abuse of discretion in any aspect of the district courtâs forum non conveniens analysis, and, accordingly, affirm.
AFFIRMED.
. The TVPA is codified as a historical and statutory note to the ATA. Aldana v. Del Monte Fresh Produce, N.A., Inc., 416 F.3d 1242, 1246 (11th Cir.2005).
. Subsequently, the court also denied appellantsâ motion to reconsider the order and its motion to certify the issue for interlocutory appeal.
. The appellants also suggest that the district court abused its discretion by failing to consider "new and recent evidenceâ of violence against union leaders like the appellants. Specifically, they point to the alleged murder of Marco Ramirez, who, like the appellants, was a member of SITRABI. As evidence of the murder, the appellants state that they
submitted to the District Court a copy of a press release from The Center for Labor Solidarity in Guatemala, which stated that: âRamirezâs murder is the most recent in a series of threats and attacks against SITRABI and its leadersâ .... The assassination of Ramirez came just three days after SI-TRABI learned that military officers had been disciplined by the Ministry of Defense in response to SITRABI complaints about the unlawful entry.
Appellantsâ Br. at 27 (citation omitted). The press release was taken from the groupâs Internet website.
The parties dispute whether the press release was admissible evidence. Appellees contend that the document is hearsay. The appellants first argue, however, that the press release falls within the business records exception to the hearsay rule. See Fed.R.Evid. 803(6). In particular, they say that the press release should be viewed as a business record because "it was issued by the Solidarity Center in the ordinary course of its business as a well-respected, nongovernmental organization that frequently issues such releases.â Appellants' Reply Br. at 12. However, the
The appellants also claim that appellees never moved to strike the document. Appellees do not appear to dispute this contention, but it does not help the appellants for at least two reasons. First, whether or not appellees objected to the document, the press release lacks the indicia of reliability that are typically required of evidence admitted under an exception to the hearsay rule. Consequently, even if the document in some sense was part of the record, it is not clear why the district court would have abused its considerable discretion in declining to consider it. And, in any event, as with the appellants' other attempts to challenge the adequacy of Guatemala as an alternative forum, any concern over the appellants' safety is effectively addressed by the fact that the appellants will not be required to return to Guatemala.
. The dissent argues that the district court abused its discretion in part by misstating certain of the state courtâs factual findings. In particular, the dissent observes that while the state court found that the âvast majorityâ of the evidence and witnesses were located in Guatemala, the district court stated that "the entirety of the witnesses except for the plaintiffs are located in Guatemalaâ and âthe only evidence that is in the United States is the testimony of the Plaintiffs.â Aldana, 2007 WL 3054986, at *4. We do not regard this as a serious difficulty. To the extent that the two characterizations diverge, we find the differences to be insignificant. Even assuming that there were some witnesses in the United States in addition to the appellants, it would nevertheless remain true that the vast majority of the witnesses were located in Guatemala. Similarly, even if there were some evidence in the United States beyond the appellantsâ testimony, it would nonetheless remain true that the vast majority of the evidence was to be found in Guatemala. As a result, both considerations â the location of the evidence and the witnesses â would still point decisively in favor of litigating in Guatemala.
. And, to the extent the dissent references, in passing, a third conceivable interest â the relative ease of enforcing a judgment â as best we can tell, this interest was not argued at the district court level, and was not raised at all by the appellants in their blue brief.
. As an initial matter, the appellantsâ have likely waived the issue by not properly raising it below. The appellants have raised the issue of delay before the magistrate judge â but only during oral argument and only in the most glancing terms. Notably, in responding to the appelleesâ waiver argument, the appellants cite to a mere twenty lines from the transcript of the hearing before the magistrate judge. See, e.g., Stewart v. Depât of Health and Human Servs., 26 F.3d 115, 115 (11th Cir.1994) ("As a general principle, this court will not address an argument that has not been raised in the district court.â); cf. Alfadda v. Fenn, 159 F.3d 41, 48 (2d Cir.1998) (plaintiffs failed to argue with sufficient particularity that the amount of discovery conducted to date weighed against forum non conveniens dismissal and therefore waived the issue).
. For example, some courts have taken account of the delay that can be expected once a plaintiffâs suit is instituted in an alternative forum in assessing the adequacy of the foreign forum. See, e.g., Bhatnagar v. Surrendra Overseas Ltd., 52 F.3d 1220, 1227 (3d Cir.1995) (treating delay due to litigation backlog as a factor relevant to whether an alternative forum was adequate); In re Bridgestone/Firestone, Inc., 190 F.Supp.2d 1125, 1153 (S.D.Ind.2002) ("[Djelay in the foreign court usually is considered to the extent that it may render the alternative forum inadequate.â); Broad. Rights Intern. Corp. v. Societe Du Tour De France, S.A.R.L., 708 F.Supp. 83, 85 (S.D.N.Y.1989) (treating delays in an alternative forum's judicial system under the adequacy prong).
Similarly, courts have considered the amount of discovery already completed in the litigation, and the delay resulting from having to begin again, in assessing an alternative forumâs adequacy. See, e.g., Empresa Lineas Maritimas Argentinas, S.A. v. Schichau-Unterweser, A.G., 955 F.2d 368, 372-73 (5th Cir.1992). And several have noted confusion over just how the issues of delay and prejudice fit into the overall forum non conveniens inquiry. Alfadda, 159 F.3d at 48 (âThere appears to be some disagreement, largely of academic interest, as to whether the extent of completed discovery should be considered a public or a private interest under the Gilbert analysis.â); see also Lony v. E.I. Du Pont de Nemours & Co., 935 F.2d 604, 613 (3d Cir.1991).
. The issue is relevant here because, if the interest in avoiding delay is properly analyzed in connection with the "adequate alternative forumâ prong of the forum non conveniens inquiry, the district court would not have erred in failing to consider it along with the private interest factors. Nor, however, would the district court have committed a clear abuse of discretion in failing to consider the delay factor in connection with the adequate alternative forum inquiry. As we have noted, it is only in "rare circumstancesâ where "the remedy offered by the other forum is clearly unsatisfactory,â that the alternative forum may be regarded as inadequate. Satz, 244 F.3d at 1283. "The alternative forum prong of the analysis generally will be satisfied when the defendant is amenable to process in the other jurisdiction.â Id. at 1282 (quotation marks omitted). Again, the Supreme Court has noted that a remedy is inadequate when it amounts to "no remedy at all.â Id. (quoting Piper Aircraft, 454 U.S. at 254, 102 S.Ct. 252). Here, even assuming that the appellants would suffer some prejudice by having to begin the litigation anew in Guatemala, the prejudice would not amount to leaving the appellants with no remedy at all. Since Guatemala would qualify as an adequate alternative forum in any event, the district court's failure explicitly to consider the appellantsâ interest in averting delay would hardly have affected the outcome.
. The appellants cite only two cases in support of their suggestion that it would be an abuse of discretion to grant a motion to dismiss at this stage on forum non conveniens grounds. The first is La Seguridad v. Transytur Line, 707 F.2d 1304, 1310 (11th Cir.1983). By the appellantsâ own reckoning, however, that case stands only for the proposition that a "court must consider the prejudice and inconvenience to the plaintiff in having his or her case relegated to a foreign forum.â Appellantsâ Br. at 41 (emphasis added). The question here is not whether the court considered the inconvenience to the appellants of having the case moved to Guatemala; it is whether the court should have considered the inconvenience resulting from the transfer after six years of litigation in American courts. Hence, La Seguridad is inapposite.
The appellants' second case is Genpharm Inc. v. Pliva-Lachema, 361 F.Supp.2d 49 (E.D.N.Y.2005), which has no precedential value for this Court, and, in any event, is also wide of the mark. Genpharm merely observed that the court could take account of "the fact that the Defendants have moved for dismissal based on forum non conveniens more than a year after the case was filed." Id. at 60. The decision does not suggest that such a delay, standing alone, would be enough to warrant denying the defendantsâ forum non conveniens motion. Moreover, the facts in this case are very different from those
. In arguing that the United States has a superior interest in adjudicating the dispute, the appellants cite Wiwa v. Royal Dutch Petroleum Co., 226 F.3d 88 (2d Cir.2000). There, the Second Circuit indicated that the TVPA "in addition to merely permitting U.S. District Courts to entertain suits alleging violation of the law of nations, expresses a policy favoring receptivity by our courts to such suits.â Id. at 105. Wiwa also states the TVPA "expresses a policy favoring our courtsâ exercise of the jurisdiction conferred by the ATCA in cases of torture unless the defendant has fully met the burden of showing that the ... factors tilt strongly in favor of trial in the foreign forum.â Id. at 100 (quotation marks and brackets omitted). But, at the same time, the court itself rejected the view that "the TVPA has nullified, or even significantly diminished, the doctrine of forum non conveniens," and explained that the statute simply âcommunicated a policy that such suits should not be facilely dismissed on the assumption that the ostensibly foreign controversy is not our business.â Id. at 106.