Wood v. Allen
Full Opinion (html_with_citations)
The State of Alabama appeals the district courtâs grant of the habeas writ to Holly Wood, which vacated his death sentence based on counselâs ineffective assistance in failing to investigate and offer sufficient mitigation evidence. Wood cross-appeals the denial of his claims that: (1) he is mentally retarded and ineligible for the death penalty under Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002); and (2) the prosecutorâs peremptory strikes violated Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). After review and oral argument, we affirm the district courtâs denial of Woodâs Atkins and Batson claims and reverse its decision that Woodâs counsel rendered ineffective assistance.
I. The Crime and Procedural History
A The Crime
On the night of September 1, 1993, Wood brutally killed Ruby Lois Gosha, who was Woodâs former girlfriend and the mother of his child. See Wood v. State, 715 So.2d 812, 813 (Ala.Crim.App.1996). About two weeks prior to murdering Ruby, Wood had assaulted Ruby, cutting her and causing her to lose the use of two fingers. Id. at 814. In addition to the testimony of
On the night of the murder, around 5:00 p.m., Rubyâs mother told Wood to leave her home (where Ruby lived) and not come back. Id. at 813-14. Wood returned to Rubyâs motherâs house around 9:00 p.m., snuck into Rubyâs bedroom with his 12-gauge shotgun, and shot Ruby in the head and face, fracturing her skull and injuring her brain. Id. at 814. There was a gunshot wound near her eye and one near her cheek. Id. Ruby was dead by the time the ambulance got her to the hospital. Id.
After shooting Ruby, Wood that night told his cousin, Calvin Salter, âI shot that bitch in the head, and [blew] her brains out and all she did was wiggle.â Id. at 815 (alteration in original). Wood also told Salter that he had attempted to stab Ruby in the heart sometime prior to the shooting, but Ruby had thrown her arm up to protect herself, and he had stabbed her in the arm instead. Id. Thus, although Ruby had tried to escape Woodâs domestic violence and although her mother had tried to keep Wood away from her home, Wood managed to sneak into the home late at night and kill Ruby at point-blank range in her own bed.
At the time Wood killed Ruby, he was already on parole for a prior violent felony shooting of another former girlfriend. See id. at 819. In short, Ruby was not Woodâs first domestic violence shooting victim, and the State sought the death penalty for Rubyâs murder.
B. Procedural History
On October 20, 1994, the jury unanimously convicted Wood of capital murder during a first-degree burglary. The jury recommended a death sentence by a 10-2 vote. After a pre-sentencing report and a separate sentencing hearing, the trial judge sentenced Wood to death. On direct appeal, the Alabama Court of Criminal Appeals (âAlabama Appeals Courtâ) rejected Woodâs Batson claim and affirmed his conviction and death sentence. See Wood v. State, 715 So.2d at 817, 819. The Alabama Supreme Court also affirmed Woodâs conviction and sentence. Ex parte Wood, 715 So.2d 819 (Ala.1998).
After the United States Supreme Court denied Wood certiorari, Wood v. Alabama, 525 U.S. 1042, 119 S.Ct. 594, 142 L.Ed.2d 536 (1998), Wood filed a petition for post-conviction relief under Alabama Rule of Criminal Procedure 32.
After these Rule 32 orders, the United States Supreme Court decided Atkins, and the Alabama Appeals Court remanded Woodâs Rule 32 case in light of Atkins. Wood v. State, 891 So.2d 398, 402 (Ala.Crim.App.2003). On remand, the Rule 32 court conducted an extensive evidentiary hearing and issued a third Rule 32 order thoroughly discussing Woodâs claims and denying them. The Rule 32 court found that Wood was not mentally retarded and
Wood then filed his 28 U.S.C. § 2254 petition. The district court denied Woodâs Atkins and Batson claims, but granted relief on Woodâs claim that his counsel were ineffective in the penalty phase by failing to investigate and present evidence of his deficient âintellectual functioning.â Wood v. Allen, 465 F.Supp.2d 1211, 1228-29, 1232, 1245 (M.D.Aa.2006). This appeal followed.
II. Standard of Review
We review the district courtâs grant or denial of habeas relief de novo. See Stewart v. Secây, Depât of Corr., 476 F.3d 1193, 1208 (11th Cir.2007); McNair v. Campbell, 416 F.3d 1291, 1297 (11th Cir.2005); Sims v. Singletary, 155 F.3d 1297, 1304 (11th Cir.1998). However, under § 2254, as amended by the Antiterrorism and Effective Death Penalty Act of 1996 (âAEDPAâ), our review of a final state court habeas decision is âgreatly circumscribed and is highly deferential to the state courts.â Crawford v. Head, 311 F.3d 1288, 1295 (11th Cir.2002).
Section 2254(d) permits federal habeas relief only where the state courtsâ decisions were (1) âcontrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,â or (2) âbased on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.â 28 U.S.C. § 2254(d)(1)-(2); Stewart, 476 F.3d at 1208.
With these highly deferential standards in mind, we turn to Woodâs Atkins, Bat-son, and ineffective assistance claims, in that order.
III. Atkins
We agree with the district court that the Aabama courtsâ rejection of Woodâs mental retardation claim was not contrary to, or an unreasonable application of, Atkins, or based on an unreasonable determination of the facts.
The Supreme Court in Atkins held that the Eighth Amendment prohibits the execution of mentally retarded persons. Atkins, 536 U.S. at 321, 122 S.Ct. at 2252. The Supreme Court left ââto the States the task of developing appropriate ways to enforce the [Atkins] constitutional restriction.â â Id. at 317, 122 S.Ct. at 2250
After three evidentiary hearings, the Rule 32 court applied this standard and found Wood is not mentally retarded because he does not have significant or substantial deficits in his adaptive functioning but instead has a high level of adaptive functioning.
In finding that Wood has a high level of adaptive functioning, the Rule 32 court credited testimony from psychologists Dr. Harry McClaren and Dr. Gregory Prich-ard; Siler; Woodâs former teachers; and Woodâs former boss, Melvin Wright. Drs. McClaren and Prichard evaluated Wood together and concluded Wood was not mentally retarded because, while his full-scale IQ was 64 and his true IQ was between 61 and 69, Wood did not have significant or substantial deficits in his adaptive functioning. They administered the âVinelandâ test for adaptive functioning and the Scales of Independent Behavior Revised Edition (âSIBRâ). They interviewed Woodâs â[tjeachers, boss, correctional officers, a man that had known his family, [and] sisters.â
Dr. McClaren testified that: (1) Wood âhas been able to obtain and maintain a
Four teachers testified about Woodâs IQ and special education classes, and their testimony was consistent with that of the Rule 32 psychologists. Janet Pennâ Woodâs special education teacher â taught Wood for two or three years during junior high. Penn could have no more than fifteen students at a time, and usually she had twelve. Pennâs special education students had an IQ range of 60-80, and Wood was a âpretty averageâ student who never failed. Penn did not recall Wood getting into trouble frequently, but as neat, clean, and on-time, albeit lazy, sleepy, and a little moody. Penn thought Wood was probably classified as educable mentally retarded, which meant he was more productive than the students classified as trainable mentally retarded.
Hilda Maddox â another special education teacher â testified the range of IQs for special education students was âlow 50s to .... [maybe] 80.â According to Maddox, Wood was in the middle range of the educable mentally retarded group of students, had an IQ in the low to mid 60s, and got C-range grades. Wood never failed and attended class on a regular basis, although he was quiet and did not always put forth maximum effort. Maddox confirmed Wood was very clean and had a very neat appearance.
Alfreida Griffen attended Luverne High School with Wood and is now its principal. The special education students were called âmoles.â The special education classroom was in the basement and called the âmole hole.â Douglas Brown taught Wood in junior high physical education and found him to be a typical junior high school kid. Brown testified that âHolly B,â Woodâs nickname, was used as an insult.
Siler â Woodâs former girlfriend â testified about their relationship. Siler dated Wood from 1981 to 1984. When they dated long distance for some of that time, Wood drove to see Siler over âmost weekendsâ and âsometimes through the week.â Wood was nice to Siler at the beginning; had a nice appearance; eared a lot about how he dressed, his hair, and his clothes; and did laundry frequently. When Siler met Wood, he drove a delivery truck and had worked for a funeral home and Sanders Lead Company. Wood always seemed to have money. He had three different cars during their relationship, liked his cars, and kept them well-detailed. When Wood visited Siler, they stayed at a motel and he would go inside and get the room. Nothing ever struck Siler as âslow or offâ about Wood. Wood seemed like an average man, and, in fact, was âpretty capable.â
Siler and Wood talked about the possibility of getting married, but Wood became abusive, and their relationship deteriorated. The sheriff came to Silerâs motherâs house because Siler and Wood were having an argument. The argument and the sheriffs visit upset Silerâs mother, and Siler ended the relationship. This upset Wood, and he wanted to talk to Siler, but she did not want to talk to him. Wood then sent his friend to the door of her motherâs house âto tell [her] to come outsideâ because Silerâs mother would not have let Wood in. When Woodâs friend told Siler to come outside to talk to Wood, Siler told him no, and she stayed inside and sat down on the couch. A few minutes later, Wood shot Siler through the window and fled. The Rule 32 court found Woodâs ruse to shoot Siler âexhibited regrettable adaptabilityâ on Woodâs part.
Based on this wealth of evidence, the Alabama courts found Wood was not mentally retarded. Wood has not shown the Alabama courtsâ rejection of his mental retardation claim was contrary to, or an unreasonable application of, Atkins, or based on an unreasonable determination of the facts.
TV. Batson
The district court also properly determined the Alabama courtsâ denial of Woodâs Batson claim was not an unreasonable application of clearly established federal law or predicated upon unreasonable findings of fact. The district court determined that although Wood raised a Batson claim in the state courts, he did not make any sub-argument comparing black venire
V. Ineffective Assistance Claims
The trial court appointed three attorneys for Wood: Cary Dozier and Frank Ralph, experienced trial attorneys, and Kenneth Trotter, a new attorney who shared office space with Dozier. Wood claims his counsel were ineffective in the penalty phase because they: (1) did not present to the jury evidence of Woodâs borderline intellectual functioning and special education classes; and (2) failed to adequately investigate those issues before deciding against presenting mental health evidence.
To evaluate Woodâs ineffective assistance claims, we review: (1) what each counsel said about their investigation, preparation, and trial decisions; (2) what mitigation evidence counsel discovered and presented to the jury and later to the sentencing judge; (3) the Rule 32 mitigation evidence that Wood argues his counsel should have investigated and presented; and (4) the fact findings and legal conclusions in the Rule 32 orders.
A. Dozierâs testimony and Dr. Kirklandâs report
Dozier had practiced for more than twenty years, represented capital defendants before, tried over a thousand felony cases, and had extensive criminal experience. Dozier had worked in the Alabama Attorney Generalâs Office, for a judge on the Alabama Court of Criminal Appeals, for a private law firm, and as the Chief Deputy District Attorney in Montgomery County. Dozier was Woodâs lead counsel, and, as detailed below, Dozier and Ralph were responsible for and involved in investigating all phases of the trial, including the sentencing and guilt phases.
Dozier testified Wood was always nice and cooperative and gave the trial team information about the case that it followed up on. Dozier used an experienced investigator, Pete Taylor, and was âsureâ that Taylor met with Wood and âmembers of [Woodâs] family and other people.â Dozier used Taylor to âlook into discovering mitigating evidence,â and was âsureâ the trial team interviewed âpotential witnesses about childhood problems that Mr. Wood may have had.â Although Dozier did not recall to which of Woodâs family members he personally spoke, Dozier was âsureâ he spoke to Woodâs father and that the trial team âtalked to several witnesses.â
Investigator Taylor confirmed that all of his instructions on the Wood case came from Dozier and all of his meetings were with Dozier. Taylor had thirty years of police experience. He met with Wood for three hours and interviewed, inter alios, Woodâs sisters Johnnie Wood and Susan Wood Caldwell, and his father, J.P. Wood.
Dozier obtained and reviewed a psychological evaluation of Wood as possible mitigation evidence. Dozier moved the state trial court to have Wood examined by a psychologist. Dozier explained that when they sought to have Wood evaluated by a
Dr. Kirkland administered the Wide Range Achievement Tesb-Revised and Minnesota Multiphasic Personality Inventory tests, and reported that Wood: (1) was âreading on less than a 3rd grade levelâ; (2) âcould not use abstraction skills much beyond the low average range of intellectâ; and (3) had âan IQ in the borderline range of intellectual functioning.â Based on the tests and his clinical interview, Dr. Kirkland reported that Wood was âfunctioning, at most, in the borderline range of intellectual functioning.â
Wood told Dr. Kirkland he had no history of hospitalization, had never taken any psychoactive medication, and was not taking any medication at the time of the evaluation. Dr. Kirkland determined Wood had âproblems with impulse control,â âpoor anger control,â and âacting out behavior.â Part of Dr. Kirklandâs diagnosis was Axis II, Antisocial Acts. Wood reported to Dr. Kirkland that he had âfelt injurious toward others in the past,â and referenced having assaulted a different girlfriend (Siler) by shooting her âthrough the window of her apartment after seeing her with another man.â Indeed, Wood was on parole for his felony assault of Siler when he killed Ruby.
Dr. Kirkland reported that Wood âdid not evidence any memory deficitsâ; had âa complete memory of his behavior at the time of the alleged offenseâ; had a ânormal thought processâ; and his âthinking was goal directed and logical.â Dr. Kirkland concluded there was no mental disorder present that would detract from Woodâs ability to appreciate the criminality of his murder of Ruby. Dr. Kirkland reported Wood felt he had a good relationship with his attorneys and had been able to discuss his case in detail with them.
As discussed later, Woodâs counsel did not show Dr. Kirklandâs report to the jury. The Rule 32 court found: (1) Woodâs counsel decided that calling Dr. Kirkland was not in Woodâs best interest; and (2) âcounsel investigated a potential mental health defense, but decided against presenting it.â Dozier was responsible for the decision whether to use Dr. Kirklandâs report. Although Trotter handled the bulk of the courtroom portion of the penalty phase, Dozier was lead counsel at all times, and Trotter testified he ârelied upon Mr. Dozierâs opinion of [Dr. Kirklandâs] psychiatry evaluationâ and Dozier was the primary contact with Dr. Kirkland. Trotter testified Dozier and Ralph essentially âmade the decisions and told [him] what [he] was going to do.â Dozier testified that had there been any useful information in Dr. Kirklandâs report, he would have presented it, as follows:
*1291 [Q.] Had there been information in [Dr. Kirklandâs] report that you found useful for Mr. Wood to present, would you have presented it?
A. We would have.
Q. Including what was in the report, if you found it useful?
A. If it was useful, weâd have used it.
At the time of Dozierâs Rule 32 testimony in 2000, six years had passed since the 1994 trial, and Dozier had no files from Woodâs case because they were destroyed in a fire. Given the passage of time and lack of files, Dozier could not specifically recall reading Dr. Kirklandâs report, but did testify, âIâm sure we did,â as follows:
Q. Did [Dr. Kirklandâs] report provide anything for you all?
A. I think it indicated that Holly Wood had some problems at a younger age or something like that. I just donât recall all this. But I think there was some childhood problems, something in the report.
Q. Do you recall reading the Kirkland report before the trial?
A. I donât recall. Iâm sure we did, but I donât recall.
Trotter testified that âDozier had indicated that he had looked at the report and that he didnât think anything in the report really merited ... going further.â Trotter emphasized: âAnd, again, he [Dozier] looked at the report and thought that wouldnât be needed.â Dozier testified that he, Ralph, and Trotter had âa lot of correspondenceâ with Dr. Kirkland.
As to Woodâs alcohol consumption on the day of the murder, Dozier recalled the trial team âconsidered presenting evidence that [Wood] was intoxicated at the timeâ and in fact âdid bring out some testimony at the sentencing phase that [Wood] was intoxicated.â The defense in the penalty phase introduced the arrest report for Rubyâs murder, which indicated Wood had been drinking, and Trotter argued Woodâs drinking and emotions about Ruby rejecting him were mitigating factors.
B. Ralphâs testimony
Defense counsel Ralph had practiced law in Alabama for thirty years: twenty-five in private practice and the other five as an assistant attorney general. Ralph had handled fifty felony jury cases, and 25% of his practice was criminal cases. Ralph considered Dozier to be Woodâs lead counsel. The case began before Ralph became involved, and Dozier had already met with Wood and âmade perhaps some other interviews.â
While Ralph âdidnât prepare the penalty phase,â he âwas in the penalty phase,â and Ralph clarified that it was not âentirely correctâ to say that he had âno involvement in the preparation for or investigation of the penalty phase.â Ralph may have talked to Rubyâs mother and Rubyâs motherâs boyfriend and believed he âtalked to a sister or twoâ of Woodâs âor maybe ... a sister and [Woodâs] fatherâ prior to the penalty phase, in an effort to gain information for the penalty phase. Although Ralph never met with Dr. Kirkland, he was âsureâ he reviewed Dr. Kirklandâs report and âremember[ed] seeing it.â Ralph recalled he and counsel âsat
Ralph explained counsel purchased, from an organization called âCapital Resources,â a large book entitled âHandling Capital Cases in Alabama,â which contained a great deal of information about âmotion practiceâ and âtechniques for handling various aspects of capital trials.â Ralph testified that while he could not âsay that [he] relied on it entirely ... it was helpful.â
C. Trotterâs testimony
Trotter was appointed as Woodâs third attorney, to assist Dozier. Admitted to the Alabama Bar in 1993, Trotter had done âjuvenile court work, some criminal defense, small claims, commercial litigation involving breach of contract issues, [and] some family law.â Trotterâs âunderstandingâ was that he was appointed to assist the two senior attorneys who were considerably senior to him in experience. According to Trotter, Dozier was the principal attorney, and Dozier oversaw âall phases of the trial, including both ... the sentencing and the guilt or innocence adjudication.â Trotter testified that âDozier made the determination that [Trotter] would assist primarily with the penalty phase â preparation of the penalty phase.â Although initially Dozier decided âRalph ... was to be more primarily responsible for the penalty phase,â it was decided by either Dozier or Ralph âshortly before the trial ... that [Trotter] would represent Mr. Wood during the penalty phase in the courtroom.â Although Trotter testified he initially âdidnât think that [they] were actually prepared to move forward with the penalty phase,â Trotter explained that âafter consultation with Mr. Dozier and Mr. Ralph ... their concerns about that were alleviated. And at their direction, I went ahead and proceeded.â Ralph testified that even though Trotter was relatively inexperienced and nervous about the case, Trotterâs âapprehension was about being in front of a jury. It was not about his being prepared. I thought that he had done his work.â
Trotter had âtwo levels of preparationâ in representing Wood. First, he was assisting Dozier and Ralph, and was thereby able to ârely[ ] on their criminal law expertise and experience to help ... them.â Trotter explained that if he had issues or concerns, he would try to raise those issues or concerns with Dozier and Ralph âas to why I thought we were or were not prepared for something so they could give me feedback and guidance on how to proceed from that point.â Trotter âwas able to see issues but relied a lot on [Dozier and Ralph] for guidance as to how to resolve the issues.â Trotter testified Dozier and Ralph essentially âmade the decisions and told [him] what [he] was going to do.â
Second, Trotter obtained a capital defense book published by either the Capital Resource Center or the Equal Justice Initiative, as well as various other resources, to âgain a greater understanding of capital punishment, a greater understanding of the procedures that lead up to the trial or the hearing, motions that might be necessary to preserve any appellate rights, things that we might ... want to bring out
Trotter met with the investigator, Taylor, and reviewed Taylorâs written reports to Dozier. However, Dozier was the âprimary point of contact for Mr. Taylor, and he was the one that determined what would be investigated.â Likewise, for motions, Trotter made a contribution, but Dozier was the ultimate decision maker.
Trotter spoke to âa lot of [Woodâs] familyâ in preparing for the penalty phase. These family meetings were at the courthouse; âthere were a number of occasionsâ on which Wood was brought to the courthouse and his family was present also; and âon some of those occasions at some point in time,â Trotter interviewed the family. Trotter explained that through his interviews â in which Trotter tried to obtain information about Woodâs âupbringing, his background, his childhood, what it had been like growing up in [Woodâs] home, characteristics about [Wood], anything that [might] humanize [Wood] to make him seem more real to the jury; something that would make him seem more like a human being, somebody that would be worth saving even if that would mean he would spend his life in prisonâ â he identified the witnesses who were used at the penalty phase. Trotter âtried to get as much information as possible about [Woodâs] background from the family.â
In preparing for the penalty phase, Trotter tried to contact people at the schools Wood attended, including Luverne High School, to obtain âbackground information about what kind of student he was, what kind of person heâd been at the school ... anything that would be able to be used as a mitigating factor.â Trotter spoke to people at Luverne High, but was unable to obtain Woodâs academic records because Luverne High did not respond to his subpoena and its staff was generally unhelpful.
As to Dr. Kirkland, Trotter testified Dozier was the primary contact. Trotter recalled Wood was evaluated by a psycholo
That Dozier made the penalty phase decisions is particularly shown by what happened in deciding whether to obtain another psychological evaluation of Wood beyond Dr. Kirklandâs. After the jury trial, Trotter sent Dozier and Ralph a letter suggesting the possibility of moving for a continuance of the sentencing hearing before the trial judge in order to request another psychological evaluation. Trotterâs letter noted to Dozier: âWe have not had any independent psychological evaluations done since you said it would not be needed.â Trotter explained that prior to the penalty phase, Dozier had determined that they did not need any further evaluations, and Dozier had determined that nothing in Dr. Kirklandâs report merited going further, as follows:
[O]n or about the time that we would have been having discussions with [Dr.] Kirkland ... there may have been a discussion about whether we should do anything further and ... Mr. Dozier had indicated that he had looked at the report and that ... there was nothing in the report that merited going further. And so at that point, he determined that we didnât need any further evaluators and no further were called because in the course of my preparation for the penalty phase, I would read things about different psychological evaluations and had raised that to him. And, again, he [Dozier] looked at the report and thought that wouldnât be needed.
(Emphasis added.) While Trotter suggested an additional psychological evaluation, Dozier, as lead counsel, reviewed Dr. Kirklandâs report and decided not to seek another evaluation. Trotter ârelied upon Mr. Dozierâs opinion of the psychiatry evaluationâ by Dr. Kirkland.
D. Penalty phase before the jury
Although Dozier was lead counsel and made the trial strategy decisions, Wood bases his ineffective assistance claims mainly on Trotterâs role in the penalty phase. Thus, we detail what happened in the penalty phase.
First, all three attorneys were present and participated in the penalty phase before the jury. Dozier handled various arguments, objections, and oral motions to the court on Woodâs behalf, as well as the jury charges. Ralph also argued on Woodâs behalf. Although Dozier and Ralph participated in the courtroom work, Dozier and Ralph had earlier decided Trotter would present the mitigation witnesses and argue to the jury. Dozier went over the penalty phase motions with Trotter.
On the morning the penalty phase began, the trial court handled three matters before the jury was brought in. The first matter was the Stateâs notice of aggravating circumstances. Dozier and Ralph argued the State failed to give proper notice of one of the aggravating circumstancesâ that Wood committed the murder after being convicted of a crime of violence.
The second matter was the pre-sentene-ing report to be prepared for the trial judge after the jury made its sentencing recommendation. Trotter reminded the trial judge that in May 1994, Dr. Kirkland produced his evaluation of Wood and Dr. Kirklandâs report indicated Wood had âa history of antisocial behavior and problems with anger control.â Trotter told the trial judge: â[W]e donât intend to introduce [the Kirkland] report today to the jury.â (Emphasis added.) While all counsel had Dr. Kirklandâs report, Dozier had made the decision not to use the report with the jury and not to seek another psychological evaluation.
However, Trotter also told the trial judge that â[n]o further investigation ha[d] been done, psychologically, of those pointsâ and Trotter asked the judge that, prior to the courtâs final sentencing verdict, there be further psychological evaluation done of Wood. The trial judge stated he would consider Trotterâs request after the jury was released, and pointed out that under the governing statute, the trial judge sets a date for sentencing after the juryâs recommendation and only then orders the filing of the pre-sentencing report.
The third matter involved Trotter advising that Woodâs counsel had not received records from the Board of Pardons and Paroles, the state prisons, and the Department of Human Resources. The State responded that a Pardons and Paroles clerk was under subpoena to testify, and the State had no objection to letting Woodâs counsel look through Woodâs parole file, which the clerk was bringing to the hearing. The court ruled Woodâs counsel would have access to the clerkâs file during a break in the penalty phase and further ruled that, if necessary and upon request, Woodâs counsel could also have access to Woodâs parole officerâs file.
The trial court asked the defense if it was ready to proceed, and Dozier responded the defense was ready. The jury was brought in, and each side gave opening statements. Trotter gave the opening statement for Wood, stressing the option of life without parole. Trotter advised the jury, inter alia, that the defense would present evidence to show there were ample reasons to return an advisory verdict of life imprisonment without parole.
The State put on its case for aggravating factors, introducing a certified copy of Woodâs prior conviction for first-degree assault. The Pardons and Paroles clerk testified Wood was on parole when he murdered Ruby. Another witness testified the District Attorney had recommended against Woodâs parole.
The State attempted to call Siler, the victim in Woodâs prior assault conviction, and Trotter objected. Trotter argued that the details of Woodâs crime against Siler were unduly prejudicial. The court sustained Trotterâs objection and refused to allow the State to present Silerâs testimony regarding the specific details of Woodâs assault against her. The State rested.
Trotterâs success in keeping out Silerâs testimony was significant. While the jury knew Wood had a prior assault conviction for shooting his girlfriend, the jury did not know the circumstances of that shooting and Rubyâs murder were the same, which would have established Woodâs killing of Ruby was highly premeditated and aggravated. The State wanted to show Wood suspected Siler was seeing another man, snuck around Silerâs house, and attempted to kill her at her own home by shooting
After keeping Silerâs testimony out, Trotter called three mitigation witnesses to show the very difficult childhood and many hardships Wood had suffered, and to illustrate how Wood, despite these extreme hardships, was a good, responsible brother and son who worked tirelessly to help support his five sisters and was a leader in their family life. The defense team portrayed Wood as a responsible person whose life was worth saving and showed Wood was despondent and drinking because Ruby rejected him, as opposed to a heartless, cold-blooded murderer.
The primary mitigation witness was Woodâs oldest sister Johnnie, who portrayed their difficult childhood and how Wood was, nevertheless, extremely responsible and hardworking. According to Johnnie, their mother died when Wood was ten years old. Johnnie explained that after their mother died, they stayed with a cousin for approximately four years, and after that, she (Johnnie) raised Wood and their four sisters. Johnnie testified that after their mother died, but before they moved out of their cousinâs house, their brother Samuel was killed in a car accident.
Johnnie testified that when Wood turned fifteen, he quit school and got a job at the Pepsi-Cola plant âin order to ... help provide for the household, because we didnât have any help or nothing like that.â According to Johnnie, Wood quit school to provide for the household âbecause he was the only son that was there and we needed a lot of things by the other kids growing up.â Wood gave Johnnie money from his job to buy groceries and cleaning supplies. Johnnie explained Wood bought a car for the family âin order to provide for us to have a way to go back and forward to the store in order to get groceries.â The car cost about $200, and after making a down payment of approximately $100, Wood paid money on the car every two weeks.
Johnnie stressed Wood was âa leaderâ in the family even though he was younger than Johnnie and other siblings. Johnnie emphatically told the jury: âif it hadnât been for [Wood] ... providing for [the family,] I donât know where we would have been at.â
Woodâs father, J.P. Wood, and Woodâs other older sister, Lillie Jean Wood, also testified. Lillie Jean explained she was close with her brother and was scared that he might receive the death penalty. Lillie Jean stated she âalways had [Wood] to look up toâ and could âask him for something and he wouldnât ever say no.â J.P. Wood testified Wood was a âgood boyâ and a âgood son.â He also testified that when Wood was a child, he helped with chores around their farm.
Woodâs counsel recalled the Pardons and Paroles clerk to establish Woodâs parole file contained the arrest report and the report stated Wood was drinking at the time of the arrest. During the guilt phase, there was also testimony that Wood was drinking during the day and night of Rubyâs murder.
Before closing arguments, the trial court held a hearing in chambers, in which Dozier argued the State had failed to prove the alleged aggravating circumstances. Dozier moved to strike the aggravating eircum-
In its closing statement, the State argued it had established three aggravating factors: (1) Wood murdered Ruby during a burglary; (2) Wood had a prior conviction for a violent felony; and (3) Wood murdered Ruby while on parole.
In reply, Trotterâs closing argument emphasized the jury could consider not only the mitigation evidence from the penalty phase, but also all the trial evidence about the circumstances of the crime, including Woodâs alcohol consumption on the night of the murder and that Wood was a good son and brother who dropped out of school to work and to help support his family. Trotter reviewed Woodâs very difficult childhood, emphasizing Wood was ten when his mother died and had to move in with his cousin and live in a sixteen-person house for four years. Trotter stressed how Wood left school to make money to support his five sisters.
In addition to the hardships in Woodâs life, Trotter argued there were mitigating circumstances surrounding the crime, and this was not a case of cold-blooded murder. Trotter argued that Ruby was the mother of Woodâs child, and that Wood loved Ruby but she rejected him. Trotter emphasized that the more Wood drank on the day of the murder, the more he thought about Ruby and not seeing his child, and his reasoning was clouded by those emotions and his alcohol consumption. As Trotter summarized, Wood lost his mother at age ten, and now his girlfriend and the mother of his child were rejecting him too. Trotter asked the jury to consider all the childhood difficulties and the emotional factors that brought Wood to the point where he was on the night of the murder. Although alcohol was not a defense to Woodâs crime, Trotter argued it was a strong mitigating factor, especially since Wood had been drinking all day up until the crime.
The State made a rebuttal closing argument to the jury. Dozier objected to part of the Stateâs rebuttal, but the trial court overruled Dozierâs objection.
The trial court, inter alia, instructed the jury about mitigating factors and read a list of statutory mitigating factors that the jury could consider, including: (1) whether the capital felony was committed while Wood was under extreme emotional disturbance; and (2) whether Woodâs capacity to conform his conduct to the requirements of law was substantially impaired. The trial court told the jury the latter mitigating circumstance would exist even if the defendant appreciated the criminality of his conduct, as long as his capacity to conform to the law was substantially impaired. The trial court explained that this was so because âa person may appreciate his actions [are] wrong and still lack the capacity to refrain from doing them.â
The trial courtâs instructions made it clear that â[e]vidence of a difficult family history and of emotional disturbance constitutes relevant mitigating evidence.â The trial court instructed the jury that the list of statutory mitigating factors was non-exhaustive and that âmitigating circumstances shall include any aspect of [the] defendantâs character, or record or any of the circumstances of the offense that defendant offers.â The jury recommended a death sentence by a vote of 10-2.
E. Penalty phase before the state trial judge
Approximately one month later, the trial court held a sentencing hearing. The
After the State argued, Dozier presented the initial argument for Wood and contended the facts were not sufficient to support a death sentence. Dozier stressed that Wood and Salter had been drinking all day on the day of the murder, and that Wood came to Troy, Alabama to find his girlfriend and shot her only in the heat of passion. Trotter then emphasized Woodâs difficult family history: he lost his mother when he was ten; he had no father figure in his home; and he was raised by various members of the family, including his older sister. Trotter stressed Dr. Kirklandâs conclusion that Wood could not âuse abstraction skills much beyond the low average range of intellect, and that he [was] at most functioning in the borderline range of intellectual functioning,â and Trotter emphasized Woodâs anger control and antisocial behavior problems.
A week later, the trial judge sentenced Wood to death. The judge found Wood was not âunder the influence of extreme mental or emotional disturbancesâ at the time of the murder and had âthe capacity to appreciate the criminality of his conduct and to conform his conduct to the requirements of law.â The trial court noted defense counsel had asked the court to consider Dr. Kirklandâs report, and observed that the report showed Wood was functioning in the borderline range of intellect but did ânot have a mental disorder present that would detract from his ability to appreciate the criminality of his behavior.â
The trial court observed that the jury was charged as to the relevant aggravating and mitigating circumstances. The trial court further noted that both defense counsel and the State were satisfied with the jury charge as given. As to aggravating circumstances, the trial court found, inter alia, that: (1) the capital offense was committed while Wood was under a sentence of imprisonment; (2) Wood was previously convicted of a violent felony; and (3) the capital offense was committed while Wood âwas engaged in the commission of or an attempt to commit or flight after committing ... burglary in the first degree.â As to mitigating circumstances, the trial court found none, and noted Wood was not under the influence of extreme mental or emotional disturbance during the commission of the capital offense and Wood had the capacity to appreciate the criminality of his conduct and to conform his conduct to the law. The trial court concluded, âbeyond a reasonable doubt,â that the aggravating circumstances âfar
F. Rule 32 proceedings between 2000 and 2003
After Woodâs death sentence was affirmed on direct appeal, Wood filed his Rule 32 petition for post-conviction review. Between 2000 and 2003, there were three evidentiary hearings, and the Rule 32 court entered three orders denying Woodâs claims. The second order repeated some of the first orderâs findings and conclusions and added to them, and the third order did the same. We already recounted the Rule 32 testimony from Woodâs counsel, school teachers, Siler, Wright, and psychologists McClaren and Prichard. The Rule 32 court also considered testimony from Woodâs sisters, which we now review. We then summarize the three Rule 32 orders.
In her testimony, Woodâs sister Maeola detailed their strict upbringing and how after their mother died, they lived with a half-sister, Nellzena, and a cousin. According to Maeola, Nellzena was very strict and would whip the children with an extension cord for hours whenever they did something wrong. Maeola testified that after Nellzena left, Wood and Johnnie fought with some frequency; Wood did not listen to Johnnie; and Wood was kicked out of school and did not leave school to support the family.
Johnnie corroborated Maeolaâs testimony about their strict upbringing and agreed Nellzena was strict. However, Johnnie testified Nellzena did not hit them regularly and would instead âmostly punish.â Nellzena would punish Wood by making him clean up the backyard, not allowing him to play after school, grounding him, or forbidding him to have company. Their mother whipped Wood for wetting the bed, a problem that he had until he was fourteen or fifteen, but she ânever hurtâ them and did not physically abuse them. Johnnieâs testimony at the Rule 32 hearing is consistent with Dr. Kirklandâs statement that Wood âdenies any sexual or physical abuse ... [or] history of criminal victimization.â
We now turn to the three Rule 32 orders, which addressed Woodâs ineffective assistance claims at length. As to pre-trial investigation, the Rule 32 court found Dozier and Ralph were âvery experienced attorneys,â and Trotter, although âvery inexperienced,â was to assist Dozier and Ralph and benefitted from their experience. Trotter âwas assistant to Mr. Dozier and Mr. Ralphâ; relied on their criminal law experience to help him assist them; and obtained books and had discussions to gain a greater understanding of what they might want to bring out at the trial in either phase.
The Rule 32 court found Woodâs trial counsel requested the psychological evalu
â As to Dr. Kirklandâs pre-trial report, the Rule 32 court observed that it stated Wood: (1) was âcooperative, attentive, and interested in the evaluation processâ; (2) was âneatly dressedâ and had good hygiene; (3) had a ânormal thought processâ; (4) exhibited âgoal-directed and logicalâ thinking; (5) âevidenced a normal affectâ; (6) âdid not evidence any memory deficitsâ; (7) âevidenced concrete reasoning abilityâ and could use âabstraction skillsâ at the âlow average range of intellect,â despite âfunctioning, at most, in the borderline range of intellectual functioningâ; (8) had âa good relationship with his attorneysâ and was âable to discuss his case in detail with [them]â; and (9) âhad a complete memory of his behaviorâ at the time of the murder.
The Rule 32 court specifically found that counsel decided calling Dr. Kirkland was not in Woodâs best interest, and âcounsel investigated a potential mental health defense, but decided against presenting it.â The Rule 32 court observed that counselâs decision âwas based on at least one mental health evaluation, and most probably two,â
The Rule 32 court also found counsel were not unreasonable in not obtaining an additional psychological evaluation beyond Dr. Kirklandâs. Counsel âthoroughly reviewed Dr. Kirklandâs report and determined that nothing in that report merited further investigationâ; âWoodâs counsel made a reasonable judgment that another mental evaluation was not necessaryâ; and, in light of the fact that Woodâs counsel were âvery experienced attorneys,â âreasonable counsel could have decided against seeking another mental health evaluation, in order to prepare other, more promising, defenses for trial.â The Rule 32 court specifically found that Trotter testified Dozier was the primary contact person for Dr. Kirkland and the trial team âdid not request another psychological evaluation of Wood because Mr. Dozier thoroughly reviewed Dr. Kirklandâs report and decided that nothing in the report merited further inquiry.â
Alternatively, the Rule 32 court concluded Wood had not established prejudice. The Rule 32 court found âWood did not demonstrate a reasonable probability that but for counselâs allegedly unprofessional errors, the result of the proceeding would have been different.â Even if Woodâs counsel had presented evidence concerning his impaired intellectual functioning, there was no reasonable probability that the balance of aggravating and mitigating factors that led to the imposition of the death penalty would have changed, and ânothing in the evidence presented during the evi-dentiary hearing established that some portion of the defendantâs character or record ... served as a basis for a sentence of life imprisonment without parole rather than death.â In light of the fact that Wood brutally murdered Ruby while she was asleep in her bed in her own home, there was no reasonable probability that the presentation of evidence concerning Woodâs mental deficiencies would have changed the juryâs 10-2 recommendation of a death sentence or the finding that the aggravating circumstances outweighed the mitigating circumstances.
G. 200k Rule 32 appeal
In 2004, the Alabama Appeals Court affirmed the Rule 32 courtâs denial of Woodâs petition. Wood v. State, 891 So.2d at 420. The Alabama Appeals Court rejected Woodâs claim that his trial counsel were ineffective by failing to âinvestigate and present sufficient mitigating evidence during the penalty phase,â and expressly adopted and agreed with the Rule 32 courtâs extensive fact findings and conclusions that Wood failed to establish defi
H. District courtâs § 225Ă order
Wood then filed a § 2254 petition. The district courtâs § 2254 order noted this is ânot a case ... in which counsel failed to investigate, obtain, or present any mitigating evidence to the sentencing jury. Instead, this is a case in which at least some evidence was investigated and presented.â Wood v. Allen, 465 F.Supp.2d at 1239. The district court pointed out that evidence of Woodâs difficult childhood and poverty was presented to the jury, and concluded there was no ineffective assistance as to those mitigation issues. Id.
However, the district court granted Woodâs § 2254 petition based on trial counselâs failure to investigate and present evidence of Woodâs impaired intellectual functioning. Id. at 1245. The district court noted âWoodâs three trial counselâ actually possessed Dr. Kirklandâs report, which showed that Wood- â âis functioning, at most, in the borderline range of intellectual functioningââ; ââcould not use abstraction skills much beyond the low average range of intellectâ and âreads on a third grade level.â Id. at 1240. The district court concluded that counsel should have put before the jury evidence of Woodâs ââborderline range of intellectual functioning,â â as identified in Dr. Kirklandâs report. Id. at 1243. The district court also concluded defense counsel failed to investigate further Woodâs intellectual functioning, such as by interviewing Woodâs teachers or seeking an evaluation beyond Dr. Kirklandâs. Id. As to prejudice, the district court found there was a reasonable probability that evidence of Woodâs intellectual functioning, even if not enough to establish mental retardation, would have established a mitigating circumstance and was sufficient to undermine confidence in the outcome. Id. at 1245. This appeal followed.
I. Performance prong: presentation of mental health evidence
On appeal, the State contends the district court erred in concluding that the Alabama courtsâ rejection of Woodâs ineffective assistance claims was an unreasonable application of clearly established federal law. We review the established federal law and then explain how the Alabama courtsâ decision was fully consistent with that law.
To establish ineffective assistance, Wood must show: (1) counselâs performance was deficient; and (2) that deficiency prejudiced him. Strickland, 466 U.S. at 687-92, 104 S.Ct. at 2064-67, 104 S.Ct. 2052. Counselâs performance is deficient when it falls âbelow an objective standard of reasonableness.â Id. at 688, 104 S.Ct. at 2064. The test for reasonableness is not whether counsel could have done something more or different. Instead, Wood must show counselâs performance fell âoutside the wide range of professionally com
Courts conduct a highly deferential review of counselâs performance and â âindulge [the] strong presumptionâ that counselâs performance was reasonable and that counsel âmade all significant decisions in the exercise of reasonable professional judgment.â â Id. at 1314 (alteration in original) (quoting Strickland, 466 U.S. at 689-90, 104 S.Ct. at 2065-66); see also Williams v. Head, 185 F.3d 1223, 1227 (11th Cir.1999) (same). âWhen courts are examining the performance of an experienced trial counsel, the presumption that his conduct was reasonable is even stronger.â Chandler, 218 F.3d at 1316. Because of this strong presumption of competent assistance, the petitionerâs burden of persuasion is a heavy one: â[P]etitioner must establish that no competent counsel would have taken the action that his counsel did take.â Id. at 1315.
This is not a case where counsel failed to present any mitigation evidence. Counsel hired an experienced investigator (Taylor) to help gather mitigation evidence and presented mitigation evidence from three family members about Woodâs difficult childhood and poverty. For example, the jury was aware that Wood lost his mother at age ten, had no father figure in his home, and had to live in a house of sixteen people. The jury knew Wood quit school at age fifteen to take a job to provide groceries and essentials for his five sisters. Despite these hardships, Wood was a good, responsible brother and son; was the leader of the family; and worked tirelessly to support his five sisters. Counsel also presented the arrest report showing Wood was drinking on the day of the murder and argued Wood was distraught over Ruby leaving him.
This is also not a case where counsel failed to discover prior physical or sexual abuse or prior mental hospitalizations, treatment, or medication. In fact, Wood had none of these things.
Nor is this a case where counsel failed to obtain any mental evaluation or did not know about the mental condition in issue. Woodâs counsel procured a mental evaluation by Dr. Kirkland to âdiscover or get a lead on some possible mitigation evidence.â Dr. Kirklandâs May 1994 report expressly stated Wood had âan IQ in the borderline range of intellectual functioning,â was âreading on a 3rd grade level,â and âcould not use abstraction skills much beyond the low average range of intellect.â Counsel had read Dr. Kirklandâs report, knew about Woodâs intellectual functioning, and decided not to present that evidence.
Thus, this appeal is about whether not telling the jury about Woodâs low intellectual functioning â shown clearly in Dr. Kirklandâs pre-trial report â was ineffective assistance. The state courts expressly found: (1) âcounsel decided that calling Dr. Kirkland would not be in Woodâs best interestâ; and (2) âcounsel investigated a potential mental health defense, but decided against presenting it.â Applying Strickland, the state courts concluded that counselâs decision â not to call Dr. Kirkland and not to present Woodâs mental deficiencies to the jury â was not deficient performance.
For several reasons, Wood has not established that the state courtsâ decision
Second, Wood has not shown counselâs decision â not to call Dr. Kirkland to testify about Woodâs mental deficiencies â fell below an objective standard of reasonableness. Chandler, 218 F.3d at 1312. After finding counsel decided calling Dr. Kirkland would not be in Woodâs best interest, the Rule 32 court pointed out the record was silent as to counselâs particular reasoning behind that best-interest decision. The state courts concluded: (1) Dozier and Ralph were very experienced attorneys; (2) âa silent record creates a presumption that trial counsel exercised sound professional judgmentâ in not presenting Dr. Kirklandâs evidence of Woodâs mental deficiencies; and (3) Wood did not ask Dozier or Ralph about the matter, and thus Wood failed to carry his burden of showing counselâs decision â not to call Dr. Kirkland and present evidence of Woodâs mental deficiencies â was objectively unreasonable.
The state courts correctly followed Chandler, which instructs: (1) âCourts must indulge the strong presumption that counselâs performance was reasonable and that counsel made all significant decisions in the exercise of reasonable professional
Wood has not presented any evidence to rebut the presumption that experienced trial counselâs decision â not to call Dr. Kirkland and not to present mental health evidence â was reasonable. It was not the Stateâs burden to elicit from Dozier, Ralph, or Trotter the reason why Dr. Kirklandâs report of Woodâs mental deficiencies was not presented to the jury in the penalty phase. Instead, it was Woodâs burden to rebut the presumption of reasonableness with evidence, which he wholly failed to do.
Even ignoring this strong presumption that experienced trial counsel exercised reasonable professional judgment, counselâs decision to present less than all available potential mitigation evidence was still not deficient performance. As the State points out, Dr. Kirklandâs report contained information harmful to Wood, such as: (1) Woodâs statement to Dr. Kirkland denying he drank alcohol on the day of Rubyâs murder, which would have undercut Woodâs defense that he was distraught and drinking heavily that day; (2) Dr. Kirklandâs description of how Wood shot his prior girlfriend Siler through the window of her own residence after seeing her with another man, which Trotter had kept from the jury by successfully objecting to Siler testifying in the penalty phase; and (3) Woodâs nineteen prior arrests between 1981 and 1984.
â[CJounsel is not required to present all mitigation evidence, even if the additional mitigation evidence would not have been incompatible with counselâs strategy. Counsel must be permitted to weed out some arguments to stress others and advocate effectively.â Haliburton v. Secây for the Depât of Corr., 342 F.3d 1233, 1243-44 (11th Cir.2003) (quotation marks and citations omitted); see Herring v. Secây, Depât of Corr., 397 F.3d 1338, 1348-50 (11th Cir.2005) (rejecting ineffective assistance claim where defendantâs mother was only mitigation witness and counsel did not introduce evidence from hospital records in counselâs possession showing defendantâs brain damage and mental retardation or call psychologist who evaluated defendant pre-trial as having dull normal intelligence); Hubbard v. Haley, 317 F.3d 1245, 1254 n. 16, 1260 (11th Cir.2003) (stating this Court has âconsistently held that there is âno absolute duty ... to introduce mitigating or character evidenceâ â and rejecting claim that counsel were ineffective in failing to present hospital records showing defendant was in âborderline mentally retarded rangeâ) (brackets omitted) (quoting Chandler, 218 F.3d at 1319).
Our decision in Hubbard is particularly instructive as to why it was not deficient performance for counsel not to present evidence of Woodâs low IQ. Hubbard claimed his trial counsel were ineffective for failing to introduce, as mitigation evidence, hospital records that showed his âverbal I.Q. of 77 and a full scale I.Q. of 80 â both in the borderline mentally retarded rangeâ â and his history of alcoholism. 317 F.3d at 1254 n. 16, 1260.
For all these reasons, Wood has not shown the state courtsâ conclusion â that his counsel were not ineffective in not calling Dr. Kirkland and presenting mental health evidence â was contrary to, or an unreasonable application of, clearly established federal law or based on an unreasonable determination of the facts.
J. Performance prong: additional investigation
Wood also claims: (1) his counsel did not conduct a thorough investigation and were
The Supreme Court has instructed that (1) strategic choices made after â âthorough investigation[s]â â are â âvirtually unchallengeable,â â and (2) counsel has a separate duty under Strickland â âto make reasonable investigations.ââ Wiggins v. Smith, 539 U.S. 510, 521-23, 123 S.Ct. 2527, 2535-36, 156 L.Ed.2d 471 (2003) (quoting Strickland, 466 U.S. at 690-91, 104 S.Ct. at 2066). The Supreme Court has explained counselâs investigatory duty as follows:
âStrategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counselâs judgments.â
Id. at 521-22, 123 S.Ct. at 2535 (emphasis added) (brackets omitted) (quoting Strickland, 466 U.S. at 690-91, 104 S.Ct. at 2066). Here, the issue becomes: Did counsel, before deciding not to present evidence of Woodâs borderline intellectual functioning, make âreasonable investigationsâ or âa reasonable decision that ma[de] particular investigations unnecessary?â Id.
As to counselâs investigation, the state courts found that while Wood claimed âmore should have been done,â the record belied that conclusion. The Rule 32 court found: (1) counsel employed investigator Taylor, who met with Woodâs family members to seek out mitigation evidence; (2) counsel met with Woodâs family on multiple occasions to discuss possible mitigation evidence; (3) counsel moved for and obtained a psychological evaluation from Dr. Kirkland prior to trial; (4) Trotter met with Woodâs family and gathered information about Woodâs childhood, upbringing, background, and characteristics in order to humanize Wood before the jury; (5) counsel attempted to get information from Woodâs schools and various Alabama institutions where Wood might have spent time; (6) counsel sought guidance from capital defense organizations; (7) Woodâs father and two sisters testified at the penalty phase; and (8) counsel presented evidence of an emotional disturbance. These findings are amply supported by the record, as discussed.
Indeed, it is undisputed that counsel knew about Woodâs low IQ, borderline intellectual functioning, and third-grade reading level, because it was included in Dr. Kirklandâs report. The Rule 32 psychologistsâ evaluations essentially agreed with Dr. Kirklandâs assessment as to Woodâs intellectual functioning and did not reveal any new mental diseases or disorders. The state courts specifically found counsel investigated a potential mental health defense, but decided against presenting it. The Rule 32 court concluded âthat Wood failed to establish that what trial counsel did in preparation and investigation for the penalty phase was unreason
As to obtaining additional psychological evaluations beyond Dr. Kirklandâs, Trotter testified that âDozier had indicated that he had looked at the report,â âthere was nothing in the report that merited going further,â and âat that point, he [Dozier] determined that we didnât need any further evaluators.â Thus Dozier decided no further psychological evaluations were needed. The state courts concluded Wood did not show that no reasonable attorney would have failed to ask for an additional mental health evaluation beyond Dr. Kirklandâs; emphasized that Dozier was a âvery experienced attorney[]â; and concluded that Wood had not shown Dozierâs decision about further evaluations was unreasonable. The fact that no different mental health information was revealed further shows that Dozierâs investigation was reasonable. In other words, Wood has not even shown that there was more Dozier needed to know from a further mental evaluation.
Simply put, the Alabama courtsâ decision â that Wood failed to establish his counselâs investigation was unreasonableâ is amply supported by federal law. See Williams, 185 F.3d at 1242 (stating generally that counselâs decisions not to request additional mental evaluations are âvirtually unassailable, especially when they are made by experienced criminal defense attorneysâ); Mills v. Singletary, 161 F.3d 1273, 1286 (11th Cir.1998) (concluding counsel did not provide ineffective assistance by not obtaining any mental health evaluation and by failing to âpursue mental health issues as mitigating evidenceâ); Bush v. Singletary, 988 F.2d 1082, 1089-92 (11th Cir.1993) (determining counsel who made strategic decision not to undertake a formal investigation of psychological and mental health information did not provide ineffective assistance); see also Holladay
In Williams, this Court stressed that â[t]he Supreme Court has told us that âa particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counselâs judgmentsâ that âthe âcorrect approach toward investigation reflects the reality that lawyers do not enjoy the benefit of endless time, energy or financial resourcesâ and that âto be effective a lawyer is not required to âpursue every path until it bears fruit or until all hope withers.â â Williams, 185 F.3d at 1236-37 (citations omitted). As we said in Williams, â[o]ther attorneys might have done more or less ... or they might have made the strategic calls differently, but we cannot say that no reasonable attorney would have done as [they] did.â Id. at 1244. Here, Wood has not shown that the state court decisions on his failure-to-investigate claim are contrary to, or an unreasonable application of, clearly established federal law.
K Prejudice 'prong
The state courts concluded that even if evidence of Woodâs mental deficiencies had been presented (through Dr. Kirkland or the Rule 32 witnesses), Wood failed to show a reasonable probability that the outcome would have changed. Under Strickland, it is not enough for Wood to show that any âerrors had some conceivable effect on the outcome of the proceeding.â 466 U.S. at 693, 104 S.Ct. at 2067. Instead, Wood must establish âa reasonable probability that, but for counselâs unprofessional errors, the result of the proceeding would have been different.â Id. at 694, 104 S.Ct. at 2068. To establish that, Wood must show that âabsent the errors, the sentencer ... would have concluded that the balance of aggravating and mitigating circumstances did not warrant
To evaluate prejudice, we must consider the total available mitigation evidence as adduced pre-trial, at trial, and at the Rule 32 hearings. See Williams v. Taylor, 529 U.S. 362, 397-98, 120 S.Ct. 1495, 1515, 146 L.Ed.2d 389 (2000). Here, the Rule 32 witnesses essentially agreed with Dr. Kirklandâs 1994 evaluation that Wood (1) had a low IQ in the borderline range of intellectual functioning and read on a third-grade level, but (2) had a normal thought process, engaged in goal directed and logical thinking, evidenced no memory deficits, could appreciate the criminality of his conduct, and evidenced concrete reasoning ability.
Specifically, Dr. McClaren described Dr. Ron Cavanaughâs 1995 evaluation of Wood, which determined Woodâs full-scale IQ to be 69. Dr. McClaren pointed out that Dr. Cavanaugh had the impression that Wood functioned higher than mild mental retardation and âprobably in the borderline range.â Dr. McClaren described his own IQ test of Wood in 2003 â which also showed that Woodâs true IQ was between 61 and 69 â as âconsistentâ with Dr. Cava-naughâs. Dr. Prichard agreed with Dr. McClarenâs testimony about Woodâs IQ scores and that the data showed âconsistently over time [Wood had] functioned right about the same intellectually.â Drs. McClaren and Prichard testified Wood âfunctions at a higher level than a ... mildly mentally retarded person,â and Woodâs âadaptive skills are not impaired in the mentally retarded range.â
The teachersâ testimony about Woodâs intellectual functioning was consistent with the findings of Drs. Kirkland, McClaren, and Prichard. Penn testified her special education students had IQs in the 60 to 80 range, and Wood was a âpretty averageâ student. Maddox testified the range of IQs for her special education students was from the low 50s to the upper 70s or even 80, and Wood probably had an IQ in the low to mid 60s. Penn and Maddox indicated Wood was neat, clean, attended school regularly, and did not fail his classes. The psychologists, Siler, Wright, and the teachers all provided extensive testimony about Woodâs high level of adaptive functioning. Thus, the Rule 32 evidence was essentially identical to the information in counselâs possession at the time of trial:
Wood contends that his counsel should have introduced evidence of his limited intellectual functioning and special education classes to suggest to the jury that,
However, if counsel had introduced evidence of Woodâs limited intellectual functioning and special education classes and attempted to paint Wood as not having sufficient intelligence to be morally culpable, the State in rebuttal could have introduced a wealth of harmful evidence that would have tipped the scales even more toward a death sentence. Presenting the Rule 32 evidence from the psychologists and teachers and/or Dr. Kirklandâs findings about Woodâs limited intellectual functioning would have had four adverse consequences for Wood.
First, presenting mental health evidence would have allowed the State to introduce Dr. Kirklandâs report about Woodâs intellectual functioning, which contained harmful information, including: (1) Woodâs statement to Dr. Kirkland denying that he drank alcohol on the day of Rubyâs murder, which would have undercut Woodâs defense that he was distraught and intoxicated at the time of the murder;
Third, Dr. Kirklandâs report contained important details about Woodâs prior shooting of Siler and how Wood shot her through the window of her own residence after seeing her with another man, which Trotter had kept from the jury by successfully objecting to Silerâs testimony in the penalty phase. The jury would have learned that Wood had previously committed a crime frighteningly similar to his murder of Ruby, which would have demonstrated Wood calculated his killing of Ruby and had a pattern of attempting to kill his ex-girlfriends at their own homes. See Clisby v. State, 26 F.3d 1054, 1057 (11th Cir.1994) (finding no prejudice where Clis-by committed brutal murder and had killed before). Indeed, the jury might well have concluded that Wood, after shooting Siler, âlearned his lessonâ and realized that in order to be sure he killed an ex-girlfriend who had the audacity to date another man, he needed to do more than merely shoot through a window â he had to sneak into the house and shoot her from point-blank range in her bed. The Siler evidence in Dr. Kirklandâs report would have completely undermined counselâs efforts to paint Wood as heartbroken and someone who killed in the heat of passion, and it also would have been contrary to the defenseâs successful effort to keep Siler from testifying.
Fourth, presenting evidence of Woodâs borderline intellectual functioning and need for special education classes might have suggested that Wood was not in regular school classes but was a special education student with a low IQ reading at a third-grade level who left school for that reason. Such evidence might have weakened trial counselâs mitigation picture of Wood leaving high school only to help feed and support his five sisters.
Even if Woodâs counsel could have somehow presented the potentially favorable evidence from Dr. Kirklandâs report and the Rule 32 hearings without presenting its unfavorable aspects, Wood has still failed to show that the potentially favorable evidence would have outweighed the aggravating factors here and thus changed the outcome of his sentence. In this case, after trying to kill Ruby â the mother of his child â two weeks earlier and being told to stay away, Wood snuck into Rubyâs home at night, entered her bedroom, and brutally murdered her by shooting her in
Here, there were not one or two, but three statutory aggravating circumstances â (1) Wood murdered Ruby during a burglary; (2) Wood had a prior violent felony conviction; and (3) Wood murdered Ruby while on parole. The sentencing judge, who did have Dr. Kirklandâs and another psychological report, even observed that Woodâs aggravating circumstances âfar outweigh[ed] the mitigating circumstances ... in all regards.â Thus, even when evidence of Woodâs mental deficiencies was introduced, it was significantly undercut by Woodâs high level of adaptive functioning, and the three aggravating factors still far outweighed such mitigation evidence.
In prior cases with three aggravating factors or a brutal murder, this Court concluded the defendant failed to show a reasonable probability that additional mitigation evidence would have changed the death sentence. See Callahan, 427 F.3d at 938; Clisby, 26 F.3d at 1057. Moreover, we have rejected prejudice arguments where mitigation evidence was a âtwo-edged swordâ or would have opened the door to damaging evidence. Grayson v. Thompson, 257 F.3d 1194, 1227 (11th Cir.2001); see Gaskin, 494 F.3d at 1004 (affirming death sentence where jury recommended death by a vote of eight to four, and noting further mitigation evidence âwould have opened the door to damaging personal history evidenceâ).
The prejudice outcome in Callahan is instructive here. In Callahan, the district court granted the writ and found prejudice where counsel failed to present (1) evidence of Callahanâs dysfunctional upbringing and (2) psychological evidence, such as Dr. Goffs evaluation that Callahan had a âmild cognitive deficit, which caused poor memory skills, and a paranoid personality disorder.â Callahan, 427 F.3d at 922, 926.
Likewise, in Clisby, this Court concluded the defendant had not shown prejudice
Given Woodâs high level of adaptive functioning, nothing in Woodâs Rule 32 evidence establishes a reasonable probability that evidence of his intellectual functioning and special education classes would have outweighed the strong aggravating factors here. At a minimum, Wood has not carried his burden of showing that the state courtsâ prejudice determination was objectively unreasonable.
In summary, our AEDPA role is not to determine de novo whether Woodâs counsel were ineffective or whether Wood was prejudiced. We are concerned only with whether the state courtsâ findings and conclusions â that Wood did not carry his burden to show deficient performance or prejudice â were contrary to, or an unreasonable application of, clearly established federal law, or were based on an unreasonable determination of the facts. Again, AEDPA âlimits our review of the decisions of the state courts and establishes a âgeneral framework of substantial deferenceâ for reviewing âevery issue that the state courts have decided.â â Crowe v. Hall, 490 F.3d 840, 844 (11th Cir.2007) (citation omitted), cert. denied, â U.S. -, 128 S.Ct. 2053, 170 L.Ed.2d 798 (2008). Based on the record before us, Wood has not satisfied AEDPAâs requirements as to his ineffective assistance claim.
VI. Conclusion
We affirm the district courtâs November 20, 2006 order denying Woodâs Atkins and Batson claims but reverse the orderâs grant of the writ based on ineffective assistance of counsel and remand with instructions to deny Woodâs § 2254 petition.
AFFIRMED IN PART; REVERSED IN PART; REMANDED.
. Wood filed a pro se Rule 32 petition in 1999, a counseled amended Rule 32 petition in 2000, and a counseled second amended Rule 32 petition in 2001.
. "The phrase 'clearly established Federal law,â as used in § 2254(d)(1), encompasses only the holdings, as opposed to the dicta, of the United States Supreme Court as of the time of the relevant state court decision.â Stewart, 476 F.3d at 1208-09.
. Although the Rule 32 court concluded Wood âprobablyâ met the first element of the testâ subaverage intellectual functioning â the Rule 32 court determined it did not need to reach that issue because the second element of the test â significant or substantial deficits in adaptive functioning â was not present.
. Dr. Prichard administered the SIBR to Wood and testified âWood was assessing himself pretty high in terms of adaptive capacity.â Dr. Prichard administered Vineland tests to Siler, Woodâs former teachers Janet Penn and Hilda Maddox, sisters Johnnie and Maeola Wood, and correctional officers.
. Our colleagueâs separate opinion states that "Penn would have testified also that all of the special education students, regardless of age or grade level, were placed in one room in a basement.â Judge Barkett Opinion, at 1324. However, Penn did not testify that all special education students were placed in the same class regardless of age or grade level or that there was only one classroom in the basement. To the contrary, Penn apparently taught Wood in seventh, eighth, and ninth grade, and she testified that she could have no more than fifteen students at a time and usually had about twelve. Moreover, Penn testified that other special education teachers existed to teach older students, and Wood later had one of those teachers (Maddox).
. Brown also testified Wood was somewhat disheveled and occasionally had a bad, urine-like smell about him. However, Brownâs testimony about Wood's physical appearance
. The Rule 32 court did not credit the testimony of Dr. Karen Salekin. Wood has not claimed (and could not show in any event) any error in the Rule 32 courtâs exclusion of Dr. Salekinâs testimony, and thus we do not discuss it.
. This testimony from Taylor and Dozier contradicts Woodâs assertion that Taylor and Dozier failed to interview any family members for mitigation purposes.
. The dissenting part of our colleagueâs separate opinion in this case contends at great length that if counsel had conducted a more thorough investigation, counsel would have learned Wood had a low IQ, was reading at a third grade level and could not use abstraction skills much beyond the low average range of intellect. The fatal flaw in that dissent as to counselâs investigation is that counsel did investigate and did know all this months before the trial began. Wood's mental deficiencies were clearly outlined in Dr. Kirklandâs May 13, 1994 report before the October 1994 trial.
. Ralph admitted that if Dozier testified that Dozier participated in the penalty phase investigation along with Trotter, Ralph could not dispute that.
. Our colleague's separate opinion suggests Trotter was not given assistance or supervised by Dozier and Ralph, but Trotterâs own testimony contradicts that contention. Further, Dozier and Ralph were both present and active in the penalty phase, as recounted in Sections D and E, infra.
.At the time of Wood's trial, Alabama law provided that an indigent defendant facing the death penalty was to "be provided with court appointed counsel having no less than five yearsâ prior experience in the active practice of criminal law." Ala.Code § 13A-5-54 (1994). Both Dozier and Ralph had over twenty yearsâ experience and met the requirements of § 13A-5-54. While Trotter was a new attorney, Trotter acknowledged that he was appointed to "assistâ Dozier and Ralph. Alabama courts have made clear that as long as one of a defendantâs appointed attorneys satisfies the requirements of § 13A-5-54, âthe requirements of that section have been satisfied." Hodges v. State, 856 So.2d 875, 899 (Ala.Crim.App.2001); see also Parker v. State, 587 So.2d 1072, 1100-01 (Ala.Crim.App. 1991), affâd, 610 So.2d 1181 (Ala. 1992). The concurrenceâs suggestion that the Alabama law in § 13A-5-54 was not satisfied is unfounded.
. Ralph did not think Trotter "brought out enough of Mr. Woodâs background through enough witnesses of the type of upbringing that he had,â but Ralph could not recall which witnesses had left certain aspects of Woodâs background "unsaidâ and admitted his recollection was "vague.â Further, three family members did testify in the penalty phase about Woodâs upbringing, and Ralph never identified what specific additional evidence of Woodâs upbringing should have been presented.
. No academic or other records from Woodâs high school days were even produced at the Rule 32 hearings. Instead, Woodâs teachers testified at the Rule 32 hearings, without any records.
. Trotterâs testimony about Dozierâs active and supervisory role in the penalty phase, along with similar testimony from Ralph and Dozier recounted supra, contradicts Woodâs claim that Trotter was âwithout the assistance of the senior attorneys.â
. A week before the judge rendered his final sentence, Trotter specifically verified before the trial judge that "the psychological reports ... [were] attached as part of the recordâ to Woodâs pre-sentencing report.
. In June 1992, Wood was evaluated by Michael T. DâErrico, Ph.D., a Certified Forensic Examiner in Dr. McClaren's office. The report is on Dr. McClaren's stationery but signed by Dr. DâErrico. Because the Rule 32 orders tend to refer to this evaluation as Dr. McClaren's report, we do the same for clarity. Dr. McClarenâs report is consistent with Dr. Kirklandâs report, and as discussed later, both reports are consistent with the two Rule 32 psychologists' testimony.
. Maeola acknowledged that Johnnie "would probably know betterâ if she testified differently.
. As the district court concluded, Wood has not shown ineffective assistance as to counsel's investigation of his childhood. Johnnie testified extensively at trial about Wood's difficult childhood and poverty, and most of the Rule 32 evidence from Maeola was cumulative. See Glock v. Moore, 195 F.3d 625, 636 (11th Cir.1999). To the extent there was any difference between Johnnieâs and Maeolaâs testimony, the Rule 32 court found Maeolaâs testimony to be âless than credible.â
. Wood told Dr. Kirkland: (1) "I don't need this evaluation â I've got plenty of sense â Iâm not crazy I never have beenâ; (2) he had benefitted from reading the Bible and law books in prison, and (3) he had in fact increased his knowledge of the judicial process by reading law books.
. The Rule 32 court noted Dr. McClaren conducted a forensic psychological evaluation of Wood in June 1992.
. Whether counsel made a decision "regarding what evidence to put forth at sentencing is a question of fact." Jackson v. Herring, 42 F.3d 1350, 1366 (11th Cir.1995); see also Gaskin v. Secây, Dep't of Corr., 494 F.3d 997, 1003 (11th Cir.2007).
. At a minimum, Wood has not presented evidence, much less clear and convincing evidence, that counsel did not make such decisions about Dr. Kirkland's report and a mental health defense. See Bolender v. Singletary, 16 F.3d 1547, 1558 & n. 12 (11th Cir.1994) (holding that "state court findings of historical facts made in the course of evaluating an ineffectiveness claim,â such as the state courtâs finding that defense counsel was aware of defendant's general background, were entitled to presumption of correctness). Our colleagueâs separate opinion basically conducts de novo review and cherry picks certain statements to support its conclusions, rather than examining whether there is evidence to support the state courtsâ findings. The main difference between the opinions is that the majority applies the required AEDPA deference but the separate opinion does not.
.In Callahan v. Campbell, 427 F.3d 897, 922, 934 (11th Cir.2005), this Court applied Chandlers ruling â that a silent record will not rebut the strong presumption that counsel exercised professional judgment â in denying § 2254 relief for claims based in part on counselâs failure to procure and present expert mitigation evidence of the defendant's "mild cognitive deficitâ and "paranoid personality disorder.â The attorney had died, and there was no testimony from him. Callahan, 427 F.3d at 933. In denying relief, this Court presumed "the attorney âdid what he should have doneâ " and " 'exercised reasonable professional judgment,' â and held the burden is on the defendant to prove his trial counsel did not take the necessary steps in the penalty phase. Id. (citation omitted).
This case is stronger than Callahan for triggering the presumption of reasonable professional judgment, because Dozier testified he would have used what was in Dr. Kirklandâs report if Dozier had found it useful, and Trotter testified Dozier reviewed Dr. Kirklandâs report and decided nothing merited going further.
. While many of these offenses were traffic violations (including arrests for reckless driving, reckless endangerment, driving without a license, and four arrests for speeding), Dr. Kirklandâs report also reflected that Wood had more serious prior arrests, including an arrest for harassment, three separate arrests for theft of property, and an arrest for criminal possession of a forged instrument. See also infra note 34.
. As discussed in the prejudice section infra, if Woodâs counsel had presented mental health evidence through the Rule 32 witnesses, Dr. Kirkland's report (and the harmful information therein) would have been introduced by the State.
. Like Wood's case, Hubbard's attorneys did not present reports showing Hubbard's IQ in the borderline mentally retarded range, but instead relied "at sentencing on previously admitted evidence regarding Hubbardâs habit of drinking and his intoxication on the morning of the murder, arguing to the jury that these factors mitigated the crime." Hubbard, 317 F.3d at 1260 & n. 25.
. To the extent Wood relies upon Wiggins, that case is materially distinguishable in numerous respects. Wigginsâs counsel failed to investigate personal or social history, despite Wiggins's own description of his childhood as "disgusting,â and thereby never discovered that Wiggins had suffered severe sexual and physical abuse throughout a horrific childhood in foster homes and on the street. Id. at 516-17, 523-25, 123 S.Ct. at 2533, 2536-37. The penalty phase defense focused solely on Wiggins's claim he had not actually killed the victim; counsel presented no evidence of Wigginsâs life history or family background. 539 U.S. at 515, 123 S.Ct. at 2532. The Supreme Court emphasized that the new post-conviction evidence of Wigginsâs prolonged sexual and physical abuse was âpowerful.â Id. at 537, 123 S.Ct. at 2543.
Here, in stark contrast to Wiggins, Woodâs counsel had investigated and knew about his borderline intellectual functioning before deciding not to present mental health evidence to the jury. Moreover, the post-conviction evidence was consistent with Dr. Kirklandâs report and the other evidence already in counselâs possession, and there was certainly no new post-conviction evidence of prolonged and serious sexual or physical abuse. And Wood's counsel actually pursued a mitigation strategy â focusing on Woodâs difficult upbringing and childhood, his role as a family leader, and his sadness over Ruby â instead of simply re-tiying the guilt issue. This case is nothing like Wiggins.
. Further, Wood interacted and communicated well with his attorneys. Evidence of a defendantâs interactions with counsel and his appreciation of the criminality of his conduct are highly relevant to claims that counsel was ineffective in failing to investigate further or obtain an additional mental health report. See Strickland, 466 U.S. at 691, 104 S.Ct. at 2066 ("The reasonableness of counselâs actions may be determined or substantially influenced by the defendant's own statements or actions.â); Callahan, 427 F.3d at 933 (same); Chandler, 218 F.3d at 1318-19 (same); Francis v. Dugger, 908 F.2d 696, 703 (11th Cir.1990).
. Wood relies on Stephens v. Kemp, 846 F.2d 642 (11th Cir.1988), and Brownlee v. Haley, 306 F.3d 1043 (11th Cir.2002), but neither case is on point. Stephens was a pre-AEDPA decision, and in 1988 we were not restricted by AEDPAâs requirement of deference to state court judgments. Additionally, Stephensâs trial counsel knew he was in a mental hospital for two weeks, but failed to investigate why. 846 F.2d at 653. Here, Wood has never been in a mental hospital, and counsel investigated and knew from Dr. Kirklandâs report that Wood had borderline intellectual functioning, a low IQ, and a third-grade reading level. Further, there was no harmful information about Stephens lurking in the pretrial report or that might have been revealed through further investigation, while Dr. Kirklandâs report contained a great deal of harmful information.
In Brownlee, counsel conducted no investigation and presented no mitigating evidence at all, and the State did not even contest Brownleeâs claim that his counselâs performance was deficient. 306 F.3d at 1068-69. Moreover, the post-conviction evidence in Brownlee revealed a wealth of evidence of which counsel was not aware, such as the defendantâs schizotypal personality disorder, seizure disorder, prior visit to a psychiatric hospital, episode in which he jumped out of a second-story window, earlier head injury from being shot, history of drug abuse, and borderline mental retardation. Id. at 1053, 1055-56.
. Dr. Kirkland reported Wood had "problems with anger and impulse controlâ and diagnosed Wood with "Antisocial Acts,â just as Dr. McClaren diagnosed Wood with antisocial personality disorder.
. This is principally why Wood is not mentally retarded under Atkins. The Rule 32 witnesses were in agreement that Wood func-lions at a higher level than a mildly mentally retarded person. Our colleagueâs separate opinion repeatedly refers to Woodâs "mental retardation,â but it is important to note that even the Rule 32 evidence supported the state courts' finding that Wood is not mentally retarded.
. According to Dr. Kirkland's report, Wood was "quite willing to discuss the lack of drugs or alcohol on the day of the offense.â
. In January 1985, Wood received a fifteen-year sentence for his shooting of Siler. Wood was paroled on the Siler sentence in February 1990 and reincarcerated at some point before he was paroled again on the Siler sentence in June 1993. Wood murdered Ruby in September 1993. The nineteen prior arrests would have shown that Wood was consistently in trouble with the law and only his Siler incarceration stopped his arrests.
. Our colleagueâs separate opinion in footnote 15 suggests these arrests may not have been admitted, but relies on decisions about prior arrests without convictions not being admitted to show a defendantâs guilt of a separate crime. None of the cited cases involves a penalty phase trial after a defendant's guilt has been established. In any event, if counsel had tried to show Woodâs mental status, the State clearly would have introduced Dr. Kirkland's report, which included these arrests, to paint a fuller picture of Woodâs mental functioning. See Gaskin, 494 F.3d at 1004 (noting that "further investigation and further evidence would have opened the door to damaging personal history evidenceâ); Chandler v. Moore, 240 F.3d 907, 918 (11th Cir.2001) (stating that âhearsay evidence is admissible at a capital sentencingâ); Ex Parte McGahee, 632 So.2d 981, 982-83 (Ala. 1993) ("The trial court may properly con
. "[O]f all the psychiatrists and psychologists to examine Callahan, only one came close to diagnosing Callahan in the same way [Dr. Goff] did.â Callahan, 427 F.3d at 922. As discussed, in Woodâs case, there was no material difference of opinion between the Rule 32 mental health experts and the pretrial mental health expert (Dr. Kirkland), which is another reason why Wood failed to show that the Rule 32 evidence would have changed the outcome here.
. Clisby's trial counsel presented an expert who told the sentencer that he was unable to locate any disorder beyond "possibly antisocial personality disorder.â Clisby, 26 F.3d at 1055 (quotation marks omitted). The post-conviction mental health expert testified Clis-by suffered from three problems: (1) antisocial personality disorder; (2) borderline intellectual functioning; and (3) chronic drug and alcohol abuse. Id.