Villarreal v. Caremark LLC
Christine VILLARREAL v. CAREMARK LLC
Attorneys
Daniel Solomon Brome, Matthew C. Helland, Nichols Kaster LLP, San Francisco, CA, Tim C. Selander, Nichols Kaster & Anderson PLLP, David Einer Sehlesin-ger, Nichols Kaster PLLP, Minneapolis, MN, for Plaintiff., Dana Lauren Hooper, Greenberg Trau-rig LLP, Phoenix, AZ, James N. Bou-dreau, Greenberg Traurig LLP, Philadelphia, PA, for Defendant.
Full Opinion (html_with_citations)
ORDER
The named plaintiff, Christine Villarreal, alleges, on behalf of herself and all others similarly situated, that defendant Care-mark LLC willfully violated the Fair Labor Standards Act of 1983, as amended, 29 U.S.C. § 201 et seq. (âFSLAâ), by failing to pay overtime to certain of its employees. Pending before the Court is plaintiff Villarrealâs âMotion for Conditional Certification and Distribution of Judicial Noticeâ (Doc. 36).
1. Background
Caremark âprovides pharmaceutical health care services and products to consumers nationwide[,]â with employees in 45 states within the United States. First Amended Complaint (âFACâ) (Doc. 26) at 2, (¶¶ 5-6). Plaintiff Villarreal is a Care-mark employee at its Scottsdale, Arizona office. (Id. at 3, ¶¶ 7-8). Prior to the end of 2013, Caremark had variously referred to Ms. Villarreal as a âClient Benefits Analystâ and âBenefits Specialist.â (Id at 3, ¶ 7). At the end of 2013, however, Care-mark changed her job title to âCoding Consultant[.]â (Id). Regardless of her title, according to Ms. Villarreal, her âjob duties have remained consistentâ during the relevant time frame. (Id)
Ms. Villarreal alleges that Caremark informed her that effective March 30, 2014, âit reclassified [her] position[] to non-exempt[.]â (Id. at 4, ¶ 15). After being reclassified as non-exempt, Caremark informed Ms. Villarreal that it would pay her overtime for working more than 40 hours in a workweek. (Id) Prior to that reclassification, plaintiff Villarreal alleges that Caremark âimproperly classifiedâ her and âuniformly misrepresented toâ her that she was an exempt employee under the FLSA, and thus ineligible for overtime compensation. (Id. at 4, ¶ 14; and 5, ¶¶ 20 and 25). While classified as an exempt employee, Ms. Villarreal âroutinely worked over ... 40[ ] hours in a workweek[,]â but was ânot compensated by [Caremark] with overtime pay for the overtime hours [she] worked.â (Id. at 4, ¶ 16).
Plaintiff Villarreal is moving for conditional certification of a collective class consisting of âall persons who worked as Coding Consultants, Client Benefits Analysts, Benefits Specialists
II. Conditional Class Certification
A. Legal Standard
An individual may bring a suit under the FLSA. See 29 U.S.C. § 216(b), ruled unconstitutional on other grounds by Alden v. Maine, 527 U.S. 706, 712, 119 S.Ct. 2240, 144 L.Ed.2d 636 (1999). In addition, â[a] party may bring a collective action under the FLSA on behalf of other âsimilarly situatedâ employees[]â to recover, among other things, unpaid overtime wages. See Colson v. Avnet, Inc., 687 F.Supp.2d 914, 924 (D.Ariz.2010) (citing, inter alia, 29 U.S.C. § 216(b); Hoffmann-La Roche v. Sperling, 493 U.S. 165, 168-69, 110 S.Ct. 482, 107 L.Ed.2d 480 (1989)). â âThe district court has discretion to determine whether a collective action is appropriate.â â Id. at 925 (quoting Romero v. Producers Dairy Foods, Inc., 235 F.R.D. 474, 481 (E.D.Cal.2006)) (citing Leuthold v. Destination Am., Inc., 224 F.R.D. 462, 466 (N.D.Cal.2004)). âThe sole consequence of conditional certification is the âsending of court-approved written notice to employees, who in turn become parties to a collective action only by filing written consent with the court, § 216(b).â â Benedict v. Hewlett-Packard Co., 2014 WL 587135, at *5 n. 8 (N.D.Cal. Feb. 13, 2014) (quoting Genesis Healthcare Corp. v. Symczyk, â U.S. -, 133 S.Ct. 1523, 185 L.Ed.2d 636 (2013)). â âThe action [then] proceeds as a representative action throughout discovery.â â Juvera v. Salcido, 294 F.R.D. 516, 519-520 (D.Ariz.2013) (quoting Hipp v. Liberty Natâl Life Ins. Co., 252 F.3d 1208, 1217 (11th Cir.2001)).
To certify an FLSA class action, a court must determine whether plaintiffs and the potential opt-in members are âsimilarly situated.â 29 U.S.C. § 216(b). âThe FLSA does not define âsimilarly situatedâ and the Ninth Circuit Court of Appeals has not construed it.â Id. at 519; see also Sliger v. Prospect Mortg., LLC, 2011 WL 3747947, at *2 (E.D.Cal. Aug. 24, 2011) (âThe FLS does not define âsimilarly situated,â and the Supreme Court and the Ninth Circuit still have not interpreted the term.â) âCourts have taken three approaches to determine whether plaintiffs are âsimilarly situatedâ for purposes of FLSA collective actions: (1) a two-tiered case-by-case approach, (2) the incorporation of the requirements of Rule 23 of the current Federal Rules of Civil Procedure, or (3) the incorporation of the requirements of the pre-1966 version of Rule 23 for âspuriousâ class actions.â Id. (internal quotation marks and citation omitted). As earlier noted by this Court, â â[t]he majority of courts,â including those within the District of Arizona, have âadopted the two-tiered approach! ]â in deciding whether to grant FSLA collection action status.â Villarreal v. Caremark LLC, 2014 WL 4247730, at *3 (D.Ariz. Aug. 21, 2014) (citing Anderson v. Ziprealty, Inc., 2013 WL 1882370, at *2 (D.Ariz. May 3, 2013) (citing cases)); Barrera v. U.S. Airways Group, Inc., 2013 WL 4654567, at *2 (D.Ariz. Aug. 30, 2013) (same); Stickle [v. SCI Western Market Support Center, L.P.], 2009 WL 3241790, at *2 [ (D.Ariz. Sept. 30, 2009) ] (same).
â âAt this first stage, the court require[s] nothing more than substantial allegations that the putative class members were together the victims of a single decision, policy, or plan.â â Villarreal, 2014 WL 4247730, at *8 (quoting Stickle, 2009 WL 3241790, at *2) (internal quotation marks and citations omitted). âPlaintiffsâ allegations need neither be strong [n]or conclusive.â Colson, 687 F.Supp.2d at 926 (internal quotation marks and citation omitted). â âAll that need be shown by the plaintiff is that some identifiable factual or legal nexus binds together the various claims of the class members in a way that hearing the claims together promotes judicial efficiency and comports with the broad remedial policies underlying the FLSA.â â Hart v. U.S. Bank NA, 2013 WL 5965637, at *2 (D.Ariz. Nov. 8, 2013) (quoting Wertheim v. State of Arizona, 1993 WL 603552, at *1 (D.Ariz. Sept. 30, 1993) (citing In re Wells Fargo Home Mortgage Overtime Pay Li-tig., 527 F.Supp.2d 1053, 1071 (N-D.Cal. 2007))). What is more, â â[pjlaintiffs need show only that their positions are similar, not identical, to the positions held by the putative class members.â â Juvera, 294 F.R.D. at 520 (quoting Hipp, 252 F.3d at 1217). Likewise, â[t]he court must only be satisfied that a âreasonable basisâ exists for plaintiffsâ claims of class wide injury.â Bollinger v. Residential Capital, LLC, 761 F.Supp.2d 1114, 1119 (W.D.Wash.2011) (quoting Khadera v. ABM Industries Incorporated, 701 F.Supp.2d 1190, 1194 (W.D.Wash.2010) (citing Hipp, 252 F.3d at 1218)).
As can be seen, at this initial, so-called notice stage, a plaintiffs burden âis low.â Villarreal, 2014 WL 4247730, at *3 (citing, inter alia, Wellens v. Daiichi Sankyo Inc., 2014 WL 1422979, at *2 (N.D.Cal. April 11, 2014) (internal quotation marks and citations omitted) (â[Sjome court have held that the plaintiff bears a very light burden in substantiating allegations at this [notice] stage.â)) âThe Court uses a fairly lenient standard because the Court does not have much evidence[]â in that ordinarily, as here, no discovery has been conducted yet. See Juvera, 294 F.R.D. at 520 (citing Hipp, 252 F.3d at 1217-1218) (other citation omitted); see also Colson, 687 F.Supp.2d at 926 (citations omitted) (âCourts recognize that collective action notification normally occurs before the Parties have had the chance to engage in extensive fact discovery.â) That it why the Courtâs role is fairly circumscribed at this juncture. â âIt is not- the Courtâs role to resolve factual disputes ... or ... decide substantive issues going to the ultimate merits ... at the preliminary certification stage of an FLSA collective action.ââ Colson, 687 F.Supp.2d at 926 (internal quotation marks and citations omitted). Thus, â[w]hile conditional certification at the first stage is by no means automatic, ... â[g]iven this light burden, motions to conditionally certify a class for notification purposes are typically granted.â â Id. at 925 (internal quotation marks and citations omitted).
At the second-tier, âonce discovery has produced sufficient information regarding the nature of the claims, ... the Court then reevaluates, usually prompted by a motion for decertification, the âsimilarly situatedâ question[.]â Juvera, 294 F.R.D. at 520 (citing Hipp, 252 F.3d at
B. Analysis
In support of her motion, besides her own declaration, plaintiff Villarreal is relying upon the declarations of five other current or former Caremark employees.
As Plaintiff Villarreal is quick to note, previously this Court recognized that â âsome courts have declined to consider evidence offered by defendants in opposition to a plaintiffs motion for conditional class certification.ââ Villarreal, 2014 WL 4247730, at *4 (quoting Wellens, 2014 WL 1422979, at *2 (citing, inter alia, Sanchez v. Sephora USA, Inc., ... 2012 WL 2945753, at *4 (N.D.Cal. July 18, 2012) (â[Fjederal courts are in agreement that evidence from the employer is not germane at the first stage of the certification process, which is focused simply on whether notice should be disseminated to potential claimants.â))). From even a quick perusal of Caremarkâs declarations, their purported significance is obvious. Care-mark is relying upon them in an attempt to show âdisparate factual and employment settings of the individual plaintiffs.â See Kress v. PricewaterhouseCoopers, LLP, 263 F.R.D. 623, 628 (E.D.Cal.2009) (internal quotation marks and citations omitted). Given that Caremarkâs declarations pertain to the second, and not the first tier of conditional class certification, this Court declines to consider them at this stage. See Benedict, 2014 WL 587135, at *12 n. 33 (âThe Court further notes that it need not even consider HPâs evidence at the notice-stage, as various courts in this Circuit have held.â) (citing, inter alia, Luque v. AT & T Corp., 2010 WL 4807088, at *5 (N.D.Cal. Nov. 19, 2010) (disregarding thirty declarations submitted by defendants in opposition to motion for conditional certification!,] stressing that â[cjourts need not even consider evidence provided by defendants at this [notice] stage[ ]â); Kress, 263 F.R.D. at 628 (âIn determining whether plaintiffs have met this standard, courts
Declining to consider Caremarkâs declarations asserting that there are differences between Plaintiff Villarreal and the putative class members is consistent with the view âthat âthe question at this stage is not whose evidence regarding commonality is more believable, but simply whether plaintiffs have made an adequate threshold showingâ that there are substantially similar putative class members.â See Benedict, 2014 WL 587135, at *12 (quoting Flores, 2013 WL 2468362, at *7). It also is noteworthy that â[t]he fact that a defendant submits competing declarations will not as a general rule preclude conditional certification.â Harris v. Vector Marketing Corp., 716 F.Supp.2d 835, 838 (N.D.Cal.2010) (citing Hipp, 252 F.3d at 1219) (emphasis added); see also Lewis v. Wells Fargo & Co., 669 F.Supp.2d 1124, 1128 (N.D.Cal.2009) (internal quotation marks and citation omitted) (where plaintiffs met their burden at the notice state, the Court did not consider Defendantâs fifty-four declarations, even if â[i]t may be true that the evidence will later negate plaintiffsâ claims[]â); Williams v. U.S. Bank Nat. Assân, 290 F.R.D. 600, 613 (E.D.Cal.2013) (â[T]he cases indicate [it] is not appropriate ... to consider contradictory evidence at th[e] [notice] stage[.]â)
This holding should not be construed in any way as limiting Caremarkâs proof at the second stage of class certification. â[T]he Court will closely consider âthe disparate factual and employment settings of the individual plaintiffsâ if and when [Caremark] makes a motion to decertify, as that fact-specific analysis is appropriate for the second-stage.â See Benedict, 2014 WL 587135, at *2 (quoting Flores v. Velocity Exp., Inc., 2013 WL 2468362, at *7 (N.D.Cal. June 7, 2013)) (citing Camp v. Progressive Corp., 2002 WL 31496661, at *4 (E.D.La. Nov. 8, 2002)) (holding that âthe existence of some variations between potential claimants is not determinative of lack of similarity at the notice-stage.â) (emphasis in original) (footnotes omitted).
As mentioned at the outset, plaintiff Villarreal is moving for conditional certification of a collective class comprised of âall persons who worked as Coding Consultants, Client Benefits Analysts, Benefits Specialists
Caremark disagrees, first arguing that there are numerous factual differences precluding conditional class certification. Caremark notes that plaintiff Villarreal and the putative opt-in plaintiffs are from âtwo Caremark divisions, six Caremark offices,â, and âno fewer than three separate and distinct job positions.â Resp. (Doc. 42) at 1: 21-22. Caremark further explains that its Employer and Health Plan departments had âthree different kinds of Client Benefits employees during the time-frame[.]â â (Id. at 3:1-2) (footnote and cita
Second, Caremark argues that plaintiff Villarreal has not met her burden of âidentify[ing] a single common illegal decision, policy or plan[,]â so as to warrant conditional class certification. (Id. at 7:26). In making this argument, Caremark stresses that âan employerâs uniform classification decision by itself cannot support a similarly situated finding.â (Id. at 8:9-10) (citations omitted). Then, challenging the competency and sufficiency of plaintiff Villarrealâs proof, Caremark asserts that her alleged similarities âdo not even span the entire putative group, let alone wholly bind them together.â (Id. at 11:13-14). Finally, Caremark contends that conditional class certification is not proper because a collective action would be unmanageable.
Mindful of the lenient standard, and its limited role at this juncture, the Court finds that Plaintiff has met her burden at this first, notice stage. To support her motion, besides her own declaration, plaintiff Villarreal is relying upon declarations from three other current employees, Lisa Savosik, Janet Yurkovich, and from two former Caremark employees, Anthony Cruz and Julia Cloy.
Ms. Cloy worked in Caremarkâs âEmployer Group[,]â whose âclients were large employers who self-administered their health insurance plans.â Cloy Declân (Doc. 36-3), at 16,- ¶ 5. The other declarants each worked on Caremarkâs âHealth Plan Client' Services Team[,]â whose âclients were large health insurance plans.â See, e.g., Villarreal Declân (Doc. 36-3) at 12, ¶¶2 and 6; Cruz Declân (Doc. 36-3) at 20, ¶¶ 2 and 6; Savosik Declân (Doc. 36-3) at 24, ¶¶2 and 6. In terms of their job titles, plaintiff Villarreal and the declarants were variously referred to as âCoding Consultant[s][,] ... âClient Benefits Analyses]â and ... âBenefits Specialist[s][.]â â See, e.g., Villarreal Declân (Doc. 36-3) at 12, ¶21; Cloy Declân (Doc. 36-3) at 16, ¶ 2. Despite those differences in titles, Caremark has only one âPosition Descriptionâ for its the âPosition Title: Analyst-Client Benefits[.]â Broome Declân, exh. 2 (Doc. 36-3) at 8. Among the âessential functionsâ of that position is â[ejxposure and flexibility to support various market segments.â (Id.) What is more, that position description pertains to âAll Benefit locations!.]â (Id. at 8) (emphasis added). In any event, the âbasic job dutiesâ for all of these individuals âstayed the same throughout [their] employment.â Villarreal Declân (Doc. 36-3) at 12, ¶¶ 2-3; Cruz Declân (Doc. 36-3) at 20, ¶¶2-3; Savosik Declân (Doc. 36-3) at 24, ¶¶ 2-3; Yurkovich Declân (Doc. 36-3) at 28, ¶¶ 2-3; Cloy Declân (Doc. 36-3) at 16, ¶¶2-3; and Kue Declân (Doc. 45) at 2, ¶¶ 2-3.
Each performed âprescription benefits codingâ and âentered data and information into the database based on parameters set by Caremarkâs clients.â Villarreal Declân (Doc. 36-3) at 12, ¶ 6; Cruz Declân (Doc.
Furthermore, while coding, each declar-ant did so âunder parameters set by Care-markâs clients.â Villarreal Declân (Doc. 36-3) at 12, ¶ 8; Cloy Declân (Doc. 36-3) at 16, ¶ 7; Cruz Declân (Doc. 36-3) at 20, ¶ 8; Kue Declân (Doc. 45) at 2, ¶ 8; Savosik Declân (Doc. 36-3) at 24, ¶ 8; Yurkovich Declân (Doc. 36-3) at 28, ¶ 7. None of the declarants had âthe authority to determine which drugs would be covered by the health insurance plan or which parameters should be used.â (Id.) Likewise, none of the declarants had the âauthority to deviate from the CRD [Client Request Document] without specific instructions to do so.â (Id.)
The declarants uniformly state that they were paid a salary, with no overtime even though they âregularly worked over 40 hours in ĂĄ week[.]â See, e.g., Villarreal Declân (Doc. 36-3) at 12, ¶ 4; Cloy Declân (Doc. 36-3) at 16, ¶ 4; Kue Declân (Doc. 45) at 2, ¶ 4. Except for Ms. Cloy, who no longer worked for Caremark by March 30, 2014, and Ms. Yurkovich, each of the other declarants state that on that date, Care-mark changed their status from- a salaried employed âto an hourly employee and began paying overtime pay for. overtime hours.â See, e.g., Villarreal Declân (Doc. 36-3), at 12, ¶ 5; Cruz Declân (Doc. 36-3) at 20, ¶ 5; Savosik Declân (Doc. 36-3) at 24, ¶ 5. Despite that change from a salaried to an hourly employee, the declarantsâ âjob duties remained the same[.]â (Id.) But, they were not paid âback pay for overtime hours ... worked prior to th[at] change.â See, e.g., Villarreal Declân (Doc. 36-3) at 12, ¶ 5; Cruz Declân (Doc. 36-3) at 20, ¶ 5.
These declarations establish' that regardless of geographic location, assigned work group, or title, Plaintiff Villarreal and the putative opt-in plaintiffs are similarly situated. There is an âidentifiable factual or legal nexus bind[ing]â them together in terms of their job duties,' manner of pay, and classification as exempt from overtime. See Hart, 2013 WL .5965637, at *2 (internal quotation marks and citations omitted). As to the latter, the Court is keenly aware, as Caremark asserts, âthat classification cannot be the only basis for collective action certifieation[:]â See Bol-linger, 761 F.Supp.2d at 1120 (citations omitted) (emphasis in original). As just shown, however, classification is not the only basis for finding that Plaintiff Villarreal and. the putative opt-in plaintiffs are similarly situated. Furthermore,, classification âcertainly can be considered for the purposes of determining whether plaintiffs are âsimilarly situatedâ to the class they seek to represent.â Id. It bears repeating that a named plaintiff âneed not conclusively establish that collective resolution is proper, because a defendant will be free to revisit this issue at the close of discovery.â Kress, 263 F.R.D. at 630.
Caremarkâs final argument against conditional class- certification per
To conclude, for the reasons set forth herein, the Court finds that plaintiff Villarreal has sufficiently demonstrated that certain employees are similarly situated to her, thus warranting conditional certification of this collective FLSA action for notice purposes.
III. Form of Collective Action Notice
Because it is granting conditional class certification, and because Plaintiff Villarreal also is seeking distribution of judicial notice, next, the Court must determine the form and content of that notice. Ms. Villarreal has provided a proposed Notice and proposed Plaintiff Consent Form. See Brome Declân (Doc. 36-2), exh. 1 thereto at 4-6, Caremark raises a number of objections, which this Court will address seria-tim.
A. Legal Standard
Collective actions allow aggrieved employees âthe advantage of lower individual costs to vindicate rights by the pooling of resources.â Hoffmann-La Roche, 493 U.S. at 170, 110 S.Ct. 482 (discussing collective action provision, 29 U.S.C. § 216(b), in context of ADEA claims). âThe judicial system also benefits from the âefficient resolution in one proceeding of common issues of law and fact arising from the sameâ unlawful activity.â Benedict, 2014 WL 587135, at *5 n. 5 (quoting Hoffmann-La Roche, 493 U.S. at 170, 110 S.Ct. 482). âThose benefits may only be realized through âaccurate and timely notice concerning the pendency of the collective action, so that [employees] can make informed decisions about whether to participate.â â Id.; see also McElmurry v. U.S. Bank N.A., 495 F.3d 1136, 1139 (9th Cir.2007). Notice âserve[s] the legitimate goal of avoiding a multiplicity of duplica-tive suits and setting cutoff dates to expedite disposition of the action.â Hoffmann-La Roche, 493 U.S. at 172, 110 S.Ct. 482. District courts have broad discretion concerning the details of a notice under 29 U.S.C. § 216(b). Hoffmann-La Roche, 493 U.S. at 170, 110 S.Ct. 482 (âdeclining] to examine the terms of noticeâ and âconfirming] the existence of the trial courtâs discretion, not the details of its exercise[ ]â).
B. Analysis
1. Statement of Caremarkâs Position
Caremark describes plaintiff Villarrealâs proposed notice as âa one-sided recitation of the pending lawsuit ... [that] says nothing of Caremarkâs position.â Resp. (Doc. 42) at 14:15-16 (citation omitted). Yet, Caremarkâs Response does not include a proposed position statement. Moreover, the proposed notice includes, in pertinent part, the following language:
The Court has not decided whether Caremark did anything wrong.
* * *
Caremark denies plaintiffs claims and denies that the persons receiving this notice are eligible for or entitled to receive overtime pay.
2.Purported Solicitation of Opt-in Plaintiffs
Ms. Villarrealâs proposed Plaintiff Consent Form contains the following statement: âIf this case does not proceed collectively, then I also consent to join any subsequent action to assert these claims against Caremark, LLC.â (Id. at 6). Care-mark objects on the basis that this statement impermissibly solicits plaintiffs for subsequent lawsuits. In her Reply, Ms. Villarreal expressly agrees to omit the foregoing statement from her proposed Plaintiff Consent Form. Reply (Doc. 44) at 9:27-28, n. 5. Therefore, plaintiff Villarreal shall modify that Consent Form accordingly-
3.Opt-in Time Frame
Ms. Villarrealâs proposed Notice also includes a 90 day opt-in period. Care-mark objects to that time frame, asserting that 60 days is the âincreasingly the normâ for the opt-in period. Resp. (Doc. 42) at 15:12 (citing cases). As plaintiff Villarreal herself realizes, there is a split of authority among district courts in the Ninth Circuit as to whether a 60 or a 90 day notice period is required. See U.S. Bank Nat Assân, 290 F.R.D. at 614 (collecting classes). The Court agrees with Caremark that in this particular case, 60 days is a sufficient opt-in period. Therefore, Plaintiffs proposed Notice shall be modified accordingly. Further, this 60 day period âwill run from the time the notice is sent, rather than from when it is received.â See Barrera, 2013 WL 4654567, at *9 (citing Taylor v. AutoZone, Inc., 2011 WL 2038514, at * 6 (D.Ariz. May 24, 2011)) (ordering that âpotential plaintiffs may âopt-inâ to the collective action within sixty (60) days of the mailing of the notice by sending the consent to sue form to plaintiffs counselâ)!, clarified on other grounds on denial of reconsideration, 2011 WL 2357652 (D.Ariz. June 14, 2011) ].
4. Manner of Delivery
The parties disagree as to the manner in which notice should be delivered. âThe best way to ensure receipt of notice,â Ms. Villarreal posits, is to use both the United States Postal Service (âUSPSâ) and electronic delivery. Mot. (Doc. 36) at 18:14-15 (citations omitted). Plaintiff Villarreal is seeking delivery by both means claiming that â[a]s [USPS] cuts hours at post offices, explores closing thousands of post offices, and seeks to eliminate Saturday delivery, email communication has become a fixture in our society.â (Id. at 18:11-14). To the contrary, Caremarkâs position is that âfirst class mail is the preferred and only method to be used for class notice.â Resp. (Doc. 42) at 15:19-20.
This Court finds unconvincing Ms. Villarrealâs suggestion that notice by USPS via first class mail may be inadequate because the USPS is potentially unreliable. Therefore, plaintiff Villarrealâs Notice must be provided by first class mail only. The Court does not authorize notice by electronic delivery.
5. Reminder Postcards
Plaintiff Villarreal further requests that she be allowed to send a reminder postcard during the notice period. Caremark asserts that reminder postcards are unnecessary because they âtend to ... stir up litigation and inappropriately encourage putative plaintiffs to join a suit.â Resp. (Doc. 42) at 16:12-13 (citing cases). Plaintiff Villarreal counters that a remind
6. Production of Contact Information
To facilitate notice, Plaintiff Villarreal is seeking to have this Court order Caremark to provide contact information for each of the putative opt-in plaintiffs, including partial social security numbers. See Mot. (doc. 36) at 16:15-19 (citation omitted) (listing 8 categories of requested contact information) If the Court refuses to order the production of partial social security numbers, Plaintiff Villarreal requests that the Court âorder production of employee identification numbers of another [unspecified] unique identified that can be used to tie Opt-Ins to Defendantâs rec-' ords throughout the case.â Reply (Doc. 44) at 11:13-15. Noting the âhighly personal and private[ ]â nature of such information, Caremark objects to the production of private telephone numbers or social security numbers for any of the putative opt-in plaintiffs. Resp. (Doc. 42) at 17:4.
Caremarkâs position is well-taken. See Taylor, 2011 WL 2038514, at *5 (âin the interest of protecting class membersâ privacy, [court] [did] not order defendant to provide telephone numbers and social security numbers. Such information is sensitive, and putative class members may have provided personal data to defendant with the expectation of confidentiality.â) (citing Stickle, 2009 WL 3241790, *7 (supplying âthe phone numbers of thousands-of Defendantsâ current and former employees seems like a needless intrusion into the privacy of these individuals and their families.... Similarly, Plaintiffs are not entitled to any social security numbers.â) (citations omitted)). The Court therefore denies Ms. Villarrealâs request that it order Caremark to provide the telephone and social security numbers for the putative opt-in plaintiffs.
7. Authorization
Lastly, the Court observes that Ms. Villarrealâs proposed Notice includes this statement: âThis Notice and its Content have been authorized by the United States District Court for the District of Arizona, the Honorable Diane Humetewa, U.S. District Judge.â Brome Declân, exh. 1 thereto (Doc. 36-3) at 5 (emphasis omitted). To avoid the perception that this action has been judicially endorsed, Plaintiff shall revise this statement as follows: âThis Notice and its Content has been authorized by the United States District Court for the District of Arizona in Case No. CV 14-00652-PHX-DJH.â See Barrera, 2013 WL 4654567, at *10 (citation omitted) (requiring deletion of a statement that the case had been assigned to a particular judge âbecause it could be perceived as judicial endorsement of the aetion[ ]â).
IV. Conclusion
Accordingly, for the reasons set forth herein,
IT IS ORDERED GRANTING named plaintiff Christine Villarrealâs motion to conditionally certify a collective action (Doc. 36) under the FLSA, 29 U.S.C. § 216(b), of all persons who worked as Coding Consultants, Client Benefits Analysts, Benefits Specialists and in other positions with similar job title and/or job duties for defendant Caremark LLC, in the Employer Group or Health Plan Client Services Team, at any time from three years prior to the issuance of notice until March 30, 2014.
IT IS FURTHER ORDERED that within ten (10) days of the date of this
IT IS FURTHER ORDERED that within 30 days from the date of this Order, plaintiff Villarreal shall by first class mail provide Notice of this action and the Plaintiff Consent Form in the form of the proposed Notice and the proposed Plaintiff Consent Form attached as exhibit 1 (Doc. 36-3 at 4-6) to the declaration of Daniel S. Brome, except that the Notice and Consent Form shall be modified to fully comply with this Order; and
IT IS FINALLY ORDERED that within five days of this Order, plaintiff Villarreal shall file the Notice and the Plaintiff Consent form, both revised in accordance with this Order.
. In its discretion the court denies the partiesâ request for oral argument as it would not aid the decisional process. See Fed.R.Civ.P. 78(b); Partridge v. Reich, 141 F.3d 920, 926 (9th Cir.1998).
. Plaintiff collectively refers to these various titles as â 'Benefits AnalystsL]â â and so, too, will this Court, but for the sake of brevity only. See Mot. (Doc. 36) at 6:16.
. Although the Ninth Circuit Court of Appeals has yet to address the issue of which approach to take in determining whether plaintiffs are "similarly situatedâ within the meaning of section 216(b), "[u]se of this two-tiered approach has been affirmed by five United States Courts of Appeals.â See Benedict v. Hewlett-Packard Co., 2014 WL 587135, at *5 n. 7 (N.D.Cal. Feb. 13, 2014) (citing White v. Baptist Memorial Health Care Corp., 699 F.3d 869, 877 (6th Cir.2012); Myers v. Hertz Corp., 624 F.3d 537, 554-55 (2d Cir.2010); Sandoz
. To date, six putative plaintiffs have filed consent forms, see Docs. 14, 24, 27, 30, 41, and 46, one of whom, Julia Cloy, has also filed a declaration in support of this motion.
. Plaintiff collectively refers to these various titles as " 'Benefits Analysts[.]â â Mot. (36) at 6:16. So too will this Court, but for the sake of brevity only.
. Ms. Cloy is one of the six putative plaintiffs who have already filed their consent forms. See Docs. 14, 24, 27, 30, 41, and 46.
. "[T]he Court s decision to give notice for the three year time period does not indicate a finding on willfulness.â See Hart, 2013 WL 5965637, at *6 (footnote omitted).