Free Speech Coalition v. Anderson
Citation119 F.4th 732
Date Filed2024-10-01
Docket23-4104
Cited19 times
StatusPublished
Full Opinion (html_with_citations)
Appellate Case: 23-4104 Document: 59-1 Date Filed: 10/01/2024 Page: 1
FILED
United States Court of Appeals
PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS October 1, 2024
Christopher M. Wolpert
FOR THE TENTH CIRCUIT Clerk of Court
_________________________________
FREE SPEECH COALITION, INC.; D.S.
DAWSON; JOHN DOE; DEEP
CONNECTION TECHNOLOGIES, INC.;
CHARYN PFEUFFER; JFF
PUBLICATIONS, LLC,
Plaintiffs - Appellants,
v. No. 23-4104
JESS L. ANDERSON, in his official
capacity as the Commissioner of the Utah
Department of Public Safety; SEAN D.
REYES, in his official capacity as the
Attorney General of the State of Utah,
Defendants - Appellees.
_________________________________
Appeal from the United States District Court
for the District of Utah
(D.C. No. 2:23-CV-00287-TS)
_________________________________
Jeffrey Keith Sandman of Webb Daniel Friedlander LLP, New Orleans, Louisiana (D.
Gill Sperlein of Law Offices of D. Gill Sperlein, San Francisco, California, and Jerome
Mooney of Weston, Garrou & Mooney, Salt Lake City, Utah, with him on the briefs), for
Plaintiffs-Appellants.
Sarah Goldberg, Assistant Solicitor General (David N. Wolf and Lance Sorenson,
Assistant Attorneys General, with her on the brief), Salt Lake City, Utah, for Defendants-
Appellees.
_________________________________
Before PHILLIPS, MORITZ, and EID, Circuit Judges.
_________________________________
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MORITZ, Circuit Judge.
_________________________________
In this action, plaintiffs Free Speech Coalition, Inc., D.S. Dawson, John Doe,
Deep Connection Technologies, Inc., Charyn Pfeuffer, and JFF Publications, LLC
seek to prevent defendantsâthe Attorney General of Utah and the Commissioner of
the Utah Department of Public Safetyâfrom enforcing Utahâs recently enacted
Online Pornography Viewing Age Requirements (the Act), 2023 Utah Laws Ch. 262
(codified at Utah Code Ann. §§ 78B-3-1001 to -1002). The Act allows private parties
to sue commercial entities that provide certain restricted content without first
verifying that a user is at least 18 years old, and plaintiffs allege that it violates the
First Amendment (among other constitutional guarantees). See §§ 78B-3-1001 to -02.
The district court granted defendantsâ motion to dismiss, holding in relevant part that
defendants were entitled to Eleventh Amendment immunity. In reaching this
conclusion, the district court rejected plaintiffsâ attempt to utilize the exception to
such immunity created in Ex parte Young, 209 U.S. 123 (1908), reasoning that the
exception did not apply because defendants did not enforce or give effect to the Act.
We similarly conclude that immunity bars plaintiffsâ claims. Because neither
defendant enforces or gives effect to the Act, Ex parte Young does not apply, and we
affirm dismissal.
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Background
The Act requires certain commercial entities to verify the age of users seeking
to access âmaterial harmful to minorsâ online.1 See § 78B-3-1002(1). It identifies
three approved methods for age verification: (1) âa digitized information cardâ;
(2) âan independent, third-party[,] age[-]verification serviceâ; or (3) âany
commercially reasonable method that relies on public or private transactional data to
verify the age of the person attempting to access the material.â § 78B-3-1001(9).2 In
connection with this age-verification requirement, the Act creates a private cause of
action: â[a] commercial entity that is found to have violated this [Act] shall be liable
to an individual for damages resulting from a minorâs accessing the material.â
§ 78B-3-1002(3).
According to plaintiffsâ complaint,3 the Act violates their First Amendment
free-speech rights by imposing a content-based restriction on protected speech that
fails strict scrutiny. Plaintiffs additionally claim, among other things, that the Act
1
The Act defines the term âmaterial harmful to minorsâ in part as âany
material that the average person, applying contemporary community standards, would
find, taking the material as a whole and with respect to minors, is designed to appeal
to, or is designed to pander to, the prurient interest.â § 78B-3-1001(5).
2
The Act uses the term âdigitized information cardâ as one of the reasonable
methods of age verification, âas defined in this section.â § 78B-3-1001(9)(a)
(emphasis added). But the defined term in this section is âdigitized identification
card.â § 78B-3-1001(2) (emphasis added). Defendants invite us to âpresume that the
Utah [l]egislature intended to use these terms interchangeably.â Aplee. Br. 5 n.2. And
because plaintiffs do not draw our attention to this distinction or make any argument
based on it, we accept defendantsâ invitation.
3
We accept the well-pleaded factual allegations in plaintiffsâ complaint as true
at this stage. See Peterson v. Martinez, 707 F.3d 1197, 1205 (10th Cir. 2013).
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violates their Fourteenth Amendment due-process and equal-protection rights
because it is unconstitutionally vague, impermissibly intrudes upon fundamental
liberty and privacy rights, and draws content-based distinctions among persons
engaged in free speech. Plaintiffs thus seek a declaration that the Act is
unconstitutional.
They also seek preliminary and permanent injunctive relief preventing the
Commissioner and the Attorney General from enforcing the Act. As to the
Commissioner, plaintiffs allege that he enforces the Act through his oversight of a
department that manages Utahâs Mobile Driverâs License program (mDL program),
which provides an official copy of an individualâs driverâs license or identification
card to their mobile device. See Utah Code Ann. § 53-3-235(1)(b) (directing driver-
license department to âestablish a process and system for an individual to obtain an
electronic license certificate or identification cardâ). Plaintiffs allege that the mDL
program could provide one way of verifying a userâs age, even though they
acknowledge that the program âdoes not yet provide for the online verification
necessary for the card to beâ used for that purpose. App. 20. As to the Attorney
General, plaintiffs contend that he enforces the Act through his general legal
authority in the state.
Defendants moved to dismiss, arguing that they are protected by Eleventh
Amendment immunity and that the Ex parte Young exception to that immunity does
not apply because they do not enforce the Act. The district court agreed with
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defendantsâ immunity argument and dismissed plaintiffsâ complaint for lack of
subject-matter jurisdiction.4 Plaintiffs appeal.
Analysis
We review a district courtâs Eleventh Amendment analysis de novo. See
Hennessey v. Univ. of Kan. Hosp. Auth., 53 F.4th 516, 527(10th Cir. 2022). âThe Eleventh Amendment constitutionalizes the doctrine of state sovereign immunity.â Hendrickson v. AFSCME Council 18,992 F.3d 950, 965
(10th Cir. 2021). It states that â[t]he [j]udicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by [c]itizens of another [s]tate, or by [c]itizens or [s]ubjects of any [f]oreign [s]tate.â U.S. Const. amend. XI. This immunity extends as well âto suits brought by citizens against their own state.â Hendrickson,992 F.3d at 965
. And it applies not just to suits
brought against states themselves but also to âsuit[s] against a state official in his or
4
Defendants also argued that plaintiffsâ claims were not ripe and that plaintiffs
lacked standing under Article III of the U.S. Constitution. As to ripeness, the district
court determined that plaintiffsâ claims against the Commissioner were not ripe
because, at the time of the decision, the mDL program did ânot yet provide for online
verification,â and speculations about its potential effect were âpremature.â App. 256.
And although the district court did not directly discuss Article III standing, it noted
that plaintiffsâ requested relief, a preliminary injunction, would not redress their
injury by warding off potential suits by private parties. Given that we resolve this
case based on immunity, we do not reach ripeness or standing. See Sinochem Intâl
Co. v. Malay. Intâl Shipping Corp., 549 U.S. 422, 431(2007) (explaining âthat a federal court has leeway âto choose among threshold grounds for denying audience to a case on the meritsââ because âthere is no mandatory âsequencing of jurisdictional issuesââ (quoting Ruhrgas AG v. Marathon Oil Co.,526 U.S. 574
, 584â85 (1999))).
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her official capacity.â Will v. Mich. Depât of State Police, 491 U.S. 58, 71 (1989).
But Ex parte Young created an exception under which individuals can sue state
officers in their official capacities if the lawsuit seeks prospective relief for an
ongoing violation of federal law. 209 U.S. at 159â60; see also Hendrickson, 992 F.3d
at 965. To come within this exception, the âstate official âmust have some connection with the enforcementâ of the challenged statute.â Hendrickson,992 F.3d at 965
(quoting Ex parte Young, 209 U.S at 157). Though the official need not âhave a âspecial connectionâ to the unconstitutional act or conduct,â they must âhave a particular duty to âenforceâ the statute in question and a demonstrated willingness to exercise that duty.â Prairie Band Potawatomi Nation v. Wagnon,476 F.3d 818, 828
(10th Cir. 2007) (quoting Ex parte Young,209 U.S. at 157
). An official enforces a law when they âclearly . . . assisted or currently assist in giving effect to the [contested] law.âId.
(footnote omitted); see alsoid.
at 828 n.15 (noting that ââ[t]o
give effectâ is the definition of âenforceââ (quoting Websterâs Third New
International Dictionary 751 (1986))).
Here, the district court concluded that even though plaintiffs seek prospective
relief for an alleged ongoing violation of federal law, neither defendant enforced or
gave effect to the allegedly unconstitutional Act for purposes of the Ex parte Young
exception. Plaintiffs dispute this ruling, and we consider application of the exception
to each defendant in turn.
I. The Commissioner of the Utah Department of Public Safety
Although plaintiffs alleged and argued that the Commissioner enforced the Act
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through his management of the mDL program, the district court disagreed. It first
noted that the Act itself places enforcement authority with private third parties, not
with the Commissioner. And in rejecting plaintiffsâ mDL argument, the district court
determined that even though the mDL program provides a digitized identification
cardâthereby potentially supplying one of the three statutory options for age
verification under the Actâthis connection was too attenuated to conclude that the
Commissioner gives effect to the Act by managing the mDL program. The district
court also noted that the mDL programâs âfunctionality is currently limited to an in-
person scanâ and thus does not allow for online age verification. App. 256. So, the
district court reasoned, the Commissioner had not assisted and was not currently
assisting in giving effect to the Act.
On appeal, plaintiffs reassert their position that the Commissioner is
sufficiently connected to the Act because he oversees the mDL program, which
plaintiffs describe as the âonly [s]tate-assured âreasonable age[-]verification methodâ
compliant with the Act.â Aplt. Br. 13 (quoting § 78B-3-1001(9)). But critically, the
mDL program does not currently provide for online age verification and thus could
not possibly give effect to the Act in its current state, regardless of its potential
relevance. Plaintiffs seek to characterize the mDLâs lack of operability as a
âderelictionâ of the Commissionerâs duty to ensure a viable means of age
verification. Id. at 14. Yet this argument puts the cart before the horseânothing in
the Act expressly refers to the mDL program or promises a state-sponsored means of
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age verification, so the Commissioner has no such duty to begin with.5 Nor does the
mDL statute require the online functionality that would allow it to operate as a means
of complying with the Act.6 For this reason, the Commissioner neither enforces nor
gives effect to the allegedly unconstitutional Act for purposes of the Ex parte Young
exception.7
Resisting this conclusion, plaintiffs argue that our decision in Prairie Band,
476 F.3d 818, supports their position that the Commissionerâs oversight of the mDL
program gives effect to the Act. There, an Indian tribe in Kansas sued the stateâs
Director of Vehicles and Superintendent of the Highway Patrol to prevent the
5
The dissent suggests that the Act refers to the mDL program by including the
terms âstate-approvedâ and âlicense or identification cardâ in the definition of
âdigitized identification card.â See § 78B-3-1001(2). Plaintiffs do not make this
textual argument, and it fails to persuade us; the Act could have expressly referred to
the preexisting mDL program, and it does not do so.
6
The dissent speculates that if the mDL program âfunction[ed] as intended,â
then the Commissionerâs supervision of the program would give effect to the Act.
Dissent 8 (emphasis added). But the dissent provides scant support for its position
that the mDL program is âintendedâ to operate in a way that would effectuate
compliance with the Act. Id. At best, the dissent elsewhere points to statements on
the website for Utahâs public-safety department noting âthat âonline or unattended
verificationâ is part of the âfuture of [the] mDL [program].ââ Id. at 2 (emphasis
omitted) (quoting Utah Depât of Pub. Safety, Utah mDL FAQs,
https://dld.utah.gov/mdlfaqs/ [https://perma.cc/TM9W-NR78]). Unsurprisingly,
plaintiffs do not cite or seek to rely on these statements in their complaint or on
appeal. The reason is simple: a websiteâs forecast of the future contours of the mDL
program does not establish a present-day legal duty to ensure that the program
provides a state-sponsored means of complying with the Act.
7
Defendants additionally argue that the Commissionerâs enforcement
connection to the Act is diminished by the availability of other methods of
compliance. Plaintiffs dispute the functional availability of those other methods, but
we need not delve into that dispute because the availability of other methods of
compliance tells us nothing about whether defendants have the requisite connection
to the Act to be amenable to suit under Ex parte Young.
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enforcement of a law requiring that Kansas drivers have license plates registered with
Kansas or a reciprocal state. Id. at 820. Because the tribe was located within the
bounds of the state of Kansas, it did not fall under the lawâs reciprocity exception,
and drivers with tribally registered vehicles risked violating the Kansas statute;
indeed, several had received tickets prior to the lawsuit. Id. at 820â21. We held that
the Ex parte Young exception applied to permit suit against these defendants because
each âassisted . . . in giving effect to the law.â Id. at 828 (footnote omitted). In
particular, the director gave effect to and enforced the Kansas registration statute by
âmanag[ing] vehicle registrations and titles and supervis[ing] vehicle reciprocity,â
and the superintendent did so by âenforc[ing] traffic and other laws of the [s]tate
related to highways, vehicles, and drivers of vehicles.â Id.
Plaintiffs maintain that, just as the director and superintendent gave effect to
the Kansas registration statute in Prairie Band, âthe Commissioner âgive[s] effectâ to
the . . . Act by . . . providing a critical channel for constitutionally[ ]protected
speech.â Aplt. Br. 15. We disagree. Like the district court reasoned, the
Commissionerâs authority over the mDL program is far more attenuated than the
enforcement connections in Prairie Band. There, the director managed registrations
and had express authority to deny the validity of tribal vehicle registrations for
purposes of reciprocity; and the superintendent enforced violations of the registration
law by issuing tickets. See Prairie Band, 476 F.3d at 828. But here, the
Commissionerâs authority over the mDL program does not give similar effect to the
Act. To begin with, the mDL program is not required to and does not currently
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provide for online age verification. Moreover, the Act and the mDL program exist in
parallel: neither depends on the other. So even if the mDL program did provide for
online age verification, the Commissioner supervises that program independently
from the Act and not as a means of enforcing or giving effect to the Act. And on the
other hand, if the mDL program did not exist, compliance with the Act would still be
possible via the other verification methods, and private parties could still assert
violations of the Act. So Prairie Band offers the plaintiffs little assistance here.8
But we do find analogous facts and persuasive authority in Peterson, 707 F.3d
1197. There, a plaintiff sued the Director of Colorado Public Safety to challenge a statute that limited concealed handgun licenses to Colorado state residents and residents of states with established reciprocity.Id. at 1202
. Because the statute expressly delegated enforcement responsibility to sheriffs, we held that Ex parte Young did not exempt the director from Eleventh Amendment immunity.Id.
at 1206â 07. In so doing, we rejected the plaintiffâs argument that the directorâs maintenance of a database of the states with reciprocity provided the requisite connection.Id. at 1206
. In particular, we explained that âmaintenance of a database may provide a
8
The dissent also invokes a portion of the Supreme Courtâs recent ruling in
Whole Womanâs Health v. Jackson, 595 U.S. 30 (2021), but we find this case easily
distinguishable. There, the Court held that certain licensing-board defendants could
be sued under the Ex parte Young immunity exception because they had separate and
preexisting authority to âtake enforcement actions againstâ anyone who violated the
statute at issue. Id. at 45â46 (emphasis added). This direct enforcement duty stands in
stark contrast to the Commissionerâs oversight of a program that provides him with
no existing mechanism to enforce the Act and only might provide one of three
possible compliance methods at some undetermined future point.
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convenient source for sheriffs seeking information relevant to . . . reciprocity, but
[Ex] parte Young requires a nexus between the defendant and âenforcementâ of the
challenged statute.â Id. (quoting Ex parte Young, 209 U.S. at 157). The same is true here: the Commissionerâs mDL program may (eventually) offer one convenient way to verify a userâs age for purposes of complying with the Act, but it does not amount to âa particular duty to âenforceâ the statute in question.âId.
(quoting Prairie Band,476 F.3d at 828
). Because the plaintiffs have failed to show the requisite nexus
between the Commissioner and the enforcement of the challenged statute, the
Commissioner does not fall within the Ex parte Young exception and is entitled to
sovereign immunity.
II. The Attorney General
Plaintiffs invoke the Attorney Generalâs blanket authority over state law as the
requisite connection to the Act. The district court disagreed, concluding that the
Attorney General lacked the requisite connection because the Act expressly places
enforcement authority in the hands of private citizens: â[a] commercial entity that is
found to have violated this section shall be liable to an individual for damages.â
§ 78B-3-1002(3) (emphasis added). And the district court reasoned that in this
context, the Attorney Generalâs generic duty to enforce the laws of the state was
insufficient to invoke Ex parte Young.
On appeal, plaintiffs maintain that even though the Act includes only a private
right of action, the Attorney General is nevertheless excepted from immunity based
on his general legal authority in the state of Utah. Yet the Supreme Court identified
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the flaw in this argument in Ex parte Young. There, the Court explained that if a
general duty to enforce the law were sufficient to avoid immunity, âthen the
constitutionality of every act passed by the legislature could be tested by a suit
against the governor and the attorney generalâ because the governor is, âin a general
sense, charged with the execution of all [a stateâs] lawsâ and the attorney general
âmight represent the state in litigation involving the enforcement of its statutes.â Ex
parte Young, 209 U.S. at 157. The Court recognized that although this âwould be a very convenient way for obtaining a speedy judicial determination of questions of constitutional law which may be raised by individuals,â it would be inconsistent with state sovereign immunity.Id.
Consistent with this guidance, we have explicitly held that Ex parte Young
requires something âmore than a mere general duty to enforce the law.â Hendrickson,
992 F.3d at 965(quoting 13 Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 3524.3 (3d ed. Oct. 2020 update)). In Hendrickson, the plaintiff worked for the state and sought a declaration that a New Mexico statute authorizing a public-sector union to serve as his exclusive bargaining representative violated his First Amendment rights. Id. at 956. Among other defendants, the plaintiff sued New Mexicoâs governor and attorney general, arguing that both officials enforced the relevant statute. Id. Relying on Chamber of Commerce of the United States v. Edmondson,594 F.3d 742
(10th Cir. 2010), we concluded that the governor
and attorney general did not fall within the Ex parte Young exception because their
only connection to the challenged statuteâwhich placed enforcement authority in an
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independent boardâwas âtheir general enforcement power.â Id. at 967; see also
Edmondson, 594 F.3d at 754, 760 (holding that attorney general was not proper
defendant for challenge to portion of statute designating certain conduct as
discriminatory practice because attorney general lacked authority to prosecute that
kind of discriminatory practice and statute placed enforcement authority in human-
rights commission).
Just as the statute in Hendrickson vested enforcement authority in an
independent board, the statute here places enforcement authority with private
individuals. See Hendrickson, 992 F.3d at 960; cf. Edmondson,594 F.3d at 754
.9 Additionally, just as the governor in Hendrickson lacked the authority to remove members of that independent board at will, the Attorney General here lacks any power to direct the actions of private actors or prevent them from seeking enforcement of the Act. See Hendrickson,992 F.3d at 966
.
Resisting this authority, plaintiffs rely on Petrella v. Brownback, 697 F.3d
1285(10th Cir. 2012). There, the plaintiffs challenged a Kansas law restricting the allocation of local property taxes to local school districts and named Kansasâs attorney general as a defendant.Id. at 1291
. We noted that âthe proper vehicle for
challenging the constitutionality of a state statute, where only prospective,
9
Seeking to distinguish Edmondson, plaintiffs maintain that our holding in
that case resulted from the plaintiffsâ âfail[ure] to connect the dotsâ by invoking the
general authority of the attorney general. Aplt. Br. 22. Not only is this sheer
speculation, it ignores that the statute in Edmondson specifically vested enforcement
authority in a human-rights commission. See 594 F.3d at 754.
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non[]monetary relief is sought, is an action against the state officials responsible for
the enforcement of that statute.â Id.at 1293â94 (citing Ex parte Young,209 U.S. at 161
). We then tacitly concluded that the attorney general fell within the Ex parte
Young exception and was a proper defendant because he âha[d] responsibility for the
enforcement of the laws of the state.â Id. at 1294.
Plaintiffs maintain that the Attorney General in this case similarly falls within
the Ex parte Young exception based on his general responsibility for enforcing Utah
state laws. But crucially, the statute at issue in Petrella did not include any particular
enforcement provisions, meaning that the ability to enforce it was necessarily
encompassed by the attorney generalâs overall enforcement authority. Id. (citing Kan.
Stat. Ann. § 75-702, which imparts attorney general with âauthority to prosecute any
matter related to a violation ofâ a range of Kansas codes). Here, by contrast, the Act
places enforcement ability specifically with private individuals. See § 78B-3-1002(3).
Indeed, we distinguished Petrella on precisely these grounds in Hendrickson, and we
do so again here. See Hendrickson, 992 F.3d at 967â68.
The Supreme Courtâs recent ruling in Whole Womanâs Health, 595 U.S. 30,
only fortifies our precedent. There, in relevant part, the Court held that a state
attorney general could not be sued in a pre-enforcement challenge to an abortion
regulation that placed enforcement authority in the hands of private parties. The
Court emphasized that in such context, the attorney general possessed no
âenforcement authority . . . that a federal court might enjoin him from exercising.â Id.
at 43. Plaintiffs unsuccessfully seek to distinguish Whole Womanâs Health by
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highlighting that there, âthe specific statute . . . forbade any [a]ttorney[-g]eneral
enforcement whatsoever,â whereas the statute here does not expressly âsever[] the
connection between the [attorney generalâs] duties and the . . . Act.â Aplt. Br. 31â32.
But the enforcement inquiry under Ex parte Young does not ask whether enforcement
has been expressly prohibited; it asks whether a defendant enforces or gives effect to
the law. See 209 U.S. at 157. And Whole Womanâs Healthâs holding did not turn on
the fact that the challenged statute explicitly divested enforcement authority from
state officialsâthe Court did not even mention as much. Instead, it simply explained
that the plaintiffs failed to âdirect this Court to any enforcement authority the
attorney general possesses in connection with [the challenged statute] that a federal
court might enjoin him from exercising.â Whole Womanâs Health, 595 U.S. at 43.
Similarly, plaintiffs here do not point us to any enforcement authority the Attorney
General possesses in connection with the Act.
Finally, plaintiffs argue that even if the Attorney General is not bound to
enforce the Act by his general legal duties, he is nevertheless a proper defendant
under Ex parte Young because Utah Code Ann. § 67-5-1(1)(g) requires him to offer his âopinion in writing . . . to any state officer, board, or commission.â In support, plaintiffs point to Kitchen v. Herbert,755 F.3d 1193
(10th Cir. 2014). There, we held
that the state attorney general was a proper defendant in a challenge to Utahâs laws
banning same-sex marriage because he had supervisory authority over the county
clerks who were in charge of issuing marriage licenses (in contrast to an earlier case
reaching the opposite result where marriage licenses were in exclusive control of the
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judiciary). Id.at 1199â202, 1204. As an additional example of the attorney generalâs authority over âstate agencies with responsibility for the recognition of out-of-state marriages,â we reasoned that § 67-5-1(g) empowered the attorney general to direct the state tax commission to recognize joint tax returns filed by same-sex couples. Id. at 1203. So plaintiffs argue that here, âthe Attorney General could direct the Commissioner to administer the mDL program in ways that would mitigate or eliminate the constitutional harms imposed by the . . . Act.â Aplt. Br. 20. But as already discussed, the Commissioner does not give effect to the Act. And even if he did, the connection plaintiffs seek to draw is far more attenuated than in Kitchen and is simply too tenuous to permit us to conclude that the Attorney General has enforcement authority over the Act. Cf. Kitchen,755 F.3d at 1203
(explaining attorney generalâs authority to direct tax commission to recognize same-sex joint filings); Doyle v. Hogan,1 F.4th 249, 256
(4th Cir. 2021) (holding that state law
requiring attorney general to ââ[g]ive his opinion in writing . . . on any legal matter or
subjectââ did not âgive the [a]ttorney [g]eneral control over enforcing the [challenged
a]ctâ (first alteration and omission in original) (quoting Md. Const. art. V,
§ 3(a)(4))).
In sum, the Attorney General does not enforce or give effect to the Act and
thus cannot be named as a defendant in this case under the Ex parte Young exception
to Eleventh Amendment immunity. And because both defendants are immune from
suit, we affirm the district courtâs dismissal order without reaching the issues of
ripeness and constitutional standing.
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Conclusion
The state sovereign immunity enshrined in the Eleventh Amendment confers
immunity on the Attorney General and the Commissioner in their official capacities,
and because neither official enforces or gives effect to the Act, the Ex parte Young
exception to that immunity does not apply. We therefore affirm the district courtâs
order dismissing plaintiffsâ complaint.
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23-4104, Free Speech Coalition, Inc., et al. v. Anderson, et al.
PHILLIPS, J., dissenting in part.
I agree with the majority that the Utah Attorney General lacks a
sufficient connection to the enforcement of Utah Code Ann. §§ 78B-3-1001
to -1002 (SB 287) to be a proper defendant under Ex parte Young, but I
disagree that the Commissioner of the Utah Department of Public Safety
similarly lacks such a connection. In my view, the Plaintiffs have shown that
the Commissioner gives effect to the Act and is therefore a proper defendant
under Ex parte Young; consequently, I would reverse in part and remand for
further proceedings as to the Commissioner.
I. The Commissioner may be sued under Ex parte Young.
As I see it, the Commissioner has a sufficient connection with SB 287âs
enforcement to be sued under Ex parte Youngâs exception to sovereign
immunity. In Ex parte Young, the Court clarified that a state âofficer must have
some connection with the enforcement of the [challenged] actâ to be exempt
from sovereign immunity. 209 U.S. 123, 157(1908). In this circuit, to âenforceâ a law means â[t]o give effectâ to it, so though a state actor may ânot [be] specifically empowered to ensure compliance with the statute at issue,â that state actor is a proper defendant if he or she âassist[s] . . . in giving effect to the law.â Prairie Band Potawatomi Nation v. Wagnon,476 F.3d 818
, 828 & n.15 (10th Cir. 2007). So under Prairie Band, âgiving effect toâ a statute does Appellate Case: 23-4104 Document: 59-1 Date Filed: 10/01/2024 Page: 19 not mean that an official must âensure complianceâ with it, such as through exercising prosecutorial authority.Id.
Here, the Commissioner gives effect to SB 287 through his oversight of
the mDL program, which, pursuant to Utahâs Driver Licensing Act, directs the
Driver License Division to âestablish a process and system for an individual to
obtain an electronic license certificate or identification card.â Utah Code Ann.
§ 53-3-235(1)(b). Per the statute, this duty commenced on January 1, 2022,id.,
and so was already in existence when SB 287 became effective on May 3, 2023,
§ 78B-3-1002. The Utah Department of Public Safetyâs website describes the
electronic identification card as âan official signed copy of your driver license
or identification card placed on your mobile device for you to control,â which,
â[u]nlike the physical card and barcode, [allows] you [to] . . . limit the data you
share with businesses or entities that you interact with.â Utah Department of
Public Safety, Utah Mobile Driver License (mDL) Program,
https://dld.utah.gov/utahmdl [https://perma.cc/CS5F-C8TA]. The mDL website
also asserts that âonline or unattended verificationâ is part of the âfuture of
mDL.â Utah Department of Public Safety, Utah mDL FAQs,
https://dld.utah.gov/mdlfaqs [https://perma.cc/QPE5-TQEN] (emphasis added).
Though § 53-3-235(1)(b) does not specify that the electronic-
identification card must have online functionality, the Driver License Division
publicly contemplates this in its plans. And though not explicitly, SB 287 refers
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to the Utah Department of Public Safetyâs mDL program in its definition of a
â[d]igitized identification cardâ:
a data file available on any mobile device which has connectivity to
the Internet through a state-approved application that allows the
mobile device to download the data file from a state agency or an
authorized agent of a state agency that contains all of the data
elements visible on the face and back of a license or identification
card and displays the current status of the license or identification
card.
§ 78B-3-1001(2) (emphases added). The cross-referencing between SB 287 and
the mDL program seems evident in SB 287âs use of the term â[d]igitized
identification card,â id. (emphasis added)âwhich tracks the Driver Licensing
Actâs use of the term âelectronic . . . identification card,â § 53-3-235(1)(b)
(emphasis added)âeven though SB 287 elsewhere uses the term â[d]igitized
information card,â § 78B-3-1001(9)(a) (emphasis added). The parties do not
direct us to another âstate-approvedâ system that would provide a digitized
âlicense or identification cardâ other than the mDL program. § 78B-3-1001(2).
The Defendants assert that the Plaintiffs have two other methods by
which to comply with SB 287. But the Plaintiffs respond that the other two
methods are impossible or pose unacceptable risks of noncompliance. 1 The
1
The three methods provided for in SB 287 are:
(9) âReasonable age verification methodsâ means verifying that
the person seeking to access the material is 18 years old or
older by using any of the following methods:
(footnote continued)
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Plaintiffs argue that the state-provided digitized identification card âis not just
a legislatively-designed âfast laneâ to regulated content on the internet; it might
in fact be the only laneâ because âthe Legislature has so rigidly defined the
âreasonable age verification methodsâ that existing private age-verification
vendors are almost certainly out of compliance with the demands of Utah law.â
Op. Br. at 13. The Plaintiffs raised similar points below, and because this is an
appeal from a motion to dismiss based on subject-matter jurisdiction, we take
the Plaintiffsâ âallegations in the complaint as true.â Peterson v. Martinez, 707
F.3d 1197, 1205 (10th Cir. 2013).
In their complaint, the Plaintiffs allege that the third option under
subsection (c) is too vague to implement: âThe statutory catch-all permitting
âany commercially reasonable method that relies on public or private
(a) use of a digitized information card as defined in
this section;
(b) verification through an independent, third-party
age verification service that compares the
personal information entered by the individual
who is seeking access to the material that is
available from a commercially available database,
or aggregate of databases, that is regularly used
by government agencies and businesses for the
purpose of age and identity verification; or
(c) any commercially reasonable method that relies
on public or private transactional data to verify
the age of the person attempting to access the
material.
§ 78B-3-1001(9).
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transactional dataâ as a means of verifying a userâs age provides no guideposts
whatsoever, as âcommercially reasonableâ is a vague term not defined by the
Act.â App. at 31 ¶ 43 (quoting § 78B-3-1001(9)(c)). And they point out that
ânothing requires that any such methods be made available to all website
operators, operate reliably with common computer software, or even exist in
the first place.â Id. at 33 ¶ 49. Without a state-approved compliance
mechanism, they argue, âUtah may not statutorily impose a prior restraint only
to leave its operation entirely to others who may or may not take up the
mantleâparticularly when leaving key terms like âcommercially reasonableâ
undefined.â Id.
The Plaintiffs further allege that some websites have shut down service in
Utah because of SB 287, and that other sites are inaccessible because there is
no viable age-verification method available to allow viewers to access those
sites. See, e.g., id. at 15 ¶ 13 (âPornHub has shut down access to Utahns, [and
so] Dawson has been unable to access his own account . . . .â); id. at 16 ¶ 14
(â[B]ecause Utahâs only digital identification card does not offer online
verification capabilities,â Plaintiff John Doe, an attorney, âhas no way to
access [his clientâs] sites at all.â). If the other two methods were workable, the
operators of websites like Pornhub would likely have found a way to comply
with SB 287.
Whatâs more, other evidence in the record supports the complaintâs
allegations about the lack of workability of subsections (b) and (c): Addressing
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subsection (b), the Executive Director of Free Speech Coalition (FSC) noted
that âverification through âan independent, third-party age verification serviceâ
[is not] possible where compliance demands that the service cross-reference
personal information of Utah residents against âa commercially available
database . . . that is regularly used by government agencies and business for the
purpose of age and identity verification.ââ App. at 83. This is because âUtah
does not provide access to its identity databases to third-party vendors.â Id.
Addressing the third option under subsection (c), FSCâs Executive Director
noted that âverification via âany commercially reasonable methodâ is also
impossible where that method must rely on âpublic or private transactional
dataâ to verify the userâs age. FSC members do not know what âcommercially
reasonableâ means and do not know of third-party vendors using such
transactional data to age-verify users.â Id. at 83â84.
Given the vagueness of and technical difficulties with subsections (b) and
(c), the Commissionerâs connection to SB 287âs enforcement through the mDL
program referenced in subsection (a) becomes more obvious. As I see it,
because the Commissioner oversees the mDL programâthe only state-approved
compliance mechanism available to the Plaintiffsâhe has a sufficient nexus
with SB 287âs enforcement to be a proper defendant under Ex parte Young.
The majority puts much weight on the independence of the mDL program
from SB 287. But contrary to what the majority suggests, it does not matter that
âthe Act and the mDL program exist in parallel,â that âneither depends on the
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other,â or that âthe Commissioner supervises that program independently from
the Act.â Maj. Op. at 10. The Commissionerâs duty need not be âdeclared in the
same act which is to be enforcedâ but âif it otherwise exist it is equally
efficacious.â Ex parte Young, 209 U.S. at 157. And âwhether [the Commissionerâs duty] arises out of the general law, or is specially created by the act itself, is not material so long as it exists.âId.
More recently, in Whole Womanâs Health v. Jackson, the Court
concluded that several medical licensing-board officials had a sufficient
connection with a state law providing for an exclusively private right of action
against abortion providers (SB 8), even though those officials were appointed
under a different, independent, and pre-existing part of Texasâs code than SB 8.
595 U.S. 30, 35, 45â46 (2021). Those licensing-board defendants certainly did
not depend on a newly added section of the Health and Safety Code (SB 8) for
their longstanding disciplinary role under the Occupations Code, nor did SB 8âs
private civil enforcement mechanism depend on the licensing-board defendants.
See id. Yet the Court found that they met Ex parte Youngâs exception because
â[e]ach of these individuals is an executive licensing official who may or must
take enforcement actions against the petitioners if they violate the terms of
Texasâs Health and Safety Code, including S. B. 8.â Id. (emphasis added). In
the Courtâs view, then, at least some of the licensing officialsâ duties to enforce
SB 8 were discretionary, yet the Court still found a sufficient connection for
them to be proper defendants under Ex parte Young.
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As Whole Womanâs Health teaches, the Commissionerâs oversight of the
mDL programâthe only state-approved compliance mechanism contemplated
in SB 287âneed not be established at the same time, or in the same section of
code, as SB 287. Nor need the Commissionerâs duty be a mandatory one. The
important thing is that âit exists.â Ex parte Young, 209 U.S. at 157.
Another sticking point for the majority (and the district court) is the mDL
programâs current lack of online functionality, which it finds contraindicative
of a connection between the Commissioner and SB 287âs enforcement:
â[C]ritically, the mDL program does not currently provide for online age
verification and thus could not possibly give effect to the Act in its current
state, regardless of its potential relevance.â Maj. Op. at 7; Free Speech Coal. v.
Anderson, 685 F. Supp. 3d 1299, 1305 (D. Utah 2023) (âFurther, as noted, the
mDL programâs online verification is not currently operative. Its functionality
is currently limited to an in-person scan. As such, it can hardly be said that
Commissioner Anderson clearly has assisted or currently assists in giving S.B.
287 effect.â).
I donât think that is the law. To me, if a state-run program that functions
as intended âgives effectâ to another law by providing the only state-approved
mechanism by which to comply with that other law, then by virtue of its
existence and its scope it âgives effectâ to that law, regardless of whether it
currently functions as intended.
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This is the key difference between this case and Peterson, a case the
majority finds comparable. The majority likens the officialâs oversight of the
state-reciprocity database in Peterson to the Commissionerâs oversight of the
mDL program here. But in Peterson, the databaseâs functioning had no bearing
on the publicâs ability to comply with the concealed-carry law or the sheriffsâ
ability to enforce it. 707 F.3d at 1206. The reciprocity database merely provided âa convenient source for sheriffs seeking information relevant to . . . reciprocityâ when they enforced the statute.Id.
So the database could not have âgive[n] effectâ to the concealed carry law, Prairie Band,476 F.3d at 828
n.15 (citation omitted), whether through enforcement or through compliance, because the database was wholly incidental to the concealed-carry law, see Peterson,707 F.3d at 1206
. If the reciprocity database in Peterson stopped
functioning, nothing material would change about the sheriffsâ enforcement of
or the publicâs compliance with the law. But take away the mDLâs online
functionality here, and compliance with SB 287 is not possible.
So I respectfully disagree with the majority and would hold that by
overseeing the only state-approved compliance mechanism in the statute, the
Commissioner has a sufficient connection to SB 287âs enforcement to be sued
under Ex parte Youngâs exception to sovereign immunity.
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II. The Plaintiffs have Article III standing.
The majority does not reach the Defendantsâ standing and ripeness
arguments because it resolves the case on sovereign-immunity grounds.
Because I would reverse, I briefly address standing and ripeness.
To establish Article III standing, âa plaintiff must demonstrate (i) that
she has suffered or likely will suffer an injury in fact, (ii) that the injury likely
was caused or will be caused by the defendant, and (iii) that the injury likely
would be redressed by the requested judicial relief.â Food & Drug Admin. v.
All. for Hippocratic Med., 602 U.S. 367, 380 (2024). Related to those standing elements, we also review âwhether a claim is ripe for review.â United States v. Vaquera-Juanes,638 F.3d 734, 736
(10th Cir. 2011) (quoting New Mexicans for Bill Richardson v. Gonzales,64 F.3d 1495
, 1498â99 (10th Cir. 1995)).
A. Injury
On appeal, the Defendants do not challenge that the Plaintiffs have
suffered injury, nor did the district court hold otherwise, and so I focus on the
causation and redressability aspects of standing. But the causation and
redressability prongs of the standing inquiry require us to parse the connection
between the Commissioner and the Plaintiffsâ injuries; so we first need to
understand the injuries the Plaintiffs have suffered (and will suffer) so we can
assess what caused them and how they may be redressed.
The Plaintiffs comprise FSC and several different individuals and
entities. FSC âsues on its own behalf and on behalf of its members,â who are
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âbusinesses and individuals involved in the production, distribution, sale, and
presentation of constitutionally-protected and non-obscene materials that are
disseminated to consenting adults via the internet.â App. at 14 ¶ 12. Among the
individual plaintiffs here are D. Dawson, a 30-year-old resident of Utah who
writes gay erotica and produces AI-narrated audiobooks: he drives traffic to his
e-commerce site from adult sites such as PornHub and xHamster. But since SB
287 went into effect âPornHub has shut down access to Utahnsâ and so Dawson
âhas been unable to access his own accountâ forcing him to consider âbuy[ing]
a VPN subscription as an end-around.â Id. at 15â16 ¶ 13.
Another plaintiff, John Doe, is a Utah-based attorney who ârepresents
various adult bookstores and sexual device manufacturers, which requires that
he occasionally visit websites that contain a substantial portion of material that
may be deemed âharmful to minorsâ under the Act.â Id.at 16 ¶ 14. â[B]ecause Utahâs only digital identification card does not offer online verification capabilities, he currently has no way to access those sites at all.âId.
Another plaintiff provides âa judgment-free online educational platform
focused on sexual wellnessâ for clients around the world, including the United
States, and reaches 39,000 people in Utah alone. Id. ¶ 15. That plaintiff fears
that its online school âcontains a âsubstantial portionâ of content that meets the
statutory definition of âmaterial harmful to minorsââ and that Utah teenagers
will be unable to access this educational content under SB 287. Id. at 17 ¶ 15.
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Another individual plaintiff is a creator of online sexual content, much of
which meets the statutory definition of âmaterial harmful to minors.â Id. at 18
¶ 16. Though she âis fastidious about ensuring that her fans are adults, she
worries that her low-tech efforts do not meet the definition of âreasonable age
verification methods.ââ Id.
And another plaintiff operates an online platform that allows
âindependent producers/performers of erotic audiovisual works to publish their
contentâ on a channel hosted by that platform, and to give fans access to that
content through subscriptions. Id. ¶ 17. Those content producers often drive
traffic to their channel from their social media sites. That plaintiff is âconfused
about what constitutes âreasonable age verification methodsââ and is
âconcerned about the costs of compliance.â Id. at 19 ¶ 17. FSC and the
individual plaintiffs allege that SB 287 violates the First and Fourteenth
Amendments because it is an unconstitutional prior restraint and chills
protected speech, that it is impermissibly vague, and that it violates the
Commerce and Supremacy Clauses.
B. Causation & Redressability
The Plaintiffs must show that there is âa causal connection between the
injury and conduct complained ofâ so that the injury is âfairly traceable to the
challenged action of the defendant.â Lujan v. Defenders of Wildlife, 504 U.S.
555, 560 (1992) (cleaned up). And they must show that it is âlikely as opposed
to merely speculative that the injury will be redressed by a favorable decision.â
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Id. at 561(cleaned up). Importantly, a âplaintiff satisfies the redressability requirement when he shows that a favorable decision will relieve a discrete injury to himself. He need not show that a favorable decision will relieve his every injury.â Massachusetts v. E.P.A.,549 U.S. 497, 525
(2007) (quoting Larson v. Valente,456 U.S. 228
, 243 n.15 (1982)); accord Consumer Data Indus. Assân v. King,678 F.3d 898, 905
(10th Cir. 2012) (âThere are . . . several decades of Supreme Court precedent [under which] . . . redressability is satisfied when a favorable decision relieves an injury, not every injury.â). These two inquiries are bound up with the Ex parte Young analysis, because if there is a connection between the Defendantsâ enforcement of the challenged statute, then there will also be causation and redressability, and vice versa. See Cressman v. Thompson,719 F.3d 1139
, 1146 n.8 (10th Cir. 2013) (â[T]here is a common thread between Article III standing analysis and Ex parte Young analysis.â (citing Planned Parenthood of Idaho, Inc. v. Wasden,376 F.3d 908, 919
(9th Cir. 2004))). And traceability and redressability themselves âoverlap as two sides of a causation coin.â Nova Health Sys. v. Gandy,416 F.3d 1149, 1159
(10th Cir. 2005) (citation omitted).
The Commissionerâs involvement in giving effect to the Act is evident
from the fact that, if the mDL program was functional for online verification,
some of the Plaintiffsâ injuries here would be lessened (if not entirely
remedied). See Reply Br. at 12 (â[T]he Commissioner is wrong when he asserts
that all of Plaintiffsâ constitutional injuries derive from an âinability to access
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material without engaging in any verification.ââ (quoting Resp. Br. at 40)). The
Defendants argue that ânone of the [Plaintiffsâ] alleged injuries are ones that
would be redressed if the mDL Program had the functionality to verify age over
the internet.â Resp. Br. at 40 n.9. But that is not so. In their response to the
Defendantâs motion to dismiss, the Plaintiffs noted several ways in which the
various plaintiffs here have been injured by the lack of a functional compliance
mechanism: âPfeufferâs and Dawsonâs injuries include the inability to protect
themselves from liability given the Actâs vagueness and ambiguities, and the
technological impossibility of adopting their own âreasonable age verification
methodsâ within platforms that they do not control.â App. at 199 n.2. They also
argued that the âPlaintiffsâ injuries are, in substantial part, caused by this
unconstrained prior restraint on speech that the Commissioner is tasked with
constraining,â and by his âprovision of an mDL program that lacks the
technological functionality to be of any use to the Plaintiffs seeking digital
passage online.â Id. at 201 (emphasis omitted). And they argued that this injury
would be âredressed by an injunction precluding the Commissionerâs
administration of an inadequate program absent substantial improvements that
may be negotiated as the case advances.â Id. (emphasis added). So some of the
Plaintiffsâ injuries would at least be mitigated by an mDL program with online
functionalityâthose Plaintiffs could rely on the state-approved method and
would not have to risk navigating the vagueness and technical problems posed
by the other methods.
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True, the Plaintiffs struggled to articulate their requested injunctive relief
against the Commissioner in their complaint: there, the Plaintiffs requested an
injunction âenjoining the Commissioner . . . from permitting its data files to be
downloaded for use by the mDL Program.â Id. at 37. And in the complaintâs
Prayer for Relief, the Plaintiffs requested the district court more generally to
â[p]reliminarily and permanently enjoin Defendants, their officers, agents,
servants, employees, and attorneys, and those persons in active concert or
participation with them who receive actual notice of the injunction, from
enforcing the Act.â Id. at 40. On appeal, the Plaintiffs reassert the points they
raised in their motion-to-dismiss briefing, arguing that their injuries, âin part,
are caused by the Commissionerâs provision of an mDL program that lacks the
technological functionality to be of any use to the Plaintiffs seeking digital
passage online,â and would be âredressed by an injunction precluding the
Commissionerâs continued administration of the inadequate program absent
substantial improvements.â Op. Br. at 24 (italics added). They propose
declaratory relief and an injunction preventing the Commissionerâs âcontinued
participation [in the Act] barring improvements to allay the discrete
constitutional injury.â Reply Br. at 13 n.9.
Of course, the Plaintiffsâ preferred and ultimate goal is to strike down the
age-verification methods in § 78B-3-1001 as unconstitutional, rather than
improve them; they argue that the constitutionally infirm age-verification
methods are inseverable from the rest of the Act and that âabsent such
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provision[s]â the Act would be âan outright ban on the constitutionally
protected material at issue,â rendering the Act wholly unconstitutional. Op. Br.
at 24; see Reply Br. at 13 (â[T]he âdigitized identification cardâ provision is so
fundamental to the Verification Act as to be inseverable from the remainder.â).
But any inconsistencies in the Plaintiffsâ articulation of their requested
injunctive relief should not change our standing analysisâletâs remember that
weâre still at the motion-to-dismiss stage, and âat this early stage of the
proceeding the court should not assume it will be unable to fashion relief that
could remedy any constitutional violation found.â Petrella v. Brownback, 697
F.3d 1285, 1295(10th Cir. 2012). Indeed, â[e]quitable relief can take many forms.âId.
At this stage, â[t]he standing inquiry . . . asks only whether the plaintiff has sufficiently alleged a cognizable injury, fairly traceable to the challenged conduct that is likely to be redressed by a favorable judicial decision.âId.
And here, the Plaintiffs clearly have.
The Plaintiffsâ request that the age-verification provisions of SB 287 be
declared unconstitutional would also satisfy the âcase or controversyâ
requirement because it would âsettl[e] . . . some dispute which affects the
behavior of the defendant toward the plaintiff.â Nova Health Sys., 416 F.3d at
1159 (emphasis added) (cleaned up). Depending on the district courtâs analysis
on remand, a declaration that those provisions were unconstitutional combined
with a suitable injunction would affect the Commissionerâs mDL program and
whether it is used for online verification in accordance with SB 287. Such a
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declaration would also reduce the threat of private litigants suing the Plaintiffs
because, while not binding, âa lower federal courtâs interpretation of federal
law . . . is highly persuasive, and a federal decision that [SB 287 violates the
First Amendment] would carry significant weight in [Utah] state courts.â
Consumer Data Indus., 678 F.3d at 906 n.3. And if we affirmed it, âwe may
assume future parties that would sue under [SB 287] âwill give full credenceâ to
a decision by this court that the statute is unconstitutional.â Nova Health Sys.,
416 F.3d at 1163â64 (Briscoe, J., dissenting) (citation omitted). Even the
Defendants acknowledge that âa declaratory ruling that the Act is
unconstitutional might discourage private parties from bringing suits for
damages against FSCâs membersââtheir only quibble is that âthis relief has no
relationship to the Commissioner.â Resp. Br. at 38. But as discussed above,
both injunctive and declaratory relief relate to the Commissionerâs providing a
program that requires significant âimprovements to allay the discrete
constitutional injury.â Reply Br. at 13 n.9.
The importance of declaratory and injunctive relief in this case is
buttressed by the fact that at least one individual plaintiff will never be able to
seek redress of his constitutional harms and âpursue state and federal
constitutional arguments in his . . . defenseâ to an enforcement action, because
he is the viewer or consumer of the targeted speech, not a speaker or publisher
who may be sued under the statute. See Whole Womanâs Health, 595 U.S. at 49.
As the Plaintiffs explain, âfor the John Doe Plaintiff in this case, there is no
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other hypothetical time, place, suit, or forum in which to assert his rights. As a
putative viewer rather than [a content creator or publisher], he is not subject to
an enforcement action under the Verification Act and therefore is not able to
violate it in order to obtain a forum in which to assert his constitutional claims
as defenses.â Op. Br. at 34.
Because some form of injunction combined with declaratory relief
against the Commissioner would either in part (by improving the age-
verification methods to ensure compliance was possible) or entirely (by striking
down an inseverable part of the Act) redress the Plaintiffsâ injuries, I conclude
that the Plaintiffs have shown sufficient causation and redressability for
Article III standing.
C. Ripeness
The Plaintiffsâ claims against the Commissioner are ripe. âThe question
of whether a claim is ripe for review bears on a courtâs subject matter
jurisdiction under the case or controversy clause of Article III of the United
States Constitution.â New Mexicans for Bill Richardson, 64 F.3d at 1498â99.
Because they both focus on the harm asserted, â[s]tanding and ripeness are
closely related.â Peck v. McCann, 43 F.4th 1116, 1133(10th Cir. 2022) (citation omitted). âBut unlike standing, ripeness issues focus not on whether the plaintiff was in fact harmed, but rather whether the harm asserted has matured sufficiently to warrant judicial intervention.âId.
(cleaned up). âIn
evaluating ripeness the central focus is on whether the case involves uncertain
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or contingent future events that may not occur as anticipated, or indeed may not
occur at all.â Initiative & Referendum Inst. v. Walker, 450 F.3d 1082, 1097
(10th Cir. 2006) (cleaned up).
The district court held that, â[e]ven assuming that Commissioner
Andersonâs connections to the mDL program were sufficient to invoke the Ex
parte Young exception, Plaintiffs[â] claims against Commissioner Anderson are
not ripe.â Free Speech Coal., 685 F. Supp. 3d at 1305. I disagree. Here, as in
Walker, â[t]he ripeness challenge fails . . . because the Plaintiffsâ alleged injury
is already occurring.â 450 F.3d at 1098. FSC and the other individual plaintiffs have amply demonstrated that their injury is already occurringâand is exacerbated byâthe Commissionerâs failure to provide a digitized identification card that functions as contemplated by the Act. See § II(A), supra. See generally App. at 15â19 (describing injuries to plaintiffs caused by SB 287 and the stateâs failure to provide functioning age-verification mechanisms). That the Plaintiffsâ injuries are greater because of the digitized identification cardâs lack of online functionality does not defeat the Plaintiffsâ claims; rather, it highlights the traceability and redressability of some of their injuries to the Commissioner. Because these injuries are already occurring and are not dependent on âuncertain or contingent future events,â Walker,450 F.3d at 1097
, the Plaintiffs are already undergoing considerable hardship, see Peck,43 F.4th at 1133
.
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Finally, this issue is fit for judicial resolution because the facial
challenge to SB 287âs constitutionality may be decided today. See id.Letâs not forget that this case presents a First Amendment challenge, where âripeness inquiries are relaxed . . . due to the chilling effect that potentially unconstitutional burdens on free speech may occasion.âId.
at 1133â34 (cleaned up). Indeed, âripeness is seldom an obstacle to a pre-enforcement challenge in this posture, where the plaintiff faces a âcredible threatâ of enforcement, and âshould not be required to await and undergo [enforcement] as the sole means of seeking relief.ââ Consumer Data Indus.,678 F.3d at 907
(alteration in original) (citation omitted). SB 287 creates a âcredible threatâ of liability, and the Plaintiffs should ânot be required to await and undergo [a civil suit]â to seek relief. Seeid.
As discussed above, many of the Plaintiffs voiced fears that
they could not, or did not know how to, comply with SB 287, and so have
changed their behavior to avoid civil liability.
In sum, the Plaintiffsâ claims against the Commissioner are ripe because
the Plaintiffsâ injuries are already occurring and are exacerbated by the mDL
programâs lack of online functionality, for which the Commissioner is
responsible.
***
Because the Commissioner has a sufficient connection with SB 287âs
enforcement to meet the Ex parte Young exception to sovereign immunity, and
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because the Plaintiffs have Article III standing and their claims are ripe, I
respectfully dissent.
21