McWhorter v. FAA
Citation88 F.4th 1317
Date Filed2023-12-20
Docket23-9506
Cited2 times
StatusPublished
Full Opinion (html_with_citations)
Appellate Case: 23-9506 Document: 010110971987 Date Filed: 12/20/2023 Page: 1
FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS December 20, 2023
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
BRUCE MCWHORTER,
Petitioner,
v. No. 23-9506
FEDERAL AVIATION
ADMINISTRATION, Michael Whitaker,
Administrator, â
Respondent.
_________________________________
Appeal from the Federal Aviation Administration
(FAA No. 2021NM030020)
_________________________________
Submitted on the briefs: â
Stephenson D. Emery, Williams, Porter, Day & Neville P.C., Casper, Wyoming, for
Petitioner.
Casey E. Gardner, Office of the Chief Counsel, Federal Aviation Administration,
Washington, D.C., for Respondent.
â
On October 27, 2023, Michael Whitaker became Administrator of the Federal
Aviation Administration, replacing former Acting Administrator Billy Nolen. By
operation of Federal Rule of Appellate Procedure 43(c)(2), Mr. Whitaker has been
substituted as the Respondent in this case.
â
After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist in the determination of
this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore
ordered submitted without oral argument.
Appellate Case: 23-9506 Document: 010110971987 Date Filed: 12/20/2023 Page: 2
_________________________________
Before BACHARACH, BRISCOE, and McHUGH, Circuit Judges.
_________________________________
McHUGH, Circuit Judge.
_________________________________
In July 2022, the Federal Aviation Administration (âFAAâ) revoked Bruce
McWhorterâs mechanics certification after learning he had not replaced certain
components of an aircraftâs engine despite having made a maintenance logbook entry
stating that he performed a âmajor overhaul[]â of the engine. Agency Record at 1â6.
Mr. McWhorter appealed the revocation order to an administrative law judge, who
affirmed the order. Mr. McWhorter then sought to appeal the administrative law
judgeâs decision to the National Transportation Safety Board (âNTSBâ). Although
Mr. McWhorter filed his notice of appeal with the NTSB on time, he failed to timely
serve the FAA with his notice of appeal. The FAA moved to dismiss
Mr. McWhorterâs appeal to the NTSB for failure to effect timely service on the FAA.
In response, Mr. McWhorterâs counsel described the shortcoming as an
âadministrative oversightâ because he âinadvertently failed to forward a copy of the
notice to the [FAA].â Id. at 614. The NTSB attributed Mr. McWhorterâs counselâs
shortcoming to Mr. McWhorter, concluded he lacked good cause for the delay in
service of process, and granted the FAAâs motion to dismiss on October 6, 2022.
On January 25, 2023â111 days after the NTSB issued its final orderâ
Mr. McWhorter petitioned for review of the NTSBâs dismissal of his appeal,
invoking this courtâs jurisdiction under 49 U.S.C. § 1153(b)(1). But, under that
2
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statute, absent âa reasonable groundâ for failing to do so, the âpetition must be filed
not later than 60 days after the order is issued.â Id.
Our decisional law, while unpublished and therefore nonprecedential, has
characterized the sixty-day time limit in § 1153(b) as âjurisdictional.â We take this
opportunity to clarify that § 1153(b)âs sixty-day time limit on seeking appellate
review is a claim-processing rule rather than a âjurisdictionalâ requirement. Stated
differently, a petitionerâs failure to comply with the time limits prescribed by
§ 1153(b) does not affect this courtâs jurisdiction to entertain such an appeal. Rather,
an untimely petition under that statute does no more than provide the FAA with a
basis to argue that this court should deny the petition. Exercising jurisdiction under
§ 1153(b), we conclude Mr. McWhorter has not established the existence of âa
reasonable groundâ for delay in filing his petition for review, and we deny his
petition as untimely.
I. JURISDICTION
Some thirty years ago, the Supreme Court instructed that a variety of
procedural prerequisites to the filing of certain claims and appealsâfor example, and
as relevant here, time limits on the ability to seek appellate review of final agency
ordersâif not met, divest federal courts of jurisdiction to hear such matters. See, e.g.,
Stone v. I.N.S., 514 U.S. 386, 405(1995) (â[S]tatutory provisions specifying the timing of review . . . are, as we have often stated, âmandatory and jurisdictional . . . .â (quoting Missouri v. Jenkins,495 U.S. 33, 45
(1990))).
3
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In more recent years, however, the Court has revisited its precedent
implicating this issue:
âJurisdiction,â this Court has observed, âis a word of many, too many,
meanings.â Steel Co. v. Citizens for Better Envât, 523 U.S. 83, 90
(1998). This Court, no less than other courts, has sometimes been
profligate in its use of the term. For example, this Court and others have
occasionally described a nonextendable time limit as âmandatory and
jurisdictional.â See, e.g., United States v. Robinson, 361 U.S. 220, 229
(1960). But in recent decisions, we have clarified that time
prescriptions, however emphatic, âare not properly typed
âjurisdictional.ââ Scarborough v. Principi, 541 U.S. 401, 414(2004). Arbaugh v. Y & H Corp.,546 U.S. 500, 510
(2006).
In policing this line, the Court has âemphasized the distinction between limits
on âthe classes of cases a court may entertain (subject-matter jurisdiction)â and
ânonjurisdictional claim-processing rules, which seek to promote the orderly progress
of litigation by requiring that the parties take certain procedural steps at certain
specified times.ââ Wilkins v. United States, 598 U.S. 152, 157(2023) (quoting Fort Bend Cnty. v. Davis,139 S. Ct. 1843, 1846
(2019)). Decisions that treat mere claim-
processing rules as âjurisdictional,â the Court has noted, may actually disrupt rather
than promote the orderly progress of litigation, because jurisdictional defects may be
raised at any stage of litigation and on appealâthat is, even after courts and the
parties devote substantial time and resources to the resolution of a dispute. See id. at
158 (âGiven this risk of disruption and waste that accompanies the jurisdictional
label, courts will not lightly apply it to procedures Congress enacted to keep things
running smoothly and efficiently.â).
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To avoid the risk of contravening the Congressional intent of such claim-
processing rules, we regard a procedural rule as âjurisdictionalâ only if âtraditional
tools of statutory construction . . . plainly show that Congress imbued a procedural
bar with jurisdictional consequences.â United States v. Wong, 575 U.S. 402, 410 (2015). Stated differently, courts may âtreat a procedural requirement as jurisdictional only if Congress âclearly statesâ that it is.â Wilkins,598 U.S. at 157
(quoting Boechler v. Commâr,142 S. Ct. 1493
, 1497 (2022)). Application of this rule has âmade plain that most time bars are nonjurisdictional.â 1Id.
at 158 (quoting
Wong, 575 U.S. at 410).
With respect to the lax application of the âjurisdictionalâ label in existing
precedent, âthe Supreme Court has instructed that âdrive-by jurisdictional
rulings . . .have no precedential effect.ââ Gad v. Kan. State Univ., 787 F.3d 1032,
1040(10th Cir. 2015) (quoting Steel Co.,523 U.S. at 91
). A âdrive-byâ jurisdictional ruling occurs when an opinion âsimply states that âthe court is dismissing âfor lack of jurisdictionâ when some threshold fact has not been established.ââ Wilkins,598 U.S. at 160
(quoting Arbaugh,546 U.S. at 511
).
1
In recent years, we have taken the opportunity to apply the Supreme Courtâs
modern framework to other statutory requirements we had once deemed
jurisdictional. See, e.g., Lincoln v. BNSF Ry. Co., 900 F.3d 1166, 1185 (10th Cir.
2018) (overruling precedent characterizing administrative exhaustion requirements as
jurisdictional, explaining that a failure to exhaust âmerely permits the [defendant] to
raise an affirmative defense of failure to exhaust but does not bar a federal court from
assuming jurisdiction over a claimâ).
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This appeal implicates precisely such a âdrive-byâ jurisdictional ruling. In
Nadal v. Federal Aviation Administration, 276 F. Appâx 780(10th Cir. 2008) (unpublished), we issued a brief, unpublished order dismissing an untimely petition brought under § 1153(b)(1) for lack of jurisdiction. â[S]tatutory provisions specifying the timing of review,â we noted, are âmandatory and jurisdictional.â Id. at 781 (quoting Stone,514 U.S. at 405
). While Nadal, as an unpublished decision, was
without precedential effect in the first instance, we now clarify that its
characterization of the sixty-day deadline as âjurisdictional,â without elaboration, is
properly regarded as a âdrive-byâ jurisdictional ruling entitled neither to precedential
effect nor persuasive value. 2 Contra 10th Cir. R. 32.1(A) (âUnpublished decisions
are not precedential, but may be cited for their persuasive value.â).
We have little trouble concluding the sixty-day time limitation in § 1153(b),
like most time bars, is devoid of anything approaching a clear statement that
Congress intended the time bar to have jurisdictional consequences. We begin with
the presumption that âmost time bars are nonjurisdictional.â Wilkins, 598 U.S. at 158
(quoting Wong, 575 U.S. at 410). With that starting point, the FAA must point to
2
Nadal v. Federal Aviation Administration, 276 F. Appâx 780(10th Cir. 2008) (unpublished), is one of several decisions from the courts of appeal that summarily concluded that the sixty-day time limit in49 U.S.C. § 1153
(a) and (b) is jurisdictional. See, e.g., Bennett v. Natâl Transp. Safety Bd.,2 F. Appâx 305, 306
(4th Cir. 2001) (âWe therefore deny the petition for lack of jurisdiction because Bennettâs petition was not timely filed.â); Tiger Intâl, Inc. v. Civil Aeronautics Bd.,554 F.2d 926
, 931 n.11 (9th Cir. 1977) (âTime limitations for certiorari, appeal and review set
out in statutes are uniformly regarded as jurisdictional.â).
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something in the statutory language that amounts to a âclear statementâ that Congress
intended to deviate from its general approach to claim-processing deadlines and
render this time bar jurisdictional. But the FAA adduces no such language, and our
review discloses none. Indeed, § 1153(b)(1) states that the âpetition must be filed not
later than 60 days after the order is issued,â and the word âjurisdictionâ is wholly
absent from that subsection. Under this controlling standard, we hold that the
procedural requirement in § 1153(b) to petition this court for review within sixty
days after the issuance of a final order is not jurisdictional. 3
II. âREASONABLE GROUNDSâ FOR UNTIMELY PETITION
Having concluded that we may exercise jurisdiction over this appeal
notwithstanding Mr. McWhorterâs tardy petition, we must next determine whether he
may defeat the denial of his untimely petition by establishing the existence of
âreasonable groundsâ that would excuse his delay. 49 U.S.C. § 1153(b)(1).
Mr. McWhorter asserts two bases as âreasonable groundsâ for his untimely
petition. 4 First, that he was unaware of his right to petition this court for review
3
This conclusion is consistent with our sister circuitsâ interpretation of a
markedly similar statute, 49 U.S.C. § 46110(a), which, like § 1153(b), prescribes a sixty-day deadline for petitions for review, but permits untimely petitions upon a showing of âreasonable grounds.â See Corbett v. Transp. Sec. Admin.,767 F.3d 1171, 1178
(11th Cir. 2014) (â[T]he 60-day deadline [in § 46110(a)] is not jurisdictional.â); Avia Dynamics, Inc. v. F.A.A.,641 F.3d 515, 519
(D.C. Cir. 2011) (â[W]e hold that
the sixty-day deadline [in § 46110(a)] does not constitute a jurisdictional bar.â).
4
Mr. McWhorter also suggests, without citation to authority, that his untimely
petition to this court resulted in no prejudice to the FAA. But we cannot see how this
assertion could inform our âreasonable groundsâ analysis, where, by its plain terms,
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because his counsel neglected to inform him of it. And secondâand relatedlyâthat
his counsel abandoned him following the dismissal of his NTSB appeal, and he was
consequently forced to proceed pro se for the duration of the sixty-day deadline to
file his petition. Neither of these circumstances amount to âreasonable grounds.â
While there is scant case law giving meaning to âreasonable groundsâ in
§ 1153(b), there is a wealth of authority animating that standard in the substantially
similar context of 49 U.S.C. § 46110(a). Under § 46110(a), courts addressing this standard âhave ârarely found reasonable groundsââ for petitions filed after sixty days have elapsed. Natâl Fedân of the Blind v. U.S. Depât of Transp.,827 F.3d 51, 57
(D.C. Cir. 2016) (quoting Elec. Privacy Info. Ctr. v. F.A.A.,821 F.3d 39
, 42â44 (D.C. Cir. 2016)). Indeed, the weight of authority holds that only â[a]gency-created confusionâ can satisfy that standard. Tulsa Airports Improvement Tr. v. F.A.A.,839 F.3d 945, 950
(10th Cir. 2016) (collecting authority recognizing agency-created confusion as a basis for âreasonable groundsâ); see Howard Cnty. v. F.A.A.,970 F.3d 441, 450
(4th Cir. 2020) (â[O]ur sister circuits have generally found reasonable grounds . . . only where . . . the FAA left the parties âwith the impression that it would address their concerns by replacing its original order with a revised oneâ or otherwise âcreated confusionâ about the finality of its orderâ (quoting first City of Phoenix v. Huerta,869 F.3d 963, 970
(D.C. Cir. 2017), then Tulsa Airports Improvement Tr., 839 F.3d
§ 1153(b) focuses only on the circumstances that caused Mr. McWhorterâs
procedural default.
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at 950)); Greater Orlando Aviation Auth. v. F.A.A., 939 F.2d 954, 960(11th Cir. 1991) (holding that confusion created by the FAA âpresent[ed] reasonable groundsâ for petitionerâs delay), abrogated on other grounds by Henderson v. Shinseki,562 U.S. 428
, 438 (2011), as recognized in Corbett v. T.S.A.,767 F.3d 1171, 1174
(11th Cir. 2014). Meanwhile, â[i]n cases where the petitioner âis primarily to blame for the delayâ . . . courts have generally ârefusedâ to find reasonable grounds, even where the delay resulted from âa petitionerâs honest and understandable mistake.ââ Howard Cnty.,970 F.3d at 450
(quoting Howard Cnty. v. FAA,818 F. Appâx 224
, 228 (4th
Cir. 2020) (unpublished)). Mr. McWhorter makes no argument that the NTSB acted
in ways that obscured the final nature of the dismissal of his appeal to that board, and
he thus cannot avail himself of this route to establishing âreasonable grounds.â
Moreover, a failure to comply with a procedural requirement is not generally
excused when non-compliance is caused by counselâs deficient representation. See
Link v. Wabash R.R. Co., 370 U.S. 626, 633â34 (1962) (âPetitioner voluntarily chose this attorney as his representative in the action, and he cannot now avoid the consequences of the acts or omissions of this freely selected agent.â); Gripe v. City of Enid,312 F.3d 1184, 1189
(10th Cir. 2002) (âPlaintiff argues against the harshness of penalizing him for his attorneyâs conduct. But there is nothing novel here. Those who act through agents are customarily bound by their agentsâ mistakes. It is no different when the agent is an attorney.â). And Mr. McWhorterâs pro se status during the sixty-day period does not exempt him from compliance with ordinary procedural rules. See Ogden v. San Juan Cnty.,32 F.3d 452, 455
(10th Cir. 1994) (â[A]n
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appellantâs pro se status does not excuse the obligation of any litigant to comply with
[procedural rules].â).
Because Mr. McWhorter advances no judicially cognizable bases for his
untimely petition for review, we conclude he has failed to establish âreasonable
groundsâ for the same.
III. CONCLUSION
We DENY Mr. McWhorterâs petition for review as untimely.
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