United States v. Ayala-Garcia
Full Opinion (html_with_citations)
Appellant JosĂŠ Luis Alicea-Cotto appeals his conviction on drug distribution and firearms charges, and appellant Cristian Ayala-Garcia appeals his conviction on a single firearms charge stemming from the same incident. Both men claim that the evidence presented at their joint trial was insufficient to support their convictions and that statements made by the prosecutor during rebuttal, including a suggestion that the defendants were planning to gun down dozens of innocent individuals, unfairly prejudiced the jury against them. After a close review of the record and relevant caselaw, we agree that Alicea-Cottoâs conviction on one firearms count must be reversed due to insufficient evidence and that the prosecutorâs improper remarks âso poisoned the well that a new trial is requiredâ for both defendants on the remaining counts. United States v. Manning, 23 F.3d 570, 574 (1st Cir.1994) (citations and quotation marks omitted).
I.
The charges against defendants Alicea-Cotto and Ayala-Garcia arose from events that took place at the Sabana Abajo housing project in Carolina, Puerto Rico, on May 25, 2006. At trial, the prosecution and defense witnesses offered starkly different accounts of what occurred. Although we take the facts in the light most favorable to the government in assessing the defendantsâ sufficiency claims, see United States v. Angulo-HernĂĄndez, 565 F.3d 2, 7 (1st Cir.2009), the prosecutorial misconduct claim obliges us to consider as well the defendantsâ contrary view of the events in question. We first recite the facts as the jury could have found them.
The incident began when two undercover Puerto Rico police officers, Luis Vega LĂłpez (âVegaâ) and JosĂŠ M. SĂĄnchez Santiago (âSĂĄnchezâ), were ordered to investigate a drug point on the south side of the Sabana Abajo housing project. As they drove onto the grounds of the project, they noticed the defendants and another man, Benny Alvarado-Arroyo (âAlvaradoâ),
Vega and SĂĄnchez exited their vehicle, approached the defendants, and identified themselves as police officers. Approximately twelve feet away from the defendants, four men were sitting on a set of steps near a dumpster watching the activity. Vega testified that he arrested Alicea-Cotto and seized the cash from his hand. SĂĄnchez arrested Alvarado and Ayala-Garcia. SĂĄnchez seized a pistol from Ayala-Garcia, along with a loaded magazine, and also took the handgun from Alvaradoâs waistband. The weapon recovered from Ayala-Garcia was a loaded 9mm Ruger
Looking into the open rear of the SUV, which Alicea-Cotto said belonged to him, Vega saw the tip of a rifle sticking out from under a t-shirt. He removed the shirt to reveal an AK-47 assault rifle, which was loaded with thirty-one bullets. Vega then looked inside the driverâs side door, which also was open, and saw a transparent plastic bag on the floor in front of the passenger seat. The bag contained $1,068 in cash and assorted narcotics: ninety plastic cylinders of crack cocaine (totaling 10.8 grams), forty-four small plastic bags of cocaine (totaling 10 grams), fifty-six aluminum wrappers of heroin (totaling three grams), and a single small plastic bag containing 1.2 grams of marijuana.
Backup Puerto Rico police officers had arrived as the arrests were taking place, and additional officers arrived shortly thereafter â bringing the total number at the scene to at least ten. In addition to the appellants and Alvarado, the four men who had been sitting on the steps also were arrested. The defendants were driven in a police vehicle, along with the drugs and guns, to the narcotics division in Carolina, Puerto Rico, and the SUV also was brought there by Vega, SĂĄnchez and a third officer.
Alicea-Cotto was indicted on six counts stemming from the May 25 incident: aiding and abetting possession of a stolen firearm (the Smith & Wesson 9mm pistol), in violation of 18 U.S.C. §§ 922(j) and 2 (Count One); aiding and abetting unlawful possession of heroin, cocaine base, cocaine and marijuana, with the intent to distribute the drugs, in violation of 21 U.S.C. §§ 841(a)(1) and 18 U.S.C. § 2 (Counts Three, Four, Five and Six); and knowing possession of firearms (the pistol and the AK-47 rifle) in furtherance of a drug trafficking crime, in violation of 18 U.S.C. §§ 924(c)(1)(A)Š (Count Seven). Ayala-Garcia was charged in Count Two with knowing possession of a firearm with an obliterated serial number (the Ruger pistol), in violation of 18 U.S.C. § 922(k). Although Ayala-Garcia originally was charged with Alicea-Cotto on the drug counts (Three through Six), the district court later granted the governmentâs motion to dismiss those counts against him.
At the seven-day trial, the defense claimed that the governmentâs case was fabricated. Six eyewitnesses â two men who were arrested with appellants and four residents of the housing project who were in the area or saw the activity from their windows â testified that the defendants were among the men sitting on the steps when the officers entered the housing project. The officers immediately proceeded to search each of the men, but found nothing. Several of the officers then went to search a nearby wooded area and emerged with a large, black, duffletype bag. Some witnesses said they heard an officer yell âbingo!â when the bag was removed from the brush.
According to the defense witnesses, all seven men who had been sitting on the steps were arrested and placed in a police van. Alicea-Cotto was the last to be brought to the van because the officers took him first to the Nissan Armada and kept him there while they searched the vehicle. The officers found only some money in the SUV. The arrested men were then all transported to the drug division in Carolina. The two men in that group who appeared as defense witnesses, Luis Geraldo Cruz-Ortiz and Joan Ojeda, testified that they saw officers take the weapons that were displayed at appellantsâ trial out
Testimony from one or more of the defense witnesses contradicted, or varied from, the officersâ testimony in several other significant respects: (1) the witnesses reported that all doors on the SUV were closed when the officers arrived, and the officers opened them; (2) one officer was heard to say â[t]here is nothing hereâ after the officers searched Alicea-Cottoâs vehicle; and (3) the witnesses saw no firearms transaction take place between Alicea-Cotto and Alvarado, and they saw no weapons at all in the defendantsâ possession. During the governmentâs presentation of rebuttal evidence, one of the backup officers, Ender MelĂŠndez, testified that no black bag was ever recovered at the scene.
In the governmentâs rebuttal argument, the prosecutor made the following remarks that the government concedes were improper:
1 Ladies and gentlemen of the jury, those (indicating) are bullets from an AK-47 assault rifle. There are 31 of those bullets that were in this gun, ready to go on May 25th. Thirty-one potential lives were saved on May 25th, 2006. And for that, the district of Puerto Rico should be thankful, 31 lives were saved.
The prosecutor made a number of other comments that defendants challenge as improper, including urging the jury to look at the size of the bullets and asserting that Alicea-Cotto was âarmed for a war that goes on every day in public housing projects around Puerto Rico.â
Defendants moved for a mistrial based on the prosecutorâs remarks. In denying the motions, the district court stated that it would instruct the jury to judge the defendants âonly on the evidence that has been presented, not on those comments.â The court also rejected defendantsâ motions for a judgment of acquittal under Federal Rule of Criminal Procedure 29.
Alicea-Cotto was found guilty on the two firearms charges (Counts One and Seven) and three drug charges (Counts Three through Five), but not guilty on the marijuana distribution crime alleged in Count Six. Ayala-Garcia was found guilty on the only charge remaining against him, Count Two, which alleged the unlawful possession of a firearm with an obliterated serial number.
On appeal, defendants Ayala-Garcia and Alicea-Cotto argue that their convictions must be overturned, and judgments of acquittal entered, because the evidence pre
II.
Appellants argue that the evidence was insufficient to support their convictions because the record equally supports a finding of guilt and a finding of innocence â necessarily giving rise to a reasonable doubt that invalidates their convictions. This contention, which is based on the witnessesâ conflicting testimony about what occurred on May 25, misses the mark. The governmentâs evidence is not insufficient simply because the defense presented a competing scenario through its own witnesses. Where an evidentiary conflict turns on witness credibility, the jury decides whom to believe. United States v. Thomas, 467 F.3d 49, 55 (1st Cir.2006) (âIt is ... within the unique province of the jury to sift through conflicting evidence, assess the credibility of the witnesses, and find facts.â). A judgment of acquittal based on equally viable prosecution and defense theories is required only where the evidence is in equipoise, or nearly so, even when viewed in the governmentâs favor. See United States v. Woodward, 149 F.3d 46, 57 (1st Cir.1998) (â[A]n appellate court must reverse a conviction on the grounds of evidentiary insufficiency where an equal or nearly equal theory of guilt[] and a theory of innocence is supported by the evidence viewed in the light most favorable to the verdict.â (quotation marks and citations omitted; alterations in original; emphasis added)).
This is not such a case. As we shall explain, the evidence viewed through the proper lens allows a finding of guilt beyond a reasonable doubt on all but one of the crimes charged against the defendants, and the one failure of proof is unrelated to the witnessesâ dueling testimony. In evaluating the record, we apply the de novo standard of review and âdraw all reasonable evidentiary inferences in harmony with the verdict and resolve all issues of credibility in the light most favorable to the government.â United States v. Sherman, 551 F.3d 45, 49 (1st Cir.2008) (quotation marks and citation omitted).
A. Ayala-Garciaâs Sufficiency Claim
Ayala-Garcia was convicted only on Count Two, which charged him with knowing possession of a firearm with an obliterated serial number, in violation of 18 U.S.C. § 922(k). He emphasizes that the defense witnesses âwere not impeached by the prosecution at trialâ and further argues that the verdict resulted from factors other than the credibility of the witnesses, including the prosecutorâs inflammatory statements during the rebuttal portion of the closing argument.
Whether or not the defense witnesses were explicitly impeached is of no consequence to our inquiry. As we have explained, the jury was free to choose which of the two conflicting accounts of the events to believe, so long as the evidence viewed in the governmentâs favor is adequate to establish guilt beyond a reasonable doubt. See United States v. Scott, 564 F.3d 34, 39-40 (1st Cir.2009). Whether prosecutorial misconduct tainted the juryâs consideration of the evidence is a question we will address in Section III. Here, therefore, we consider only whether the evidence adduced by the government allowed a rational jury to find beyond a
To establish Ayala-Garciaâs guilt, the government needed to prove that (1) he possessed the firearm, (2) the gun had moved through interstate commerce, and (3) he had actual knowledge of the obliterated serial number. United States v. SĂĄnchez-Badillo, 540 F.3d 24, 31-32 (1st Cir.2008). The possession prong was directly established through the testimony of Officers Vega and SĂĄnchez. Vega â testified that he saw a gun in Ayala-Garciaâs pocket, and SĂĄnchez testified that he recovered the pistol from Ayala-Garcia at the time of his arrest. To satisfy the interstate commerce element, the government elicited testimony that the gun had been manufactured in Prescott, Arizona. This was sufficient. See United States v. Teleguz, 492 F.3d 80, 87 (1st Cir.2007) (holding that the interstate nexus element is met with evidence that the firearms ânecessarily had crossed state or foreign lines because they were originally manufactured in other states or countriesâ). Finally, Ayala-Garciaâs knowledge of the obliterated serial number was circumstantially established by his possession of the firearm. See SĂĄnchez-Badillo, 540 F.3d at 32.
Accordingly, we reject Ayala-Garciaâs sufficiency claim.
B. Alicea-Cottoâs Sufficiency Claims
Alicea-Cotto asserts that the evidence was insufficient to establish his guilt on any of the five charges for which he was convicted.
This contention is unavailing. We previously have observed that â[ejvidence does not become legally insufficient merely because of some inconsistencies in witnessesâ testimony.â United States v. Rodriguez, 457 F.3d 109, 119 (1st Cir.2006). The question we must answer is whether the juryâs verdict is supported by âa plausible renditionâ of the evidence taken as a whole, United States v. Lopez-Lopez, 282 F.3d 1, 19 (1st Cir.2002), keeping in mind that credibility issues must be resolved in favor of the government. See Angulo-HernĂĄndez, 565 F.3d at 7 (âWe do not atomize our analysis. We consider the evidence in its totality, not in isolation, and the government need not negate every theory of innocence.â) (quotation marks and citations omitted).
We therefore proceed to consider whether a rational jury could have concluded that the government proved each element of the crimes charged against Alicea-Cotto beyond a reasonable doubt.
1. The Drug Counts: Possession of Narcotics with Intent to Distribute (Counts Three, Four and Five)
To prove that Alicea-Cotto possessed controlled substances for purposes
The record also supports the juryâs finding that Alicea-Cotto intended to distribute the drugs. We have held that a large amount and individual packaging of drugs is sufficient to demonstrate an intent to distribute for purposes of section 841(a)(1). See GarcĂa-Carrasquillo, 483 F.3d at 130 n. 12. Here, the packaging alone was strong circumstantial evidence that the drugs were intended for distribution. Officer Vega testified that the plastic bag he found in the SUV contained ninety plastic cylinders of cocaine base, forty-four plastic bags of cocaine and fifty-six aluminum wrappings of heroin. The jury reasonably could infer from the number of separate packages â 190âthat the cocaine, cocaine base and heroin were intended for distribution rather than for personal consumption. See, e.g., United States v. Gentry, 555 F.3d 659, 667 (8th Cir.2009) (â[T]he fact that the methamphetamine in the bag was further subdivided into seven Ziploc baggies[] supports a finding of intent to distribute.â).
Sufficient evidence therefore supported Alicea-Cottoâs convictions on Counts Three, Four and Five charging possession with intent to distribute cocaine, cocaine base and heroin.
2. Aiding and Abetting Possession of a Stolen Firearm in violation of 18 U.S.C. §§ 922(j) and 2 (Count One)
Alicea-Cotto was charged under section 922(j) with possession of the Smith & Wesson 9mm pistol that was recovered from Alvaradoâs waistband. To prove guilt under that provision, the government needed to establish that Alicea-Cotto possessed the gun âknowing or having reasonable cause to believeâ it was stolen. 18 U.S.C. § 922(j). Possession of the weapon was established through the testimony of Officers Vega and SĂĄnchez, who reported seeing Alicea-Cotto hand the gun to Alvarado and receive money in exchange. The government also elicited evidence that the
Alieea-Cotto claims, however, that the government failed to adduce evidence showing that he knew, or had reason to believe, that the gun was stolen. In its brief, the government cites no evidence of such knowledge. Instead, the government asserts that âthere was never any evidence Alicea-Cotto legally purchased the gun or registered it in his nameâ and argues that the jury could rationally infer that he knew the gun did not belong to him. At trial, the government conceded in closing argument the lack of direct evidence of Alicea-Cottoâs and Alvaradoâs scienter, and then focused its argument on what Alvaradoâ the purchaser of the gun â must have known:
I ask you, Thursday afternoon, 4:30 in the afternoon, broad daylight, kids running around, in a public housing project a man buys a weapon from another man. He doesnât get a receipt, he doesnât get a license, doesnât fulfill any of the requirements that he would otherwise have to do if he went to a gun store.
What can he presume â what can he know about that weapon? And what, being a reasonable tryer[sic] of fact, should you, the jury, circumstantially infer? What is a common-sense inference from that transaction?
The common sense inference from that transaction, ladies and gentlemen, is that he knew it was stolen. Why else would he go and buy a gun in a housing project? Why didnât he go to the store? Why didnât he get a receipt?
Why didnât he take a class and get the license, and go to the armory and practice shooting? Why didnât he do any of that? Why? Because he was bujdng a Saturday night special. He was buying a gun he knew, or should have known, was stolen.
The government made a similar argument when responding to Alicea-Cottoâs and Alvaradoâs motions for acquittal on Count One, arguing to the district court that the purchase of the firearm âfor cash in broad daylight in a public housing project!] circumstantially creates the inference that it was a stolen weapon.â Alvaradoâs counsel challenged that assertionâ asking if âevery transaction that occurs in a public housing project is illegal just because itâs in a public housing projectâ â and the prosecutor replied, â[e]very weapons transaction, yes, Your Honor.... [I]t is unlawful to sell weapons.â Pressed to identify the evidence before the jury on Alvaradoâs knowledge, the prosecutor stated:
The evidence is your client bought a gun in a housing project, for several hundred dollars, from a vehicle with an AK47 sticking out the back, from a guy who had drugs in the front. And is that illegal? Yes.
Although the government may be correct that the evidence permitted the jury to conclude that the weapons transaction was unlawful,
The cases cited by the government in support of its position are easily distinguishable. In United States v. Iron Eyes, 367 F.3d 781, 783 (8th Cir.2004), the defendant was found carrying two rifles outside the home from which the weapons had just been stolen. In United States v. McBane, 433 F.3d 344, 349 (3d Cir.2005), the jury was read an admission from the defendant stating that he knew the gun had been taken from its rightful owner. In another Eighth Circuit case involving section 922(j), United States v. Provost, 237 F.3d 934, 937 (8th Cir.2001), the defendant was present when a companion stole three rifles from a house, and he participated in conversations about how to sell the guns for cash. By contrast, in United States v. Mobley, 956 F.2d 450 (3d Cir.1992), the government conceded that it could not have proven the scienter element of section 922(j), id. at 460 & n. 1 (Mansmann, J., dissenting), even though the defendant admitted purchasing the gun at issue from a drug dealer, id. at 451.
To affirm the stolen weapon conviction on the record before us would be, in effect, to read the scienter requirement out of the statute. We decline to do so, and we therefore reverse the judgment of guilt against Alicea-Cotto on Count One.
3. Possession of a Firearm in Furtherance of a Drug Trafficking Crime (Count Seven)
Alicea-Cottoâs challenge to his conviction on the section 924(c) charge focuses solely on inconsistencies and gaps in the officersâ testimony. Among other points, he notes that (1) the t-shirt that supposedly covered the AK-47 in the back of the SUV was never produced, (2) Vega originally gave an incorrect serial number for that weapon, and (3) SĂĄnchez admitted in cross-examination that he saw the rifle for the first time at police headquarters even though it supposedly was visible through the open rear door of the SUV. All of these contentions, however, concern the believability of the officersâ testimony, a matter outside our inquiry. Alicea-Cotto does not argue that the evidence presented â if believed â was insufficient to establish that he possessed the rifle in furtherance of a drug trafficking offense, and any such argument is therefore waived. United States v. Marsh, 561 F.3d 81, 83 n. 4 (1st Cir.2009) (noting that an argument not briefed on appeal is deemed waived).
The argument would, in any event, be futile. We already have determined that the jury reasonably could infer Alicea-Cottoâs constructive possession of the drugs found in his vehicle, and the same possession analysis applies to the AK-47. We also have upheld the juryâs finding of guilt on the drug trafficking charges. The government additionally needed to demon
The facts here provide ample circumstantial support for the juryâs finding that Alicea-Cotto possessed the AK-47 to further his drug trafficking activities. The loaded AK-47 was found in the vehicle with the drugs, where it was easily accessible and, indeed, partially in plain view. See Robinson, 473 F.3d at 399 (observing that âa sufficient nexus is more readily found in cases where the firearm is in plain view and accessible to the defendantâ). Although no drug transaction was observed, the jury could rationally infer that the gun was in the back of the SUV to protect the ongoing drug-trafficking activity reflected by the drugs and money up front. Our observation in United States v. Garner, 338 F.3d 78 (1st Cir.2003), is equally apt here:
When guns and drugs are found together and a defendant has been convicted of possession with intent to distribute, the gun, whether kept for protection from robbery of drug-sale proceeds, or to enforce payment for drugs, may reasonably be considered to be possessed âin furtherance ofâ an ongoing drug-trafficking crime.
Id. at 81. We therefore reject Alicea-Cottoâs sufficiency claim with respect to Count Seven.
III.
Both appellants contend that improper statements made by the prosecutor during the rebuttal portion of his closing argument were so prejudicial that a new trial is required. When defendants contemporaneously object to challenged comments, as the government acknowledges, occurred here, we review de novo whether the remarks amounted to prosecutorial misconduct. United States v. VĂĄzquez-Botet, 532 F.3d 37, 57 (1st Cir.2008). If we conclude that misconduct occurred, we then âask whether the prosecutorâs behavior âso poisoned the wellâ that the defendants] must be given a new trial.â Id. at 56 (quoting Manning, 23 F.3d at 573); United States v. VĂĄzquez-Rivera, 407 F.3d 476, 486 (1st Cir.2005) (observing that reversal is warranted only if prosecutorâs remarks âhave likely affected the trialâs outcomeâ) (quotation marks and citation omitted). The district courtâs decision on whether to grant a new trial is reviewed for abuse of discretion. Robinson, 473 F.3d at 393.
A. Were the Prosecutorâs Remarks Improper?
It is well established that âit is improper to âneedlessly arouse the emotions of the jury.â â Robinson, 473 F.3d at 397 (quoting United States v. Pirovolos, 844 F.2d 415, 425 (7th Cir.1988)). We have held that misconduct occurs when a prosecutor âinterject[s] issues having no bearing on the defendantâs guilt or innocence and improperly appeal[s] to the jury to act in ways other than as dispassionate arbiters of the facts.â United States v. Mooney, 315 F.3d 54, 59 (1st Cir.2002) (finding misconduct where prosecutorâs remarks during the opening statement âcontrast[ed] the jurorsâ sense of community safety with the armed robberyâ at issue); United
Appellants contend that the prosecutor committed misconduct because the rebuttal argument contained multiple statements that were either inaccurate, highly inflammatory, or both. They specifically cite the following comments:
⢠Ladies and gentlemen of the jury, those (indicating) are bullets from an AK-47 assault rifle. There are 31 of those bullets that were in this gun, ready to go on May 25th. Thirty-one potential lives were saved on May 25th, 2006. And for that, the district of Puerto Rico should be thankful, 31 lives were saved.
⢠Do you see the size of these things? Do you see the size of these bullets? You can take them back with you. You can look at them.
⢠The problem today is there [are] too many people living in public housing projects that are willing to look the other way and not take responsibility for what happened or protect people that need to be here in court and prosecuted ... because theyâre afraid for their lives
⢠How can you reconcile looking the other way? ... It should offend the sense of justice, ladies and gentlemen of the jury-
⢠... [I]snât it ironic that this car that was owned by Jose Luis Alicea Cotto was an Armada? Isnât that just ironic?
Because thatâs exactly what it was. It was an Armada. He was armed. He was armed for a war that goes on every day in public housing projects around Puerto Rico, around the United States, in every jurisdiction, in every district, poor people, rich people, fat people, tall people, hungry people, they face this reality every day.
⢠And on behalf of the United States and the District of Puerto Rico, I charge you to do your job, find the Defendants guilty.
We have no difficulty concluding that portions of the prosecutorâs remarks crossed the bounds of proper argument. Nothing in the record justified the statement that â31 lives were saved.â Invoking the thirty-one bullets in that way, while also urging the jurors to consider their size, could have served no purpose other than to inflame the juryâs passions by depicting the defendants as dangerous men who needed to be put away for a long time. Indeed, the government explicitly concedes that the â31 livesâ remark was improper. In addition, the prosecutorâs comment that Alicea-Cotto was âarmed for a war that goes on every day in public housing projectsâ is reminiscent of language we deemed improper in Arrietar-Agressot, which described the defendants as enemy soldiers in âa battle in the war against drugs.â See also United States v. Sepulveda, 15 F.3d 1161, 1189 (1st Cir.1993) (â[W]e deplore frank appeals to passion of the sort typified by âwar on drugsâ rhetoric ...â). Also disturbing is the prosecutorâs admonition to the jury to âdo your job, find the Defendants guilty.â See United States v. Young, 470 U.S. 1, 18, 105 S.Ct. 1038, 84
The government argues that certain of the challenged statements were proper and that the summation as a whole must be viewed in the context of defense counselâs closing, which included comments about crime in public housing projects
Our cases establish that some leeway is appropriate when the governmentâs challenged comments may fairly be seen as a response to comparable remarks by defense counsel. See, e.g., United States v. Skerret-Ortega, 529 F.3d 33, 40 (1st Cir.2008) (âThe Governmentâs response to statements made by defendantâs counsel cannot and should not be viewed the same way as statements made by the Government without provocation.â); United States v. Hansen, 434 F.3d 92, 102 (1st Cir.2006) (noting that âwe âtypically cede prosecutors some latitude in responding to defense counselâs allegations of fabricationâ â (quoting United States v. Perez-Ruiz, 353 F.3d 1, 10 (1st Cir.2003))); Sepulveda, 15 F.3d at 1189 (âCourts should allow prosecutors greater leeway in rebuttal when the defense has itself breached the standards for proper summation.â). The latitude afforded prosecutors is not, however, boundless. We have âwarned prosecutors that âthere are limits to the extent that we will permit fighting fire with fire.â â SepĂşlveda, 15 F.3d at 1189 n. 24 (quoting United States v. Mejia-Lozano, 829 F.2d 268, 274 (1st Cir.1987)).
Even if some of the challenged statements could be viewed in context as understandable, or even appropriate, there is no sugar-coating the prosecutorâs wholly unjustified and inflammatory reference to the potential loss of thirty-one lives. The
We thus move to the next step of our inquiry, determining whether the prosecutorâs improper comments âso poisoned the well that the trialâs outcome was likely affected.â Mejia-Lozano, 829 F.2d at 274.
B. Did the Improper Remarks Result in Prejudice Requiring a New Trial?
We weigh several factors in determining whether a new trial is warranted based on the prosecutorâs improper remarks, including: âthe severity of the misconduct; whether it was deliberate or accidental; the context in which it occurred; whether the judge gave any curative instructions and their likely effect; and the strength of the evidence against the defendant.â Mooney, 315 F.3d at 60. See also Azubike, 504 F.3d at 39; Robinson, 473 F.3d at 398.
The plainly improper comment about saving thirty-one lives suggested to the jurors that the defendants were potential killers who would have murdered thirty-one individuals if they had not been arrested. As we previously have observed, â[i]t is hard enough for a jury to remain dispassionate and objective amidst the tensions and turmoil of a criminal trial,â Arrietar-Agressot, 3 F.3d at 527, and the dramatic assertion that dozens of lives were at risk that day burdened the defendants with accusations far more potent than the charges on which they were being tried. Indeed, the jury could have gleaned from that emphatic statement that the prosecutors knew something about the defendantsâ intentions beyond what had been revealed at trial. The prejudicial impact of that rhetoric was inescapably severe.
Although the insinuation that the defendants intended a mass killing was not repeated, the remark was immediately followed by the prosecutorâs entreaty that the jurors look at the size of the bullets and his observation that âtoo many people living in public housing projectsâ shirk their responsibility for violent crime by looking the other way. These comments effectively told the jurors that they needed to assume the responsibility â refused by others â -for preventing violence with such horrific weapons. The prosecutor continued his summation by properly reviewing conflicts in the evidence, urging thĂŠ jurors to reject the âincredibleâ testimony of the defense witnesses, but then again resorted to highly charged rhetoric â accusing Alicea-Cotto of being armed for the âwar that goes on every day in public housing projects ... in every jurisdiction.â After asking the jurors to use their common sense to review the evidence, the prosecutor concluded by telling them to âdo your job, find the Defendants guilty.â
We cannot say that the harm from the â31 livesâ and bullet comments was defused by the remainder of the prosecutorâs rebuttal argument. To the contrary, the prosecutorâs subsequent use of other language that we have previously con
Immediately following the rebuttal argument, Alieea-Cottoâs counsel requested an instruction advising the jurors to disregard âthe prejudicial remarks made as to residents of public housing projects.â The court responded with this statement to the jury:
What you stated is pure argument, which the jury is not going to take into account. It is only the evidence that the jury heard here with respect to those witnesses, the physical objects, as well as the exhibits, okay?
Remember, I want this very clear, this is pure argument. Okay, and whatever has been said, you know, itâs simply to try to persuade you. But you are the sole judges of the facts, okay?
Following a break in the proceedings, but before the jury returned, appellants moved for a mistrial based on the various statements described above. Alicea-Cottoâs counsel specifically targeted the â31 livesâ statement, arguing that âit is very prejudicial since him telling the jurors that they saved 31 lives implicates that these three young men are murderers and if they had not caught them, which is his argument, they would have murdered 31 people.â
In denying the motion, the court again assured defense counsel that it would instruct the jury to focus solely on the evidence and to âdisregard anything that has any derogatory reference to housing projects or anything that may be happening there.â The court did refer to the rebuttal argument in its charge to the jury, but did not address the â31 livesâ statement in particular:
And you have heard me say every single day that itâs only the evidence that counts in this case, not arguments of counsel, not statements by counsel, not objections by counsel, not questions by counsel. And you heard arguments by counsel here at the end of this case, you know, and there were some references made to public housing projects and whatnot, and you are not to take that into account, okay?
Itâs only the evidence presented, witnesses that testify here, okay, the exhibits that are presented and the physical objects.
Now, so that means that you must decide the case solely on the evidence before you and according to the law.*21 You will recall that you took an oath, promising to do so at the beginning of the case.
The court also gave the standard instructions telling the jurors that they' had a duty to base their verdict âsolely upon the evidence, without prejudice or sympathy,â and that âstatements and arguments of counsel are not evidence.â
We have at times found the district courtâs standard instruction, advising jurors that arguments of counsel are not evidence, adequate to dispel any prejudice from improper remarks. See, e.g., Mooney, 315 F.3d at 60; Arrieta-Agressot, 3 F.3d at 529. Here, the district court additionally gave specific attention to the closing argument, reminding the jurors that the âreferences made to public housing projects and whatnotâ should not be taken into account. The courtâs instruction, however, was too mild for the circumstances and thus an inadequate antidote for the misconduct. It made no reference to the prosecutorâs inaccurate and inflammatory comments about the thirty-one lives and the size of the bullets â which the court simply labeled as âwhatnot.â
[T]he danger was not so much that the jury would consider the prosecutorâs .statements to be âevidence.â Rather, the threat was that the prosecutorâs remarks would excite the jury, invite a partisan response, and distract its attention from the only issue properly presented by this case: whether the evidence established the [defendantsâ] guilt beyond a reasonable doubt.
The nature of the evidence raises further doubts about the efficacy of the courtâs instruction. Witness credibility was central to this case. Although we concluded in Section II that the evidence was sufficient to find appellants guilty on all but one of the counts of conviction, the question here is whether the prosecutorâs remarks influenced the jurorsâ credibility assessment. See Azubike, 504 F.3d at 41 (â[T]he fact that there was sufficient evidence to convict does not mean that the jury would have convicted absent the prosecutorâs improper remarks.â); Arrieta-Agressot, 3 F.3d at 528 (âThe jury may well have decided the issues in favor of the government, but that jury decision may itself be tainted by the improper remarks.â). Appellants attempted to persuade the jury that inconsistent testimony given by the governmentâs witnesses undermined the prosecutionâs case, and the government responded in kind by accusing the defense witnesses of lying. During their deliberations, the jurors requested the testimony of Officer SĂĄnchez â indicating some uncertainty about the evidenceâ but were told to rely on their own recollection of what he had said. In this context, particularly given the direct conflict in the governmentâs and defendantâs evidence, and the prosecutorâs hyperbole about the
The government argues that Alicea-Cottoâs acquittal on Count Six, the marijuana conspiracy charge, shows that the jury was able to follow the district courtâs instructions and dispassionately weigh the evidence presented. The government reads too much into that verdict. Only a single, small plastic bag of marijuana was found in Alicea-Cottoâs vehicle; acquittal on the marijuana distribution charge was thus unremarkable. Indeed, the juryâs guilty verdict on the stolen weapon charge is arguably more telling. The finding that Alicea-Cotto had reason to know that the Smith & Wesson pistol was stolen â in the absence of any evidence of that factâ supports appellantsâ argument that the prosecutorial misconduct tainted the juryâs deliberations.
Finally, we are again troubled that the tradition of improper closing arguments persists among some prosecutors in the United States Attorneyâs Office in Puerto Rico. We have repeatedly admonished that office for similar misconduct and urged the office to âredouble its efforts to educate its attorneys about the ground rules for closing arguments.â AndĂşjar-Basco, 488 F.3d at 561 n. 5; see also United States v. MartĂnez-Medina, 279 F.3d 105, 128 & n. 12 (1st Cir.2002) (Torruella, J., concurring) (collecting cases).
In sum, our review of the circumstances persuades us that the improper comments âso poisoned the well that the trialâs outcome was likely affected,â Mejia-Lozano, 829 F.2d at 274, and that, consequently, a new trial is warranted. Accordingly, we vacate Ayala-Garciaâs conviction on Count Two and Alicea-Cottoâs convictions on Counts Three through Five and Seven, and remand for a new trial on those counts. As discussed in Section II, we reverse Alicea-Cottoâs conviction on Count One.
So ordered.
. Although jointly tried with Alicea-Cotto and Ayala-Garcia, Alvarado is not an appellant in this consolidated appeal.
. That statement was included in the following passage from the prosecutorâs lengthy rebuttal:
And, ladies and gentlemen of the jury, when I first looked at this case and thought of all of the ironic situations, isn't it ironic that this car that was owned by JosĂŠ Luis Alicea Cotta was an Armada? Isn't that just ironic?
Because that's exactly what it was. It was an Armada. He was armed. He was armed for a war that goes on every day in public housing projects around Puerto Rico, around the United States, in every jurisdiction, in every district, poor people, rich people, fat people, tall people, hungry people, they face this reality every day.
. The third defendant, Alvarado, was found guilty along with Alicea-Cotto on Count One, charging unlawful possession of a stolen firearm.
. As noted supra, Alicea-Cotto was charged with aiding and abetting the unlawful possession of a stolen firearm (Count One); aiding and abetting unlawful possession of heroin, cocaine base, cocaine and marijuana, with the intent to distribute the drugs (Counts Three through Six); and knowing possession of firearms in furtherance of a drug trafficking crime (Count Seven). He was acquitted on Count Six, the marijuana charge.
. Alicea-Cotto highlights, for example, Sanchezâs testimony about when he first saw the drugs that were found in the SUV and Vega's testimony about which officers were in the SUV when it was transported from the housing project to the police station.
. The jury, by contrast, rejected the marijuana distribution count. Only one small plastic bag of marijuana, weighing 1.2 grams, was in the larger transparent bag that contained all of the drugs.
. The government met the statuteâs interstate commerce element with expert testimony that the gun was manufactured in Springfield, Massachusetts, and necessarily traveled in interstate commerce to reach Puerto Rico.
. We need not delve into whether the sale would in fact have been illegal if the gun had not been stolen. We note, however, that during argument on the motion for acquittal defense counsel emphasized the absence of evidence that "buying a weapon in broad daylight on the street is even illegal,â and stated that, "[i]n many states buying a weapon at a flea market on the street is absolutely legal with no documentation.â He continued: "This jury has heard nothing to make a transaction of cash for a weapon with a serial number on it illegal or wrong or whether that weapon [was] stolen.â
. The indictment charged possession of both the Smith & Wesson pistol and the AK-47 rifle under Count Seven. For convenience, we address only possession of the rifle, which is sufficient to support the conviction.
. Defendants did not explicitly object at trial to the "do your jobâ language. Since the defendant did not make a contemporaneous objection, we apply the demanding plain error standard, and it is far from clear that the "do your jobâ language, although inappropriate, would warrant reversal on its own. Still, we give it weight for its cumulative effect when combined with the other statements suggesting violence.
. Ayala-Garcia's lawyer told the jury: "You have no family from a low income housing project, but it seems to me that the prosecution is trying to make you believe that everything that happens there is a crime so youâd have to find them guilty beyond a reasonable doubt because they live in a low income housing project.â
. Among other remarks suggesting that the governmentâs case was fabricated, Alvarado's lawyer stated: "[Fjrom your own knowledge of the Puerto Rican culture, whatâs going on in the streets of Puerto Rico today and youâre [sic] having lived here, there are police officers who are ready, willing and able to cuadro, to square their cases. Thatâs what happened here, thatâs what happened here.â He also urged the jurors to "have the courage ... to throw this case out ... because itâs no good,â and to let the police officers know that "if youâre coming here, you better come with the truth because weâre not going to believe you if you lie.â
. The government accepts that the motion for mistrial presented a sufficiently contemporaneous objection to the prosecutor's remarks to warrant de novo review, and we have proceeded accordingly. We previously have found objections to prosecutorial arguments timely when they were made during sidebars that followed the prosecutorâs rebuttal. See Azubike, 504 F.3d at 39 n. 9; Mandelbaum, 803 F.2d at 44 n. 1. More recently, we noted that "[o]ur recent decisions have reserved the issue of precisely when objections must be made to closing statements to preserve the objection for ordinary review,â suggesting that the rule might appropriately vary with the circumstances. Potter, 463 F.3d at 23.
. The court also made no comment about the third unequivocally improper statementâ urging the jurors to "do your jobâ â but, as noted, see supra note 10, that language was not called to its attention.
. The government describes the evidence against Ayala-Garcia and Alicea-Cotto as overwhelming, which would diminish the likelihood of prejudice from the prosecutor's remarks. See, e.g., Young, 470 U.S. at 19-20, 105 S.Ct. 1038 ("Not a single witness supported respondent's asserted defense ..."); Mooney, 315 F.3d at 60; Mejia-Lozano, 829 F.2d at 274. The evidence may be seen as one-sided in the governmentâs favor, however, only if we accept the governmentâs own assessment of credibility and reject out-of-hand the testimony presented by the defendantsâ eyewitnesses.
The government's witnesses were not, however, untarnished. During cross-examination, defense counsel aggressively questioned SĂĄnchez about when he saw the drugs. At the suppression hearing, SĂĄnchez had said he first saw them at the police station. At trial, he reported seeing them in the SUV. When asked "which time were you telling the truth,â he explained that he first saw the drugs displayed at the station, but had seen the bag containing the drugs in the car.
Counsel similarly challenged Officer Vega on his testimony about who drove the SUV from the housing project to the narcotics division. At trial, Vega stated that he was in the vehicle with SĂĄnchez and another officer, although he had testified at the suppression hearing that he could not remember who accompanied SĂĄnchez.
On this record, we cannot say that the governmentâs case was so overwhelming that guilty verdicts were inevitable.
. The Supreme Court in Young, in concluding that a prosecutor's improper rebuttal argument did not compromise the juryâs deliberations, observed that the jury had acquitted the defendant of the most serious charge he faced. Young, 470 U.S. at 18 n. 15, 105 S.Ct. 1038.