Melissa A. Alves v. Board of Regents of the University System of Georgia
Melissa A. ALVES, Corey M. Arranz, Sandrine M. Bosshardt, Kensa K. Gunter, and Alaycia D. Reid, Plaintiffs-Appellants, v. BOARD OF REGENTS OF THE UNIVERSITY SYSTEM OF GEORGIA, Jill Lee-Barber, in Her Individual Capacity, and Douglas F. Covey, in His Individual Capacity, Defendants-Appellees
Attorneys
John Franklin Beasley, Jr., Jf Beasley, LLC, Watkinsville, GA, Janet E. Hill, Hill & Associates, PC, Athens, GA, for Plaintiff-Appellant., Bryan K. Webb, Annette M. Cowart, Firm Name: Attorney Generalâs Office, Atlanta, GA, for Defendant-Appellee.
Full Opinion (html_with_citations)
On this appeal, we consider whether a written grievance by five university employees alleging mismanagement by their supervisor which preceded -their termination is entitled to First Amendment protection. Appellants Melissa A. Alves, Corey M. Arranz, Sandrine M. Bosshardt, Kensa K. Gunter, and Alaycia D. Reid (collectively, Appellants) are clinical psychologists and former full-time staff employees at the Georgia State University (the University) Counseling and Testing Center (the Center). In 2012, they were terminated through a purported reduction-in-force by Dr. Jill Lee-Barber, the Director of the Center, and Dr. Douglass F. Covey, the Vice President of Student Affairs. According to Appellants, the reduction in force was mere pretext. They were terminated, they say, in retaliation for submitting a Memorandum to University officials complaining about what they perceived to be poor leadership and mismanagement by Dr. Lee-Barber. Appellants say their Memorandum amounts to citizen speech on a matter of public concern, which would be protected by the First Amendment, and that their retaliatory termination thus violated the Constitution. The district court found, however, that the Appellantsâ Memorandum' constituted employee speech on an issue related to their professional duties, which would not be subject to First Amendment protection, and granted summary judgment to Appellees on that ground. We affirm the judgment.
In August 2009, the University hired Dr. Lee-Barber as its Director of Psychological and Health Services. Dr. Lee-Barber was tasked with administrative and supervisory responsibility over three departments: the student health clinic, student health promotion, and the Center.
A. The Center
The Center provided clinical services to the student body, including psychological counseling, testing, and assessment, and operated a training program for doctoral students, which included pre-doctoral internships, a praeticum training program for doctoral students, and post-doctoral fellowships.
The mental health services provided by staff at the Center included, among other things, initial consultations, individual and couples counseling, group counseling, nutrition consultations, mental health outreach, and faculty and staff consultations. As of 2011, upward of fifty percent of the Centerâs clinical services were provided by trainees in the Centerâs training program. Candidates for the Centerâs training program were recruited through national âfeeder programsâ managed by the Centerâs staff.
The Center was also tasked with conducting mandatory psychological assessments of students who were identified by the Office of the Dean of Students as individuals who had the potential to cause harm to themselves or to others. The assessments were performed through the Universityâs Mandated Safety Assessment Program, which was administered by certain staff at the Center. A student deemed a âsafety concernâ by the Office of the Dean of Students was referred by the Office of the Dean of Students to the Center for evaluation through the Program. Students identified as âsafety concernsâ might be excluded from on-campus housing or continued enrollment at the University. The Director of the Center was tasked with coordinating assessment efforts with the Office of the Dean of Students.
B. The Staff
Dr. Lee-Barber assumed her role as Director of the Center in 2009. In that capacity, Dr. Lee-Barber oversaw the Centerâs programs, managed the Centerâs operations, and served as the liaison between the Center and the Office of the Dean of Students with regard to the Mandated Safety Assessment Program. Dr. Lee-Barber reported to Dr. Rebecca Stout, Associate Vice President for Student Affairs and Dean of Students, who, in turn, reported to Dr. Douglass Covey, Vice President of Student Affairs.
When Dr. Lee-Barber assumed her role as Director, Appellants were employed as full-time staff and clinical psychologists at the Center. Appellantsâ responsibilities at the Center were expansive and varied, and, given the nature of Appellantsâ retaliation claim, a brief summary of each of Appellantsâ roles is in order.
Dr. Arranz was the Crisis Response Coordinator for and a clinical psychologist at the Center. He helped develop the Universityâs Mandated Safety Assessment Program and formulate the procedures used in assessing a studentâs risk of violence through the Program. Among other things, Dr. Arranz oversaw the Centerâs crisis services, provided training on crisis procedures to staff and trainees, supervised interns, students, and trainees, and conducted mandated assessments.
Dr. Reid was the Assistant Director of Training and a clinical psychologist at the Center. Her duties included, among other things, providing clinical services, assisting
Dr. Bosshardt was the Coordinator of Mind-Body Programs and a clinical psychologist at the Center. She was the Centerâs liaison to the International Student Services and the University Health Clinic. Dr. Bosshardt also performed the general duties of a staff psychologist, which included individual and group therapy, outreach services, individual supervision for trainees, and weekly crisis walk-in hours. She also served as a member of the Centerâs Clinical Task Force and Executive Training Committee.
Dr. Alves served as the Centerâs Internship Training Director and was a clinical psychologist at the Center. In addition to providing general clinical services to the University community, Dr. Alves also provided âeducational instructionâ to trainees, supervised interns, post-doctoral students, and practicum students, and served on numerous committees, including the Centerâs Executive Committee (an âupper administrative levelâ committee).
Dr. Gunter, the fifth and final Appellant, joined the Center as the Outreach Coordinator before transitioning to Coordinator of Practicum Training. In the latter role, Dr. Gunter served as the primary point of contact for practicum students. She was also the Centerâs liaison to the Universityâs Athletic Department, the primary provider of sports psychology and counseling services, and, as of 2010, Chair of the Centerâs Diversity Committee and Co-Chair of the Cultural Competency Conference Planning Committee.
The Centerâs staff also included several professionals and trainees who are not parties to this appeal, including clinical psychologist Dr. Rachel Kieran, the Centerâs sexual and gender diversity coordinator; Dr. Pegah Moghaddam, a senior staff psychologist and the Centerâs group therapy coordinator; and clinical psychologist Dr. Yared Alemu, who served as the interim Assistant Director of Clinical Services and on the Centerâs mandatory assessment team with Drs. Reid and Arranz.
C. The Speech
On or about October 18, 2011, Dr. Gun-ter met with the Universityâs Office of Opportunity Development and Diversity Education Planning (ODDEP). The OD-DEP deals with issues of discrimination within the University community. In the meeting, Dr. Gunter expressed concerns regarding Dr. Lee-Barberâs management of the Center and an interest in filing a complaint against Dr. Lee-Barber. An intake form completed by Dr. Gunter listed the bases for her complaint as race and age unfairness, âpotential hostile work environment,â and âretaliation for stating that [Dr. Lee-Barberâs] behavior was hypocritical.â Other ânot discrimination basedâ issues included personnel issues, increasing office conflict, and unfair treatment. Dr. Gunter ultimately did not file a complaint.
On October 25, 2011, Appellants and two other full-time psychologists, Drs. Mo-ghaddam and Alemu, submitted a formal, written memorandum of concern to University officials regarding Dr. Lee-Barberâs management of the Center (the
In the Memorandum, Appellants alleged that Dr. Lee-Barberâs leadership and management of the Center adversely impacted client care and jeopardized the reputation of the Center. They complained that Dr. Lee-Barber had created an unstable work environment that prevented staff from âeffectively carry[ing] out all aspects of their workâ and from âoptimally performing] daily required tasks[,] including the ability to collaboratively manage risk.â Appellants expressly stated that the Memorandum was ânot an employee grievance,â but rather âa documentation of identifiable behaviors ... that jeopardize^] the programsâ offered by the Center. The Memorandum then set forth five areas of general concern:
1.Deficiencies in Managing Center Operations: Appellants alleged that Dr. Lee-Barber demonstrated âa fundamental misunderstandingâ of the Centerâs client population and âdeficiencies in her ideological approach toâ the services provided by the Center. They further contended that Dr. Lee-Barber lacked âknowledge in the areas of complex psychopathology,â was ineffective âin dealing with campus collaborators,â and had an âinability to advocate for the appropriate use of psychologistsâ skills in conducting [the mandated safety risk] assessments,â which âsignificantly compromise^] the [Centerâs] ability to effectively manage risk and crisis.â Appellants claimed that Dr. Lee-Barberâs âlack of assessment skillsâ posed âproblems in recognizing riskâ and that her âlack of understanding about the nuances of the mandated program ... contributed to her misinforming staff about when and how to use the mandated process.â
2. Failure to Maintain Positive Trainee Relationships: Appellants alleged that the Centerâs âquality relationshipsâ with feeder programs and its overall reputation were critical to its âability to attract, recruit, and retain trainees.â They claimed that Dr. Lee-Barberâs âmanagement styleâ had created âriftsâ in the Centerâs relationships with its feeder programs and that the Associate Director of Training [Dr. Reid] had to âstep in and manage the damage.â They also relayed âconcernsâ voiced by trainees regarding Dr. Lee-Barberâs âcommunication style,â âlack of authenticity,â and âapparent confusionâ about âsome policies and procedure,â her âinappropriate commentsâ about the physical attractiveness of one trainee, and other ânegative nonverbalâ behavior such as âeye-rolling.â
3. Questionable Competence in Management of Center Resources: Appellants alleged that âDr. Lee-Barberâs management of personnel, which is the primary clinical resource of the Center, [had] been a significant problem.â They questioned âDr. Lee-Barberâs emotional and professional stabilityâ given her âpervasive patternâ of âsignificantâ emotional outbursts. Dr. Lee-Barber allegedly failed to adhere âto the boundaries of the professional rela
4. Witness Tampering and Influence: Appellants alleged that Dr. Lee-Barber sought to influence the testimony of at least three staff members who were witnesses in a tenure revocation proceeding involving the former Associate Clinical Director of the Center by âencouragingâ the three staff members to only provide information that âcould support the Universityâs position.â She allegedly told one staff member, âWe need to support the President [of the University],â and she âexhibited frustrationâ in discussing the proceedings with another. Appellants postulated that Dr. Lee-Barber was âmisusingâ her âauthority and power in encouraging a certain level of participationâ in the revocation proceedings.
5. Differential Treatment of Staff of Color: Appellants also alleged that Dr. Lee-Barber responded differently to âstaff of colorâ than to âwhite-identified staff.â They stated that Dr. Lee-Barber would complain when âstaff of colorâ used portable electronic devices to take notes in staff meetings, but she did not complain when âwhite-identified staffâ did the same. They further alleged that Dr. Lee-Barber âroutinely commentedâ on the tone of voice and body language of âstaff of color,â but she did not make the same comments to âwhite-identified staff.â
Appellants asserted that, in addition to raising awareness, about their concerns, the Memorandum served âas a request for an investigation of [Appellantsâ] concerns in order to remedy the ... crisis in leadership and managementâ at the Center. To this end, Appellants directed the Memorandum âto those that would appear to have the most need to know and best opportunity to investigate and correct the problems [they had] observed.â
D. The Universityâs Response
Dr. Covey appointed two senior staff members, Carol Clark, Assistant Vice President for Student Affairs, and William Walker, Director of Student Affairs, to investigate Appellantsâ concerns. Between November and December 2011, Clark and Walker interviewed each of the Appellants. Clark and Walker also asked each Appellant to submit an individual statement detailing the specific complaints in the Memorandum of which he or she had personal knowledge.
In January 2012, Dr. Covey met with Appellants to inform them that Clark and Walker had found insufficient evidence to
Within a week after the final report was issued to Appellants, Dr. Lee-Barber made the unilateral decision to cancel the Centerâs practicum training program and the Centerâs participation in the national matching program for interns. Dr. Lee-Barber asserted that the changes were due to an accreditation standard that recommended that no more than forty percent of the Centerâs clientele be seen by trainees. The cancellations eliminated many of the job duties of Drs. Reid, Gunter, and Alves.
In the days between February 10 and March 2, Drs. Lee-Barber and Covey, with assistance from other University officials, also made the decision to implement a reduction in force that would eliminate the entire staff of full-time psychologistsâ all but one of whom were signatories to the Memorandum. University officials intended to outsource the clinical services provided at the Center to contract psychologists to allegedly lower the costs associated with running the Center. On March 2, 2012, Appellants (along with a full-time psychologist who was not a signatory to the Memorandum) were terminated.
E. The District Court Proceedings
On April 20, 2012, Appellants filed a complaint in state court against Dr. Lee-Barber, Dr. Covey, and the Board of Regents of the University System of Georgia (collectively, Appellees). The action was removed to federal court. Appellantsâ complaint asserted four counts, including a claim under 42 U.S.C. § 1983 for retaliation in violation of the First Amendment of the United States Constitution and a claim for the same under the Georgia State Constitution. After discovery, Appellees moved for summary judgment on all claims. The district court granted Appel-leesâ motion as to Appellantsâ free speech claims and denied it with leave to renew as to Appellantsâ other claims.
The district court held that Appellantsâ speech was not protected speech because Appellants spoke as employees on private matters rather than as citizens on matters of public concern. The court rejected Appellantsâ characterization of the Memorandum as limited in scope to the Centerâs management of risk and crisis, reasoning that â[t]he fact that one issue raised in the [Memorandum] â mandatory risk assessments â might reflect on public safety or public policy is not sufficient to bring the entire [Memorandum] within the ambit of âpublic concern,â particularly given the fact that the remainder of the Memorandum addressed employment issues.â It found that Appellantsâ complaints addressed the manner in which Dr. Lee-Barberâs management style affected Appellants as employees, not how her management of the Center impacted public health and safety. In the absence of constitutional protection, the district court granted summary judgment' to Appellees on Appellantsâ free speech claims.
Appellants timely filed this instant appeal.
We review an order granting summary judgment de novo, applying the same legal standards that bound the district court. Hegel v. First Liberty Ins. Corp., 778 F.3d 1214, 1219 (11th Cir.2015). As such, we will not affirm a grant of summary judgment unless the movant has shown that âthere is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.â Id. (internal quotation marks omitted). In our review, â[a]ll evidence must be viewed in the light most favorable to the party opposing the motion for summary judgment.â Ave. CLO Fund, Ltd. v. Bank of Am., N.A., 723 F.3d 1287, 1294 (11th Cir.2013) (internal quotations marks omitted). We do not weigh conflicting evidence or make credibility determinations, and we draw â[a]ll reasonable inferences arising from the undisputed facts ... in favor of the nonmovant.â Id. (internal quotation marks omitted).
III.
A government employer may not demote or discharge a public employee in retaliation for speech protected by the First Amendment. Bryson v. City of Waycross, 888 F.2d 1562, 1565 (11th Cir.1989). While a citizen who enters public service âmust accept certain limitations on [her] freedom[s],â Garcetti v. Ceballos, 547 U.S. 410, 418, 126 S.Ct. 1951, 1958, 164 L.Ed.2d 689 (2006), she does not ârelinquish the First Amendment rights [she] would otherwise enjoy as [a citizen] to comment on matters of public interest,â Pickering v. Bd. of Educ., 391 U.S. 563, 568, 88 S.Ct. 1731, 1734, 20 L.Ed.2d 811 (1968). Thus, the aim is to strike âa balance between the interests of the [employee], as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees.â Id. at 568, 88 S.Ct. at 1734-35.
A.
The Supreme Court sets forth a two-step inquiry into whether the speech of a public employee is constitutionally protected:
The first requires determining whether the employee spoke as a citizen on a matter of public concern. If the answer is no, the employee has no First Amendment cause of action based on ... her employerâs reaction to the speech. If the answer is yes, then the possibility of a First Amendment claim arises. The question becomes whether the relevant government entity had an adequate justification for treating the employee differently from any other member of the general public [based on the governmentâs interests as an employer].
Garcetti, 547 U.S. at 418, 126 S.Ct. at 1958 (citations omitted) (identifying, from Pickering and its progeny, âtwo inquiries to guide interpretation of the constitutional protections accorded to public employee speechâ). Both steps are questions of law for the court to resolve. See, e.g., Moss v. City of Pembroke Pines, 782 F.3d 613, 618 (11th Cir.2015); Battle v. Bd. of Regents, 468 F.3d 755, 760 (11th Cir.2006) (per curiam). This appeal turns on the first step: âwhether the employee[s] spoke as ... citizenfs] on a matter of public concern.â
Under Garcetti and its progeny, a court must consider the balance of public and private interests articulated in Pickering only when the employee speaks âas a citizen.â See Boyce, 510 F.3d at 1342-43; Vila, 484 F.3d at 1339; see also Garcetti, 547 U.S. at 423, 126 S.Ct. at 1961. If the employee spoke as a citizen and on a matter of public concern, âthe possibility of a First Amendment claim arises,â and the inquiry becomes one of balance, see Garcetti, 547 U.S. at 418, 126 S.Ct. at 1958; on the other hand, if the employee spoke as an employee and on matters of personal interest, the First Amendment is not im-
plicated, and âthe constitutional inquiry ends with no consideration of the Pickering test,â see Boyce, 510 F.3d at 1343. The First Amendment will step in to safeguard a public employeeâs right, as a citizen, to participate in discussions involving public affairs, but âit [will] not empower [her] to âconstitutionalize the employee grievance.â â Garcetti 547 U.S. at 420, 126 S.Ct. at 1959 (quoting Connick v. Myers, 461 U.S. 138, 154, 103 S.Ct. 1684, 1694, 75 L.Ed.2d 708 (1983)).
B.
As to the âcitizenâ requirement, the Supreme Court has held that âwhen public employees make statements pursuant to their official duties, the employees are not speaking as citizens for First Amendment purposes, and the Constitution does not insulate their communications from employer discipline.â Id. at 421, 126 S.Ct. at 1960. In Garcetti the Court found that an internal memorandum written by a deputy district attorney âpursuant to his dutiesâ did not constitute speech as a citizen and was thus unprotected. Id.
Because the attorney in Garcetti conceded that his written statements were made âpursuant to his employment duties,â the Court âha[d] no occasion to articulate a comprehensive frameworkâ for
The proper inquiry is a practical one. Formal job descriptions often bear little resemblance to the duties an employee actually, is expected to perform, and the listing of a given task in an employeeâs written job description is neither necessary nor sufficient to demonstrate that conducting the task is within the scope of the employeeâs professional duties for First Amendment purposes.
Id. at 424-25, 126 S.Ct. at 1961-62.
Under Garcetti â[t]he central inquiry is whether the speech at issue âowes its existenceâ to the employeeâs professional responsibilities.â Moss, 782 F.3d at 618 (quoting Garcetti, 547 U.S. at 421, 126 S.Ct. at 1960); see Abdur-Rahman v. Walker, 567 F.3d 1278, 1283 (11th Cir.2009); Boyce, 510 F.3d at 1342. Practical factors that may be relevant to, but are not dispositive of, the inquiry include the employeeâs job description, whether the speech occurred at the workplace, and whether the speech concerned the subject matter of the employeeâs job. See Moss, 782 F.3d at 618. As Garcetti instructed, the âcontrolling factorâ is whether the employeeâs statements or expressions were made âpursuant to [her] official duties.â Garcetti, 547 U.S. at 421, 126 S.Ct. at 1959-60.
The Supreme Court recently revisited Garcetti in Lane v. Franks, 573 U.S.-, 134 S.Ct. 2369, 189 L.Ed.2d 312 (2014). In Lane, the Court found that â[t]ruthful testimony under oath by a public employee outside the scope of his ordinary job duties is speech as a citizen for First Amendment purposes.â Lane, 134 S.Ct. at 2378. The Court noted that the subpoenaed testimony at issue in Lane was âfar removed from the speech at issue in Garcetti.â Id. at 2379. The communication in Lane was separate and apart from the employeeâs obligations to his employer, see id., while the memorandum in Garcetti was commissioned by the employer, Garcetti, 547 U.S. at 422, 126 S.Ct. at 1960. The fact that Lane âlearned of the subject matter of his testimony in the course of his employmentâ could not alone transform his âsworn testimony speech as a citizenâ into employee speech on par with Garcettiâs employer-commissioned speech. See Lane, 134 S.Ct. at 2379 (â[T]he mere fact that a citizenâs speech concerns information acquired by virtue of his public employment does not transform that speech into employee ... speech.â).
The Court noted that, in finding that the employeeâs memorandum was âmade pursuant to [his] official responsibilitiesâ in Garcetti the Court âsaid nothing about speech that simply relates to public employment or concerns information learned in the course of public employment.â Lane, 134 S.Ct. at 2379 (internal quotation marks omitted). Indeed, in Garcetti the Court âmade explicit that its holding did not turn on the faet that the memo at issue concerned the subject matter of the prosecutorâs employment, because the First Amendment protects some expressions related to the speakerâs job.â Id. (internal quotation marks omitted). Thus, in Lane, the 'Court reiterated that â[t]he critical question under Garcetti is whether the speech at issue is itself ordinarily within the scope of an employeeâs duties, not whether it merely concerns those duties.â Id. (emphasis added); see Garcetti, 547 U.S. at 421-22, 126 S.Ct. at 1960 (defining speech made pursuant to an employeeâs job duties as âspeech that owes its existence to a public employeeâs professional responsibilitiesâ and speech the âemployer itself has commissioned or createdâ).
C.
The second requirementâthat the speech address a matter of public concernâconcerns the context of the speech and asks whether the employee spoke on a matter of public concern or on matters of only personal interest. See, e.g., Boyce, 510 F.3d at 1342-43. To fall within the realm of âpublic concern,â an employeeâs speech must relate to âany matter of political, social, or other concern to the community.â Connick, 461 U.S. at 146, 103 S.Ct. at 1690; see Snyder v. Phelps, 562 U.S. 443, 453, 131 S.Ct. 1207, 1216, 179 L.Ed.2d 172 (2011) (including within the ambit of âpublic concernâ speech that âis a subject of legitimate news interest ... [or] a subject of general interest and of value and concern to the publicâ (internal quotation marks omitted)). The inquiry turns on âthe content, form, and context of a given statement, as revealed by the whole record.â Connick, 461 U.S. at 147-48, 103 S.Ct. at 1690.
In determining whether the purpose of the employeeâs speech was to raise issues of public concern or to further her own private interest, we have recognized that âan employeeâs speech will rarely be entirely private or entirely public.â E.g., Akins v. Fulton Cty., 420 F.3d 1293, 1304 (11th Cir.2005) (internal quotation marks omitted). Therefore, in reviewing the whole record, â[w]e ask whether the main thrust of the speech in question is essentially public in nature or private.â Vila, 484 F.3d at 1340 (internal quotation marks omitted); see Morgan v. Ford, 6 F.3d 750, 755 (11th Cir.1993) (per curiam) (âRather than categorize each phrase the employee uttered, we consider whether the speech at issue was made primarily in the employeeâs role as citizen, or primarily in the role of employee.â (internal quotation marks omitted)). If the âmain thrustâ of a public employeeâs speech is on a matter of public concern, the speech is protected. See Morgan, 6 F.3d at 754-55.
A court may also consider the employeeâs attempt to make her concerns public along with the employeeâs motivation in speaking. See id. at 754; Vila, 484 F.3d at 1339. However, âa court cannot determine that an utterance is not a matter of public concern solely because the employee does not air the concerns to the public.â. See Morgan, 6 F.3d at 754 n. 5; see also Kurtz v. Vickrey, 855 F.2d 723, 727 (11th Cir.1988) (â[F]oeusing solely on [an employeeâs efforts to communicate her concerns to the public], or on the employeeâs motivation, does not fully reflect the Supreme Courtâs directive that the content, form, and context of the speech must all be considered.â). Thus, whether the speech at issue was communicated to the public or privately to an individual is relevantâbut not dispositive.
Given Appellantsâ heavy reliance on Lane, we think a quick word on that caseâs impact on our precedent is in order. Lane focuses on the âcitizenâ aspect of the Gar-cetti analysis. In Lane, the Court held that the First Amendment âprotects a public employee who providefs] truthful sworn testimony, compelled by subpoena,â where testifying in court proceedings is outside the scope of the employeeâs âordi
The Courtâs holding in Lane is a narrow one. Because it was âundisputed that [the employeeâs] ordinary job responsibilities did not include testifying in court proceedings,â the Court âdeeide[d] only whether truthful sworn testimony that is not a part of an employeeâs ordinary job responsibilities is citizen speech on a matter of public concern.â Id. at 2378 n. 4. Lane reinforces Garcettiâs holding that a public employee may speak as a citizen even if his speech involves the subject matter of his employment and clarifies the critical inquiry for retaliation claims. See Lane, 134 S.Ct. at 2379. The Courtâs repeated use of the term âordinaryâ in reference to the phrase âjob duties,â see, e.g., id. at 2375, 2377-78, and its confirmation that speech that merely concerns information acquired in the course of employment is not âemployee speechâ narrowed the field of employee speech left unprotected by Garcettiâbut this is not a substantial shift in the law. It is, if anything, a slight modification and a useful clarification.
IV.
Here, Appellants challenge the district courtâs determination that they spoke as employees on matters related to the mission of their public employerâand not as citizens on matters of public concern. They offer three main reasons why their Memorandum constitutes protected speech: (1) Appellants took action that was not required by any job duty; (2) the Memorandumâs protests impacted matters of public concern, including âthe safety and well-being of studentsâ and âclient careâ; and (3) Appellants directed their concerns to persons âwell outside [their] chain of command.â Appellees counter that Appellantsâ speech owed its existence to Appellantsâ ordinary job duties and that the Memorandum was nothing more than an internal complaint submitted to Dr. Lee-Barberâs supervisors complaining about Dr. Lee-Barberâs managerial style. We find that Appellants spoke as employees about matters of only personal interest, and their speech is therefore beyond the protection of the First Amendment.
A.
We first look to whether Appellants spoke as citizens or as employees. See Garcetti, 547 U.S. at 418, 126 S.Ct. at 1958; Boyce, 510 F.3d at 1342. According to Appellants, their speech owed its existence to their job responsibilities only to the extent that they would not otherwise have been in a position to know of the matters about which they complained. They argue that their ordinary job duties did not include raising ethical issues, protesting their supervisorâs professional incompetence âin the area of mandated assessments,â or critiquing the Centerâs operations. Appellants contend that individual counseling was their âprimary job,â and, while certain Appellants had âlimited administrative/supervisory duties,â Appellants were not charged with âultimate responsibility of the Centerâs programsâ and were not âultimately responsible for its opera-
As the Supreme Court observed in Gar-cetti formal job descriptions âoften bear little resemblance to the duties an employee actually is expected to perform.â Id. at 424-25, 126 S.Ct. at 1962. Instead, Garcetti and its progeny require a âfunctional reviewâ of an employeeâs speech in relation to her duties or responsibilities. See Abdur-Rahman, 567 F.3d at 1285. Here, Appellants claim that their only employment duties related to individual counseling and some administration and supervision. These duties, as described by Appellants, can be read narrowly so as not to mandate the act of speaking, but such a reading would disregard the actual activities engaged in by Appellants at the Center as well as the purpose served by the Memorandum.
As a group, â Appellants supervised employees, trainees, and other staff; trained interns, candidates, and practicum students; assessed at-risk students; and counseled individuals, couples, and groups. Dr. Arranz was the Crisis Response Coordinator for the Center; he helped develop both the Mandated Safety Assessment Program and the procedures used in assessing a student through the Program. Dr. Reid was the Associate Director on Duty when Dr. Lee-Barber was unavailable; she also supervised staff and trainees, assisted in the coordination of clinical services, and was a consultant to the Office of the Dean of Students. Dr. Alves was the Internship Training Director and served on the Centerâs Executive Committee. Dr. Gunter was the Coordinator of Practicum Training, and Dr. Bosshardt coordinated the Centerâs Mind-Body programs â both provided general clinical services. More than a few of. Appellants, then, served in supervisory roles at and managed programs administered by the Center.
The Memorandum details how Dr. Lee-Barberâs conduct affected Appellantsâ ability to. fulfill these roles. Drs. Arranz and Reid performed mandated assessments; Appellants stated that Dr. Lee-Barberâs lack of necessary knowledge compromised their ability to perform these mandated assessments and to manage risk and crisis. Dr. Reid assisted in the development of policies and procedures for the Center; Appellants complained that Dr. Lee-Barber lacked understanding about âsomeâ of the Centerâs policies and procedures. Drs. Reid, Alves, Gunter, and, to some extent, Arranz supervised, trained, and recruited candidates into the Centerâs training programs; Appellants complained that Dr. Lee-Barberâs mismanagement impacted the Centerâs ability to recruit and retain qualified candidates. Appellants provided clinical services to the student body, faculty, and staff at the University; Appellants complained that Dr. Lee-Barber was an incompetent manager of personnel, âthe primary clinical resource of the Center.â In short, each complaint or concern relates back to Appellantsâ ordinary duties.
Activities undertaken in the course of performing oneâs job are activities undertaken âpursuant to employment responsibilities.â See Garcetti, 547 U.S. at 422-24, 126 S.Ct. at 1960-61. Appellants raised concerns about Dr. Lee-Barber in the course of performing â or, more accurately, in the course of trying to perform â their ordinary roles as coordinators, psychologists, committee members, and supervisors. Each complaint in the Memorandum was made in furtherance of their ability to fulfill their duties with the goal of correct
Further, we do not agree that speech regarding conduct that interferes with an employeeâs job responsibilities is not itself ordinarily within the scope of the employeeâs duties. Implicit in Appellantsâ duty to perform their roles as psychologists, committee members, supervisors, and coordinators is the duty to inform, as Appellants put it, âthose that would appear to have the most need to know and best opportunity to investigate and correctâ the barriers to Appellantsâ performance. For example, in Boyce, two employees at the Department of Family and Children Services complained to their supervisors about the size of their caseloads, which they viewed to be the result of mismanagement of internal administrative affairs. 510 F.3d at 1344-45. The plaintiffs were case workers; they were responsible for investigating the cases of children allegedly at risk and making recommendations to their supervisors. Id. at 1336, 1343. Still, we found that the plaintiffs'spoke âpursuant to [their] employment responsibilitiesâ in reporting conduct that affected the plaintiffsâ ability to manage their cases, close cases, and meet deadlines. Id. at 1345-46 (internal quotation marks omitted). In other words, in reporting conduct that interfered with their ordinary job duties, the plaintiffs in Boyce spoke pursuant to those duties. And the same is true of Appellants here.
Because Appellants spoke ,as employees, not as citizens, their Memorandum does not implicate the First Amendment. See id. at 1343.
B.
Our inquiry couldâbut does notâ end here.
After Connick, âcourts have found speech that concerns internal administration of the educational system and personal grievances will not receive constitutional protection.â Maples v. Martin, 858 F.2d 1546, 1552 (11th Cir.1988); see Ferrara v. Mills, 781 F.2d 1508, 1516 (11th Cir.1986) (finding teacherâs complaints about manner of course registration and course assignments unprotected). âHowever, [an employee] whose speech directly affects the publicâs perception of the quality of education in a given academic system find[s her] speech protected.â Maples, 858 F.2d at 1553. Further, while speech that âtouch[es] upon a matter of public concernâ may be considered protected speech, see Connick, 461 U.S. at 149, 103 S.Ct. at 1691, our determination must be based on the record as a whole, see id. at 147-48, 103 S.Ct. at 1690; see also Abdur-Rahman, 567 F.3d at 1284 (cannot consider facts in isolation).
In this case, we find that Appellantsâ speech did not constitute speech on a matter of public concern. Their Memorandum is focused on their view that Dr. Lee-Barber is a poor leader and a deficient manager, and how Dr. Lee-Barberâs conduct adversely affected them and other employees of the Center. See, e.g., Watkins v. Bowden, 105 F.3d 1344, 1353 (11th Cir.1997) (per curiam) (finding employeeâs complaints about how colleagues behaved toward her and how that behavior affected her work were not protected). The Memorandum sets forth a litany of complaints, including that Dr. Lee-Barber interfered with Appellantsâ âability to optimally perform daily required tasks,â mismanaged personnel, failed to maintain positive relationships with trainees, was hostile to feedback, encouraged certain testimony in pending tenure revocation proceedings, and treated âstaff of colorâ differently from âwhite-identified staff.â
Appellants contend that, even if many of their complaints are private in nature, the Memorandum as a whole is grounded in the public interest. They contend that the sufficiency of mental health services provided by public institutions to students,
In its introductory remarks, the Memorandum makes vague and sweeping references to âan adverse impact on client care,â âthe safety and well-being of students,â and the Centerâs âability to provide a safe environment to ... students,â without reference to specific instances in which the Center failed to effectively manage risk or to provide quality care. On the other hand, the Memorandum goes into great detail and offers specific examples when addressing Appellantsâ personal grievances and frustrations with Dr. Lee-Barberâs management of the Center. It refers to Dr. Lee-Barberâs deficient ideological approach to clinical work, refusal to address staff concerns, poor communication style, âsingular way of examining issues,â and displays of âsignificant emotional distress.â See, e.g., Mpoy v. Rhee, 758 F.3d 285, 291 (D.C.Cir.2014) (â[Unprotected speech] list[ed] a litany of complaints indicating that the school, and particularly its principal, had been interfering with [the employeeâs] âprimary duty.â â). Appellants sought a âstable work environmentâ to enable them to âcarry out all aspects of their workâ and âto optimally perform daily required tasks.â Upon a careful reading, the public simply does not factor into Appellantsâ concerns.
We have said before that âthe relevant inquiry is not whether the public would be interested in the' topic of the speech at issue,â it is âwhether the purpose of [the employeeâs] speech was to raise issues of public concern.â Maggio v. Sipple, 211 F.3d 1346, 1353 (11th Cir.2000) (emphases added) (internal quotation marks omitted); see also Linhart v. Glatfelter, 771 F.2d 1004, 1010 (7th Cir.1985) (Connick ârequires us to look at the point of the speech in question: was it the employeeâs point to bring wrongdoing to light? Or to raise other issues of public concern, because they are of public concern? Or was the point to further some purely private interest?â). Appellantsâ speech, while ostensibly intertwined with the services provided by the Center, was not intended to address a matter of public concern from the perspective of a citizen. See Boyce, 510 F.3d at 1344-45. It was only incident to voicing their personal concerns that Appellantsâ remarks touched upon matters that might potentially affect the student body. See Pearson v. Macon-Bibb Cty. Hosp. Auth., 952 F.2d 1274, 1278 (11th Cir.1992); see also Gomez v. Tex. Depât of Mental Health & Mental Retardation, 794 F.2d 1018, 1022 (5th Cir.1986) (âWhatever the significance of [the] speech ..., he was not seeking to alert the public to any actual or potential wrongdoing or breach of the public trust....â). The âmain thrustâ of the Memorandumâs content âtook the form of a private employee grievance.â Morgan, 6 F.3d at 755.
Given its form and context, Appellantsâ Memorandum did not relate to a matter of public concern. As to form, Appellants used the Memorandum as an internal channel through which they could, in their capacities as employees at the Center, relay to Dr. Lee-Barberâs supervisors and
Also, although not dispositive to our inquiry, Appellants made no attempt to make their concerns public. See id. at 754; Kurtz, 855 F.2d at 727. The issues outlined in the Memorandum were raised, discussed, investigated, and resolved privately, see Connick, 461 U.S. at 148 n. 8, 103 S.Ct. at 1691 n. 8, and without any intervention from or communication with outside persons or agencies, cf. Pickering, 391 U.S. at 564, 88 S.Ct. at 1732-33 (employee sent letter to local newspaper); Akins, 420 F.3d at 1304 (employee requested special meeting with public official); Maples, 858 F.2d at 1549 (employeeâs criticisms published in public report). Accordingly, the means by which Appellants communicated their concerns further supports that this was a private employee grievance.
V.
We find that the district court correctly concluded that the speech for which the Appellants seek First Amendment protection was made by them as employees and not as citizens, and on matters related to their employment and not public concern. Therefore, the district courtâs grant of summary judgment to Appellees is AFFIRMED.
. The Memorandum was jointly drafted, signed, and submitted by seven signatories using one voice. Drs. Moghaddam and Ale-mu, however, resigned from their positions at the Center prior to the reduction in force that was the impetus for the instant action. Appellants are the five remaining signatories and the only signatories asserting a claim for retaliation. Therefore, in the interests of clarity and continuity, we will refer to statements and assertions made in the Memorandum as being made by ''Appellantsâ rather than "the signatories.â
. On December 15, 2011, Drs. Alves, Arranz, Gunter, Moghaddam, and Reid submitted a complaint to the ODDEP. They complained that Clark and Walker "were biased, made inappropriate and/or insensitive comments, and [they] felt that due process was not offered to [either side]â during the investigation. They also alleged Dr. Lee-Barber had "creat[ed] a hostile work environment, unfairly enforce[ed] departmental policy, retaliated against some of the [staff] for taking their concerns to the Division leadership ..., discriminated against some of the employees due to their race and/or sexual identity, bullied, mobbed, and participated in favoritism.â Linda Nelson, Assistant Vice President for the ODDEP, investigated the psychologists' complaint. She found no evidence of racial discrimination and concluded that Clark and Walkerâs investigation was not conducted improperly.
. After the district court entered its order and prior to filing this appeal, Appellants filed a
. Following Pickering, our analysis of a public employee's claim that her employerâs disci
. Appellants request âcreditâ for statements within the Memorandum that the Memorandum "[was] not an employee grievanceâ and "not merely [a compilation of] employee grievances.â While we are required to view the facts in the light most favorable to Appellants as the nonmoving parties, Ave. CLO Fund, Ltd., 723 F.3d at 1294, such statements are not âfacts.â Rather, such statements are conclusions designed to have legally operative effects. See, e.g., Avirgan v. Hull, 932 F.2d 1572, 1577 (11th Cir.1991). While we appreciate Appellantsâ characterization of their speech, it is the province of the court to determine whether the Memorandum is an employee grievance. See, e.g., Moss, 782 F.3d at 618 (stating that both prongs of Garcetti are questions oflĂiw).
. If the speech at issue was Appellantsâ truthful testimony at the subject tenure revocation proceeding, Lane might require a conclusion different from the one that we reach today. However, Appellantsâ stated concern was Dr. Lee-Barberâs alleged "misuse of her authority and power in encouraging a certain level of participationâ in the revocation proceedings. Neither Appellantsâ testimony nor the proceedings themselves are discussed in the Memorandum.