Aronov v. Chertoff

We address in this case whether appel-lee Alexandre Aronov is entitled to attorney’s fees from the government under the Equal Access to Justice Act (“EAJA”), 28 U.S.C. § 2412. The act provides that a court shall award fees and expenses to a prevailing party in a civil action against the United States unless the court finds that the position of the government was substantially justified or that other circumstances make an award unjust.

Aronov filed the action in this case to force the government to act on his long-pending application for naturalization. The district court awarded him attorney’s fees under the EAJA on the grounds that he was the prevailing party in the litigation and that the pre-litigation position taken by the government was not substantially justified. We affirm the district court’s award.

I.

A native of Russia and a permanent resident of the United States since 2001, Aronov applied for naturalization with the Vermont Service Center of the United States Citizenship and Immigration Services (“USCIS”) on May 22, 2004. After initial processing and completion of the required fingerprint check, Aronov’s case was forward to the Boston USCIS office. Pursuant to 8 U.S.C. § 1446(b) and 8 C.F.R. § 335.2(a), Aronov was interviewed on February 14, 2005 regarding his application. However, as the government acknowledges, the agency’s interview with Aronov was premature. The agency’s own regulation dictates that an initial examination should be undertaken only after an applicant’s full background check has been completed. See 8 C.F.R. § 335:2(b) (“The Service will notify applicants for naturalization to appear before a Service officer for initial examination on the naturalization application only after the Service has received a definitive response from the Federal Bureau of Investigation that a full criminal background check of an applicant has been completed.”). The government has not explained why it did not follow its regulation in this case.

At the time of the interview, Aronov was informed that his application could not be approved until additional security checks were completed. After hearing nothing from the USCIS for more than a year, Aronov received a letter from the agency on March 23, 2006 informing him that his application was being actively processed, but that additional review was required. The notice also instructed Aronov to contact USCIS if he did not receive a decision within six months of the date of the notice.

On August 28, 2006, more than eighteen months after being interviewed by the agency, Aronov filed an action in the district court under 8 U.S.C. § 1447(b), requesting that the court grant his application for naturalization or, alternatively, remand his application with instructions *33to the agency to adjudicate it.1 Five weeks later, on October 6, the government and Aronov filed a Joint Motion for Remand Pursuant to 8 U.S.C. § 1447(b). In full, the joint motion read:

Pursuant to 8 U.S.C. § 1447(b), the parties in this action, plaintiff ... and defendants Michael Chertoff, Secretary of the United States Department of Homeland Security, et al., hereby jointly move this Honorable Court to remand this matter to the USCIS, so that [it] can grant plaintiffs application for naturalization, and schedule plaintiffs oath ceremony for no later than November 8, 2006. In support of this motion, the parties state as follows:

1. On or about August 28, 2006, plaintiff Alexandre Aronov filed this action.

2. Since that date, USCIS has completed its review of plaintiffs application for naturalization and, if jurisdiction is returned to the agency, would grant the application and schedule plaintiffs oath ceremony for no later than November 8, 2006.

3. The governing statute, 8 U.S.C. § 1447(b), provides that, in cases in which the agency has failed to render a decision on an application for naturalization within 120 days of the examination of the applicant, the applicant may file suit in district court requesting to adjudicate the application and “[s]uch court has jurisdiction over the matter and may either determine the matter or remand the matter, with appropriate instructions, to the Service to determine the matter.”

Wherefore, with good cause having been shown, the parties respectfully request that this Court remand this matter to USCIS so that it can grant plaintiffs application for naturalization and schedule plaintiff for an oath ceremony for no later than November 8, 2006.

On October 12, 2006, the court entered an electronic order granting the motion and the remand. The docket text for the remand order states: “Judge Nancy Gert-ner: Electronic ORDER entered granting 3 Joint Motion to Remand to U.S. Citizenship and Immigration Services.”2 Aronov was sworn in as a U.S. citizen on November 8, 2006.

On November 28, 2006, Aronov filed an application for attorney’s fees pursuant to the EAJA. The statute provides:

Except as otherwise specifically provided by statute, a court shall award to a prevailing party other than the United States fees and other expenses, in addition to any costs awarded pursuant to subsection (a), incurred by that party in any civil action (other than cases sounding in tort), including proceedings for judicial review of agency action, brought by or against the United States in any court having jurisdiction of that action, unless the court finds that the position of the United States was substantially justified or that special circumstances make an award unjust.

28 U.S.C. § 2412(d)(1)(A). The government opposed the application, asserting *34that Aronov was not a prevailing party in the litigation under the test established in Buckhannon Board and Care Home, Inc. v. West Virginia Department of Health and Human Resources, 532 U.S. 598, 121 S.Ct. 1835, 149 L.Ed.2d 855 (2001), and that the government’s position regarding his application was substantially justified. The district court agreed with Aronov and ordered the government to pay him $4,270.94 in attorney’s fees and costs. The government appeals this decision.

II.

Although parties are ordinarily required, win or lose, to bear their own attorney’s fees, see, e.g., Alyeska Pipeline Serv. Co. v. Wilderness Soc’y, 421 U.S. 240, 247, 95 S.Ct. 1612, 44 L.Ed.2d 141 (1975), a number of exceptions to this default rule have been adopted by statute. One such exception, the EAJA, authorizes the award of attorney’s fees and costs to a litigant who has brought a civil suit against the United States if (1) she is the prevailing party in the matter; (2) the government fails to show that its position was substantially justified; and (3) no special circumstances would make such an award unjust. 28 U.S.C. § 2412(d)(1)(A); see also Schock v. United States, 254 F.3d 1, 4 (1st Cir.2001). By offering qualifying litigants attorney’s fees and other expenses, the EAJA seeks “to remove economic deterrents to parties who seek review of unreasonable government action.” Schock, 254 F.3d at 4.

We review the district court’s decision to grant or deny a fee application under the EAJA for abuse of discretion, id., “mindful that the district court has an ‘intimate knowledge of the nuances of the underlying case,’ ” New England Regional Council of Carpenters v. Kinton, 284 F.3d 9, 30 (1st Cir.2002) (quoting Gay Officers Action League v. Puerto Rico, 247 F.3d 288, 292 (1st Cir.2001)). “Such deference is particularly appropriate where, as here, the correctness of the court’s decision depends in large part on the proper characterization of its own statements.” Id. We apply this standard to both the prevailing party and substantial justification determinations. Pierce v. Underwood, 487 U.S. 552, 558-63, 108 S.Ct. 2541, 101 L.Ed.2d 490 (1988) (substantial justification); McDonald v. Secretary of HHS, 884 F.2d 1468 (1st Cir.1989) (prevailing party). An error of law is always an abuse of discretion. Rosario-Urdaz v. Rivera-Hernandez, 350 F.3d 219, 221 (1st Cir.2003).

A. Prevailing Party

1. The District Court’s Decision

The district court began its attorney’s fees analysis by addressing whether Aro-nov was a prevailing party under the EAJA. Invoking the Supreme Court’s decision in Buckhannon, the district court found that the first requirement of the prevailing party standard' — whether there was “a material alteration of the legal relationship of the parties” — was indisputably met because Aronov’s status had changed from legal permanent resident to U.S. citizen. The government does not dispute that this requirement has been satisfied.

Proceeding to the second element of the test — whether there was a “judicial imprimatur 3 on the change” in status — the court rejected the government’s assertion that the imprimatur requirement had not been met here because the agency had acted voluntarily to grant Aronov’s naturalization application. Instead, the court concluded that the remand order satisfied *35the second element set forth in Buckhan-non because the order effectuated the change in legal status that Aronov had sought. The court indicated that the remand did not merely return jurisdiction to USCIS. It also mandated the agency’s compliance with a November 8, 2006 deadline for granting Aronov’s naturalization. The court noted that “[wjhere the government in Buckhannon- took its conciliatory action purely voluntarily, and took on no further duties in the dismissal, the government here was granted not a dismissal, but a remand to the agency conditional on the granting of plaintiffs naturalization action by November 8, 2006.” (emphasis in original). It asserted, therefore, that “[h]ad the naturalization not so occurred, the parties might very well be back in front of this court litigating a contempt action. This is far more than a catalyst theory — it was an order of the Court.”

2. Buckhannon

The issue in Buckhannon was whether a legislative change that effectively awarded petitioner its sought-after relief could provide the basis, for a statutory fee award.4 The plaintiff was an operator of assisted living homes who failed a state fire inspection because some of the residents of plaintiffs homes were not capable of “self-preservation,” as defined by West Virginia law. On behalf of itself and other parties similarly situated, the home operator brought suit against the state, two state agencies, and several individuals, seeking injunctive and declaratory relief to the effect that the “self-preservation” requirement violated provisions of the Fair Housing Amendments Act of 1988 (“FHAA”) and the Americans with Disabilities Act of 1990 (“ADA”). Before the federal district court decided the issue, the West Virginia legislature eliminated the “self-preservation” requirement by statute. The court subsequently granted the defendants’ motion to dismiss the case.

The plaintiffs filed an application for attorney’s fees under the FHAA and the ADA, which was denied by both the district court and the Fourth Circuit. The Supreme Court affirmed. The Court held that petitioner could not obtain a fee award in the matter because the legal change had not been judicially sanctioned by a court. Buckhannon, 532 U.S. at 605, 121 S.Ct. 1835 (“[Djefendant’s voluntary change in conduct, although perhaps accomplishing what the plaintiff sought to achieve by the lawsuit, laek[ed] the necessary judicial imprimatur.”). The Court explicitly rejected the notion that a party is entitled to attorney’s fees simply because the underlying litigation triggered her sought-after relief-the so-called “catalyst theory.” Id. It noted that previously it had “only awarded attorney’s fees where the plaintiff ha[d] received a judgment on the merits or obtained a court-ordered consent decree,” but not “where the plaintiff ha[d] secured the reversal of a directed verdict, or acquired a judicial pronouncement that the defendant ha[d] violated the Constitution unaccompanied by judicial relief,” id. at 605-06, 121 S.Ct. 1835 (internal citation and quotation marks omitted). *36A private settlement not incorporated into a court order does not confer prevailing party status. See id. at 606,121 S.Ct. 1835 (“Never have we awarded attorney’s fees for a nonjudicial alteration of actual circumstances.”) (emphasis added) (internal quotation omitted).

3. Smith v. Fitchburg Public Schools

As a circuit, we have applied Buckhan-non in a number of cases, see Smith v. Fitchburg Public Schools, 401 F.3d 16, 22 (1st Cir.2005) (applying the Supreme Court’s decision in the context of an action under the Individuals with Disabilities Education Act (“IDEA”)); Doe v. Boston Public Schools, 358 F.3d 20, 22-26 (1st Cir.2004) (similar analysis); Kinton, 284 F.3d at 30 (declining to award attorney’s fees because the district court had not entered any order “compelling, or even leading to” the plaintiff receiving the relief it had requested), each time evaluating the specific facts of the case to determine whether the court’s conduct was sufficient to “provide the necessary judicial imprimatur on the change in the legal relationship between the parties,” Smith, 401 F.3d at 23 (citation omitted).

The government relies in particular on our Smith decision. There, the parents of a disabled child initiated a proceeding under the IDEA against the Fitchburg Public Schools, seeking special education services for their child. After several pre-hearing orders by a hearing officer of the Bureau of Special Education Appeals (“BSEA”), the entity in charge of overseeing the proceeding, the parties reached a private settlement that provided the plaintiffs all of the relief they had sought. The plaintiffs subsequently filed an action in the district court seeking to recover attorney’s fees pursuant to the IDEA. They argued that the orders of the BSEA, which required the school district to take certain actions and set deadlines for those actions, served as the necessary “judicial imprimatur” to grant them “prevailing party” status. Id. at 22.

After recognizing' that the administrative relief was not in the form of a consent decree or a final judgment on the merits, and that the plaintiffs had not argued that the administrative orders were functionally equivalent to a consent decree, we addressed in Smith whether the facts of the case generally met the two required elements of Buckhannon,5 Acknowledging that the plaintiffs had achieved a material change in the parties’ relationship — thereby satisfying the first prong of Buckhan-non, we rejected the plaintiffs’ claim for attorney’s fees on the ground that the BSEA orders had not provided sufficient “judicial imprimatur” on the relief obtained. Id. at 27. On this issue, we observed that when the administrative orders were imposed, the BSEA had not yet begun to analyze the plaintiffs’ substantive claim — whether they were entitled to relief pursuant to the IDEA — because it had yet to convene a due process hearing. Id. at 26-27. The BSEA’s decisions, therefore, were not substantive ones made after reviewing the merits of plaintiffs’ claims, but rather orders directing Fitchburg to do what it had already promised the plaintiffs it would do. Id. at 27. Accordingly, the “orders and ruling were [not] issued ... to place the weight of judicial authority behind Fitchburg’s substantive concession that [plaintiff] was entitled to an IEP,” and *37hence the relief obtained by the plaintiffs lacked the necessary judicial imprimatur. Id.

4. Applying Buckhannon and Smith

Citing Smith, the government contends that the district court’s remand order did not provide the necessary “judicial imprimatur” for Aronov’s sought-after remedy, naturalization. The government maintains that it already had voluntarily decided to grant Aronov’s application. It then established a specific time-frame for doing so, and the court order merely “memorialized” the government’s independent concessions, as it did in Smith. Further, the remand order did not include any “appropriate instructions” directing the government to take specific action, see 8 U.S.C. § 1447(b), or retain jurisdiction in order to determine whether the government followed through on its voluntary decision to approve Aro-nov’s application. Accordingly, the order had no substantive effect on the proceeding and, therefore, did not constitute a “judicial imprimatur,” as the Supreme Court defined it in Buckhannon and as we applied the standard in Smith.

We reject the government’s arguments and find its reliance on Smith misplaced. Most of the language from Smith relied upon by the government comes in that portion of the panel’s decision where it assesses whether the plaintiffs relief, “even though not in the form of a consent decree or a final judgment on the merits, comports with the overarching requirements of Buckhannon; that is, whether the [administrative hearing officer’s involvement] provided the necessary judicial imprimatur on a material alteration of the legal relationship between the parties.” Smith, 401 F.3d at 26. As the panel noted, “[the plaintiff] does not argue that the order dismissing her case is the functional equivalent of a consent decree, and thus we deem that argument waived.” Id. at 24. Moreover, the Smith panel assessed whether the order of an administrative hearing officer, rather than the order of a judge, meets the prevailing party standard set forth in Buckhannon. Since the administrative law analog to a judicial consent decree is uncertain, the focus of the panel in Smith was whether the administrative orders were akin to a judgment on the merits. In short, the Smith decision has little relevance to the prevailing party issue here, which turns on whether the district court’s order was the functional equivalent of a consent decree.

Nevertheless, though offered as dicta, the Smith panel made some useful observations about the concept of the functional equivalent of a consent decree. Specifically, the panel distinguished between a court’s incorporation of the terms of an agreement between the parties, which made the court order functionally equivalent to a consent decree, and mere recognition of an agreement accompanied by the dismissal of the case because there is no longer a dispute, which was not equivalent to a consent decree. Relying on the Fourth Circuit’s decision in Smyth v. Rivero, the panel put that critical difference in these terms:

Thus, “either incorporation of the terms of the agreement or a separate provision retaining jurisdiction over the agreement will suffice for [an order to be considered the functional equivalent of a consent decree]” ... In contrast, “[w]here a court merely recognizes the fact of the parties’ agreement and dismisses the case because there is no longer a dispute before it, the terms of the agreement are not made part of the order and consequently will not serve as a basis of jurisdiction.”

Smith, 401 F.3d at 24 (quoting Smyth v. Rivero, 282 F.3d 268, 283 (4th Cir.2002)).

*38Here, the district court held that its remand order fell under the first category of orders — where the court incorporates the terms of the parties’ agreement into an order — rather than the second— where the court merely recognizes the agreement and dismisses the matter as no longer in dispute. As the district court put it:

In Buckhannon, the government acted independently to give the plaintiff what it wanted, and then sought dismissal. Here, the Court remanded specifically “so that USCIS can grant plaintiffs application for naturalization, and schedule plaintiffs oath ceremony for no later than November 8, 2006.” This is the judicial imprimatur required by and lacking in the specific facts of Buckhan-non. Where the government in Buck-hannon took its conciliatory action purely voluntarily, and took on no further duties in the dismissal, the government here was granted not a dismissal, but a remand to the agency conditional on the granting of plaintiffs naturalization by November 8, 2006. Had the naturalization not so occurred, the parties might very well be back in front of this Court litigating a contempt action. This is far more than a catalyst theory — it was an order of the Court.

Aronov v. Chertoff, No. 06-11526-NG, 2007 U.S. Dist. LEXIS 40455, at *4-5 (Jan. 30, 2007) (emphasis in original).

Because the district court is in the best position to explain the meaning of its own order, we defer to its conclusion on the significance of the remand order. See Kinton, 284 F.3d at 30 (“Clearly, the district court is in the best position to determine whether its statements ... should be considered as the functional equivalent of a judicial order within the meaning of Buck-hannon.”)-, Harvey v. Johanns, 494 F.3d 237, 242 (1st Cir.2007) (“We must, of course, accord deference to the district court’s interpretation of the wording of its own order.”); see also Lefkowitz v. Fair, 816 F.2d 17, 22 (1st Cir.1987) (“[Ujncer-tainty as to the meaning and intendment of a district court order can sometimes best be dispelled by deference to the views of the writing judge.”).

Moreover, based on our assessment of the remand order and the circumstances of its issuance, we see no reason to question the district court’s assessment of its own work. After Aronov filed suit in the district court under the statute, USCIS lost jurisdiction to adjudicate Aronov’s application, thereby precluding it from entering a binding legal agreement with Aronov regarding his application. 8 U.S.C. § 1447(b) (“Such court has jurisdiction over the matter and may either determine the matter or remand the matter, with appropriate instructions, to the [USCIS] to determine the matter.”); see Etape v. Chertoff, 497 F.3d 379, 384-85 (4th Cir.2007).6 The parties acknowledged as much in their joint motion for remand to the district court, which highlights the terms of 8 U.S.C. § 1447(b). Therefore, despite the agency’s concession to allow Aronov’s naturalization, it did not have the *39authority to effectuate that outcome until the district court returned jurisdiction to the agency. The court’s order was indispensable to the naturalization outcome.

The court’s remand order also ended the dispute by providing Aronov his sought-after relief. To be sure, the district court relied on the government’s statements in the joint motion for remand that naturalization was appropriate. However, because of the jurisdictional element, the district court could reasonably conclude that it was ultimately the remand order, not the agency’s concession, that brought about the material change in the parties’ relationship and “place[d] the weight of judicial authority” on the agreed-upon alteration in Aronov’s legal status, see Smith, 401 F.3d at 26.

There remains the question of the form of the court’s order. If the district court had entered an order explicitly setting forth the agreement of the parties as set forth in the joint motion for remand, its order would unquestionably be a consent decree. See Frew v. Hawkins, 540 U.S. 431, 437, 124 S.Ct. 899, 157 L.Ed.2d 855 (2004) (“A consent decree ‘embodies an agreement of the parties’ and is also ‘an agreement that the parties desire and expect will be reflected in, and be enforceable as, a judicial decree that is subject to the rules generally applicable to other judgments and decrees.’ ” (quoting Rufo v. Inmates of Suffolk County Jail, 502 U.S. 367, 378, 112 S.Ct. 748, 116 L.Ed.2d 867 (1992))); see also Black’s Law Dictionary (8th ed.2004) (defining a “consent decree” as “[a] court decree that all parties agree to”). Yet the district court’s brief remand order here, which incorporated the terms of the joint motion by reference, had the same import and effect. See Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 381, 114 S.Ct. 1673, 128 L.Ed.2d 391 (1994) (indicating that a court would maintain jurisdiction to enforce a settlement agreement “if the parties’ obligation to comply with [its] terms ... had been made part of the order of dismissal — either by separate provision ... or by incorporating the terms of the settlement agreement in the order. In that event, a breach of the agreement would be a violation of the order, and ancillary jurisdiction to enforce the agreement would therefore exist.”). Hence the brief remand order was the functional equivalent of a consent decree. If the government had failed to comply with the terms of the remand order, Aro-nov could have sought enforcement of the order through a contempt proceeding, as the district court noted. He would not have had to file a separate contract action against the agency or another suit under § 1447(b).7

*40There is ample authority for the proposition that the functional equivalent of a consent decree satisfies the requirements of Buckhannon,8 Like our sister circuits, we do not read Buckhannon so narrowly as to preclude all forms of judicial relief other than a judgment on the merits or a court order in the form of a consent decree, or one explicitly labeled as such, from satisfying the judicial imprimatur requirement.9 Therefore, the district court did not abuse its discretion in holding that its remand order issued pursuant to § 1447(b) incorporated the terms of the parties’ joint motion and hence was the functional equivalent of a court-ordered consent decree.10 *41Accordingly, the order constituted the necessary “judicial imprimatur” on the parties’ change in legal relationship, qualifying Aronov as a prevailing party.

B. Substantial Justification

1.Framework for Review

The government bears the burden of demonstrating that its position was substantially justified. Schock, 254 F.3d at 5. The Supreme Court has interpreted the “substantially justified” language in the EAJA to require reasonableness: “[A]s between the two commonly used connotations of the word ‘substantially,’ the one most naturally conveyed by the phrase before us here is not ‘justified to a high degree,’ but rather ‘justified in substance or in the main’ — that is, justified to a degree that could satisfy a reasonable person.” Pierce, 487 U.S. at 565, 108 S.Ct. 2541; see also, e.g., Schock, 254 F.3d at 5; Dantran, Inc. v. U.S. Dep’t of Labor, 246 F.3d 36, 40-41 (1st Cir.2001). Thus, the key question is whether the government’s position has “a reasonable basis in law and fact.” Pierce, 487 U.S. at 566 n. 2, 108 S.Ct. 2541.

As a matter of law, the government’s position is substantially justified when the government’s actions are required by a statute or law. See Dantran, 246 F.3d at 41; United States v. One Parcel of Real Prop., 960 F.2d 200, 208-09 (1st Cir.1992); see also United States v. B & M Used Cars, 860 F.2d 121, 124 (4th Cir.1988) (“Whether the government’s decision ... was reasonable must be examined in light of ... the appropriate statute.”). Additionally, the government’s position may be substantially justified even if its reasonable interpretation of its legal obligations is not ultimately affirmed by a court. Schock, 254 F.3d at 5. The district court having concluded that the government’s litigation position was substantially justified, we review only the government’s pre-litigation position. 28 U.S.C. § 2412(d)(2)(D); Schock, 254 F.3d at 5.

2. The District Court’s Decision

In focusing on the government’s pre-litigation position, the court noted that more than a year and a half had passed between Aronov’s citizenship exam and the filing of his action — an amount of time that exceeded by a multiple of four the statutory period that was a prerequisite for filing an action under 8 U.S.C. § 1447(b). The court viewed this delay as unjustified because the government had procedures in place for expediting an FBI name check application, including issuance of a writ of mandamus. The court concluded that “[i]t is not ‘substantially justified’ for the government to force naturalization applicants to incur additional expense — and the courts to be burdened — just to have naturalization applications processed in the timely manner already supposedly guaranteed by statute.” It rejected the government’s argument that it was unable to act on Aronov’s application sooner because the FBI did not complete its background check until September 2006.

3. The Government’s Position

The government claims that two statutes justify its actions and inactions on Aronov’s application. First, it cites 8 U.S.C. § 1446(a), which provides that “[bjefore a person may be naturalized, an employee of the [USCIS], or of the United States designated by the Attorney Gener*42al, shall conduct a personal investigation of the person applying for naturalization.” It asserts that because the personal investigation of Aronov required by the statute had not been completed before he filed suit, USCIS could not legally grant him citizenship. Second, the government cites language included by Congress in the 1998 Appropriations Act, which has continuing effect: “During fiscal year 1998 and each fiscal year thereafter, none of the funds appropriated or otherwise made available to [USCIS] shall be used to complete adjudication of an application for naturalization unless [USCIS] has received confirmation from the Federal Bureau of Investigation that a full criminal background check has been completed.... ” Depts. of Commerce, Justice & State, The Judiciary & Related Agencies Appropriations Act of 1998, Pub.L. 105-119, Stat. 2440-2448-49 (1997) (8 U.S.C. § 1446 note) (emphasis added). It asserts that this language prevented USCIS from taking final action on Aro-nov’s application before the FBI finished its background check in September 2006, after Aronov had filed suit.

In response, Aronov argues that neither the language of 8 U.S.C. § 1446(a) nor the 1998 Appropriations Act requires the US-CIS to undertake the comprehensive FBI name check, which the government concedes has been the primary cause of the delay in Aronov’s proceeding. Further, he notes that the agency policy calling for such name checks has not been codified in any regulation. Finally, he cites a report from the USCIS’s ombudsman that raised questions about the wisdom of the USCIS policy to require such searches, particularly in light of the significant backlog of applicants waiting for their FBI name checks to be completed.

Before addressing the parties’ arguments, we briefly discuss the FBI name check process and the USCIS’s use of that process for adjudicating naturalization applications.

a. The FBI’s National Name Check Program

The FBI’s National Name Check Program (“NNCP”) was established during the Eisenhower Administration by Executive Order 10450. The NNCP reviews information in the FBI’s files to determine whether an individual has been the subject of, or mentioned in, any FBI investigations. NNCP provides this information to dozens of federal, state, and foreign agencies “seeking background information from FBI files on individuals before bestowing a privilege — [w]hether that privilege is government employment or an appointment; a Green card or naturalization; admission to the bar; or a visa for the privilege of visiting our homeland.” Foreign Travel to the United States: Testimony Before the H. Comm, on Gov. Reform (July 10, 2003) (statement of Robert J. Garrity, Jr., Assistant Dir., Records Mgmt. Div., Fed. Bureau of Investigation), available at 2008 WL 21608243 (hereinafter Garrity). The NNCP also “conducts numerous name searches in direct support of the counterintelligence, counterterrorism, and homeland security efforts of the FBI.” Id.

The USCIS commissions the FBI on a fee-for-service basis to provide the name checks, in accordance with USCIS-defined standards. USCIS Ombudsman, Annual Report to Congress June 2007, at 38, available at http://www.dhs.gov/xlibrary/assets/ CISOMB_AnnualReport_2007.pdf. The scope of these standards has expanded over time. Until late 2002, the FBI was required to search only its “main” files for possible links between the applicant and an individual who was previously the target of an FBI investigation. In late 2002, however, in response to heightened security concerns after the attacks on Septem*43ber 11, 2001, and an incident in which an individual who was a member of a terrorist group was awarded benefits, the USCIS revised its policy and began requiring more comprehensive FBI name checks. These checks entailed a search of the FBI’s “reference” files in addition to its main investigation files. United States Dep’t of Homeland Security, Office of Inspector General, A Review of the U.S. Citizenship and Immigration Services’ Alien Security Checks 24 n. 30 (Nov.2005), available at www.dhs.gov/xoig/assets/ mgmtrpts/OIG_06-06_Nov05.pdf; see also Spencer S. Hsu and N.C. Aizenman, FBI Name Check Cited in Naturalization Delays, Wash. Post, June 17, 2007, at Al. Additionally, USCIS resubmitted 2.4 million applicant names to the FBI for these expanded checks. As currently undertaken, the FBI name check process entails the following:

The name is electronically checked against the FBI Universal Indices (UNI). The searches seek all instances of the individual’s name and close date of birth, whether a main file name or reference.... The names are searched in a multitude of combinations, switching the order of first, last, middle names, as well as combinations with just the first and last, first and middle, and so on. It also searches different phonetic spelling variations of the names....

If there is a match with a name in a FBI record, it is designated as a ‘Hit,’ meaning that the system has stopped on a possible match with the name being checked, but now a human being must review the file or indices entry to further refine the names “Hit” on....

Approximately 85% of name checks are electronically returned as having “No Record” within 72 hours.... A secondary manual name search usually identifies an additional 10% of the requests as having a “No Record”.... The remaining 5% are identified as possibly being the subject of an FBI record. The FBI record must now be retrieved and reviewed. If the records were electronically uploaded into the FBI Automated Case Support (ACS) electronic recordkeeping system, it can be viewed quickly. If not, the relevant information must be retrieved from the existing paper record.

Garrity, supra.

Before September 11, 2001, the FBI received approximately 2.5 million name check requests per year. After the US-CIS revised its policy in 2002, that number increased. Id. For example, in the FBI’s fiscal year 2003 alone, it received over 6 million name check requests. Federal Bureau of Investigation, National Name Check Program, http://www.fbi.gov/ hq/nationalnamecheck.htm (last visited June 27, 2008). USCIS currently processes approximately 1.5 million applications requiring name checks annually, including applications both for green cards and for citizenship, and 99% of these are cleared by the FBI in less than six months. Julia Preston, Rules Eased to Expedite Green Card Applications, N.Y. Times, Feb. 12, 2008, at A12. Other applications, however, take longer; approximately 140,000 US-CIS applications have been held up in the FBI’s name check system for six months or longer. Spencer S. Hsu, U.S. To Skirt Green-Card Check, Wash. Post, Feb. 12, 2008, at A3. As of May 2007, of the about 329,000 cases pending before USCIS, “64% were stalled [with the agency] for more than 90 days, 32% for more than one year and 17% for more than two years.” Hsu and Aizenman, supra, at Al.11

*44The FBI name check is one piece of the larger background check that the USCIS commissions for all naturalization applicants. In addition to the FBI name check, the agency conducts a name check in the Interagency Border Inspection System (IBIS), “a multiagency effort with a central system that combines information from multiple agencies, databases and system interfaces to compile data relating to national security risks, public safety issues and other law enforcement concerns.” Fact Sheet, USCIS Press Office, Immigration Security Checks-How and Why the Process Works 2 (April 25, 2006), available at http://www.uscis.gov/files/ pressrelease/security_checks_42506.pdf. Results of an IBIS check are typically available immediately. Id. The FBI also obtains an applicant’s fingerprints in order to search the existing criminal databases for records of arrests and criminal convictions. The FBI typically forwards a response on the fingerprint check to USCIS within 24 to 48 hours. Id.

b. Statutory Requirements

There is nothing in the language of 8 U.S.C. 1446(a) or the 1998 Appropriations Act that requires USCIS to include the NNCP in the naturalization process. Neither provision cited by the government states explicitly that an FBI name check is required, let alone a name check that includes an evaluation of all FBI reference files in addition to the main files. Section 1446(a) requires only that a “personal investigation” be conducted prior to allowing an individual to be naturalized, while the 1998 appropriations bill limits funds to the USCIS to complete adjudication of a naturalization application until the agency has received FBI confirmation that a “full criminal background check ” has been completed. There is no specification in the bill beyond this phrase. It is entirely plausible — indeed likely — that the language used by Congress in the 1998 appropriations bill referred to the FBI’s criminal history check, which is an established, preliminary step taken in the naturalization process, rather than the FBI name check.

Importantly, the FBI name check program had already been in place for decades at the time the. statutes relied upon by the government were enacted. If Congress intended to mandate that the USCIS commission ■ FBI name checks before granting naturalization applications, it could have explicitly referenced such checks. See, e.g., United States v. Cabrera, 208 F.3d 309, 314 (1st Cir.2000) (examining Congress’s other textual options in interpreting the statutory language at issue). Other than an unpersuasive reliance on the text of the statutes, the government has not identified any evidence that Congress intended to require the FBI name checks.12

*45Indeed, USCIS did not even begin requiring the full, comprehensive FBI name checks until 2002, years after passage of the applicable statutes. That fact confirms that the comprehensive name checks were a result of a policy change within the agency after the September 11, 2001 attacks rather than a congressional mandate.13

In sum, the statutes cited by the government did not require USCIS to commission FBI name checks — let alone comprehensive ones — before adjudicating a naturalization application. Therefore, the “mandated by statute” rationale fails as a substantial justification for the agency’s delays in adjudicating Aronov’s application.

c. The Application of Chevron

Perhaps realizing the flaws in its statutory argument, the government offers an alternative basis for finding that its pre-litigation position on Aronov’s naturalization application was substantially justified. Relying on Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 842-45, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984), the government asserts that we must defer to the USCIS’s decisions regarding the scope of the “personal investigation” and “full criminal background check” of an applicant for naturalization because Congress, pursuant to the statutes discussed above, has committed to the agency the decision-making authority on these issues. The government argues that the agency, having concluded that the comprehensive FBI name checks are “essential” to the background investigations, was substantially justified in awaiting completion of Aronov’s background check before adjudicating his naturalization application. Acknowledging that a small percentage of name checks take a considerable amount of time to complete, the agency asserts implicitly that those isolated delays, which are the fault of the FBI and not USCIS, should not prevent the government from maintaining the name check requirement as its policy and applying to it Aronov’s naturalization application. That is, the agency argues that its general policy of requiring the name checks excuses the delays associated with individual naturalization applications, such as Aronov’s.

Even if the government is entitled to invoke Chevron to defend its general poli*46cy on the FBI name check process, see, e.g., Cass Sunstein, Chevron Step Zero, 92 Va. L.Rev. 187 (2006) (analyzing the standards for determining whether an agency interpretation is entitled to evaluation under the Chevron framework), deference to its general policies does not require us to find substantial justification in this particular instance.14 The government’s eighteen-month delay in acting on Aronov’s naturalization application directly contravened § 1447(b), which gives a district court jurisdiction to evaluate a naturalization application if the agency has failed to adjudicate the application within 120 days after conducting its initial examination. See Etape, 497 F.3d at 385; see also Hovsepian, 359 F.3d at 1163 (“A central purpose of [§ 1447(b)] was to reduce the waiting time for naturalization applicants.” (citing ELR.Rep. No. 101-187, at 8 (1989); 135 Cong. Rec. H4539-02, H4542 (1989) (statement of Rep. Morrison))) Both the courts and the agency itself have interpreted § 1447(b) as imposing a 120-day deadline for agency action. See Hovsepian, 359 F.3d at 1161; 8 C.F.R. § 335.3(a) (“A decision to grant or deny the application shall he made at the time of the initial examination or within 120-days after the date of the initial examination of the applicant for naturalization ....”) (emphasis added); see also Walji v. Gonzales, 500 F.3d 432, 439 (5th Cir.2007) (“[Because the clear intent of Congress was to accelerate naturalization applications, and the statutory and regulatory language gives a definite time frame for decision once an examination has occurred, [§ 1447] is violated in situations [where the 120-day period is not complied with].”).

In addition to § 1447(b)’s specific command,15 the Administrative Procedures Act (“APA”), 5 U.S.C. § 555(b), offers a more general directive to agencies to resolve matters presented to it within a reasonable amount of time. See 5 U.S.C. § 555(b) (“With due regard for the convenience and necessity of the parties or their representatives and within a reasonable time, each agency shall proceed to conclude a matter presented to it”). Our assessment of what is reasonable is informed by the relevant statutes and regulations. See Towns of Wellesley, Concord and Norwood, Mass. v. FERC, 829 F.2d 275, 277 (1st Cir.1987) (discussing the guidelines, including the existence of a “rule of reason,” which govern the time an agency may take to make a decision) (citing Telecomms. Research & Action Ctr. v. FCC, 750 F.2d 70 (D.C.Cir, 1984)); Caswell v. Califano, 583 F.2d 9, 16 (1st Cir.1978) (indicating that courts may look to statutory text to provide a reasonable time limit on agency action). Here, *47§ 1447(b) and 8 C.F.R. § 335.3(a)16 provide such guidance. See Sze v. INS, No. C-97-0569 SC, 1997 WL 446236, at *7 (N.D.Cal. July 24, 1997) (“[T]he 120-day rule provides the court with a measure of what constitutes a reasonable period for INS to process naturalization applications.”).

Without foreclosing the possibility that the government could provide substantial justification grounded in the facts of a particular case for not complying with the 120-day statutory requirement, the government has advanced no such particularized justification here. Instead, the agency has offered only general justifications for the delay, including the agency’s policy of requiring name checks for security purposes and the significant backlog of names that the FBI is processing. These explanations, however, do not justify the agency’s disregard of the clear statutory mandate. As a district court deciding this exact issue has aptly stated:

But while a reasonable person would not dispute the necessity of conducting a background check on an applicant for naturalization, a reasonable person would require a satisfactory justification for a substantial delay in completing the background check. Indeed, government agencies are required to conclude matters presented to them within a “reasonable time.” See 5 U.S.C. § 555(b). Otherwise, an applicant for naturalization remains in perpetual limbo and is by de facto, denied his citizenship, a right that has been afforded by Congress to deserving individuals since the rise of the American democracy. This is particularly true when Congress has enacted legislation permitting the applicant to apply to federal district court if a decision is not rendered on the application within 120 days of the completion of the examination under 8 U.S.C. § 1447(b). Here, Defendants offer no justification for the delay; rather, they merely state that “background checks were necessary and had to be completed before the plaintiff could be naturalized.” This explanation merely restates, in a concluso-ry manner, the necessity of completing the background check; it does not justify the delay.

Alghamdi v. Ridge, No. 3:05cv344-RS, 2006 WL 5670940, at *14 (N.D.Fla. Sept.25, 2006). Although we also acknowledge that the agency has valid' — indeed persuasive — reasons for requiring comprehensive FBI name checks under ordinary circumstances, that policy determination cannot justify the failure to comply with a statutory deadline. See, e.g., Rotinsulu v. Mukasey, 515 F.3d 68, 72 (1st Cir.2008) (“An agency has an obligation to abide by its own regulations.”).

Indeed, despite the agency’s assertions that the FBI backlog was a significant cause of the delays in this case, the ultimate cause of the agency’s failure to comply with the law was its own non-compliance with its regulations.17 If the agency had properly deferred conducting its initial interview of Aronov until the FBI name check process had been completed, the *48statutory obligation would not have arisen.18 In its brief, the government has neither explained nor justified its non-compliance with 8 C.F.R. § 335.2(b) in connection with Aronov’s application or that of any other naturalization applicant.19

Therefore, the government’s assertion that it was required to wait until Aronov’s FBI name check was completed before finally adjudicating his naturalization application does not have “a reasonable basis in law and fact.” Pierce, 487 U.S. at 566 n. 2, 108 S.Ct. 2541. Indeed, the government’s attempt to invoke an administrative policy to trump an explicit statutory command turns Chevron deference on its head. See Stinson v. United States, 508 U.S. 36, 44, 113 S.Ct. 1913, 123 L.Ed.2d 598 (1993) (“Under Chevron, if a statute is unambiguous the statute governs.”). In light of the 120-day statutory directive, the agency’s long delay (over four times the statutory period), and the absence of any evidence that the government tried to expedite Aro-nov’s application to comply with the statute, the government’s conduct toward Aro-nov can only be classified as unreasonable and not substantially justified. See Russell v. Nat’l Mediation Bd., 775 F.2d 1284, 1290 (5th Cir.1985) (concluding that the government’s position was not substantially justified because it breached a clear statutory mandate). Accordingly, we conclude that the district court did not abuse its discretion in holding that the government’s pre-litigation conduct was not substantially justified.20

III.

For the foregoing reasons, we affirm the district court’s order granting Aronov’s application for attorney’s fees and expenses under 28 U.S.C. § 2412(d)(1)(A). Additionally, we remand the matter to the district court so that the fee award may be recalculated to reflect the fees and expenses associated with this appeal.

So ordered.