Alabama Education Ass'n v. Bentley
In Re: Mike HUBBARD, Del Marsh, Bob Riley, Petitioners. Alabama Education Association, an Alabama Non-Profit Corporation, A-Vote, an Alabama Political Committee, Pam Hill, Jeff Breece, Chassity Smith, Et Al., Plaintiffs-Appellees, Asea, Et Al., Intervenor Plaintiffs-Appellees, v. Robert Bentley, in His Official Capacity as Governor of the State of Alabama and President of the State School Board, Defendant-Appellant, Joseph B. Morton, in His Official Capacity as Superintendent of Education, Et Al., Defendants, Del Marsh, Mike Hubbard, Bob Riley, Movants-Appellants. in Re Robert Bentley, Petitioner
Attorneys
William Glenn Parker, Jr., Andrew Lynn Brasher, James W. Davis, Margaret L. Fleming, Luther J. Strange, III, Alabama Attorney Generalâs Office, Montgomery, AL, Matthew Howard Lembke, Michael R. Pennington, Bradley Arant Boult Cummings, LLP, Birmingham, AL, for Petitioners Mike Hubbard, Del Marsh, and Bob Riley., Algert Swanson Agricola, Jr., Albert Linch Jordan, Susan Elaine McPherson, for Petitioner Robert Bentley., Edward Still, Edward Still Law Firm, LLC, Birmingham, AL, J. Cecil Gardner, The Gardner Firm, PC, Mobile, AL, Sam Heldman, The Gardner Firm, Washington, DC, Albert Swanson AgrĂcola, Jr., Ryals Donaldson & AgrĂcola, PC, Montgomery, AL, Andrew Clay Allen, John Mark White, White Arnold Dowd, PC, Birmingham, AL, J. R. Brooks, Taylor P. Brooks, William W. Sanderson, Jr., Lanier Ford Shaver & Payne, PC, Huntsville, AL, Julian D. Butler, Sirote & Permutt, PC, Huntsville, AL, Annary Cheatham, Cheatham & Associates, PLLC, Huntsville, AL, Joseph C. Espy, III, James Flynn Mozingo, Melton Espy & Williams, PC, Montgomery, AL, Matthew David Fridy, Susan Elaine McPherson, Albert Linch Jordan, Wallace Jordan Ratliff & Brandt, LLC, Birmingham, AL, Philip A. Hostak, Alice OâBrien, National Education Association, Office of General Counsel, Washington, DC, Rebekah Keith McKinney, Herman Austin Watson, Jr., Watson McKinney, LLP, Huntsville, AL, Robert D. Segall, Copeland Franco Screws & Gill, PA, Montgomery, AL, Gregory B. Stein, Stein & Pilcher, LLC, Fairhope, AL, Theron Stokes, Alabama Education Association, Montgomery, AL, for Respondents.
Full Opinion (html_with_citations)
In February 2011, the Alabama Education Association (AEA), a public-sector union, and related parties filed a 42 U.S.C. § 1983 lawsuit challenging the constitutionality of Alabama Act No. 2010-761 (codified at Ala.Code § 17-17-5) (Act 761). Act 761 âprohibits] a state or local government employee from arranging by payroll deduction or otherwise the payment of any contribution to an organization that uses any portion of those contributions for political activity.â Ala. Educ. Assân v. State Superintendent of Educ. (AEA I), 665 F.3d 1234, 1235 (11th Cir.2011) (quotation marks omitted). That prohibition alone, we have previously decided in another appeal involving this same lawsuit, is not a violation of the First Amendment. Id. at 1237; see Ysursa v. Pocatello Educ. Assân, 555 U.S. 353, 355, 129 S.Ct. 1093, 1096, 172 L.Ed.2d 770 (2009). And we have also already decided that Act 761, as interpreted by the Alabama Supreme Court, is not unconstitutionally overbroad or impermis-sibly vague. Ala. Educ. Assân v. State Superintendent of Educ. (AEA II), 746 F.3d 1135, 1139-10 (11th Cir.2014).
This appeal stems from another claim that AEA brought against Act 761, which is that it violates the First Amendment rights of AEA and its members because the subjective motivations of the lawmakers in passing the Act were to retaliate against AEA for its political speech on education policy. The specific issues before us arise from AEAâs pursuit of that claim through subpoenas seeking files of the Alabama Senate President Pro Tem- *1302 pore, the Speaker of the Alabama House of Representatives, the current Governor of Alabama, and the former governor. (For convenience, we will' refer to those four collectively as âthe four lawmakersâ even though two of them are or were governors.)
Before us now are the lawmakersâ petitions for writs of mandamus and their appeals, all challenging the district courtâs refusal to quash AEAâs subpoenas. We have two questions to answer: Do we have jurisdiction to hear the appeals? And, if so, did the district court abuse its discretion in refusing to quash AEAâs subpoenas? Our answers are yes, and yes.
I. Background and Procedural History
For several decades Alabama law facilitated public-sector unionsâ collection of membership dues by authorizing the use of government resources to deduct those dues from the paychecks of state and local government employees who permitted it. See, e.g., Ala.Code § 16-22-6(a); id. § 36-1-4.3. Under state law at the time there was no restriction on the purpose for which those withheld membership dues could be used by the unions. See id.
That changed in the wake of the November 2010 election when the Republicans captured both houses of the Alabama legislature for the first time since Reconstruction. The next month outgoing Republican Governor Bob Riley called a special session of the newly elected legislature to consider an ethics reform package. That special session produced Act 761. See Ala. Code § 17-17-5. Act 761 changed the Stateâs previous payroll deduction policies by prohibiting state and local public-sector employees from arranging, âby salary deduction or otherwise,â for: (1) payments of dues to a membership organization that âuses any portion of the dues for political activity,â or (2) payments to a political action committee. 1 Id. § 17 â 17â5(b)(1). As a result, public-sector unions like AEA were forced to choose between using state payroll deduction procedures to collect their membership dues and using their membership dues to fund political activity. 2
In an attempt to avoid having to make that choice, AEA filed its § 1983 lawsuit before Act 761 went into effect, challenging the Act as unconstitutional on several grounds. The named plaintiffs are AEA, A-YOTE (the political action committee associated with AEA), and six AEA members. (For brevityâs sake, we are referring to them collectively as âAEA.â)
The complaint asserted that Act 761 violated AEAâs constitutional rights to due process, equal protection, freedom of speech, and freedom of association. It named as defendants several state government officials in charge of enforcing Act 761, including current Governor Robert Bentley, the Alabama Comptroller, and the Alabama Finance Director. AEA sought a declaratory judgment that the Act was unconstitutional, an injunction barring implementation and enforcement of the Act, as well as attorneyâs fees and costs.
*1303 The district court granted .a preliminary injunction in March 2011 barring enforcement of Act 761. Ala. Educ. Assân v. Bentley, 788 F.Supp.2d 1283, 1328 (N.D.Ala.2011). The court did so based on AEAâs claim that the Act was vague and overbroad in violation of the First Amendment. Id. at 1310-28. The defendants appealed, and a different panel of this Court (1) narrowed the scope of the injunction to permit enforcement of the Act in a manner consistent with the restriction on payroll deductions that was approved by the Supreme Court in Ysursa, and (2) certified two questions to the Supreme Court of Alabama about the scope of Act 761. AEA I, 665 F.3d at 1237-39.
After the Supreme Court of Alabama answered the certified questions, see Superintendent of Educ. v. Ala. Educ. Assân, 144 So.3d 265, 278 (Ala.2013), this Court held that Act 761 was neither overbroad nor void for vagueness, reversed the district courtâs order granting the preliminary injunction, and remanded the case for further proceedings consistent with its opinion, AEA II, 746 F.3d at 1140. That opinion was issued in February 2014.
Meanwhile, back in April 2012, the district court had entered an order allowing AEA to proceed with discovery on the claims that were not the basis for the preliminary injunction and, as a result, were not involved in the pending appeal. 3 In June 2012, the defendants moved to dismiss all of those remaining claims.
That same month, AEA served the subpoenas that led to these appeals. Those subpoenas went to, among others, Governor Bentley, former Governor Bob Riley, Alabama House of Representatives Speaker Mike Hubbard, and Alabama Senate President Pro Tempore Del Marsh. The subpoenas sought production of six categories of documents relating to; the contents and passage of Act 761, any similar proposals to stop payroll deductions and collection of dues for employee organizations, as well as any communications regarding AEA and the other plaintiffs in the lawsuit. 4 The three who received subpoenas who were not defendants in the lawsuitâ *1304 former Governor' Riley, Representative Hubbard, and Senator Marsh â promptly filed motions to quash the subpoenas, claiming various governmental privileges, including their legislative privileges. The district court held those motions in abeyance and stayed discovery pending its ruling on the defendantsâ motions to dismiss.
In August 2012, the district court granted the defendantsâ motions to dismiss AEAâs claims that were based on equal protection, viewpoint discrimination, and unconstitutional condition theories. It also dismissed Governor Bentley as a party to the lawsuit after AEA conceded that he was not a proper defendant.
Only one of AEAâs claims survived against the remaining defendants and it was one that was not explicitly stated in the complaint. The surviving claim asserted that Act 761 was an unconstitutional act of governmental retaliation against AEA for its past acts of political expression. 5 Under this retaliation theory, AEA claimed that Act 761 was an act of political retribution against AEA for its past opposition to education policy proposals by Governor Riley and other Alabama Republicans. The district court concluded that this was a viable enough claim to proceed past the motion to dismiss stage in light of our decision in Georgia Assân of Educators v. Gwinnett County School District, 856 F.2d 142, 144-45 (11th Cir.1988).
The Gwinnett County decision does not specify what plaintiffs must prove to establish that an elimination of automatic payroll deductions amounts to unconstitutional retaliation. See id. In its reasoning, the district court filled that gap by borrowing from two of our decisions involving retaliation claims brought by students against state educational institutions. See Castle v. Appalachian Tech. Coll., 631 F.3d 1194, 1197 (11th Cir.2011) (outlining the elements of a First Amendment retaliation claim in assessing a nursing studentâs claim that she was suspended for reporting one of her supervisors for falsifying attendance records); Keeton v. Anderson-Wiley, 664 F.3d 865, 877-78 (11th Cir.2011) (doing the same in assessing a graduate studentâs claim she was subjected to a âremediation planâ after she expressed her personal religious beliefs). The court concluded that AEA had to establish all of the following: (1) its speech was constitutionally protected; (2) the elimination of payroll deductions would likely deter persons of ordinary firmness from engaging in such speech; (3) there was a. causal relationship between Act 761 and AEAâs past political expression; and (4) the lawmakers who passed Act 761 were âsubjectively motivatedâ by AEAâs political expression. The defendants filed a motion asking the district court to certify an interlocutory appeal of the issue of whether the complaint did state a viable claim for relief on a First Amendment violation based on a retaliation theory, see 28 U.S.C. § 1292(b), but the district court declined to do so.
In August 2012, Governor Bentley, who was no longer a party to the lawsuit, filed a motion to quash the subpoena directed to him. Like the other three lawmakers who had filed motions to quash, Governor Bentley asserted that various governmental privileges, including his legislative privilege, exempted him from having to respond the subpoena.
In January 2013, the district court denied all four lawmakersâ motions to quash. The courtâs order extensively discussed the various privileges asserted by the four law *1305 makers, but it based its ruling on what it believed to be the lawmakersâ failure to properly assert those privileges. The court relied on a Third Circuit decision to conclude that there were four requirements for invoking the privileges that the lawmakers had asserted. See United States v. OâNeill, 619 F.2d 222, 226 (3d Cir.1980). The court ruled that all of the lawmakers had failed to meet any of the four requirements for asserting any of the privileges they had asserted. It ordered each of them to âprovide full and complete responses to the subpoenasâ by February 1, 2013.
The lawmakers then sought review by this Court, filing petitions for writs of mandamus, see 28 U.S.C. § 1651, and appeals under 28 U.S.C. § 1291. We issued an order that: (1) consolidated into a single appeal all of the mandamus petitions and appeals, and (2) stayed the district courtâs production order pending our decision. In the meantime, AEA has received documents the lawmakers do not contend are privileged but none of the documents that they contend are privileged.
II. Appellate Jurisdiction
The lawmakers filed their appeals under 28 U.S.C. § 1291, which grants us âjurisdiction of appeals from all final decisions of the district courts of the United States.â A âfinal decisionâ is usually a final judgment or similar order âby which a district court disassociates itself from a case.â Swint v. Chambers Cnty. Commân, 514 U.S. 35, 42, 115 S.Ct. 1203, 1208, 131 L.Ed.2d 60 (1995). The collateral order doctrine, however, recognizes âa small category of decisions that, although they do not end the litigation, must nonetheless be considered âfinal.â â Id. (quoting Cohen v. Beneficial Indus. Loan Corp., 337 U.S. 541, 546, 69 S.Ct. 1221, 1225-26, 93 L.Ed. 1528 (1949)).
It is the law of this circuit that one who unsuccessfully asserts a governmental privilege may immediately appeal a discovery order where he is not a party to the lawsuit. Branch v. Phillips Petroleum Co., 638 F.2d 873, 879 (5th Cir. Unit A March 5, 1981) 6 (holding, in a case in which the government was not a party, that circuit precedent âextends the right of immediate appeal to the government even when it is itself in custody of the subpoenaed materialâ); Cates v. LTV Aerospace Corp., 480 F.2d 620, 622 (5th Cir.1973) (â[Discovery orders may be appealable when an executive privilege is involved and the executive or governmental agency is not a party to the lawsuit.â); Carr v. Monroe Mfg. Co., 431 F.2d 384, 387 (5th Cir.1970) (â[Discovery orders may be appeal-able where a governmental privilege is asserted and the government is not a party to the suit.â). Our precedent is clear that government officials may appeal from the discovery order itself without waiting for contempt proceedings to be brought against them. See Branch, 638 F.2d at 878-79.
The four lawmakers who have moved to quash the subpoenas are all present or former government officials whom the district court has ordered to produce documents in spite of their assertion of various governmental privileges. None of the four lawmakers is a party to the lawsuit and neither are their agencies or the State of Alabama itself. Under our circuit precedent, they may immediately appeal the district courtâs discovery order.
AEA argues that our precedent should be read as permitting âa pre-con- *1306 tempt appeal only where it is the government itself that claims the privilege.â That position cannot be squared with our Cates decision, which held that executive officials â not just government entitiesâ may immediately appeal a discovery order denying a claim of executive privilege. See Cates, 480 F.2d at 622 (holding that âdiscovery orders may be appealable when an executive privilege is involved and the executive or governmental agency is not a party to the lawsuitâ). Since a government official can immediately appeal the rejection of a claim of executive privilege without the government itself being a party, it would be inconsistent to hold that a government official cannot immediately appeal the rejection of a claim of legislative privilege unless the government is a party. No difference between executive and legislative privilege would justify that inconsistency.
Recognizing the problem its position faces, AEA argues that our prior precedent permitting government officials to immediately appeal the denial of motions to quash based on assertions of governmental privilege has been overruled by the Supreme Courtâs decision in Mohawk Industries, Inc. v. Carpenter, 558 U.S. 100, 130 S.Ct. 599, 175 L.Ed.2d 458 (2009). 7 That decision held that âthe collateral order doctrine does not extend to disclosure orders adverse to the attorney-client privilege.â Id. at 114,130 S.Ct. at 609. It said nothing about the kind of governmental privileges asserted here or any governmental privilege for that matter. Nor did it alter the scope of the collateral order doctrine. Mohawk is not the kind of âclearly on pointâ Supreme Court precedent that is required to overrule our' prior panel precedent. See Garrett v. Univ. of Ala. at Birmingham Bd. of Trustees, 344 F.3d 1288, 1292 (11th Cir.2003); see also Branch, 638 F.2d at 878-79 (holding that our decisions allowing government officials to seek immediate appeal of discovery orders were still viable after a Supreme Court decision holding that private individuals cannot seek immediate appeal from discovery orders compelling the production of documents). We mijst follow our-precedent âunless and until it is overruled or undermined to the point of abrogation by the Supreme Court or by this court sitting en banc.â United States v. Archer, 531 F.3d 1347, 1352 (11th Cir.2008); United States v. Chubbuck, 252 F.3d 1300, 1305 n. 7 (11th Cir.2001) (<cWe are not at liberty to disregard binding case law that is so closely on point and has been only weakened, rather than directly overruled, by the Supreme Court.â) (quotation marks omitted); *1307 NLRB v. Datapoint Corp., 642 F.2d 123, 129 (5th Cir. Unit A April 8, 1981) (âWithout a clearly contrary opinion of the Supreme Court or of this court sitting en banc, we cannot overrule a decision of a prior panel of this court....â). Neither Cates, nor Branch, nor Carr has been overruled or undermined to the point of abrogation by a Supreme Court decision.
For these reasons, we have jurisdiction to review the denial of the motions to quash the subpoenas. 8
III. The Merits of the Appeals
Now for the merits of the appeals. Under Federal Rule of Civil Procedure 45, a district court âmust quash or modify a subpoena that ... requires'disclosure of privileged or other protected matter.â Fed.R.Civ.P. 45(d)(3)(A)(iii). 9 The federal courts have the authority and duty to recognize claims of privilege that are valid under federal common law. Fed. R.Evid. 501. To assert a privilege claim, a person âmust: (i) expressly make the claim; and (ii) describe the nature of the withheld documents ... in a manner that ... will enable the parties to assess the claim.â Fed.R.Civ.P. 45(e)(2)(A). We review a district courtâs decision on whether to quash a subpoena only for an abuse of discretion. See Ariel v. Jones, 693 F.2d 1058, 1060 (11th Cir.1982). A ruling based on an error of law or one that reflects a clear error of judgment is an abuse of discretion. See FTC v. Natâl Urological Grp., Inc., 785 F.3d 477, 481 (11th Cir. 2015) (explaining that a district court abuses its discretion when it âapplies an incorrect legal standard, [or] applies the law in an unreasonable or incorrect mannerâ) (quotation marks omitted); Ameritas Variable Life Ins. Co. v. Roach, 411 F.3d 1328, 1330 (11th Cir.2005) (â[W]e will leave undisturbed a district courtâs ruling unless we find that the district court has made a clear error of judgment, or has applied the wrong legal standard.â); SunAmerica Corp. v. Sun Life Assurance Co. of Canada, 77 F.3d 1325, 1333 (11th Cir.1996) (holding that committing a âclear error of judgmentâ or applying âan incorrect legal standardâ is an abuse of discretion).
While each of the four lawmakers asserted multiple privileges as grounds for quashing the AEA subpoena directed to him, we need address only the legislative privilege, which all of them raised. They argued that the only purpose of AEAâs subpoenas was to uncover evidence of their motivations for passing Act 761 and that the legislative privilege shields them from such inquiries.
The legislative privilege is important. It has deep roots in federal common law. See Tenney v. Brandhove, 341 U.S. 367, 372, 71 S.Ct. 783, 786, 95 L.Ed. 1019 (1951) (recognizing â[t]he privilege of legislators to be free from arrest or civil process for what they do or say in legislative proceedingsâ); see also United States v. Gillock, 445 U.S. 360, 372 n. 10, 100 S.Ct. 1185, 1193 n. 10, 63 L.Ed.2d 454 (1980) (noting that Tenney âwas grounded *1308 on its interpretation of federal common lawâ). The privilege protects the legislative process itself, and therefore covers both governorsâ and legislatorsâ actions in the proposal, formulation, and passage of legislation. See Tenney, 341 U.S. at 372, 376, 71 S.Ct. at 786, 788 (recognizing a legislative privilege for state legislators when acting âin the sphere, of legitimate legislative activityâ); Reeder v. Madigan, 780 F.3d 799, 800, 805 (7th Cir.2015) (affirming the legislative privilege of state representatives and senators); see also Womenâs Emergency Network v. Bush, 323 F.3d 937, 950 (11th Cir.2003) (holding that Floridaâs governor was protected by legislative immunity when signing a bill into law); Baraka v. McGreevey, 481 F.3d 187, 196-97 (3d Cir.2007) (holding that a governor falls within the sphere of legislative activity when âadvocating and promoting legislationâ). And it does not matter to the existence of the legislative privilege that the four lawmakers were not parties to AEAâs lawsuit. The privilege âapplies whether or not the legislators themselves have been sued.â EEOC v. Wash. Suburban Sanitary Commân, 631 F.3d 174, 181 (4th Cir.2011); see MINPECO, S.A. v. Conticommodity Servs., Inc., 844 F.2d 856, 859 (D.C.Cir.1988).
The district court did not rule that a validly asserted legislative privilege would not provide a defense against the production of subpoenaed documents. Instead, the court ruled that the lawmakers had forfeited their privileges, including their legislative privileges, by failing to properly assert them. In reaching that ruling, the district court relied heavily on a Third Circuit decision that imposed four requirements for assertion of claims of governmental privilege. See United States v. OâNeill, 619 F.2d 222, 226 (3d Cir.1980). According to that decision, those four requirements are: (1) the government official invoking the privilege âmust personally review the material,â (2) the official must provide âa specific designation and description of the documents claimed to be privileged,â (3) the official must provide âprecise and certain reasons for preservingâ the confidentiality of the documents, and (4) the claim usually âmust be raised by affidavit.â See id. at 226 (quotation marks omitted). The district court concluded that, because the four lawmakers had not met any of the four requirements announced in that Third Circuit decision, they had failed to properly assert their legislative privileges against AEAâs subpoenas and had thereby lost the right to assert them.
That was an error of law, and therefore an abuse of discretion, because none of those four requirements provides a proper basis for denying the kind of legislative privilege claims raised in the circumstances that exist in this case. See Natâl Urological Grp., 785 F.3d at 481. Two of the requirements are contrary to this circuitâs precedent, and the other two are inappropriate given the circumstances.
A.
Denying the lawmakersâ legislative privilege claims based on the first and fourth prerequisites â that the lawmakers personally review the documents and raise their claims by affidavit â violates this Courtâs precedent. The Branch decision expressly held that such formal technicalities are not a proper basis for denying an otherwise proper claim of governmental privilege if the grounds for assertion of the privilege are adequately presented to the district court, 638 F.2d at 882-83, as they were here.
In Branch a Title VII defendant subpoenaed documents from the EEOCâs Houston district office, and fhe director of that office refused to produce them on the ground that they were protected by an â âexecutiveâ or âofficial informationâ privi *1309 lege.â Id. at 876-77, 879. In the appeal from the district courtâs order compelling production of the documents, the defendant company argued that the EEOC âha[d] not properly invoked the privilege.â Id. at 882. Its position relied on the Supreme Courtâs statement in United States v. Reynolds that, in order to properly invoke a governmental privilege, ââ[tjhere must be a formal claim of privilege, lodged by the head of the department which has control over the matter, after actual personal consideration [by] that officer.â â Branch, 638 F.2d at 882 (quoting United States v. Reynolds, 345 U.S. 1, 7-8, 73 S.Ct. 528, 532, 97 L.Ed. 727 (1953)).
The Branch court explained that the purpose of such procedural prerequisites is simply âto insure that subordinate officials do not lightly or mistakenly invoke the governmentâs privilege in circumstances not warranting its application,â and it held that so long as there is âsufficient complianceâ to satisfy that goal, the privilege should be honored. Id. at 882-83. In Branch, it was enough that the director of the Houston office: (1) consulted with the office of the General Counsel at the EEOC, and (2) âmade the [EEOCâs] objections to disclosure and its basis for them known to the court in written responses to questions accompanying the subpoena itself.â Id. at 883.
Here, the four lawmakersâ motions to quash were sufficiently compliant with Reynolds to invoke the' legislative privilege. They are, after all, the Governor of Alabama, the former governor, the President Pro Tempore of the Alabama Senate, and the Speaker of the Alabama House of Representatives. None of them are âsubordinate officials.â See Branch, 638 F.2d at 882. They each unquestionably hold their own legislative privilege. See Reeder, 780 F.3d at 805; Womenâs Emergency Network, 323 F.3d at 950; Baraka, 481 F.3d at 196-97. The four invoked their privileges through their counsel, just as the EEOC had invoked its privilege through the director of its Houston office. See Branch, 638 F.2d at 883. And the lawmakersâ counsel made their privilege claims known through written motions to quash, which are akin to the written responses in Branch. See id. No affidavits or confirmations that the lawmakers had personally reviewed the documents were required.
By overlooking the Branch decision, which is binding precedent, and instead following the Third Circuitâs OâNeill decision, which is not, the district court inadvertently transgressed the fundamental rule that courts of this circuit are bound by the precedent of this circuit. See Generali v. DâAmico, 766 F.2d 485, 489 (11th Cir.1985).
B.
Denying the lawmakersâ legislative privilege claims based on the other two requirements â that the privileged documents be specifically designated and described, and that precise and certain reasons for preserving confidentiality be given â was also an error of law. Rule 45 requires only enough description and precision to âenable the parties to assess the claim.â Fed.R.Civ.P. 45(e)(2)(A)(ii). Given the purpose of the legislative privilege, the nature of AEAâs only remaining legal claim, and the sole purpose of the subpoena in light of that claim, there was more than enough under Rule 45 to assess the claim of privilege and to compel the granting of the motions to quash. 10
*1310 The legislative privilege âprotects against inquiry into acts that occur in the regular course of the legislative process and into the motivation for those acts.â United States v. Brewster, 408 U.S. 501, 525, 92 S.Ct. 2531, 2544, 33 L.Ed.2d 507 (1972) (emphasis added); 11 see Tenney, 341 U.S. at 377, 71 S.Ct. at 788 (declaring âthat it [i]s not consonant with our scheme of government for a court to inquire into the motives of legislatorsâ). One of the privilegeâs principle purposes is to ensure that lawmakers are allowed to âfocus on their public duties.â Wash. Suburban Sanitary Commân, 631 F.3d at 181; cf. Eastland v. U.S. Servicemenâs Fund, 421 U.S. 491, 503, 95 S.Ct. 1813, 1821, 44 L.Ed.2d 324 (1975) (explaining that the Speech or Debate Clause ensures that civil litigation will not âcreate[] a distraction and force[ ] Members to divert their time, energy, and attention from their legislative tasks to defend the litigationâ). That is why the privilege extends to discovery requests, even when the lawmaker is not a named party in the suit: complying with such requests detracts from the performance of official duties. See Wash. Suburban Sanitary Commân, 631 F.3d at 181; MINPECO, 844 F.2d at 859 (âA litigant does not have to name members or their staffs as parties to a suit in order to distract them from their legislative work. Discovery procedures can prove just as intrusive.â). The privilege applies with full force against requests for information about the motives for legislative votes and legislative enactments.
And â this is important â that was the only purpose left for the subpoenas when the district court denied the motion to quash. Their sole reason for existing was to probeâ the subjective motivations of the legislators who supported Act 761. All of AEAâs claims had been dismissed, except the retaliation claim. See supra Part I. The core of a First Amendment retaliation claim, its factual heart, is the subjective motivation to retaliate. See supra Part I (describing how the district courtâs order required the plaintiffs to establish that the lawmakers who passed Act 761 were âsubjectively motivatedâ by political retribution); see also Walker v. Schwalbe, 112 F.3d 1127, 1133 (11th Cir.1997) (explaining that â[t]he government officialâs state of mindâ is an essential element of a First Amendment retaliation claim). So at the time the district court ruled on the motions to quash, AEAâs lawsuit was by definition an âinquiry into acts that occur in the regular course of the legislative process and into the motivation for those acts.â See Brewster, 408 U.S. at 525, 92 S.Ct. at 2544 (emphasis added). The subpoenasâ only purpose was to support the lawsuitâs inquiry into the motivation behind Act 761, an inquiry that strikes at the heart of the legislative privilege. See id.-, see also Brown & Williamson Tobacco Corp. v. Williams, 62 F.3d 408, 416 (D.C.Cir.1995) (explaining that the privilege applies âwhen the action complained of falls within the legislative sphereâ).
*1311 To put it another way, the factual heart of the retaliation claim and the scope of the legislative privilege were one and the same: the subjective motivations of those acting in a legislative capacity. Any material, documents, or information that did not go to legislative motive was irrelevant to the retaliation claim, while any that did go to legislative motive was covered by the legislative privilege. That was not the ease in the Third Circuitâs OâNeill decision. See supra note 10. Some of the relevant information sought by the subpoenas in the OâNeill case could have been outside of any asserted privilege. None of the relevant information sought in this case could have been outside of the legislative privilege.
Because the only remaining claim in AEAâs lawsuit struck at the heart of the legislative privilege, and none of the information sought could have been outside the privilege, there was no need for the lawmakers to peruse the subpoenaed docu--ments, to specifically designate and describe which documents were covered by the legislative privilege, or to explain why the privilege applied, to those documents. See Fed.R.Civ.P. 45(e)(2)(A)(ii) (requiring only that the privilege claim contain enough detail to âenable the parties to assess the claimâ). It was enough to point out, as the lawmakers did, that the only purpose of the subpoenas was to further AEAâs inquiry into the lawmakersâ motivations for Act 761 and that their legislative privileges exempted them from such inquiries. Cf. Brown & Williamson Tobacco Corp., 62 F.3d at 419 (explaining that, in cases where nonparty lawmakers moved to quash subpoenas based on legislative privilege, âthe only question was whether the subpoenas inquired into legislative conductâ). To insist on unnecessary detail and procedures, as the district court did, would undermine a primary purpose of the legislative privilege â shielding lawmakers from the distraction created by inquiries into the regular course of the legislative process. See Brewster, 408 U.S. at 525, 92 S.Ct. at 2544; Wash. Suburban Sanitary Commân, 631 F.3d at 181; MINPECO, 844 F.2d at 859. Given the circumstances here, the lawmakersâ motions to quash .were sufficient to invoke their legislative privileges. 12
We need not decide in this case whether a document-by-document invocation of the legislative privilege would be required in a different case, one where the documents are requested to support a claim that is not at its core and in its entirety an inquiry into the subjective motivation that lawmakers had in passing legislation.
C.
AEA argues that, even if the four lawmakers did properly assert their legislative privileges here, and even if those privileges would otherwise apply, they must yield to AEAâs interest in vindicating its First Amendment rights. To be sure, a state lawmakerâs legislative privilege must yield in some circumstances where necessary to vindicate important federal interests such as âthe enforcement of federal criminal statutes.â Gillock, 445 U.S. at 373, 100 S.Ct. at 1193. But the Supreme Court has explained that, for purposes of *1312 the legislative privilege, there is a fundamental difference between civil actions by private plaintiffs and criminal prosecutions by the federal government. See id. at 372-73, 100 S.Ct. at 1193 (â[I]n protecting the independence of state legislators, Ten-ney and subsequent cases on official immunity have drawn the line at civil actionsâ). This is not a federal criminal investigation or prosecution.
AEAâs subpoenas do not serve an important federal interest. Donât misunderstand us. We are not saying that enforcing the First Amendment is not an important federal interest or that it does not protect important constitutional values. Obviously it is and does. What we are saying is that, as a matter of law, the First Amendment does not support the kind of claim AEA makes here: a challenge to an otherwise constitutional statute based on the subjective motivations of the lawmakers who passed it. 13 And because the specific claim asserted does not legitimately further an important federal interest in this context, the legislative privileges must be honored and the subpoenas quashed.
1.
In United States v. OâBrien, the Supreme Court held that, as a âprinciple of constitutional law,â courts cannot âstrike down an otherwise constitutional statute on the basis of an alleged illicit legislative motive.â 391 U.S. 367, 383, 88 S.Ct. 1673, 1682, 20 L.Ed.2d 672 (1968). The plaintiff in OâBrien had challenged a congressional statute on free-speech grounds by citing from the legislative history statements of three Congressmen and then using those statements to argue that âthe âpurposeâ of Congressâ in passing the statute âwas âto suppress freedom of speech.â â See id. at 382-83, 385-86, 88 S.Ct. at 1682, 1683-84. The Supreme Court rejected the challenge outright, citing the âfundamental principle of constitutional adjudicationâ that courts may not âvoid a statute that is, under well-settled criteria, constitutional on its face, on the basis of what fewer than a handful of Congressmen said about it.â 14 Id. at 383-84, 88 S.Ct. at 1682-83; see also Arizona v. California, 283 U.S. 423, 455, 51 S.Ct. 522, 526, 75 L.Ed. 1154 (1931) (âInto the motives which induced members of Congress to enact the [statute], this court may not inquire.â).
This Courtâs precedent applying OâBrien recognizes that, when a statute is facially constitutional, a plaintiff cannot bring a free-speech challenge by claiming that the lawmakers who passed it acted with a constitutionally impermissible purpose. We have held that many times. See, e.g., Artistic Entmât, Inc. v. City of Warner Robins, 223 F.3d 1306, 1309 (11th Cir.2000) (stating that, in a free-speech challenge to a city ordinance, courts âwill ânot strike down an otherwise constitutional statute on the basis of an alleged legislative illicit motive.â â) (quoting OâBrien, 391 U.S. at 383, 88 S.Ct. at 1682); Int'l Food & Beverage Sys. v. City of Fort Lauderdale, 794 F.2d 1520, 1525 (11th Cir.1986) (ex *1313 plaining, while rejecting a free-speech challenge to a city ordinance, that âUnited States v. OâBrien teaches against striking down otherwise constitutional legislation on the basis of a speculated illicit legislative motive.â) (citation omitted).
The OâBrien rule applies here because Act 761 does not, on its face, impinge on any constitutional rights. As this Court has already held, Act 761 âonly declines to promote speech, rather than abridging it,â and therefore âdoes not implicate any constitutionally protected conduct.â AEA II, 746 F.3d at 1139. So the statute is facially constitutional. The only basis for AEAâs retaliation claim is the alleged retaliatory motive that Alabamaâs lawmakers had when passing Act 761. See supra Part I. That is precisely the challenge that OâBrien, and our decisions following it, foreclose. See 391 U.S. at 382-86, 88 S.Ct. at 1682-84.
We are not the first circuit to address whether OâBrien applies in this context. Every other circuit that has addressed the issue has also held that OâBrien bars First Amendment retaliation claims against legislation eliminating state-sponsored collection of union dues through payroll deductions. See Bailey v. Callaghan, 715 F.3d 956, 960 (6th Cir.2013) (rejecting a teachers unionâs First Amendment retaliation claim challenging Michiganâs elimination of state-sponsored collection of union dues through payroll deductions); Wis. Educ. Assân Council v. Walker, 705 F.3d 640, 649-53 (7th Cir.2013) (rejecting the First Amendment retaliation claim by several public-sector unions against Wisconsinâs elimination of its state-sponsored collection of union dues through payroll deductions); S.C. Educ. Assân v. Campbell, 883 F.2d 1251, 1257-59 (4th Cir.1989) (rejecting a teachers unionâs First Amendment retaliation claim challenging South Carolinaâs elimination of its state-sponsored collection of union dues through payroll deductions). Another circuit has held that OâBrien bars similar retaliation claims against facially constitutional statutes generally. See Planned Parenthood of Kansas & Mid-Missouri v. Moser, 747 F.3d 814, 820, 840-41 (10th Cir.2014) (rejecting a local Planned Parenthood chapterâs retaliation claim challenging Kansasâ elimination of healthcare appropriations that are not for public entities or nonpublic hospitals). We agree with the Fourth, Sixth, Seventh, and Tenth Circuits. And, of course, we are bound to follow OâBrien itself.
Because AEA has not presented a cognizable First Amendment claim, there is no âimportant federal interest ] at stakeâ in this case to justify intruding upon the lawmakersâ legislative privileges. See Gillock, 445 U.S. at 373, 100 S.Ct. 1185. The lawmakersâ motions to quash are therefore due to be granted.
2.
The only decision AEA cites to support its position that a First Amendment retaliation claim will support an inquiry into the subjective motives of the legislators who supported enactment of a facially constitutional law is our own Gwinnett County decision. See 856 F.2d at 144-45. And in denying the motion to dismiss this claim, the district court was convinced that the question of whether the First Amendment supports a retaliation claim against an otherwise constitutional statute is âcontrolled by the binding precedent of the Eleventh Circuit in the Gwinnett County case.â That district court ruling itself is not directly before us in this appeal because the court denied the defendantsâ 28 U.S.C. § 1292(b) motion for certification of the ruling, which would have permitted an interlocutory appeal. See supra Part I.
But, then again, the same issue the district court ruled on in denying the motion *1314 to dismiss the claim is indirectly before us because it bears directly on the question of whether there is a strong federal interest that would be impeded by applying the legislative privilege to block the subpoenas. See Gillock, 445 U.S. at 373, 100 S.Ct. at 1193 (explaining that a court must determine whether there is an important federal interest at stake in deciding whether the legislative privilege should be applied). If the OâBrien rule forecloses AEAâs First Amendment retaliation claim, then there is no strong federal interest that outweighs the interests behind the legislative privilege. If, on the other hand, Gwinnett County establishes the legal legitimacy of the claim, the question is a different one.
What our decision in Gwinnett County means, and whether it is distinguishable, is a question of law that we decide de novo. See Locke v. Shore, 634 F.3d 1185, 1191 (11th Cir.2011). It is distinguishable. The facts of that case limit the holding of the decision to acts of governmental retaliation that explicitly single out a specific group. In that case, a school board adopted its superintendentâs recommendation to terminate the automatic payroll deduction of membership dues for members of the^ Georgia Association of Educators (GAE) and its local affiliate, the Gwinnett County Association of Educators (GCAE). 856 F.2d at 143-44. The recommendation came after the superintendent clashed with the GCAE over its representation of school system employees before the board and its affiliation with the National Education Association. Id. at 144 & n. 1. The board members admitted that they had terminated the payroll dues deduction services for those reasons. Id. at 144. This Court held that â despite the fact that the teachers union had no constitutional right to automatic payroll deduction of membership dues â the county board of education could not deny the unionâs members the benefit of that service as a âsanction[ ] for the expression of particular views it opposes.â Id. at 145 (quotation marks omitted).
The crucial fact in Gwinnett County is that the school board did not adopt a generally applicable policy â it specifically singled out âGAE-GCAE members.â 856 F.2d at 144 (â[T]he superintendent recommended that the Board terminate the dues deduction service for GAE-GCAE members, and the Board voted 4-1 to accept the recommendation.â) (footnote omitted). That fact made OâBrien inapplicable because the OâBrien rule applies only where the law at issue is âconstitutional on its face.â 391 U.S. at 384, 88 S.Ct. at 1683. The holding of Gwinnett County, therefore does not implicate the OâBrien rule, nor does it extend to cases involving generally applicable laws â such as Act 761 â because âjudicial decisions cannot make law beyond the facts of the cases in which those decisions are announced.â Watts v. BellSouth Telecomms., Inc., 316 F.3d 1203, 1207 (11th Cir.2003); Edwards v. Prime, Inc., 602 F.3d 1276, 1298 (11th Cir.2010) (â[Regardless of what a court says in its opinion, the decision can hold nothing beyond the facts of that ease.â); United States v. Aguillard, 217 F.3d 1319, 1321 (11th Cir.2000) (âThe holdings of a prior decision can reach only as far as the facts and circumstances presented to the Court in the case which produced that decision.â) (quotation marks omitted). 15 For these reasons, the OâBrien rule applies here, which means that AEA has no valid feder *1315 al claim to justify intruding upon the lawmakersâ legislative privileges.
IV. Conclusion
For the foregoing reasons, we reverse the district courtâs denial of the four lawmakersâ motions to quash. On remand, the motions to quash must be granted. And all remaining proceedings are to be conducted consistently with this opinion. Because we have resolved this appeal through the lawmakersâ appeals under 28 U.S.C. § 1291, we dismiss the petitions for writs of mandamus as moot.
In closing, we note that the district court on remand is not bound to adhere to its earlier order denying the lawmakersâ motion to dismiss AEAâs First Amendment retaliation claim. The court may revisit its order refusing to dismiss the retaliation claim because it has the authority to revisit any of its orders so long as final judgment has not yet been entered. See Culpepper v. Irwin Mortg. Corp., 491 F.3d 1260, 1271-72 (11th Cir.2007) (explaining that the law-of-the-case doctrine did not require the district court to adhere to an earlier ruling because, in light of a later circuit decision, the earlier ruling was âclearly erroneousâ and following it âwould work manifest injusticeâ) (quotation marks omitted); Murphy v. FDIC, 208 F.3d 959, 966 (11th Cir.2000) (explaining that the law-of-the-case doctrine âdoes not ... require rigid adherence to rulings made at an earlier stage of a case in all circumstancesâ); United States v. Williams, 728 F.2d 1402, 1406 (11th Cir.1984) (â[A] courtâs previous rulings may be reconsidered as long as the case remains within the jurisdiction of the district court.â); Robinson v. Parrish, 720 F.2d 1548, 1549-50 (11th Cir.1983) (explaining that, under the law-of-the-case doctrine, a district court is not obligated to ârigidly adhere to its own rulings in an earlier stage of a caseâ). It may wish to do so in light of what we have said about the crucial distinction between Gwinnett County and this case and in light of our discussion in Part III.C. of this opinion.
The order denying the motions to quash the subpoenas is REVERSED, the petitions for writs of mandamus are DISMISSED AS MOOT, and the case is REMANDED to the distript court for further proceedings consistent with this opinion.
. Subsection (b)(2) provides that the only way an organization can collect funds or dues from state or local public-sector employees is to certify that the payments will not be used for âpolitical activityââ and then submit evidence of its expenditures demonstrating that the payments were not used for "political activity.â Ala.Code § 17 â 17â5(b)(2).
. AEA represents "professional educators and education support personnel employed by the State of Alabama, the Department of Postsec-ondary Education (âDPEâ), Alabama four-year colleges and universities, postsecondary institutions (two-year colleges and trade and vocational training schools) that function under the supervision of the DPE, and local boards of education.â Ala. Educ. Assân v. Bentley, 788 F.Supp.2d 1283, 1291 (N.D.Ala.2011). That is why it had benefited so much from the pre-Act 761 payroll deduction law and policies. See, e.g., Ala.Code § 16-22-6(a).
. The district court concluded that it still had jurisdiction over those other claims because a notice of appeal does not divest a district court of jurisdiction over "collateral matters not affecting the questions presented on appeal,â and the other claims were "separate and distinctâ from the vagueness and over-breadth claims that were at issue in the interlocutory appeal. See Weaver v. Fla. Power & Light Co., 172 F.3d 771, 773 (11th Cir.1999).
. The subpoenas requested the following six categories of documents:
(1) All documents explaining the requirements of Act 761, including any cover letters showing who sent such documents;
(2) All drafts or proposals of any legislative bill, proposed rule, or proposed regulation to prohibit payroll deductions of dues or contributions to AEA or other organizations composed primarily of state or local government employees, or any political action committees associated with such organizations;
(3) All communications (including emails) sent or received that related to or concerned the bill that became Act 761 in the December 2010 special session;
(4) All documents and communications (including emails) from either 2009 or 2010 that "related to or concernedâ AEA, A-VOTE, the Alabama State Employees Association, SEA-PAC, Dr. Paul Hubbert, Dr. Joe Reed, or Edwin âMacâ McArthur;
(5) All documents and communications (including emails) received from the office of Governor Riley, the Comptroller, or the Finance Director that related to or concerned any proposal to stop payroll deductions that collect dues for membership organizations; and
(6) All documents and communications (including emails) received from the office of Governor Riley, the Comptroller, or the Finance Director that related to or concerned any proposal to stop contributions to political organizations through payroll deductions.
. There is no express retaliation claim in AEAâs complaint. The words "retaliationâ and "motivationâ do not appear anywhere in the complaint itself. AEA asserted the theory in the briefing on the motions to dismiss, pointing to factual allegations in the complaint that could arguably be read as supporting such a claim.
. In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir.1981) (en banc), we adopted as binding precedent all decisions of the former Fifth Circuit handed down before October 1, 1981.
. AEA buttresses its argument by citing the Seventh Circuitâs decision in Ott v. City of Milwaukee, 682 F.3d 552, 553-55 (7th Cir.2012), which applied Mohawk and held that nonparty state agencies cannot immediately appeal a discovery order and instead must appeal from a contempt citation. We are obviously bound to follow our own precedent instead of Seventh Circuit case law. See OSI, Inc. v. United States, 285 F.3d 947, 952 n. 3 (11th Cir.2002). And, in any event, Ott is distinguishable. It arose from an exonerated man's § 1983 lawsuit bringing wrongful conviction and incarceration claims against several Milwaukee police officers and the City of Milwaukee. 682 F.3d at 554. The subpoenas at issue were served on the Wisconsin Crime Laboratory and the Wisconsin Department of Corrections to obtain documents related to the DNA testing of the plaintiff. Id. The Seventh Circuit noted that there was "no risk of an unwarranted intrusion on state sovereigntyâ in requiring the state agencies to risk contempt citations because they "were acting as the agents of the Cityâs Police Department, and [the plaintiff's] suit against the City and its officers [fell] comfortably within federal authority.â Id. at 555. That is not what we have here. The four lawmakers never acted as the agents of the various state, county, and city officials named as defendants in AEAâs lawsuit. Nor does AEAâs lawsuit fall âcomfortably within federal authority.â See infra Part III.B-C.
. The Supreme Court recognized in Mohawk that mandamus may lie to review a district courtâs "disclosure order [that] amounts to a judicial usurpation of power or a clear abuse of discretion or otherwise works a manifest injustice.â 558 U.S. at 111, 130 S.Ct. at 607 (alteration omitted); see also id. at 112, 130 S.Ct. at 608. Given our holding that we have jurisdiction under § 1291, we need not decide whether this is one of those extraordinary circumstances where mandamus would lie.
. The district court ruled on the lawmakersâ motions to quash before the latest amendments to the Federal Rules of Civil Procedure took effect on December 1, 2013. The amendments did not change the substance of any of the provisions from Rule 45 that apply here, only the numbering of those provisions. To avoid confusion for future readers, we will use the post-2013 numbering.
. This case is materially distinguishable from the one that produced the Third Circuitâs OâNeill decision. The privilege at issue in that case was a vaguely asserted âqualified executive or governmental privilege,â not a legislative privilege. See 619 F.2d at 228. And the disputed subpoenas were meant to *1310 provide evidence for an investigation by the United States Commission on Civil Rights into allegations of police brutality by the cityâs police officers. .See id. at 224-25. An official federal investigation into potential abuses of federal civil rights is a far cry from a private lawsuit attacking a facially valid state statute by attempting to discover the subjective motivations of some of the legislative leaders and the governor who supported it.
. Though Brewster involved a former United States Senatorâs claim of legislative privilege under the Speech or Debate Clause, see 408 U.S. at 502, 507-08, 92 S.Ct. at 2532, 2535, it is well-established that state lawmakers possess a legislative privilege that is "similar in origin and rationale to that accorded Congressmen under the Speech or Debate Clause,â Supreme Court of Va. v. Consumers Union of U.S., Inc., 446 U.S. 719, 732, 100 S.Ct. 1967, 1974, 64 L.Ed.2d 641 (1980).
. What we have said in this Part applies as well to the district courtâs ruling that the lawmakers were required to personally review the documents and raise their privilege claims by affidavit. See supra Part III.A. Lawmakers do not need to personally review any documents or sign affidavits to âenable the parties to assess the claim[s],â Fed. R.Civ.P. 45(e)(2)(A)(ii), where the subpoena necessarily trenches upon the interests protected by the legislative privilege. The nature of AEAâs sole remaining claim defines the purpose of the subpoenas, which in turn answers the question of whether the privilege applies. .
. Our decision should not be read as deciding whether, and to what extent, the legislative privilege would apply to a subpoena in a private civil action based on a different kind of constitutional claim than the one AEA made here. We address only the issues that are before us.
. OâBrien acknowledged that there are limitations to this rule. See 391 U.S. at 383 n. 30, 88 S.Ct. at 1682 n. 30 (noting that "an inquiry into the legislative purposeâ is permissible where a law is challenged as a bill of attainder, as an ex post facto law, or on another ground that requires the court to determine whether the challenged statute is "penal in natureâ). Our discussion of the OâBrien rule is limited to the context before us: a free-speech retaliation challenge to an otherwise constitutional statute.
. To interpret Gwinnett County as applying to generally applicable acts would throw it into conflict with the Supreme Court's decision in O'Brien. Courts of appeal cannot, 'of course, overrule the Supreme Court. We have an obligation to construe our prior decisions to be consistent with Supreme Court precedent where possible.