David C. Shinn v. Az boec/freeman
Date Filed2022-12-21
DocketCV-21-0275-PR
Cited0 times
StatusPublished
Full Opinion (html_with_citations)
IN THE
SUPREME COURT OF THE STATE OF ARIZONA
DAVID C. SHINN,
Plaintiff/Appellant,
v.
ARIZONA BOARD OF EXECUTIVE CLEMENCY,
Defendant/Appellee.
NEVADA FREEMAN,
Real Party in Interest.
No. CV-21-0275-PR
Filed December 21, 2022
Appeal from the Superior Court in Maricopa County
The Honorable Randall H. Warner, Judge
No. CV2020-007052
REVERSED AND REMANDED
Memorandum Decision of the Court of Appeals, Division One
No. 1 CA-CV 20-0617
Filed Oct. 19, 2021
VACATED
COUNSEL:
Daniel P. Struck, Nicholas D. Acedo (argued), Jacob B. Lee, Struck Love
Bojanowski & Acedo, PLC, Chandler, Attorneys for David C. Shinn
Mark Brnovich, Arizona Attorney General, Dena Benjamin, Assistant
Attorney General, Phoenix, Attorneys for Arizona Board of Executive
Clemency
Lindsay Ann Herf, Katherine Puzauskas, Karen Singer Smith (argued),
Arizona Justice Project, Phoenix; and Michael L. Piccarreta, Piccarreta Davis
Keenan Fidel PC, Tucson, Attorneys for Nevada Freeman
Howard R. Cabot, Austin C. Yost, Perkins Coie LLP, Phoenix; Noel Fidel,
Law Office of Noel Fidel, Phoenix; and Randal McDonald, Arizona Justice
Project, Phoenix, Attorneys for Amicus Curiae Everett Berry
Timothy J. Eckstein, Travis Hunt, Osborn Maledon PA, Phoenix, Attorneys
for Amicus Curiae Rudolph Turner
Colleen Clase, Arizona Voice for Crime Victims, Phoenix, Attorney for
Amicus Curiae Arizona Voice for Crime Victims
Timothy J. Myers, Civil Litigation Clinic, Public Interest Law Firm, Phoenix,
Attorney for Amici Curiae Marcia Freeman and Carrie Davis
JUSTICE LOPEZ authored the Opinion of the Court, in which VICE CHIEF
JUSTICE TIMMER and JUSTICES BOLICK, BEENE, MONTGOMERY,
KING, and PELANDER (RETIRED) * joined.
JUSTICE LOPEZ, Opinion of the Court:
¶1 We consider whether a trial courtâs nunc pro tunc order
modifying a criminal sentence for first degree murderâissued almost thirty
years after the sentence was imposed and in the absence of any clerical
mistake or error in the recordâis subject to collateral attack. In addressing
this issue, we delineate courtsâ authority to enter orders or judgments nunc
pro tunc and also clarify this Courtâs jurisprudence on the voidability of
judgments. We hold that courts lack authority to enter a nunc pro tunc
order absent clerical error or mistake in the record, rendering such an order
void and subject to collateral attack.
BACKGROUND
¶2 From 1973 to 1984, Arizonaâs sentencing statute for first
degree murder provided that â[a] person guilty of first degree
* Chief Justice Robert Brutinel has recused himself from this case.
Pursuant to article 6, section 3 of the Arizona Constitution, Justice John
Pelander (Ret.) of the Arizona Supreme Court was designated to sit in this
matter.
2
murder . . . shall suffer death or imprisonment in the custody of the
department of corrections for life, without the possibility of parole until the
completion of the service of twenty-five years . . . .â A.R.S. § 13-703(A)
(1984) (now codified as A.R.S. § 13-751). In 1985, the legislature amended
the sentencing statute, eliminating the word âparoleâ and replacing it with
the phrase âwithout possibility of release on any basis.â A.R.S. § 13-703(A)
(1985). In 1993, the legislature further amended § 13-703(A), adding a
ânatural lifeâ sentence as another sentencing option. See A.R.S. § 13-703(A)
(1993). In that same year, the legislature amended A.R.S. § 41-1604.09 to
eliminate parole for all felony offenses committed by adult offenders on or
after January 1, 1994. See A.R.S. § 41-1604.09 (1993).
¶3 These amendments effectively limited the sentencing options
for an adult defendant convicted of first degree murder committed on or
after January 1, 1994, to (1) death; (2) natural life; or (3) life without the
possibility of release until either the completion of twenty-five or thirty-five
years, depending on the age of the murder victim. See § 41-1604.09 (1993);
§ 13-703(A) (1993). Thus, a defendant could only be âreleasedâ through an
executive pardon or commutation of sentence. § 41-1604.09 (1993); § 13-
703(A) (1993).
¶4 On October 7, 1994, a jury convicted Nevada Freeman of first
degree murder committed on June 16, 1994. Judge John Kelly subsequently
sentenced Freeman to â[a] sentence of 25 calendar years without the
possibility of release until those years have been served.â Freemanâs
sentencing order reflected the trial courtâs oral pronouncement, providing
that the sentence was âlife, without the possibility of release before 25
calendar years have been served.â
¶5 On May 7, 2019, the Arizona Department of Corrections
Rehabilitation & Reentry (âADCRRâ) mistakenly certified Freeman as
parole eligible. On July 30, 2019, the Arizona Board of Executive Clemency
(the âBoardâ) voted unanimously to grant Freeman parole on house arrest.
On October 8, 2019, before Freeman was due to be released, ADCRR
discovered its error, rescinded its parole certification, and requested that
the Board rescind its order. The Board held a rescission hearing on
October 23, 2019, and took the matter under advisement pending this
Courtâs decision in Chaparro v. Shinn, 248 Ariz. 138 (2020). 1
1In Chaparro, we held that we lacked subject matter jurisdiction to correct
an illegally lenient sentence that improperly granted parole eligibility
because the Stateâs failure to appeal the sentence rendered it final. 248 Ariz.
at 139â40 ¶¶ 1â2, 143 ¶¶ 22â23.
3
¶6 After we issued the Chaparro opinion, the Board held a second
rescission hearing on May 12, 2020. There, ADCRR argued it had
erroneously certified Freeman as parole eligible and requested that the
Board rescind its grant of parole. Freeman presented a letter from Judge
Kelly (since retired), dated April 29, 2020, which stated that he had
âinten[ded] that Mr. Freeman be eligible for all avenues of release,
including parole, after twenty-five years,â not just âthrough the executive
function of commutation of sentence.â Freeman also submitted a letter
from the Pima County Attorneyâs Office, dated April 4, 2020, which
surmised that the original prosecutor in Freemanâs case (now deceased),
likely intended that Freeman would be parole eligible. The Board
ultimately denied ADCRRâs request to rescind Freemanâs parole. Despite
the Boardâs decision, ADCRR continued to detain Freeman.
¶7 On June 18, 2020, ADCRR Director David C. Shinn filed a
verified complaint for declaratory and special action relief in the Maricopa
County Superior Court, seeking a declaration that the Board lacked
authority to grant Freeman parole because neither his sentence nor the law
authorized it. In response, Freeman raised various counterclaims and
moved for a preliminary injunction, requesting immediate reinstatement of
his release order. On August 14, 2020, Judge Randall H. Warner denied
Freemanâs motion for a preliminary injunction, ruling that Freeman was
unlikely to prevail on the merits because his sentencing order did not
authorize parole.
¶8 On September 3, 2020, Freeman, through counsel, and the
State of Arizona, through the Pima County Attorneyâs Office, entered into
a stipulation filed in the Pima County Superior Court regarding Freemanâs
sentence. The stipulation stated that at the time of Freemanâs sentencing in
1994, âall Parties involvedâJudge Kelly, the State, and Mr. Freemanâ
believed and intended that after twenty-five years in prison, Mr. Freeman
would be eligible for parole, and, if granted parole by [the Board], [] would
be released on parole.â Thus, the parties requested that Freemanâs
âsentencing order be corrected to include the word âparoleâ as a form of
release as intended by the Sentencing Court.â The State also stipulated that
it would not appeal the amended sentencing order. That same day, Judge
Deborah Bernini entered a nunc pro tunc order pursuant to Rule 24.4 of the
Arizona Rules of Criminal Procedure amending Freemanâs criminal
sentence, effective on the date of the original sentencing, to: âLife without
the Possibility of Parole and any other type of release, before twenty-five
calendar years have been served.â
4
¶9 On September 23, 2020, Freeman renewed his claim for
injunctive relief in his case before Judge Warner, arguing that his
sentenceâas amended by the nunc pro tunc orderâclearly conferred
parole eligibility. On November 4, 2020, Judge Warner granted Freemanâs
renewed motion, finding that he was likely to prevail on the merits because
his sentence, as altered by the nunc pro tunc order, granted parole
eligibility. Judge Warner reasoned that Freemanâs modified sentence was,
like the one in Chaparro, illegally lenient but final because the State did not
appeal the nunc pro tunc order. On November 19, 2020, Judge Warner
ordered ADCRR to release Freeman on parole. On December 8, 2020,
ADCRR released Freeman. Shinn appealed the grant of preliminary
injunction.
¶10 The court of appeals affirmed, holding that Judge Warner did
not abuse his discretion by relying upon Chaparro to determine that
Freemanâs sentence, as modified by the nunc pro tunc order, conferred
parole eligibility. Shinn v. Arizona Board of Executive Clemency, 2021 WL
4859688, at *3 ¶¶ 13â15 (Ariz. App. Oct. 19, 2021) (mem. decision). The court concluded that under Chaparro, Freemanâs modified sentence, even if illegal, was no longer appealable and was, therefore, illegally lenient but final. Id. ¶ 15. The court, relying primarily on State v. Johnson,113 Ariz. 506
(1976), also held that the nunc pro tunc order was procedurally proper
because it modified Freemanâs sentence to âaccurately reflect[] the sentence
[Judge Kelly] believed he imposedâ in 1994. Id. ¶ 13.
¶11 We granted review to consider the scope of a courtâs nunc
pro tunc authority and the voidability of judgments, recurring issues of
statewide importance. We have jurisdiction under article 6, section 5(3) of
the Arizona Constitution.
DISCUSSION
¶12 The task before us is to resolve competing views on the scope
of a courtâs nunc pro tunc authority to alter a judgment or order and to
clarify our courtsâ jurisprudence on the jurisdictional significance of our
post-trial motion procedural rules.
¶13 We review the trial courtâs decision to grant a preliminary
injunction for an abuse of discretion. Valley Med. Specialists v. Farber,
194 Ariz. 363, 366 ¶ 9 (1999). âAn error of law constitutes an abuse of discretion,â State v. Bernstein,237 Ariz. 226
, 228 ¶ 9 (2015), as does an order unsupported by the record, Boyle v. Boyle,231 Ariz. 63
, 65 ¶ 8 (App. 2012).
5
¶14 To grant a preliminary injunction the trial court must find
(1) a strong likelihood of success on the merits; (2) a possibility of
irreparable injury to the requesting party irremediable without relief;
(3) the balance of hardships favors the requesting party; and (4) public
policy favors the injunction. Fann v. State, 251 Ariz. 425, 432 ¶ 16 (2021). ¶15 Here, Shinn contends that the nunc pro tunc order is void and subject to collateral attack because it exceeded the scope of Rule 24.4 by impermissibly modifying Freemanâs sentence on the basis of a judicial, rather than a clerical, error. Consequently, Shinn maintains that Judge Warner erred in granting Freemanâs preliminary injunction because it was premised upon the void nunc pro tunc order. See Fann,251 Ariz. at 432
¶ 15
(explaining that a trial court commits error by applying âincorrect
substantive lawâ to the criteria for granting an injunction (citation
omitted)). On the other hand, Freeman argues that the nunc pro tunc order
merely corrected his criminal sentence to reflect Judge Kellyâs intent to
impose a parole eligible sentence. Therefore, even if the order was
erroneous or improper, it was voidable rather than void and, thus, not
subject to collateral attack.
I.
¶16 We first address whether Judge Berniniâs order was a proper
nunc pro tunc order.
A.
¶17 An order entered nunc pro tunc (Latin for ânow for thenâ) is
one â[h]aving retroactive legal effect through a courtâs inherent power.â
Nunc Pro Tunc, Blackâs Law Dictionary (11th ed. 2019). This power âis a
common law power derived from a courtâs jurisdiction over its records.â
Pirtle v. Cook, 956 S.W.2d 235, 240(Mo. 1997) (citing 3 William Blackstone, Commentaries on the Laws of England * 407 (1771)). The scope of this inherent power is ministerial and, in its exercise, a âcourt may not do more than make its records correspond to the actual facts; it cannot under the guise of amending a minute entry correct any judicial error it may have made, or cause an order or judgment that was never in fact made to be placed [on the] record.â Rae v. Brunswick Tire Corp.,45 Ariz. 135, 143
(1935). Thus, the proper purpose of an order entered nunc pro tunc âis to record now for then an order actually made or a judgment actually rendered which through some oversight or inadvertence was never entered upon the records of the court by the clerk or which was incorrectly entered.â Johnson,113 Ariz. at 509
(emphasis added) (quoting Black v. Indus. Commân,83 Ariz. 121, 125
(1957),
6
overruled in part by Hashâs Est. v. Henderson, 109 Ariz. 174(1973)); see also Am. Sur. Co. of N.Y. v. Mosher,48 Ariz. 552, 563
(1936) (The âoffice [of a nunc pro tunc order] is not to supply omitted action by the court, but to furnish the record of an action really had, where its recording was omitted through inadvertence or mistake.â); State v. Pyeatt,135 Ariz. 141, 143
(App. 1982) (âThe object of [a nunc pro tunc] entry is to correct the record to make it speak the truth and not to supply judicial action.â). ¶18 Rule 24.4, as the modern procedural vehicle of the common law inherent power to enter orders or judgments nunc pro tunc, governs the powerâs exercise. The rule provides that a âcourt on its own or on a partyâs motion may, at any time, correct clerical errors, omissions, and oversights in the record.â (Emphasis added.) Rule 24.4âs text expressly limits its application to clerical mistakes or errors, and it mirrors the Arizona jurisprudential ruleâorders or judgments entered nunc pro tunc may not embody judicial action. See State v. Serrano,234 Ariz. 491
, 493 ¶ 6
(App. 2014) (concluding that Rule 24.4 does not permit the court âto supply
judicial actionâ).
B.
¶19 Having established the narrow parameters of a courtâs nunc
pro tunc authority, we now turn to the facts of this case. Judge Bernini ruled
that Rule 24.4 authorized the entry of the nunc pro tunc order modifying
Freemanâs criminal sentence. Thus, the propriety of the order turns on
whether it merely corrected a clerical error or remedied a judicial error.
¶20 The record establishes that the nunc pro tunc order essentially
remedied Judge Kellyâs purported judicial errorâhis misapprehension of
the law at the time of sentencing that the term ârelease,â as used in
Freemanâs sentence, included the possibility of parole. Arguably, Judge
Kellyâs misapprehension of the legal meaning of âreleaseâ was not a
mistake at all because he consistently used the term throughout the
sentencing and, at the time, Freeman was ineligible for parole as a matter
of law. See § 13-703(A) (1993). In any event, even if the courtâs
misapprehension regarding the legal effect of the term âreleaseâ could be
construed as judicial error, it is distinguishable from a clerical error, which
would appear in the recording, rather than the rendering, of the judgment.
See, e.g., State v. Hanson, 138 Ariz. 296, 304 (App. 1983) (âA clerical mistake
involves a failure to record accurately a statement made or action taken by
the court or one of the parties.â (quoting 8A Mooreâs Federal Practice
¶ 36.02 at 36â2)). Here, the 1994 criminal case record reveals no clerical
errors concerning Freemanâs sentence. Indeed, Freemanâs sentencing order
7
mirrored the courtâs oral pronouncement at sentencing. There, the court
pronounced the sentence as â25 calendar years without the possibility of
release until those years have been served,â and the sentencing order
provided that Freeman serve âlife, without the possibility of release before
25 calendar years have been served.â Moreover, there is no evidence in the
record that evinced Judge Kellyâs intent to impose a parole-eligible
sentence. Thus, absent contemporaneous evidence that Judge Kelly meant
to sentence Freeman to life, without the possibility of parole before
25 calendar years had been served, and because the sentencing order
mirrored the courtâs oral pronouncement, there was no clerical error.
¶21 Freeman, like the court of appeals, relies on Johnson for an
alternative ruleâone that allows for the correction of clerical and judicial
errors if they reflect the âintentionsâ of the parties or the court at the time
the original judgment or order issued. See 113 Ariz. at 509. In Johnson, we
observed:
The purpose of a nunc pro tunc order is to make the record reflect
the intention of the parties or the court at the time the record was
made: âWe have consistently held that the function of an order
or judgment [n]unc pro tunc is to make the record speak the
truth and that such power is inherent in the court. We have
made it clear that the court cannot do more than to make the
record correspond with the actual facts. It cannot cause an
order or judgment that was never previously made or
rendered to be placed upon the record of the court. It is to
record now for then an order actually made or a judgment
actually rendered which through some oversight or
inadvertence was never entered upon the records of the court
by the clerk or which was incorrectly entered.â
Id.(quoting Black,83 Ariz. at 125
) (emphasis added). ¶22 Johnson affords Freeman no relief. In context, the italicized sentence Freeman invokes for his âintentionsâ test was dictaâa mere incidental phrase that the following passage contradicts. The remainder of the paragraph clarifies that a nunc pro tunc order is confined to correcting clerical errors and does not extend to the partiesâ unexpressed intentions. Moreover, the nunc pro tunc order that we ultimately affirmed in Johnson concerned a scrivenerâs error by omission evident in the record, not a judicial error.Id.
There, the state moved to dismiss a criminal complaint due to a jurisdictional error, but erroneously failed to include the words âwithout prejudiceâ in the proposed order, which the court signed.Id.
8
at 508â09. The court later issued a nunc pro tunc order clarifying that
dismissal of the complaint was without prejudice. Id.On appeal, this Court held that the nunc pro tunc order was proper because the record reflected that both the court and the prosecution intended that the dismissal be without prejudice as the âprosecutor clearly intended to refile and the court understood this to be the case.âId.
Johnson does not supplant Rule 24.4âs
unambiguous text cabining a courtâs nunc pro tunc authority to correcting
clerical error.
¶23 We conclude that the trial court exceeded its authority under
Rule 24.4 because it did not remedy a clerical error, omission, or oversight
in the record. See Rae, 45 Ariz. at 142â43; Ariz. R. Crim. P. 24.4.
II.
¶24 We next consider whether the improper nunc pro tunc order
is void or voidable.
A.
¶25 Confusion between void and voidable orders or judgments
has marked our jurisprudence for decades. See, e.g., Cockerham v. Zikratch,
127 Ariz. 230, 234â35 (1980); Collins v. Superior Court,48 Ariz. 381
, 392â93 (1936). We have surmised this lack of clarity âmay stem from courtsâ often loose usage of the word âvoid.ââ Cockerham,127 Ariz. at 234
. This imprecise usage has led Arizona courts to occasionally âconflate[]â jurisdictional errors with other legal errors, compounding the existing confusion in this area of law. State v. Espinoza,229 Ariz. 421
, 425 ¶ 19 (App. 2012). We endeavor here to clarify the distinctions between void and voidable orders or judgments. ¶26 The fundamental difference between void and voidable orders or judgments is their legal effect and susceptibility to challenge. A void order or judgment has no legal effect and âmay be set aside or vacated at any time,â Rico Consol. Mining Co. v. Rico Expl. Co.,23 Ariz. 389, 394
(1922) (emphasis added), rendering it subject to âcollateral attack,â Tube City Mining & Milling Co. v. Otterson,16 Ariz. 305
, 310â11 (1914). Voidable orders or judgments, in contrast, are âbinding and enforceable,â enjoy âall [of] the ordinary attributes of a valid [order or] judgment until [they are] reversed or vacated,â State v. Bryant,219 Ariz. 514
, 517 ¶ 13 (App. 2008) (quoting State v. Cramer,192 Ariz. 150
, 153 ¶ 16 (App. 1998)), and may âonly be modified on [direct] appeal or by [a] proper and timely post-judgment motion,â Chaparro,248 Ariz. at 143
¶ 22 (quoting Bryant, 219 Ariz. at 517â18
9
¶¶ 13, 15). See also Ariz. R. Crim. P. 24. In sum, unlike void orders or
judgments, voidable ones are not subject to âcollateral attack.â See Walker
v. Davies, 113 Ariz. 233, 235(1976). ¶27 The test for whether an order or judgment is voidâand subject to collateral attackâwas established nearly a century ago in Arizona. See, e.g., Lisitzky v. Brady,38 Ariz. 337
, 342â43 (1931); Hill v. Favour,52 Ariz. 561
, 573â74 (1938); Hershey v. Banta,55 Ariz. 93, 100
(1940); Hughes v. Indus. Commân,69 Ariz. 193, 197
(1949); Walker,113 Ariz. at 235
; In re. Adoption of Hadrath,121 Ariz. 606, 608
(1979). Hughes provides the analytical framework our courts use to determine voidness in Arizona. In Hughes, we reiterated that âa judgment or order is void upon its face and,â therefore, âsubject to attack at any time,â if the court entering the order or judgment fails to satisfy âthree elements.â69 Ariz. at 197
. âThese elements are (1) jurisdiction of the subject matter of the case, (2) of the persons involved in the litigation, and (3) to render the particular judgment or order entered.âId.
If a court fails to satisfy any one of these three elements, the order or judgment is void and subject to collateral attack.Id.
However, if a court satisfies these elements, even if an order or judgment is erroneous, it is merely voidable and immune from collateral attack. See Cockerham,127 Ariz. at 235
(âIt is important to remember that, at least with respect to
jurisdiction, âvoidâ is not synonymous with âwrongâ or âerroneous.ââ).
B.
¶28 We now apply the Hughes test to determine whether the nunc
pro tunc order is void and, thus, subject to collateral attack.
¶29 Here, the parties do not contest the first two elements of the
Hughes test concerning the nunc pro tunc order; the trial court had subject
matter jurisdiction over Freemanâs criminal case, see State v. Maldonado,
223 Ariz. 309, 311 ¶ 14 (2010) and Ariz. Const. art. 6, § 14, and personal jurisdiction over Freeman and the State. Consequently, Shinnâs challenge to the order necessarily centers on the third element of the Hughes test. ¶30 Hughesâ third elementâthe jurisdiction âto render the particular judgment or order enteredââis the least examined in our jurisprudence.69 Ariz. at 197
. In fact, two cases seemingly imply that the third jurisdictional element has fallen out of favor by omitting reference to it while suggesting that void judgments result only from lack of subject matter or personal jurisdiction. See Cockerham,127 Ariz. at 234
(âVoid
judgments are those rendered by a court which lacked jurisdiction, either
of the subject matter or the parties,â while â[e]rroneous judgments,â on the
10
other hand, âare those which have been issued by a court with jurisdiction
but which [were] subject to reversal on timely direct appeal.â); Bryant,
219 Ariz. at 517¶ 13. Nearly three decades after Cockerham, the court of appeals in Bryant recited Hughesâ third element in the definition of a void order but reinforced the notion that a courtâs order may be void only if it lacks jurisdiction over the subject matter or parties. See219 Ariz. at 517
¶ 13 (âAn order is voidable or erroneous . . . when the trial court has jurisdiction over the subject matter and parties but the order âwas subject to reversal on timely direct appeal.ââ (quoting Cockerham,127 Ariz. at 234
)). Freeman seizes on these cases to argue that the nunc pro tunc order modifying his sentence, even if erroneous, is merely voidable because the court had personal and subject matter jurisdiction. We disagree. ¶31 Cockerham did not jettison Hughesâ third element from the voidness analysis. First, although Cockerham involved a voidness challenge to the validity of a default judgment, the parties never raised, nor did the decision implicate, Hughesâ third element. See127 Ariz. at 233
. Second, Cockerham cites to Tube City and cases that rely on Tube City, which itself sets forth the three voidness elements later clarified in Hughes. Seeid. at 234
. We will not assume that Cockerham overruled this Courtâs longstanding voidness jurisprudence by implication. Pace v. Pace,128 Ariz. 455, 457
(App. 1981) (â[A] well-established and important legal principle will not be deemed to have been overruled by implication in subsequent decisions . . . unless the principle is directly involved and the inference is clear and impelling.â (quoting 20 Am. Jur. 2d Courts § 232 (1965))). ¶32 The State argues that Hughesâ third element establishes that Rule 24âthe procedural rule governing post-trial motionsâcarries jurisdictional consequence. We agree. Indeed, our jurisprudence proves the point. See State v. Hill,85 Ariz. 49, 54
(1958) (holding that an order granting a motion for a new trial âwas void for lack of jurisdictionâ after being entered outside of the time limit prescribed by the Arizona Rules of Criminal Procedure); State v. Guthrie,110 Ariz. 257, 258
(1974) (â[W]e have held in the past the superior court has no jurisdiction to modify its original judgmentâ after it has been affirmed on appeal); State v. Falkner,112 Ariz. 372, 374
(1975) (holding that â[t]he trial court exceeded its jurisdiction in modifying the sentence imposed in the absence of such facts that would satisfy the requirements of Rule 24.3.â). In fact, we explicitly established this principle in Falkner after explaining that superior courts did not âhave inherent power to modify a sentence.â Falkner,112 Ariz. at 374
.
Specifically, we held that âthe trial courtâs jurisdiction in post-trial motions
is limited to that set out in the Rules, and an exercise of that jurisdiction is
11
permissible only upon the grounds specified therein.â Id.(emphasis added). ¶33 Freeman challenges the notion that Rule 24 embodies jurisdictional import, relying on Maldonado for the proposition that a violation of a procedural rule merely constitutes a âreversible errorâ but does not divest a court of its jurisdiction. See Maldonado,223 Ariz. at 311
¶ 15. We are unpersuaded. Maldonado is correctâa court does not forfeit
subject matter jurisdiction by violating a procedural rule because subject
matter jurisdiction is conferred exclusively by the Arizona Constitution or
the Arizona Revised Statutes. Id. ¶ 14. But Maldonado involved a challenge
to subject matter jurisdiction, not a courtâs âjurisdictionâ to enter an order
modifying a sentence. Id. ¶¶ 11, 13. Because this case involves a courtâs
authority to enter such an order rather than its subject matter jurisdiction,
Maldonado is inapposite.
¶34 Here, the trial court invoked Rule 24.4 to enter the nunc pro
tunc order modifying Freemanâs criminal sentence, but the court exceeded
its authority under the rule because it did not correct a clerical error.
Consequently, under Hughesâ third element, the order is void and subject to
collateral attack.
C.
¶35 To eliminate confusion between subject matter and personal
jurisdictionâHughesâ first and second elementsâand a courtâs power to
issue an order or judgmentâHughesâ third elementâwe urge courts to
describe the third element as a courtâs authority to render a particular order
or judgment rather than its jurisdiction to do so. See Marvin Johnson, P.C. v.
Myers, 184 Ariz. 98, 101 (1995) (acknowledging âimprecise use of the word
âjurisdictionââ in cases involving non-jurisdictional errors). Through this
lens, it is apparent that Hill, Gutherie, and Falkner did not confuse courtsâ
authority to act under our procedural rules with subject matter jurisdiction,
but rather resolved their controversies under Hughesâ third elementâ
courtsâ authority to render a particular order or judgment.
D.
¶36 To further synthesize our jurisprudence, we note that our
holding is consistent with Black, our first case addressing âwhether a nunc
pro tunc judgment may be attacked collaterally.â Black, 83 Ariz. at 126. In
Black, we cautioned against the misuse of courtsâ nunc pro tunc authority
12
and announced a two-pronged test for determining when such an order is
subject to collateral attack:
After a careful consideration of the danger inherent in the
improper exercise of the power of the courts to enter orders
or judgment[s] nunc pro tunc, we have reached the conclusion
that if such orders or judgments are to be shielded from
collateral attack, the court when directing an entry nunc pro
tunc must: (1) make a record such that anyone who examines
it may determine the nature of the clerical error sought to be
corrected; and (2) place upon the face of the judgment or
order a finding or recital to the effect that sufficient competent
evidence was presented to sustain the order for entry nunc pro
tunc. Under such circumstances it should not then be subject
to collateral attack. Unless the judgment or the record does
show such facts, it will be subject to collateral attack. Without
this safeguard a judgment nunc pro tunc absolutely void for
want of jurisdiction would be clothed with the same verity as
a valid judgment. The law should never be thus
circumscribed.
Id.Thus, we established that a nunc pro tunc order may only be used to modify clerical errors and that a court reviewing the propriety of the order may examine the entire record, as we did here, to determine whether the order merely remedied a true clerical error established in the record. Under Black, Judge Berniniâs nunc pro tunc order did not accurately record what actually happened at Freemanâs sentencing; it changed what occurred. Id.; see also City of Phoenix v. Geyler,144 Ariz. 323, 327
(1985). ¶37 We also clarify that Hashâs Estateâs cursory treatment of Black did not overrule its central holding concerning the proper scope of nunc pro tunc orders. See109 Ariz. at 177
(âAnything in the case of [Black] which
may be inconsistent with or contrary to the foregoing opinion is hereby
overruled.â). Thus, under Black, which is wholly consistent with Hughes,
the nunc pro tunc order here is subject to collateral attack because (1) it
embodied an attempt to correct a judicial rather than a clerical error and
(2) the record does not reflect any clerical error.
CONCLUSION
¶38 Freemanâs original sentence was lawful, but the nunc pro tunc
order sought to supplant the legal sentence with an illegally lenient one
because the sentencing court and the parties now contendâtwenty-six
13
years after the sentencing hearingâthat Judge Kelly intended to impose an
illegal sentence. Crucially, the trial court record is devoid of any evidence
of this unexpressed intention. We cannot countenance this use of the nunc
pro tunc authority because it is wholly inconsistent with Rule 24.4âs express
terms and purpose, as well as our jurisprudence. Because the nunc pro tunc
order is void, we hold that Judge Warner erred in relying upon it to grant
Freemanâs preliminary injunction. See Fann, 251 Ariz. at 432 ¶ 15 (âAn
abuse of discretion exists where the trial court clearly erred in finding the
facts or applying them to the legal criteria for granting an injunction, or if
the trial court applied the incorrect substantive law.â) (citations omitted)
(internal quotation marks omitted). Our opinion, however, does not
foreclose the trial courtâs consideration of any other grounds not before this
Court that may support injunctive relief.
¶39 For the reasons set forth, we vacate the court of appealsâ
decision, reverse the trial courtâs order granting preliminary injunctive
relief, and remand the case to the trial court to determine whether
Freemanâs requested injunctive relief should be granted for reasons other
than the void nunc pro tunc order.
14