United States v. Titley
UNITED STATES of America, Plaintiff-Appellee, v. John Ervin TITLEY, Defendant-Appellant
Attorneys
William P. Early, Assistant Federal Public Defender, Office of the Federal Public Defender for the Western District of Oklahoma, Oklahoma City, OK, appearing for Defendant-Appellant., Steven W. Creager, Special Assistant United States Attorney (Sanford C. Coats, United States Attorney and Ashley L. Altshuler, Assistant United States Attorney, with him on the brief), Office of the United States Attorney for the Western District of Oklahoma, Oklahoma City, OK, appearing for Plaintiff-Appellee.
Full Opinion (html_with_citations)
I. BACKGROUND
The Armed Career Criminal Act (âACCAâ) requires a minimum mandatory 15-year sentence for a defendant who has (1) been convicted of being a felon in possession of a firearm under 18 U.S.C. § 922(g) and (2) previously been convicted at least three times in state or federal court of a âviolent felonyâ or âserious drug offense.â 18 U.S.C. § 924(e)(1).
This case concerns an equal protection challenge to the provision in the ACCA that defines a âserious drug offenseâ to include a state crime for âmanufacturing, distributing, or possessing with intent to distribute, a controlled substance ... for which a maximum term of imprisonment of ten years or more is prescribed by law.â 18 U.S.C. § 924(e)(2)(A).
Defendant John Ervin Titley pled guilty to being a felon in possession under § 922(g). The district court based Mr. Titleyâs 15-year ACCA sentence on his previous three state felony convictions. Mr. Titley agrees his conviction for armed robbery in Missouri qualifies as a âviolent felonyâ under the ACCA. Although his convictions for possession of marijuana with intent to distribute in Arkansas and unlawful possession of marijuana with intent to distribute in Oklahoma otherwise qualify for the ACCA enhancement, he *1359 argues these crimes should not count because they would not be âserious drug offense[s]â had he committed them in 19 other states or the District of Columbia.
At his sentencing, Mr. Titley argued the ACCAâs partial reliance on state law in § 924(e)(2)(A) to define a âserious drug offenseâ violates Fifth Amendment equal protection. 1 The district court rejected this argument. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), and reviewing the issue de novo, see United States v. Phelps, 17 F.3d 1334, 1337 (10th Cir.1994), we affirm. 2
II. DISCUSSION
A. Rational Basis Review
The parties agree we should apply rational basis review to the equal protection claim. 3 We therefore address whether the challenged ACCA provision is rationally related to a legitimate government purpose. See Hodel v. Indiana, 452 U.S. 314, 331, 101 S.Ct. 2376, 69 L.Ed.2d 40 (1981); City of New Orleans v. Dukes, 427 U.S. 297, 303, 96 S.Ct. 2513, 49 L.Ed.2d 511 (1976).
Under rational basis review, the law in question âis accorded a strong presumption of validity.â Heller v. Doe, 509 U.S. 312, 319, 113 S.Ct. 2637, 125 L.Ed.2d 257 (1993). We must deny the challenge âif there is any reasonably conceivable state of facts that could provide a rational basis for the classification.â Id. (citations omitted). âThe constitutional safeguard is offended only if the classification rests on grounds wholly irrelevant to the achievement of the Stateâs objective.â McGowan v. Maryland, 366 U.S. 420, 425, 81 S.Ct. 1101, 6 L.Ed.2d 393 (1961). âThe burden is on the one attacking the legislative arrangement to negative every conceivable basis which might support it.â Heller, 509 U.S. at 320,113 S.Ct. 2637.
B. Legitimate Government Purpose
The ACCAâs purpose is to incapacitate repeat offenders who possess a firearm in violation of § 922(g) and to deter others from criminal conduct that could lead to an ACCA sentence. See Taylor v. *1360 United States, 495 U.S. 575, 581, 587-88, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990). The Supreme Court recognized this purpose in a case about the ACCA provision at issue here â § 924(e)(2)(A) â defining âserious drug offenseâ under state law. United States v. Rodriquez, 553 U.S. 377, 385, 128 S.Ct. 1783, 170 L.Ed.2d 719 (2008). Mr. Titley has not challenged the legitimacy of this purpose.
C. Rational Relationship
We focus on whether the means Congress chose to determine whether a state drug offense counts toward an ACCA sentence are rationally related to achieve the ACCAâs purpose.
1. Means to Achieve Purpose
The first step is to identify the means, which are the two criteria in the statute. First, the state conviction must be for drug manufacturing or distributionâ âmanufacturing, distributing, or possessing with intent to manufacture or distribute a controlled substance.â 18 U.S.C. § 924(e)(2)(A). A simple drug possession offense does not qualify. Second, the maximum prison sentence for the offense must be at least ten years. See id. If a state drug offense meets these criteria, it qualifies as a âserious drug offenseâ under the ACCA. 4
2. Rational Relationship between Means and Purpose
The next step is to determine whether these means are rationally related to incapacitating and deterring repeat offenders. By limiting the definition of âserious drug offenseâ to manufacturing and distribution drug crimes, Congress restricted ACCA sentences to defendants previously convicted of more serious offenses than simple drug possession. By further limiting âserious drug offenseâ to crimes imposing a maximum prison sentence of at least ten years, Congress ensured that only felony drug manufacturing and distribution offenses with potentially lengthy sentences would qualify. Congress appears to have chosen means that are rationally related to incapacitating and deterring habitual criminals.
a. Precedent
The Supreme Court has said as much: âCongress presumably thought â not without reason â that if state lawmakers provide that a crime is punishable by 10 yearsâ imprisonment, the lawmakers must regard the crime as âserious,â and'Congress chose to defer to the state lawmakersâ judgment.â Rodriquez, 553 U.S. at 388, 128 S.Ct. 1783 (emphasis added).
Our decision in United States v. Phelps, 17 F.3d 1334 (10th Cir.1994), further supports a rational basis for § 924(e)(2)(A). Mr. Phelps received an ACCA sentence based on three state convictions meeting the ACCAâs definition of âviolent felony.â See 18 U.S.C. § 924(e)(2)(B). He pointed to the ACCA provision exempting from âviolent felonyâ status those crimes âfor which a person has been pardoned or has had civil rights restored.â 18 U.S.C. § 921(a)(20). He argued this exemption discriminated against him and others convicted of a § 922(g) offense who had committed their ACCA-qualifying violent felonies in states without restoration statutes. We applied rational basis review and rejected his equal protection challenge.
We also find support for a rational basis here from our decision in United States v. McKissick, 204 F.3d 1282 (10th Cir.2000), a prosecution of defendants McKissick and *1361 Zeigler for drug and gun offenses. When the latter was 17 years old, he was charged in Oklahoma state court as an adult and convicted of two drug offenses. The district court in McKissick relied on these two prior Oklahoma drug convictions to add three criminal history points each under U.S.S.G. § 4A1.2(d) 5 and to enhance Mr. Zeiglerâs sentence to life imprisonment under 21 U.S.C. § 841(b)(1)(A). 6 He claimed this violated equal protection, arguing âhe was treated differently than similarly situated persons becauseâ states differ as to what age and what crimes persons under 18 can be prosecuted as adults. Id. at 1301.
Relying on Chapman, 500 U.S. at 465, 111 S.Ct. 1919, see supra note 3, we denied this challenge under the rational basis standard. 204 F.3d at 1300-01. We noted that âCongress intentionally left certain aspects of the § 841 enhancements to be triggered by the laws of the states,â and recognized that â[although States have different criteria for determining when a juvenile can be charged as an adult, this does not render the sentencing scheme 'irrational any more than does relying on the statesâ various definitions of felonies.â Id.- at 1301. 7
In both Phelps and McKissick, defendants challenged their sentences on equal protection grounds because the sentencing statutes â 18 U.S.C. § 924(e)(2)(B) and 21 U.S.C. § 841(b)(1)(A), respectively â rely on state law to define predicate offenses that qualify to enhance a defendantâs federal sentence. We applied rational basis review to deny the challenge in both instances, and we do so again here. 8
b. Rational basis analysis
Mr. Titley has not met his burden to show Congress lacked a rational basis for § 924(e)(2)(A). See Heller, 509 U.S. at 319, 113 S.Ct. 2637. He argues that, because state legislatures have not enacted identical drug offense laws, criminal con *1362 duct that may qualify as a âserious drug offenseâ in one state may not qualify in another. In other words, Mr. Titley con-' tends § 924(e)(2)(A) violates equal protection because it does not apply uniformly to similarly situated defendants previously convicted of drug offenses in different states. He points out his ACCA sentence rests on two state drug convictions that would not qualify had the offenses been committed in 19 other states or the District of Columbia. This disparity, he argues, shows § 924(e)(2)(A) lacks a rational basis.
But rational basis review does not require uniformity. See Mass. Bd. of Ret. v. Mwrgia, 427 U.S. 307, 314, 96 S.Ct. 2562, 49 L.Ed.2d 520 (1976); Schanzenbach v. Town of Opal, Wyo., 706 F.3d 1269, 1276 (10th Cir.2013) (â[T]here need not be a perfect fit between purpose and achievement for a law to pass constitutional muster.â). Although states can and do vary as to whether certain drug manufacturing or distribution activity is a crime carrying a maximum sentence of at least ten years, Congress needs only a rational basis to rely on state convictions for a federal sentence enhancement. If state lawmakers prescribe a sentence of at least a ten-year maximum for a manufacturing or distribution drug offense, it is rational for Congress to include such a prior offense as one that qualifies for an ACCA sentence. Doing so contributes to the purpose of incapacitating repeat offenders who violate § 922(g) and deterring others from conduct that could lead to an ACCA sentence. 9
III. CONCLUSION
As noted above, by limiting âserious drug offenseâ under state law to manufacturing and distribution crimes and by including only those offenses carrying at least a ten-year maximum sentence, Congress acted rationally. A state crime *1363 meeting these criteria as a qualifying offense for ACCA sentencing enhancement serves the legitimate government purpose of incapacitating repeat offenders who have been convicted of being a felon in possession of a firearm under 18 U.S.C. § 922(g) and deterring others from committing ACCA predicate crimes and a § 922(g) offense.
We conclude 18 U.S.C. § 924(e)(2)(A) does not violate equal protection under the Fifth Amendment and affirm Mr. Titleyâs sentence as based on the requisite three qualifying offenses under the ACCA.
. The Fifth Amendmentâs Due Process Clause and the Fourteenth Amendmentâs Equal Protection Clause provide generally the same equal protection to individuals against federal and state government interference, respectively. See Bolling v. Sharpe, 347 U.S. 497, 499, 74 S.Ct. 693, 98 L.Ed. 884 (1954); Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 225, 115 S.Ct. 2097, 132 L.Ed.2d 158 (1995); Buckley v. Valeo, 424 U.S. 1, 93, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976); Weinberger v. Wiesenfeld, 420 U.S. 636, 638 n. 2, 95 S.Ct. 1225, 43 L.Ed.2d 514 (1975).
. Neither party clearly analyzes whether the alleged discrimination arises from disparate treatment (i.e., does the ACCA by its terms treat individuals differently based on a particular characteristic?), or disparate impact (i.e., does the ACCA adversely affect a particular group even though it is non-discriminatory on its face?). Because the parties agree rational basis is the proper standard of review, we need not answer this question.
.Mr. Titley has not argued in the district court or this court for heightened equal protection scrutiny based on a suspect classification or a fundamental right. His counsel reiterated at oral argument that rational basis review applies.
We note the Supreme Court, addressing an equal protection challenge to a sentencing scheme, said that, following a conviction, a defendant is not entitled to heightened scrutiny based on a liberty interest and that rational basis is the proper standard of review. See Chapman v. United States, 500 U.S. 453, 465, 111 S.Ct. 1919, 114 L.Ed.2d 524 (1991). Our cases also support rational basis review of equal protection challenges in the sentencing context. See United States v. McKissick, 204 F.3d 1282, 1301 (10th Cir.2000); Phelps, 17 F.3d at 1343-44.
. These criteria belie Mr. Titleyâs contention that "serious drug offenseâ in § 924(e)(2)(A) is based "purelyâ on geography. See Aplt. Br. at 7, 13.
. This sentencing guideline, in conjunction with U.S.S.G. § 4Al.l(a) requires three criminal history points be added for each prior sentence of imprisonment exceeding thirteen months âif the defendant committed the prior ⢠offense prior to the age of eighteen and 'the defendant was convicted as an adult and received a sentence of imprisonment exceeding one year and one month.' â McKissick, 204 F.3d at 1300 (quoting U.S.S.G. § 4A1.2(d)).
. For drug trafficking cases involving fifty grams or more of cocaine base, this statute "calls for a mandatory life sentence if the defendant committed the instant offense âafter two or more prior convictions for a felony drug offense have become final.' â McKissick, 204 F.3d at 1300 (quoting 21 U.S.C. § 841(b)(1)(A)).
. In United States v. Lender, 985 F.2d 151 (4th Cir. 1993), the Fourth Circuit rejected an equal protection challenge to the ACCA's 18 U.S.C. § 924(e)(2)(B), which defines "violent felony" as "any crime punishable by imprisonment for a term exceeding one year.â The Lender court said Congress intended this provision to incorporate state law in determining whether offenses committed while the defendant was a juvenile are to be considered predicate offenses under the Act. See 985 F.2d 151, 156 n. *. In McKissick, 204 F.3d at 1301, we quoted Lender: "It is not irrational for Congress to defer to state law with regard to the characteristics of a prior offense, and doing so is no more intentionally arbitrary than our system of federalism itself.â Lender, 985 F.2d at 156 n. *.
.Other circuits have rejected similar equal protection challenges to federal sentencing provisions that depend at least in part on state criminal law to determine a defendantâs sentence in a federal case. E.g., United States v. Fink, 499 F.3d 81, 87 (1st Cir.2007) (challenge to 21 U.S.C. § 841(b)(1)(B)); United States v. Inglesi, 988 F.2d 500, 502-03 (4th Cir.1993) (U.S.S.G. § 4A1.2(d)); United States v. Fair, 194 Fed.Appx. 148, 151-52 (4th Cir. 2006) (U.S.S.G. § 4B1.1); United States v. Stokes, 351 Fed.Appx. 115, 116-17 (7th Cir. 2009) (21 U.S.C. § 841(b)(1)(A)).
. Mr. Titleyâs reliance on Taylor v. United States, 495 U.S. 575, 110 S.Ct. 2143, 109 L.Ed.2d 607 (1990), is misplaced. In Taylor, the Supreme Court addressed when a state law burglary offense may be used to support an ACCA sentence. The Court held Congress intended a "uniform definitionâ for burglary âindependent of the labels employed by the various States' criminal codes.â Id. at 592, 110 S.Ct. 2143. Mr. Titley argues this holding supports his equal protection argument for a uniform definition of "serious drug offenseâ to avoid disparities among state laws. We disagree. First, Taylor concerned 18 U.S.C. § 924(e)(2)(B)(ii), which, unlike § 924(e)(2)(A), specified burglary as a predicate offense in only general terms. Second, Mr. Taylor did not allege an equal protection violation, and the Court did not consider one. Third, the Taylor Court said, apart from burglary, the ACCA "generally requires the trial court to look only to the fact of convictionâ by examining the state's "statutory definition of the prior offense.â Id. at 602, 110 S.Ct. 2143. Fourth, in United States v. Rodriquez, 553 U.S. 377, 128 S.Ct. 1783, 170 L.Ed.2d 719 (2008), the Supreme Court rejected petitionerâs Taylor argument that his state law drug offenses should not qualify for an ACCA sentence. The Court distinguished Taylor because " 'burglary' for purposes of ACCA does not depend on the label attached by the law of a particular State,â whereas "serious drug offenseâ "necessarily depends on state law.â Id. at 387, 128 S.Ct. 1783.
Mr. Titley's reliance on Lopez v. Gonzales, 549 U.S. 47, 127 S.Ct. 625, 166 L.Ed.2d 462 (2006), and Moncrieffe v. Holder, â U.S. -, 133 S.Ct. 1678, 185 L.Ed.2d 727 (2013), is similarly misplaced. In Lopez, the Court addressed whether the Immigration and Nationality Act ("INAâ) should look to state or federal law to determine whether an offense qualified as an "aggravated felony." 549 U.S. at 57, 127 S.Ct. 625. The Court explained that although Congress could have explicitly relied on state law to classify crimes as aggravated felonies, it did not; therefore, the INA's definition of aggravated felonies must rely on federal law. Id. at 5, 127 S.Ct. 625. Lopez is distinguishable from our case because, unlike the INA, the ACCA specifically defines âserious drug offenseâ by relying, in part, on state law. See 18 U.S.C. § 924(e)(2)(A)(ii). Moncrieffe is distinguishable for the same reason. See 133 S.Ct. at 1692-93.