Buck v. City of Albuquerque
Full Opinion (html_with_citations)
In this fact-bound interlocutory appeal, Captain John Gonzales appeals the district courtâs denial of his motion for summary judgment as to six claims against him, each originating in events that transpired during an antiwar rally at the University of New Mexico (âUNMâ). Captain Gonzales raises six challenges to the district courtâs order: the district court erred when it denied summary judgment as to plaintiffsâ claims regarding (1) unconstitutional arrest; (2) excessive force; (3) First Amendment infringement; (4) retaliatory prosecution; (5) malicious prosecution; and (6) malicious abuse of process under New Mexico law. We hold that the district court was correct when it determined that Capt. Gonzales was not entitled to qualified immunity as to whether Capt. Gonzales is liable under Section 1983 for (1) directing the arrests of and (2) authorizing the use of force against certain of the Plaintiffs. We also agree that the rights underlying these claims were clearly established. As to the (3) First Amendment retaliation claim, because the right to peaceful assembly and freedom of speech is clearly established, Capt. Gonzalesâs challenges to the district courtâs findings fail. We are unable to review the balance of Capt. Gonzalesâs challenges, because our jurisdiction is limited. Specifically, we are without jurisdiction to consider factual disputes as to the excessiveness of the force officers used against the protestors, or the sufficiency of the evidence underlying the claims involving First Amendment retaliation, retaliatory prosecution, or malicious prosecution. Finally, we decline to exercise pendent state law jurisdiction over the state law tort claim of malicious abuse of process.
I. BACKGROUND
A. Facts
We need not restate the background underlying the antiwar protest, as our related opinion in Fogarty v. Gallegos, 523 F.3d 1147, 1150-53 (10th Cir.2008), has already done so. In our analysis of Capt. Gonzalesâs challenges, we will supplement this factual background as needed, particularly as to the individual plaintiffs.
B. Procedural History
The sixteen Plaintiffs filed a complaint in New Mexico state court, raising nine counts against either the officers, Capt. Gonzales, the City, or a combination of these defendants, alleging violations of their rights under 42 U.S.C. § 1983, and various state torts. The claims that pertain to Capt. Gonzales were (1) wrongful seizure and arrest (brought by Plaintiffs Alma Rosa Silva-Banuelos, Michael Kis-ner, and Denis Doyon, the âArrested Plaintiffsâ); (2) excessive use of force (brought by Plaintiffs Camille Chavez, Mr. Kisner, and Mr. Doyon, the âExcessive Force Plaintiffsâ); (3) suppression of rights to freedom of expression and assembly; (4) retaliatory prosecution (brought by the Arrested Plaintiffs); (5) malicious prosecution (brought by the Arrested Plaintiffs); (6) the state law tort of malicious abuse of process (brought by the Arrested Plaintiffs); and (7) supervisory liability for violations of constitutional rights.
The defendants removed the case to federal court, and Capt. Gonzales sought summary judgment as to each of the above claims. The district court denied summary judgment to Capt. Gonzales on the unreasonable seizure and arrest claims re *1275 lating to the Arrested Plaintiffs. The district court found that Capt. Gonzales un-disputedly âplayed a role in developing the APDâs plan for the protest and acted as the incident commander in charge.â Apltsâ App. vol. VIII, at 2009. 1 He expected his officers to take action only when in receipt of a specific directive from him. He ordered the arrest of five to seven provocateurs, and, rather than follow APD policy of citing and releasing the arrestees, he ordered his officers to book the arrested persons downtown.
The court noted Capt. Gonzalesâs direction âset in motion a series of events that he knew or reasonably should have known would cause his officers to violate Plaintiffs Chavez, Doyon, and Michael Eisnerâs constitutional rights when he authorized the use of pepper ball rounds, ordered Plaintiff Doyonâs arrest, and ordered his officers to sweep people [including Mr. Eisner] from the front of the Frontier restaurant.â Id. at 2035. As to the remaining Plaintiffs, the court noted that any injuries were de minimis at most, and there was no evidence that Capt. Gonzalesâs command to use force was malicious.
The district court granted summary judgment to Capt. Gonzales as to the excessive force claims that related to the officersâ force used against all Plaintiffs except for Ms. Chavez, Mr. Doyon, and Mr. Eisner. After succumbing to tear gas and feeling immobile, Ms. Chavez, circled by APD officers, laid down in the street while an officer repeatedly fired non-lethal pepper ball rounds at her. During Mr. Doyonâs arrest, which he did not resist, he was pushed face down on the pavement, kneed in the back, pressed face forward on the hood of a police car, and exposed to tear gas while handcuffed in a police van. Mr. Eisner, who similarly did not resist arrest or attempt to flee, was hit repeatedly by an officerâs horse, sprayed with pepper spray, pinned between two horse-mounted officers, kicked in the back, and shaken violently by the strap of his shoulder bag. The district court determined each of these three plaintiffs demonstrated sufficient evidence that she or he was subjected to excessive force in violation of the Fourth Amendment,.
The district court denied summary judgment to Capt. Gonzales on the First Amendment retaliation claim, noting that âthere is some circumstantial evidence that [Capt.] Gonzales may have been motivated to interfere with Plaintiffsâ First Amendment rights.â Id. at 2042. Finally, the district court granted summary judgment to Capt. Gonzales as to Plaintiffsâ § 1983 claims against him in his official capacity, noting these claims were redundant because the plaintiffs asserted the same claims against the City of Albuquerque. See id. at 2051; id. vol. VII, at 1730-31.
The district court also granted Capt. Gonzales summary judgment as to Mr. Doyonâs and Mr. Eisnerâs § 1983 malicious prosecution claims. Applying the common law elements of malicious prosecution under Pierce v. Gilchrist, 359 F.3d 1279, 1291-97 (10th Cir.2004) ((1) initiation of the original action, (2) termination of the original action in favor of plaintiff; (3) lack of probable cause to support arrest, continued confinement, or prosecution; and (4) malice), the court determined that neither Mr. Doyon nor Mr. Eisner could establish the favorable termination element, because the state dismissed the charges against them only after they completed an alternative sentencing program, and thus the cases did not terminate in their favor. *1276 However, the court found that Ms. Silva-Banuelosâs claim survived summary judgment because the state court dismissed the charges against her. Because in her case the court found evidence of each of the factors of malicious prosecution, as well as evidence of an affirmative link between Capt. Gonzales and her prosecution, it denied summary judgment and qualified immunity to him on this claim.
Finding that Capt. Gonzales âdirectly supervised his officersâ conduct and issued directives as he followed the progress of the ... protest,â and that he âpersonally participated in, ordered, and acquiesced in the arrestsâ of the Arrested Plaintiffs, the district court also denied summary judgment to him on the Arrested Plaintiffsâ § 1983 retaliatory prosecution claims. Apltsâ App. vol. VIII, at 2009. Similarly, the court determined that the Arrested Plaintiffs could proceed with their state law malicious abuse of process tort claims.
Capt. Gonzales and the Officers appealed, and the Plaintiffs filed a Motion for District Court Certification of Defendantsâ Interlocutory Appeals as Frivolous. The district court appeared to disagree, reading some of Capt. Gonzalesâs challenges (ie., supervisory liability, retaliatory motive) as being based on the argument that, even under the Plaintiffsâ version of facts, he did not violate clearly established law, and thus, according to the district court, these issues appeared to be immediately appealable.
II. DISCUSSION
Capt. Gonzales challenges the district courtâs denial of summary judgment as to the claims for (1) wrongful seizure and arrest; (2) excessive force; (3) First Amendment retaliation; (4) retaliatory prosecution; (5) malicious prosecution; and (6) the state tort of malicious abuse of process. For the reasons explained below, we affirm the denial of summary judgment as to the claims based on wrongful seizure and arrest, excessive force, and First Amendment retaliation claims. We dismiss the remaining claims for lack of jurisdiction, and we decline to exercise pendent jurisdiction over the state law tort claim.
A. Jurisdiction
Our jurisdiction is limited. As we stated in the related appeal in Fogarty v. Gallegos:
Although orders denying summary judgment are ordinarily not appealable, we have interlocutory jurisdiction over denials of qualified immunity at the summary judgment stage to the extent that they âturn [] on an issue of law.â Mitchell, 472 U.S. at 530, 105 S.Ct. 2806. Under this limited jurisdiction, we may review the district courtâs abstract legal conclusions, such as whether the law was clearly established at the time of the alleged infraction. See Behrens v. Pelletier, 516 U.S. 299, 313, 116 S.Ct. 834, 133 L.Ed.2d 773 (1996). At this stage, however, we are not at liberty to review a district courtâs factual conclusions, such as the existence of a genuine issue of material fact for a jury to decide, or that a plaintiffs evidence is sufficient to support a particular factual inference .... Those facts explicitly found by the district court, combined with those that it likely assumed, then form the universe of facts upon which we base our legal review of whether defendants are entitled to qualified immunity.
523 F.3d at 1153 (some citations and footnote omitted) (emphasis added). âOur jurisdiction also extends to situations where a defendant claims on appeal that accepting the plaintiffs version of the facts as true, he is still entitled to qualified immunity.â York v. City of Las Cruces, 523 *1277 F.3d 1205, 1209 (10th Cir.2008) (citing Johnson v. Martin, 195 F.3d 1208, 1214 (10th Cir.1999) (â[I]f a defendantâs appeal of the denial of a motion for summary judgment is based on the argument that, even under the plaintiffs version of the facts, the defendant did not violate clearly established law, then the district courtâs summary judgment ruling is immediately appealable.â)).
B. Standard of review
We review de novo a district courtâs decision to deny a summary judgment motion that asserts qualified immunity. Boles v. Neet, 486 F.3d 1177, 1180 (10th Cir.2007). Summary judgment is warranted âif the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.â Fed.R.Civ.P. 56(e).
However, â[bjeeause of the underlying purposes of qualified immunity, we review summary judgment orders deciding qualified immunity questions differently from other summary judgment decisions.â Price -Cornelison v. Brooks, 524 F.3d 1103, 1108 (10th Cir.2008). âThe doctrine of qualified immunity shields government officials performing discretionary functions from liability for damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.â Boles, 486 F.3d at 1180 (internal quotation marks omitted). In response to Capt. Gonzalesâs qualified immunity-based motion for summary judgment, the Plaintiffs must satisfy a heavy two-part burden, showing that (1) the defendant violated a constitutional or statutory right and (2) the right was clearly established at the time of the defendantâs unlawful conduct. Me cham v. Frazier, 500 F.3d 1200, 1204 (10th Cir.2007); Saucier v. Katz, 533 U.S. 194, 201, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001). Furthermore,
We have held that, for a right to be clearly established, there must be a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts must have found the law to be as the plaintiff maintains. The Supreme Court has explained that officials can still be on notice that their conduct violates established law even in novel factual circumstances.
Cortez v. McCauley, 478 F.3d 1108, 1114-15 (10th Cir.2007) (en banc) (citations, quotations, alterations omitted).
C. Capt. Gonzalesâs Challenges
1. Unreasonable Seizures and Arrests
Capt. Gonzalesâs first challenge is to the district courtâs conclusion that he was not entitled to summary judgment relating to the seizures and arrests of the Arrested Plaintiffs. As we explain below, Capt. Gonzales is entitled to qualified immunity (and, thus summary judgment) unless the Arrested Plaintiffs can establish (1) Capt. Gonzales violated a constitutional right, and (2) the right he violated was clearly established at the time. Mechara, 500 F.3d at 1204. Prior to analyzing Capt. Gonzalesâs challenge, however, we briefly summarize the arrest of each Arrested Plaintiff, construing the facts in the light most favorable to the Plaintiffs.
a. Seizures of Arrested Plaintiffs
i. Alma Rosa Silva-Banuelos
While in front of the Baskin Robbins on Central Avenue, Ms. Silva-Banuelos saw a group of protestors sit down. Officers surrounded the protestors and she saw one officer jab a protestor with a baton. La *1278 ter, at the intersection of Central Avenue and Yale Boulevard, she stood on the street near the curb in front of a parked car. She joined in chanting âpolice strikeâ and she told officers that the crowd was being treated poorly, to which the horse-mounted officers laughed and charged forward. She stepped back and made peace signs in front of the Papa Johnâs restaurant. The horse-mounted officers encircled her and told her not to move. An officer twisted her arms back and forced her to walk to the police car where she was handcuffed. Ms. Silva-Banuelos did not directly interact with Capt. Gonzales, although he is seen in a videotape apparently directing her arrest. (Capt. Gonzales denies authorizing her arrest, but concedes, for purposes of summary judgment, that he must assume this fact to be true. Reply Br. at 8, n. 1.) The police charged her with resisting, evading, or obstructing on officer, and public nuisance. All charges were dismissed upon the prosecutorâs subsequent motion.
ii. Denis Doyon
Mr. Doyon joined his friends playing samba music on percussion instruments with his ringing of a cowbell. He witnessed officers shoving some protestors with batons, and between the intersection of Harvard Drive and Cornell Drive, â[h]e saw one officer with a rifle that appeared to shoot beanbag rounds.â Apltsâ App. vol. VIII, at 1969. As he watched, â[t]he officer aimed the rifle at a young man who was walking east on the sidewalk, and he heard the officer say that if the man did not move faster, he would shoot him.â Id.
He believed â[t]he drumming appeared to ease some of the tension in the crowd[,] and many people began to smile, sing, and dance.â Id. at 1969-70. He did not âhear any orders to leave the intersection or warnings about the use of chemical agents,â nor did anyone tell him to stop drumming. Id. at 1970. Capt. Gonzales then ordered the officers to remove the drums and to arrest the drummers.
Mr. Doyon watched as âofficers in riot gear immediately entered the crowd, passing several people in order to apprehend four of the drummers.â Id. vol. VIII, at 1970. âTwo officers grabbed him by the shoulders, causing him to trip.â Id. The officers âdragged him from the crowd and pushed him face down onto the pavement,â where â[o]ne of the officers placed his knee on the small of [his] back, pinning him to the ground.â Id. Though he did not resist, the officers pushed Mr. Doyon âforward onto the hood of a police car and handcuffed him with plastic flexieuffs.â Id.
As he was being taken to a police van, âhe saw an officer walking toward the crowd at Central Ave. and Cornell Dr. with a tear gas canister launcher.â Id. Upon entering the van, â[he] heard a loud pop followed by the sounds of people in the crowd screaming and yelling.â Id.
âShortly thereafter, tear gas began wafting into the van, burning [his] eyes, throat, and nasal passagesâ and causing him to have âdifficulty breathing.â Id. Police officers closed the door to the van, sealing in the tear gas, and â[o]ther protestors in the van began to panic because they were trapped in a van permeated with tear gas with no way to get fresh air.â Id. The charges were dismissed against him after he âsuccessfully completed an alternative sentencing program,â which was a one-day informational citizenship program. Id. at 1971.
iii. Michael Kisner
Mr. Kisner attended the demonstration along with his sister, Alicia Kisner, and his mother, Lisa Kisner. He witnessed officers use pepper spray and batons to keep the crowd moving, he was subjected to *1279 pepper ball rounds, saw the launching of tear gas, and saw officers throw drummers to the ground. After witnessing a female protester collapse after an officer fired beanbag rounds at her from close range, he and other protestors went to assist her. An officer shot him with beanbag rounds in the shoulder and chest.
He proceeded to the corner of Central Avenue and Cornell Avenue and joined a group of protestors chanting âshameâ to the police. Id. at 1978. A horse-mounted officer ordered everyone to leave. Mr. Kisner and others questioned why they could not be on the sidewalk. Mr. Kisner also explained that his car was north of the demonstration, and that he needed to proceed in that direction in order to depart. The officer refused to let Mr. Kisner continue going north and, after feeling the burning of pepper spray, Mr. Kisner turned around on Cornell Avenue.
Then, two horse-mounted officers approached him on each side, grabbed his backpack and thrust him to the ground. Another officer led him to a police van. Mr. Kisner was charged with Resisting, Evading, or Obstructing an Officer in violation of N.M. Stat. Ann. § 30-22-1 and Public Nuisance in violation of N.M. Stat. Ann. § 30-8-1. After the completion of a one-day citizenship information program, the charges against Mr. Kisner were dismissed.
b. Qualified immunity
Having summarized the three arrests, we consider Capt. Gonzalesâs argument that he is entitled to qualified immunity. While we are mindful that Arrested Plaintiffs bear the burden of showing that Capt. Gonzales violated their clearly established constitutional rights, Mecham, 500 F.3d at 1204, we note that he offers four separate arguments in support of his purported entitlement to qualified immunity. First, he argues that he cannot be liable because he was not personally involved in the seizures or arrests of the Arrested Plaintiffs. Second, he contends that the seizures were not unreasonable because there was a reasonable basis to believe that probable cause existed to arrest each plaintiff. Third, he urges that, even if the officers did not have probable cause to arrest, he is protected by qualified immunityâs second prong, because the right of the Arrested Plaintiffs was not clearly established. Finally, he argues that he should not be held liable for the arrests as a supervisor. For reasons explained below, we find that the Arrested Plaintiffs have met their burden and that each of Capt. Gonzalesâs arguments is unpersuasive.
i. Constitutional Violation
Viewing the facts in the light most favorable to the Arrested Plaintiffs, as we must, we consider whether they have established that Capt. Gonzales may have violated their constitutional rights. Mecham, 500 F.3d at 1204; see also Saucier, 533 U.S. at 201, 121 S.Ct. 2151; Reynolds v. Powell, 370 F.3d 1028, 1030 (10th Cir.2004). The first two of Capt. Gonzalesâs aforementioned contentions â that (a) he did not violate the Arrested Plaintiffsâ constitutional rights because he was not personally involved in their arrests or seizures, and (b) the arrests were supported by probable cause â must be considered under the first prong of our qualified immunity analysis. We will examine each of Capt. Gonzalesâs arguments in turn.
(a) Personal involvement
âFor liability under section 1983, direct participation is not necessary. Any official who âcausesâ a citizen to be deprived of her constitutional rights can also be held liable. The requisite causal connection is satisfied if the defendant set in *1280 motion a series of events that the defendant knew or reasonably should have known would cause others to deprive the plaintiff of her constitutional rights.â Snell v. Tunnell, 920 F.2d 673, 700 (10th Cir.1990). In this case, the district court found that the Arrested Plaintiffs established the requisite causal connection between alleged deprivation of their constitutional rights and Capt. Gonzalesâs actions. We agree with the district courtâs conclusion.
To begin, viewing the facts in the light most favorable to Ms. Silva-Banuelos, the video footage of her arrest places Capt. Gonzales nearby, strongly suggesting that Capt. Gonzales was aware of, if not the director of, her arrest. Thus, he was at least on the scene directing, if not even more personally involved in her arrest. See Fischer v. Forestwood Co., 525 F.3d 972, 978 (10th Cir.2008). The district court also determined that Capt. Gonzales was intimately and personally involved in the preparation and planning of the APD response to the demonstration, including measuring the amount of force the officers used and the arrests they made:
It is undisputed that Defendant Gonzales played a role in developing the APDâs plan for the protest and acted as the incident commander in charge of the police response to the March 20, 2003 demonstration. Consequently, he was the point of contact for, and the immediate supervisor of, all police officers assigned to duty at the demonstration. By his own admission, Defendant Gonzales did not expect his officers to take independent action unless they received specific directives, and this was particularly true concerning the use of force. As the incident commander, Defendant Gonzales directly supervised his officersâ conduct and issued specific directives as he followed the progress of the march and the protest.
When the march neared the conclusion after the demonstrators returned to Central Avenue, Defendant Gonzales ordered the arrest and removal of five to seven individuals who were acting as provocateurs. After the crowd returned to the intersection of Central Avenue and Cornell Drive, Defendant Gonzales ordered his officers to seize the percussion instruments that certain protestors were playing and directed his officers to make arrests if necessary. Toward the end of the protest, Defendant Gonzales deviated from the APDâs general policy of citing and releasing demonstrators and ordered his officers to book the arrested persons downtown.
Apltsâ App. vol. VIII, at 2009 (emphasis added). We note that Capt. Gonzales also ordered his officer to take the unusual step of booking the arrestees downtown, rather than citing them and releasing them.
The district court also found that Capt. Gonzalesâs authorization of the provocateursâ arrests and of other ânecessaryâ arrests encompassed the arrests of Mr. Doy-on and Mr. Kisner. Further, the district court found that there was sufficient evidence of Capt. Gonzalesâs direct participation in Mr. Doyonâs seizure and arrest. We agree with the district court that, viewing the facts favorably to the Plaintiffs, Capt. Gonzalesâs personal involvement was the catalyst of the chain of events leading to Ms. Silva-Banuelosâs and the two other Arrested Plaintiffsâ arrests. Id. at 2008 (citing Jenkins v. Wood, 81 F.3d 988, 995 (10th Cir.1996) (âA plaintiff may satisfy this standard by showing the defendant-supervisor personally directed the violation or had actual knowledge of the violation and acquiesced in its continuance.â)).
(b) Probable cause
Having found that Arrested Plaintiffs have adequately established a causal con *1281 nection between Capt. Gonzalesâs actions and their arrests, we turn to Capt. Gonzalesâs second argument: that there was a reasonable basis to believe that probable cause existed to arrest the Arrested Plaintiffs.
The Fourth Amendment protects the right of individuals to be free from improper arrest and detention. U.S. Const, amend. IV (âThe right of people to be secure in their persons ... against unreasonable seizures ... shall not be violated.â). â[A] warrantless arrest by a law officer is reasonable under the Fourth Amendment where there is probable cause to believe that a criminal offense has been or is being committed,â Devenpeck v. Alford, 543 U.S. 146, 152, 125 S.Ct. 588, 160 L.Ed.2d 537 (2004), and the âvalidity of the arrest does not depend on whether the suspect actually committed a crime.â Michigan v. DeFillippo, 443 U.S. 31, 36, 99 S.Ct. 2627, 61 L.Ed.2d 343 (1979); see also Wilder v. Turner, 490 F.3d 810, 813 (10th Cir.2007) (âProbable cause only requires a probability of criminal activity, not a prima facie showing of such activity.â). Accordingly, when a warrantless arrest is the subject of a § 1983 action, in order to succeed, a plaintiff must prove that the officer(s) lacked probable cause. Id., 490 F.3d at 813-14.
â[W]hen an officer has probable cause to believe a person committed even a minor crime in his presence, the balancing of private and public interests is not in doubt. The arrest is constitutionally reasonable.â Virginia v. Moore, â U.S. -, 128 S.Ct. 1598, 1604, 170 L.Ed.2d 559 (2008). âProbable cause exists if the facts and circumstances known to the officer warrant a prudent man in believing that the offense has been committed.â Henry v. United States, 361 U.S. 98, 102, 80 S.Ct. 168, 4 L.Ed.2d 134 (1959); see also Illinois v. Gates, 462 U.S. 213, 238, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983); Beck v. Ohio, 379 U.S. 89, 91, 85 S.Ct. 223, 13 L.Ed.2d 142 (1964). The inquiry âdepends upon the reasonable conclusion to be drawn from the facts known to the arresting officer at the time of the arrest,â Devenpeck, 543 U.S. at 152, 125 S.Ct. 588, where supported by âreasonably trustworthy information.â Beck, 379 U.S. at 91, 85 S.Ct. 223. We determine probable cause from the totality of the circumstances taking into account both inculpatory as well as exculpatory evidence. Wilder, 490 F.3d at 814. In general, âit is a jury question in a civil rights suit whether an officer had probable cause to arrest.â DeLoach v. Bevers, 922 F.2d 618, 623 (10th Cir.1990). In addition, âthe legality of an arrest may be established by proving that there was probable cause to believe that the plaintiff had committed a crime other than the one with which [s]he was eventually charged, provided that the crime under which the arrest is made and [the] crime for which probable cause exists are in some fashion related.â Gassner v. City of Garland, Tex., 864 F.2d 394, 398 (5th Cir.1989) (internal quotation marks omitted); see Devenpeck, 543 U.S. at 149, 125 S.Ct. 588 (â[T]he subjective reason for making the arrest need not be the criminal offense as to which the known facts provide probable cause.â); Apodaca v. City of Albuquerque, 443 F.3d 1286, 1289 (10th Cir.2006) (âAll that matters is whether [the officer] possessed knowledge of evidence that would provide probable cause to arrest her on some ground.â (emphasis in original)).
Capt. Gonzales argues that his conduct, to the extent it impacted the arrests, stemmed from his and his officersâ collective knowledge of the existence of probable cause to arrest for each of the charged violations, and of probable cause to arrest each of the three Arrested Plaintiffs for various uncharged violations: the Parade *1282 Ordinance, § 7-3-1 et seq., Revised Ordinances of Albuquerque (âROAâ); prohibiting pedestrians on roadways, N.M. Stat. ANN. § 66-7-339; walking along a roadway, § 8 â 2â7â7; and disorderly conduct, N.M. Stat. Ann. § 30-20-l(a); § 12-2-5(D) ROA.
âCentral to this analysis is determining which crime, or crimes, [the] defendant] could objectively and reasonably have believed that [the Arrested Plaintiffs] committed.â Fogarty, 523 F.3d at 1156. We disregard evidence of an officerâs subjective belief in this inquiry. See id. âInstead, we concern ourselves only with whether [the Arrested Plaintiffsâ] conduct, as viewed objectively and in the light most favorable to [them], could establish probable cause to believe that [they] had [committed these crimes].â Id.
âIt is well-established that the police may pool their information to establish probable cause,â United States v. Corral, 970 F.2d 719, 725 n. 4 (10th Cir.1992) (internal quotation marks omitted). However, Capt. Gonzales must point to an officer who has ârelay[ed] information to, or received] information from, fellow officers based on personal observation of [the Arrested Plainitffsâ behavior]â before we may apply this rule. Fogarty, 523 F.3d at 1158 n. 10.
We consider whether probable cause existed with respect to each Arrested Plaintiff.
(i) Ms. Silva-Banuelos
Ms. Silva-Banuelos was arrested for resisting, evading, or obstructing an officer and for public nuisance. See N.M. Stat. Ann. § 30-22-1. The prosecutor later reduced this charge to a violation of ROA 1994 § 12-2-19 of the Albuquerque City Code, which provides language nearly identical to the state statute. 2
Under New Mexico law, resisting, evading, or obstructing an officer consists of:
A. knowingly obstructing, resisting or opposing any officer of this state or any other duly authorized person serving or attempting to serve or execute any process or any rule or order of any of the courts of this state or any other judicial writ or process;
B. intentionally fleeing, attempting to evade or evading an officer of this state when the person committing the act of fleeing, attempting to evade or evasion has knowledge that the officer is attempting to apprehend or arrest him;
C. willfully refusing to bring a vehicle to a stop when given a visual or audible signal to stop, whether by hand, voice, emergency light, flashing light, siren or other signal, by a uniformed officer in an appropriately marked police vehicle; or
D. resisting or abusing any judge, magistrate or peace officer in the lawful discharge of his duties.
N.M. Stat. Ann. § 30-22-1.
Under New Mexico law, public nuisance consists of:
*1283 knowingly creating, performing or maintaining anything affecting any number of citizens without lawful authority which is either:
A. injurious to public health, safety, morals or welfare; or
B. interferes with the exercise and enjoyment of public rights, including the right to use public property.
Whoever commits a public nuisance for which the act or penalty is not otherwise prescribed by law is guilty of a petty misdemeanor.
N.M. Stat. Ann. § 30-8-1.
Ms. Silva-Banuelos stood in the sidewalk chanting âpolice strikeâ before her arrest. Apltsâ App. vol. VIII, at 1993. As horse-mounted officers approached, she moved to the sidewalk, and raised her hands making peace signs. She was arrested by an officer who was on foot. Taking the facts in the light most favorable to Ms. Silva-Banuelos, we agree that Capt. Gonzales brings no argument before this court that such actions constituted either resisting or abusing an officer in the course of his duties. Nor does he offer an argument that her actions could amount to a public nuisance before us on appeal.
Capt. Gonzales focuses his arguments on appeal on those violations for which Ms. Silva-Banuelos was not charged. He contends that there is more than probable cause establishing she violated the Cityâs parade ordinance, as there is no dispute that the demonstrators did not obtain a parade permit, and that they marched on the public streets. See ROA 1994 § 7-3-5. Similarly, there is no dispute that state and city law requires persons to walk on the sidewalk if one is available. See N.M. Stat. Ann. § 66-7-339, and ROA 1994 8-2-7-7. Finally, Capt. Gonzales maintains that there was probable cause for an officer to believe Ms. Silva-Banuelos was engaging in disorderly conduct.
As to the parade permit ordinance, because Ms. Silva-Banuelos was marching in a procession without a permit, Capt. Gonzales argues that any APD officer could easily have concluded that she was in violation of the ordinance. Similarly, he argues that one video clearly depicts Ms. Silva-Banuelos chanting in the street, in violation of the regulations regarding walking in the street.
However, the Arrested Plaintiffs maintain that several streets were closed before the demonstrators moved to the streets. The protestors assumed that police, by directing the procession, were actually permitting, if not sanctioning, the march and its flow into the streets. Capt. Gonzales argues that â[b]ecause the protestors refused to clear the streets, [he] ultimately ordered the closure of part of Central Avenue to traffic.â Apltâs Br. at 27. However, as the district court noted, the historical facts seen in the light most favorable to the plaintiffs would not amount to probable cause because the officersâ conduct essentially amounted to the grant of a de facto parade permit, as the officers would have been aware:
Seen in the light most favorable to Plaintiffs, the evidence suggests that Defendants may have implicitly sanctioned the march not only by closing off streets to traffic, but also by directing the progress and direction of the procession. In addition, because the authority to grant parade permit applications lay with the APD Chief of Police (Chief Gilbert Gallegos was present at the demonstration), any action by APD officers acquiescing to an unplanned march could reasonably have been interpreted as a waiver of the parade permit requirement. Under the circumstances viewed in a light most favorable to Plaintiff Silva-Banuelos, none of the *1284 APD officers could have had probable cause to arrest [her] for violating the Parade Ordinance.
Apltsâ App. vol. VIII, at 1996. 3 We agree with the district courtâs conclusion that, taking the facts in the light most favorable to Ms. Silva-Banuelos, the APDâs street closures and direction of the procession sanctioned the protestors walking along the road and waived the permit requirement.
Finally, we turn to Capt. Gonzalesâs argument that a reasonable officer might have objectively believed Ms. Silva-Banuelos was engaged in disorderly conduct. See N.M. Stat. Aun. § 30-20-KA) (defining disorderly conduct as âengaging in violent, abusive, indecent, profane, boisterous, unreasonably loud or otherwise disorderly conduct which tends to disturb the peaceâ). We have explained:
Under New Mexico law, disorderly conduct must meet two requirements. The first requirement is that the conduct itself fall into one of the categories enumerated in the statute by being violent, abusive, indecent, profane, boisterous, unreasonably loud, or otherwise disorderly. Id. The second prong measures the potential effect of the conduct on others, requiring that it âtend to disturb the peace.â State v. Oden, 82 N.M. 563, 484 P.2d 1273, 1274 (Ct.App.1971) (holding that âtend to disturb the peaceâ is an independent element of disorderly conduct). Disturbing the peace requires âan act of violence, or ... an act likely to produce violence, or which, by causing consternation and alarm, disturbs the peace and quiet of the community.â State v. Florstedt, 77 N.M. 47, 419 P.2d 248, 249 (1966) (quotation omitted).
Fogarty, 523 F.3d at 1156-57.
Capt. Gonzales contends there was an âample basisâ for probable cause to believe Ms. Silva-Banuelos engaged in disorderly conduct, as she was âmarching through the streets during rush hour traffic and refusing to obey the officersâ lawful commands to clear the streets.â Apltâs Br. at 28. But, as the district court noted, one video depicts her chanting for about a minute, followed by her standing quietly in the street. There is testimony that one officer identified Ms. Silva-Banuelos as the âlong-haired girlâ and observed some of her actions. We agree with the district court that one minute of chanting a non-abusive, non-profane slogan (âpolice strikeâ) does not amount to disturbing the peace or inciting an act of violence. See, e.g., Hess v. Indiana, 414 U.S. 105, 108-09, 94 S.Ct. 326, 38 L.Ed.2d 303 (1973) (overturning disorderly conduct conviction of antiwar protestor who yelled âWeâll take the fâ ing street later (or again)â). We thus reject Capt. Gonzalesâs suggestion that there was probable cause for her arrest.
(ii) Mr. Doyon
Mr. Doyon was also charged with resisting, evading, or obstructing an officer and public nuisance. See N.M. Stat. Ann. §§ 30-22-1(D); 30-8-1. Capt. Gonzales maintains that the cowbell and other per *1285 cussion instruments were interfering with his officersâ ability to communicate with the protestors. Mr. Doyon claimed that the music actually assuaged tension in the crowd. He further stated he did not hear any orders to move from the intersection, nor did anyone tell him to cease playing music.
As above with respect to Ms. Silva-Banuelos, Capt. Gonzales provides no substantive argument before this court in support of the elements of the charged offenses. Mr. Doyon did not resist arrest, nor did he engage in conduct directed at the officers, and Capt. Gonzales does not argue that Mr. Doyon interfered with public property.
With regard to the uncharged offenses, we apply the same reasoning as above regarding the Parade Ordinance and the ordinance and statute regarding walking in the street, in that the officersâ closure of the street may have been interpreted as a sanctioning of the demonstration.
Finally, we turn to Capt. Gonzalesâs argument that there was probable cause supporting Mr. Doyonâs arrest for the uncharged offenses of disorderly conduct, N.M. Stat. Ann. § 30-20-l(A) (defining disorderly conduct as âengaging in violent, abusive, indecent, profane, boisterous, unreasonably loud or otherwise disorderly conduct which tends to disturb the peaceâ), and ROA 1994 § 12-2-5(D) (defining disorderly conduct as âengaging in any public place in violent, abusive or indecent conductâ and â[i]nciting, causing, aiding, abetting or assisting in creating any riot, affray, or disturbance at ... any ... public place in the cityâ). In New Mexico, disorderly conduct is conduct with the âtendency [] to disturb the peace.â State v. Salas, 127 N.M. 686, 986 P.2d 482, 486 (1999). A breach of the peace is an act likely to cause violence or which disturbs the peace and quiet of the community by causing âconsternation and alarm.â State v. Doe, 92 N.M. 100, 583 P.2d 464, 466 (1978). As noted above, â[u]nder New Mexico law, disorderly conduct must [be] ... violent, abusive, indecent, profane, boisterous, unreasonably loud, or otherwise disorderly,â and it must âtend to disturb the peace.â Fogarty, 523 F.3d at 1156-57 (internal quotation marks omitted).
As. to unreasonably loud and disorderly behavior, Capt. Gonzales argues that the crowd was âloud and unruly,â and the percussion playing was âriling up the members of the protest and otherwise tending to disturb the peace.â Apltâs Br. at 29, 30. Mr. Doyon responds âthat he was surrounded by protestors who were chanting, speaking into megaphones, and playing percussion instruments.â Aplesâ Br. at 45 (quoting Apltsâ App. vol. VIII, at 2000). He stated that his bell-ringing âactually helped to de-escalate the rising tension in the crowd.â Id. at 46. As was the case with a fellow percussion player, the district court found sufficient support in the record that Mr. Doyon was playing at a reasonable volume. See Fogarty, 523 F.3d at 1158.
Capt. Gonzales argues that he ordered Mr. Doyonâs arrest because the percussion instruments âinterfered with his efforts to communicate with the crowd, as well as incited hostility towards the police.â Reply Br. at 12. He concedes, however, that there is conflicting testimony on this point, and we agree that âcrediting the facts found by the district court and those that it likely assumed, we are precluded from holding that [Mr. Doyonâs] conduct threatened to incite violence or create âconsternation and alarmâ as required by New Mexico law.â Fogarty, 523 F.3d at 1158.
(iii) Mr. Kisner
Mr. Kisner faced the same charges as Mr. Doyon: resisting, evading, *1286 or obstructing an officer and public nuisance. See N.M. Stat. ANN. §§ 30-22-1(D); 30-8-1. Mr. Kisner, like Mr. Doy-on, engaged in behavior that did not provide probable cause to arrest for either resisting or obstructing an officer or public nuisance. His interaction with the police was limited to chanting âshameâ toward a number of officers and asking an officer why he could not remain on the sidewalk. There is no indication that his conduct approached abuse of an officer in the course of his duties. And, as the district court noted, Mr. Eisnerâs posing questions to an officer did not constitute resisting an officer. Apltsâ App. vol. VIII, at 2002 (citing Cortez, 478 F.3d at 1128 (âAlthough plaintiff briefly asked Defendants what was going on before complying with their commands to exit the residence, this does not amount to resistance.â)). And, similar to Ms. Silva-Banuelosâs, Mr. Eisnerâs activities did not interfere with the right to use public property in a manner sufficient to support an arrest for public nuisance. We thus consider whether there was probable cause to arrest for the uncharged misdemeanors.
The demonstrators may have reasonably viewed the officersâ involvement in closing the streets and directing the protest to be a sanctioning of the demonstration. Capt. Gonzales offers little support for Mr. Eisnerâs uncharged disorderly conduct misdemeanor, N.M. Stat. Ann. § 30-20-l(A). Probable cause existed to arrest each of the Arrested Plaintiffs for violation of this statute, he argues, because the protestors were marching through the streets during rush hour traffic and refusing to obey officersâ lawful commands to clear the streets. However, under our standard of review, we agree with the district court that non-abusive chanting as part of a large-scale demonstration âcould hardly qualify as disturbing the peace.â Apltsâ App. vol. VIII, at 2004. Further, we agree that a âreasonable officer would not have believed, based on the facts most favorable to Michael Eisner, that probable cause existed to arrest him for the crimes with which he was not charged.â Id.
ii. Clearly established right
Having concluded the district court correctly determined that the facts alleged demonstrate that Capt. Gonzalesâs conduct violated a constitutional right, see Saucier, 533 U.S. at 201, 121 S.Ct. 2151, we next consider his third argument as to âwhether the right was clearly established.â Id. This question âmust be undertaken in light of the specific context of the case, not as a broad general proposition.â Id. (internal quotation marks omitted). âThe relevant, dispositive inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawfulâ under the circumstances presented. Fogarty, 523 F.3d at 1155 (quoting Saucier, 533 U.S. at 202, 121 S.Ct. 2151). Capt. Gonzales argues that the Arrested Plaintiffsâ arrests were objectively reasonable because there is no evidence that he violated a clearly established constitutional right. We disagree.
âIn the context of an unlawful arrest our analysis is simple, for the law was and is unambiguous: a government official must have probable cause to arrest an individual.â Fogarty, 523 F.3d at 1158-59 (internal quotation marks omitted). As the above analysis demonstrates, the record does not suggest behavior that allowed Capt. Gonzales âto infer that probable cause existed to arrest the [Arrested Plaintiffs].â Apltsâ App. vol. VIII, at 2010. Viewing the facts most favorably to the Arrested Plaintiffs, Capt. Gonzalesâs issuance of arrest orders, when on notice that *1287 probable cause was lacking, was a violation of a clearly established right.
in. Supervisory liability for arrests
We turn to Capt. Gonzalesâs final argument related to the arrests and seizures, which challenges the district courtâs conclusions regarding supervisory liability. As noted above, we cannot review the district courtâs sufficiency of the evidence determinations. Fogarty, 523 F.3d at 1154. The district court made the following findings:
It is undisputed that Defendant Gonzales acted as the incident commander in charge of the police response to the March 20, 2003 demonstration. It has also already been established that Defendant Gonzales did not expect his officers to take independent action unless they received specific directives, and this was particularly true concerning the use of force. As the incident commander, Defendant Gonzales directly supervised his officersâ conduct and issued directives as he followed the progress of the protest. In addition, Defendant Gonzales authorized the use of chemical munitions and pepper ball rounds, and personally deployed a tear gas canister. Also as discussed above, Defendant Gonzales directed his officers to arrest certain protestors who were playing percussion instruments, including Plaintiff Doyon, and ordered the use of force to sweep people from the sidewalk in front of the Frontier restaurant, where Plaintiff Michael Kisner was standing.
Apltsâ App. vol. VIII, at 2035 (citations omitted) (emphasis added).
Accepting the district courtâs factual determinations, we agree that Capt. Gonzalesâs personal participation and exercise of control or direction made him the apparent commander in charge at the scene. We further agree that these determinations support the conclusion that Capt. Gonzales is liable as a supervisor for the unconstitutional arrests of the Arrested Plaintiffs. Thus, Capt. Gonzales may be personally liable for the seizures of the Arrested Plaintiffs under a supervisory liability theory. See Rizzo v. Goode, 423 U.S. 362, 371, 96 S.Ct. 598, 46 L.Ed.2d 561 (1976) (finding that supervisory personnel could be held liable where the plaintiff demonstrates an âaffirmative linkâ between the constitutional violation and the defendantâs actions, typically through âthe adoption of any plan or policy ... showing authorization or approvalâ); Fogarty, 523 F.3d at 1162 (â[I]n situations where an affirmative link exists between the constitutional deprivation and either the supervisorâs personal participation, his exercise of control or direction, or his failure to supervise, the supervisor may be personally liable.â (internal quotation marks omitted)).
2. Excessive force
Having held that Capt. Gonzales was not entitled to qualified immunity at this juncture with respect to the Arrested Plaintiffsâ wrongful arrest claims, we move to the second claim in this appeal: that qualified immunity shields Capt. Gonzales from the excessive force claims.
When we examine claims of excessive force, â[w]e analyze whether the force used to effectuate an arrest violates an individualâs Fourth Amendment rights under the âobjective reasonablenessâ standard of the Fourth Amendment.â Marquez v. City of Albuquerque, 399 F.3d 1216, 1220 (10th Cir.2005) (quoting Graham v. Connor, 490 U.S. 386, 388, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989)). âA court assesses the reasonableness of an officerâs conduct from the perspective of a reasonable officer on the scene, acknowledging that the officer may be forced to make split-second judgments in certain dif *1288 ficult circumstances.â Id. (internal quotation marks omitted). When measuring the reasonableness of the force used, we must consider, among other things, âthe alleged crimeâs severity, the degree of potential threat that the suspect poses to an officerâs safety and to othersâ safety, and the suspectâs efforts to resist or evade arrest.â Id. We also note that unreasonable force claims are generally fact questions for the jury. See Quezada v. County of Bernalillo, 944 F.2d 710, 715 (10th Cir.1991) (â[Wjhether the police used excessive force in a § 1983 case has always been seen as a factual inquiry best answered by the fact finder.â) (collecting cases), overruled on other grounds by Saucier v. Katz, 533 U.S. 194, 121 S.Ct. 2151, 150 L.Ed.2d 272 (2001).
Capt. Gonzales argues that his lack of physical contact with any of the Excessive Force Plaintiffs negates any âpersonal involvement in the alleged constitutional violation.â Foote v. Spiegel, 118 F.3d 1416, 1423 (10th Cir.1997). He next argues that those actions he did authorize (ie., limited deployment of tear gas and use of pepper spray, limited use of non-lethal projectiles) were objectively reasonable and not excessive, for he never would have authorized excessive force. He also suggests that any constitutional violation was not clearly established. Finally, he argues that the district court erred when it concluded there was an âaffirmative linkâ between his actions and those independent actions of the officers.
First, with respect to personal participation, we have established above that Capt. Gonzales may be held individually liable for his actions as the on-the-scene supervisor at the demonstration and his personal involvement in the arrests of the Arrested Plaintiffs. Similarly, we hold that, viewing the facts favorably toward the plaintiffs, Capt. Gonzalesâs actions as on the scene commander-in-chief extend to his personal involvement with regard to his officersâ alleged use of force against the Excessive Force Plaintiffs. Second, as to whether or not the officersâ force was excessive, under the Plaintiffsâ view of the facts, we answer in the affirmative. Capt. Gonzales argues that the use of tear gas and pepper ball rounds, the only measures he allowed, were reasonable. He does not address the claims regarding pushing, dragging, and shoving, stating âthere is no evidence that he undertook such actions or otherwise directed, participated or acquiesced in such actions by his subordinate officers.â Apltâs Br. at 41, n. 6. We have rejected this claim above, as he was the commanding officer and held a tight rein on his officersâ actions. Viewing the facts in the light most favorable to the Excessive Force Plaintiffs, we hold that Capt. Gonzales is not entitled to qualified immunity at this stage of the litigation. Finally, to the extent Capt. Gonzales challenges the sufficiency of the evidence supporting the allegations of excessive force, we do not have jurisdiction to review this claim. Lowery v. County of Riley, 522 F.3d 1086, 1091 (10th Cir.2008) (âWe do not have jurisdiction to resolve disputed issues of fact and have therefore observed that a defendant may not appeal the sufficiencyâ as opposed to the legal significance â of the plaintiffs evidence.â).
a. Constitutional Violation
We will next consider whether, assuming his or her allegations to be true, each Excessive Force Plaintiff has established that Capt. Gonzales violated his or her constitutional rights. In evaluating each claim, we will consider Capt. Gonzalesâs challenges regarding the reasonableness of the force used against each Excessive Force Plaintiff.
*1289 i. Ms. Chavez
As described by the district court, Apltsâ App. vol. VIII, at 1968-69, while standing near Central Avenue and Harvard Drive, Ms. Chavez saw an officer shoot a nonlethal round at the protestor next to her, causing the protestor to scream and fall down. She sat down in the street on Central Avenue near Cornell Drive as a sign of protest. She witnessed officers taking away other protestors in the crowd.
While seated in the street and not posing any threat, Ms. Chavez was subjected to tear gas and then shot repeatedly with pepper ball rounds. She saw officers deploy tear gas canisters into the crowd. She also witnessed the police shoot a second volley of tear gas canisters into the area in front of the UNM Bookstore, which is where the officers had been directing protestors to go. Ms. Chavez felt that she could not move. The gas burned her eyes and she started choking. Because she was focused on regaining control of her breathing, Ms. Chavez does not recall feeling the impact of the pepper ball rounds on her body, nor did the projectiles leave any welts, marks, or bruises. She did, however, know that guns were pointed in her direction.
Ms. Chavez was aware of the possibility that she might be arrested for sitting in the street, but she did not expect to be subjected to tear gas or shot. Even after lying down to show that she was not a threat, she was repeatedly shot with pepper ball rounds. Other protestors eventually attempted to escort her to safety, but as they were doing so, an officer shoved Ms. Chavez from behind with his baton, knocking her down onto Central Avenue. She lay there, unable to stand, trying to breathe, coughing, her eyes burning. Once she could stand, other protestors helped her onto the sidewalk in front of the Frontier restaurant. Ms. Chavez leaned against a light pole, trying to recover, when more police officers, yelling, screaming, and pushing with their batons, forced her back onto Central Avenue. She did not know what they wanted her to do, so she cried out to them to tell her where to go. They yelled back that she was to go across the street, and she complied.
The district court determined that the repeated shooting of pepper ball rounds at Ms. Chavez, who was lying in the street, was an unreasonable use of force. Apltsâ App. vol. VIII, at 2027 (citing Holland ex rel. Overdorff v. Harrington, 268 F.3d 1179, 1193 (10th Cir.2001) (âWhere a person has submitted to the officersâ show of force without resistance, and where an officer has no reasonable cause to believe that person poses a danger to the officer or to others, it may be excessive and unreasonable to continue to aim a loaded firearm directly at that person.... â)). Pepper balls are ârifle-fired projectiles that break into pieces upon impact and release oleoresin capsicum powder (commonly known as mace), thereby causing both pain at the point of impact and irritation of the targeted individualâs eyes and breathing passages.â Fogarty, 523 F.3d at 1152 n. 4. Here, the severity of Ms. Chavezâs purported infractions and the degree of potential threat that she posed to an officerâs and to othersâ safety appeared to be nil â she was lying on the ground. She also did not resist or evade arrest. âGraham establishes that force is least justified against nonviolent misdemeanants who do not flee or actively resist arrest.â Casey, 509 F.3d at 1285. To the extent Capt. Gonzales argues that, even viewing the facts favorably to Ms. Chavez, the force could not be viewed as unreasonable, we disagree. To the extent Capt. Gonzales challenges the district courtâs factual findings, we reiterate that we are without jurisdiction to review the sufficiency of evi *1290 dence as to whether a jury might conclude that the officersâ use of force was excessive.
ii. Mr. Doyon
Our analysis as to Mr. Doyon is similar: faced with possible misdemeanor charges, he did not attempt to flee, or pose a threat to any officer or individual. The officers grabbed him, dragged him, and pushed him face down on the pavement. One officer kneed him in the back and pinned him to the ground. An officer pushed him face forward onto the roof of a police car, and he was exposed to tear gas while handcuffed in the car. To the extent Capt. Gonzales challenges the district courtâs application of the law, we hold that, viewing the facts most favorably to Mr. Doyon, that a jury might conclude that the officerâs force was constitutionally unreasonable. Casey, 509 F.3d at 1285. Again, we are without jurisdiction to review the sufficiency of evidence as to whether a jury might conclude that the officerâs use of force was excessive.
iii. Mr. Kisner
Mr. Kisner did not resist arrest, attempt to flee, or pose a risk to an officer or anyone else. âA horse-mounted officer used his horse to repeatedly hit [him] in the face, about the head, and in his chest.â Apltsâ App. vol. VIII, at 2028. Another officer sprayed Mr. Kisner with pepper spray. When trying to retreat, horse-mounted officers pinned him between two horses, âkicked him in the back, shook him violently ... by his shoulder strap of his backpack, and impelled him forward by releasing the strap.â Id. The officers again approached him, and pulled him by the straps of his backpack, between the two horses, and pulled him up on his toes. Viewing the factors favorably toward Mr. Kisner, we again agree with the district courtâs conclusion that a jury could consider the alleged constitutional deprivation to be unreasonable. And again, to the extent Capt. Gonzales challenges the sufficiency of the evidence determinations, we are without jurisdiction to review this claim.
b. Clearly established law
Having determined that the Excessive Force Plaintiffs have sufficiently alleged a constitutional violation, we now turn to the second prong of the qualified immunity analysis, asking whether existing case law gave the defendants fair warning that their conduct violated the plaintiffs constitutional rights. See Novitsky v. City of Aurora, 491 F.3d 1244, 1255-56 (10th Cir.2007). The law is clearly established either if courts have previously ruled that materially similar conduct was unconstitutional, or if âa general constitutional rule already identified in the decisional law [applies] with obvious clarity to the specific conductâ at issue. United States v. Lanier, 520 U.S. 259, 271, 117 S.Ct. 1219, 137 L.Ed.2d 432 (1997).
Here, Capt. Gonzales cabins his argument to the authorization of âthe limited deployment of tear gas, pepper spray and non-lethal projectiles,â Apltâs Br. at 41, urging that clearly established law did not prohibit these actions in this particular situation. He contends that the district court did not define the right allegedly violated with the appropriate level of specificity. Id. (â[N]either the Arrested Plaintiffs nor the district court cited to any controlling precedent that bears a âsubstantial correspondenceâ to Capt. Gonzalesâs conduct.â (quoting Hannula v. City of Lakewood, 907 F.2d 129, 131 (10th Cir.1990))).
We briefly turn to whether the specific facts the Excessive Force Plaintiffs presented demonstrate that Capt. Gonzalesâs conduct violated Grahamâs well-estab *1291 lished parameters. We must disagree with Capt. Gonzalesâs characterization regarding specificity of the right alleged. With regard to Ms. Chavez, she posed no threat and did not attempt to flee. With regard to Mr. Doyon and Mr. Kisner, not one of the suspected crimes charged or uncharged was severe, neither posed a threat to the safety of an officer or others, and neither attempted to flee or evade arrest. We have stated that Graham undoubtedly speaks to this right: âan officerâs violation of the Graham reasonableness test is a violation of clearly established law if there are âno substantial grounds for a reasonable officer to conclude that there was legitimate justificationâ for acting as she did.â Casey, 509 F.3d at 1286 (quoting Holland, 268 F.3d at 1197). As in Casey, âeach factor in Graham counseled against the use of a large amount of forceâ against each of the Excessive Force Plaintiffs. See Graham, 490 U.S. at 396, 109 S.Ct. 1865. Thus, we have little difficulty in holding that the law was clearly established at the time of the alleged infraction. See Fogarty, 523 F.3d at 1162 (âConsidering that under [the plaintiffs] version of events each of the Graham factors lines up in his favor, this case is not so close that our precedents would fail to portend the constitutional unreasonableness of defendantsâ alleged actions.â).
c. Supervisory liability for excessive force
As to Capt. Gonzalesâs suggestion that the extent to which he can be held liable as a supervisor is limited, because there is no âaffirmative linkâ between his actions and those of his officers, we must disagree. Viewing the facts in favor of plaintiffs, we agree with the district courtâs conclusion that:
there is an affirmative link between Defendant Gonzales and the use of excessive force against Plaintiffs Chavez, Doyon, and Michael Kisner sufficient to overcome a motion for summary judgment. Seen in the light most favorable to these three Plaintiffs, the evidence suggests that Defendant Gonzales set in motion a series of events that he knew or reasonably should have known would cause his officers to violate Plaintiffs Chavez, Doyon, and Michael Kisnerâs constitutional rights when he authorized the use of pepper ball rounds, ordered Plaintiff Doyonâs arrest, and ordered his officers to sweep people from the front of the Frontier restaurant.
Apltsâ App. vol. VIII, at 2035 (citations omitted) (emphasis added).
Unlike Holland, upon which Capt. Gonzales relies, here, Capt. Gonzales allowed and encouraged the use of force against compliant demonstrators. In Holland, the decision to deploy a SWAT team to execute misdemeanor warrants was determined not to establish an affirmative link to the alleged excessive force. Holland, 268 F.3d at 1191. There, âplaintiffs did not show that [defendants] decided to use the SWAT team knowing that the SWAT team would use excessive force, intending to cause harm to any person, or that they instructed the SWAT team to use excessive force while conducting the ... raid.â Id. Here, Capt. Gonzales did not want his officers to act independently. He contacted his officers through radio, hand signal, and direct verbal command. He deployed chemical munitions, and also ordered the deployment of tear gas, pepper ball rounds, and bean bag projectiles. He directed the arrest of several protestors and encouraged the arrests of others. We agree that he authorized his officers to use force against protestors, and, viewing the facts in the light most favorable to the Excessive Force Plaintiffs, we agree with the district court that Capt. Gonzales could *1292 be held liable under § 1983 as a supervisor. To the extent Capt. Gonzales challenges the district courts factual findings as to the sufficiency of evidence, we do not have jurisdiction to assess such claims. See Walker v. City of Orem, 451 F.3d 1139, 1154 (10th Cir.2006) (âA defendant may not immediately appeal a district courtâs order denying qualified immunity ... merely to dispute the district courtâs conclusions that plaintiffs claims are supported by sufficient evidence in the record or that disputed issues of material fact exist which preclude summary judgment.â).
3. First Amendment Retaliation Claim
Capt. Gonzales next challenges the district courtâs determination that he violated plaintiffsâ First Amendment rights to freedom of expression and assembly, when he authorized the use of force to break up the protest. First, he contends there is no clearly established First Amendment right at issue, and second, he argues that the district court erred in finding that there was sufficient evidence that he intended to interfere with plaintiffsâ First Amendment rights.
Our analysis is brief. To start, â[i]t has long been clearly established that the First Amendment bars retaliation for protected speech and association.â Mimics, 394 F.3d at 848 (citing Crawford-El v. Britton, 523 U.S. 574, 592, 118 S.Ct. 1584, 140 L.Ed.2d 759 (1998)); Pickering v. Bd. of Educ., 391 U.S. 563, 574, 88 S.Ct. 1731, 20 L.Ed.2d 811 (1968) (concluding that public school employee could not be terminated because of exercise of employeeâs First Amendment rights).
We examine First Amendment retaliation claims under Worrell v. Henry, 219 F.3d 1197 (10th Cir.2000). Our Wor-rell inquiry revolves around the evidence supporting (1) that plaintiffs were engaged in constitutionally protected activity; (2) whether defendants caused the plaintiffs to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity; and (3) whether defendantsâ actions were motivated by plaintiffsâ protected activity. Id. at 1212.
Capt. Gonzales challenges the district courtâs conclusion that a material issue of fact existed as to whether law enforcement sought to âend the protest, rather than just to clear the protestors from the streets.â Apltâs Br. at 49 (quoting Apltsâ App. vol. VIII, at 2038). We are without appellate jurisdiction over an interlocutory appeal when the appellant contests, as Capt. Gonzales does here, the district courtâs determination that a dispute of material fact remains. Walker, 451 F.3d at 1154 (10th Cir.2006).
4. Remaining claims
Capt. Gonzalesâs remaining claims (challenging the denial of summary judgment on retaliatory prosecution under § 1983, malicious prosecution under § 1983, and the state tort claim of malicious abuse of process) revolve around sufficiency of the evidence as to Capt. Gonzalesâs motivation and whether he was propelled by malice. 4 As explained above *1293 as to Capt. Gonzalesâs motivation with respect to the First Amendment retaliation claim, we are without jurisdiction to review these claims, because a material issue of fact exists. Id. As to the state law tort, we may reach Capt. Gonzalesâs state law arguments only by exercising pendent appellate jurisdiction. Fogarty, 523 F.3d at 1154.
We briefly consider the state law tort. Under New Mexico law, the tort of malicious abuse of process requires â(1) the initiation of judicial proceedings against the plaintiff by the defendant; (2) an act by the defendant in the use of process other than such as would be proper in the regular prosecution of the claim; (3) a primary motive by the defendant in misusing the process to accomplish an illegitimate end; and (4) damages.â Durham v. Guest, 142 N.M. 817, 171 P.3d 756, 766 (2007). The district court found sufficient evidence to satisfy the first three elements of the tort, and found that Capt. Gonzales did not challenge the fourth element.
âIt is appropriate to exercise pendent appellate jurisdiction only where resolution of the appealable issue necessarily resolves the nonappealable issue, or where review of the nonappealable issue is necessary to ensure meaningful review of the appealable one.â Berrey v. Asarco, Inc., 439 F.3d 636, 647 (10th Cir.2006). Thus, if Capt. Gonzales had argued and could demonstrate that the state-law claim is âinextricably intertwined with the district courtâs qualified immunity determinations,â or consideration of this claim is ânecessary to ensure meaningful reviewâ of the qualified immunity rulings, we might exercise pendent appellate jurisdiction. Fogarty, 523 F.3d at 1155. Capt. Gonzales makes no such argument, and, if he did, noting our disposition of the federal claims, it is likely we would similarly rule here. Thus for these reasons, we conclude that â[i]t would be inappropriate to reach these fact-intensive state-law claims in this appeal.â Id.
III. CONCLUSION
Accordingly, we affirm the district courtâs denial of summary judgment and denial of qualified immunity as to (1) the unlawful seizure and arrest claims, (2) Capt. Gonzalesâs personal involvement in and the clearly established nature of the excessive force claims, and (3) the clearly established nature of Plaintiffsâ First Amendment retaliation claims. We dismiss the remainder of the appeal of the § 1983 claims for lack of jurisdiction, and we decline to exercise pendent jurisdiction over the state tort claim.
. The Appellantâs appendix in this case is consolidated with that of companion case Buck v. City of Albuquerque, et al., 291 Fed. Appx. 122 (10th Cir.2008).
. The ordinance provides:
Resisting, obstructing or refusing to obey an officer consists of either:
(A)Knowingly obstructing, resisting or opposing any officer of this state or any other duly authorized person serving or attempting to serve or execute any process or any rule or order of any of the courts of this state or any other judicial writ or process; or
(B) Resisting or abusing any judge, magistrate or peace officer in the lawful discharge of his duties; or
(C) Refusing to obey or comply with any lawful process or order given by any police officer acting in the lawful discharge of his duties; or
(D) Interfering with, obstructing or opposing any officer in the lawful discharge of his regular and affixed duties.
ROA § 12-2-9.
. We also note that the current City ordinance anticipates a similar happenstance:
If a demonstration begins on the sidewalk but attracts an unexpected number of participants such that the demonstration begins to occupy a portion of the street, the Albuquerque Police Department shall accommodate the protest by closing a segment, lane or portion of the street where so doing will not jeopardize the demonstrators or unreasonably inhibit the flow of traffic on a major traffic route; however, the Albuquerque Police Department is authorized to limit the available portion of the street, where a segment, lane or portion of the street is capable of accommodating the demonstration.
ROA 2005 § 7-3-5(E).
. See Becker v. Kroll, 494 F.3d 904, 925 (10th Cir.2007) (âTo establish a § 1983 retaliation claim against non-immune officials, [plaintiff] must plead and prove (1) that she was engaged in a constitutionally protected activity; (2) that a defendantâs action caused her to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity; and (3) that a defendantâs action was substantially motivated as a response to her exercise of her First Amendment speech rights.â (citing Worrell, 219 F.3d at 1212)); Novitsky, 491 F.3d 1244, 1258 (10th Cir.2007) (the elements of malicious *1293 prosecution are (1) the defendant caused the plaintiffs continued confinement or prosecution; (2) the original action terminated in favor of the plaintiff; (3) there was no probable cause to support the original arrest, continued confinement, or prosecution; (4) the defendant acted with malice; and (5) the plaintiff sustained damages); DeVaney v. Thriftway Mktg. Corp. 124 N.M. 512, 953 P.2d 277, 283 (1997) (under New Mexico law, the elements of malicious abuse of process are: (1) the initiation of judicial proceedings against the plaintiff by defendant; (2) an act by the defendant in the use of process other than such as would be proper in the regular prosecution of the claim; (3) a primary motive by the defendant in misusing the process to accomplish an illegitimate end; and (4) damages).