Annette H. v. State of Alaska, Department of Health & Social Services, Office of Children's Services
Citation450 P.3d 259
Date Filed2019-10-11
DocketS17290
Cited24 times
StatusPublished
Full Opinion (html_with_citations)
Notice: This opinion is subject to correction before publication in the P ACIFIC R EPORTER .
Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,
303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email
corrections@akcourts.us.
THE SUPREME COURT OF THE STATE OF ALASKA
ANNETTE H., )
) Supreme Court No. S-17290
Appellant, )
) Superior Court No. 3AN-16-00615 CN
v. )
) OPINION
STATE OF ALASKA, DEPARTMENT )
OF HEALTH & SOCIAL SERVICES, ) No. 7414 â October 11, 2019
OFFICE OF CHILDRENâS SERVICES, )
)
Appellee. )
)
Appeal from the Superior Court of the State of Alaska, Third
Judicial District, Anchorage, Andrew Peterson, Judge.
Appearances: J. Adam Bartlett, Anchorage, for Appellant.
Laura E. Wolff, Assistant Attorney General, Anchorage, and
Kevin G. Clarkson, Attorney General, Juneau, for Appellee.
Before: Bolger, Chief Justice, Winfree, Stowers, Maassen,
and Carney, Justices.
CARNEY, Justice.
I. INTRODUCTION
A mother appeals the termination of her parental rights to her son, who was
found to be a child in need of aid based on a hair follicle test positive for controlled
substances. She argues that without proof that her drug use caused the childâs exposure,
there is no causal link between her conduct and any circumstances that may have
endangered the child. She also argues that the Office of Childrenâs Services (OCS) did
not make reasonable efforts to reunify the family because it failed to adequately
accommodate her mental health issues. Because the record supports the superior courtâs
finding that the child was in need of aid, and because OCSâs efforts were reasonable
under the circumstances, we affirm the termination of the motherâs parental rights.
II. FACTS AND PROCEEDINGS
A. Removal And Emergency Petition
Annette H. is the mother of Justin H., who was born in March 2014.1
Justinâs biological father is unknown; DNA paternity tests excluded both the individual
listed on Justinâs birth certificate and Annetteâs partner Matthew. Annette and Matthew
live together and had been the subjects of a number of reports to OCS, none of which
were substantiated before October 2016.
In October 2016 OCS received a report alleging that Annette, Matthew, and
possibly guests in their home were using and exposing Justin to methamphetamine. Two
OCS workers went to their home that day. They saw Annette and Matthew through a
window, but Annette and Matthew did not let them inside; the OCS workers did not see
Justin. Later attempts to contact Annette and Matthew, including a welfare check by the
police, were unsuccessful.
OCS obtained and executed a writ of assistance to gain access to the house
and to Justin. According to one of the OCS workers, Annette and Matthew were
uncooperative: Matthew was reluctant to let them into the house, and Annette was
âscreaming, yelling, [and] not letting go of the child.â Police officers accompanying the
OCS workers found a number of guests in the home, including a convicted sex offender
not in compliance with registration requirements. Annette and Matthew stated that they
1
We use pseudonyms for all family members to protect their privacy.
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were unaware of their guestâs sex offense conviction. OCS found no evidence of drugs
or paraphernalia in the house, and Annette and Matthew both declined hair follicle
screening.
The OCS workers took Justin for a physical exam, which revealed no
evidence of physical abuse, and a hair follicle test; OCS returned Justin to Annette
pending the hair follicle results. Annette and Matthew agreed to OCSâs request that they
participate in 30 days of random urinalysis (UA) screening and obtained bus passes from
OCS for transportation to the UAs. After they both missed their first two UAs an OCS
worker visited them and persuaded them to allow oral swabs to test for drugs. Annetteâs
test was negative; Matthewâs was initially positive for amphetamines, but further testing
revealed this to be a false positive. During the visit the OCS worker observed a bag of
marijuana on a table but no other evidence that either of them was using drugs. Based
on Matthewâs apparent positive test result, OCS implemented a safety plan, placing
Justin with Matthewâs parents and allowing Annette and Matthew to have supervised
visitation.
In early November 2016 OCS received Justinâs hair follicle test results,
which were positive for marijuana and methamphetamine. Annette and Matthew denied
using methamphetamine but acknowledged that they sometimes allowed friends to stay
with them; they suggested that one or more of their guests might have exposed Justin to
methamphetamine.
OCS took emergency custody of Justin and filed an emergency Child In
Need of Aid (CINA) petition the next day to adjudicate him as a child in need of aid and
for temporary custody.2 The petition alleged that Justin was a child in need of aid based
2
See AS 47.10.142 (governing emergency custody); CINA Rule 6 (same).
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on neglect, parental substance abuse, and parental mental illness.3 OCS placed Justin in
a foster home and arranged visitation for both Annette and Matthew. Annette stipulated
to probable cause without admitting any of the allegations; the court adjudicated Justin
a child in need of aid on all three alleged bases and awarded OCS temporary custody
pending disposition.
B. OCS Caseworkersâ Efforts
1. First caseworker
OCS assigned the first of three caseworkers to Justinâs case soon after
taking custody of Justin. That caseworker met with Annette to draft a case plan. The
case plan listed as a âprotective factor[]â that Annette loved Justin and could âtake really
good care of himâ but included her acknowledgment that she could not âtalk so well
sometimesâ and tended to âget overwhelmed.â The case plan required her to obtain a
substance abuse assessment and to follow its recommendations, obtain a mental health
assessment, complete parenting courses, and comply with the visitation schedule set up
for her and Justin. It noted that she was not willing to consider medication despite
âadmit[ting] that she has mental health issues.â OCS referred Annette to programs for
the substance abuse and mental health assessments as well as for other parenting, peer
support, and education services. The caseworker gave both Annette and Matthew bus
passes for transportation to visits and other appointments.
The first caseworker later testified that, although she âworked really wellâ
with Annette, and although Annette was willing to work on her case plan, âher anxiety
3
See AS 47.10.011 (providing child may be found in need of aid if
(9) âconduct by or conditions created by the parent . . . have subjected the child . . . to
neglect,â (10) parentâs âability to parent has been substantially impaired by the addictive
or habitual use of an intoxicantâ resulting in âa substantial risk of harm to the child,â or
(11) parent âhas a mental illness . . . of a nature and duration that places the child at
substantial risk of physical harm or mental injuryâ).
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really made it difficult.â To try to ease Annetteâs anxiety, the caseworker accompanied
Annette to schedule a substance abuse assessment, but Annette did not return for the
assessment because she did not want to go alone, and confidentiality requirements
prevented Matthew from accompanying her. The caseworker next found a place where
Annette could do a walk-in assessment to avoid having to schedule an appointment in
advance, but Annette again did not complete the assessment because Matthew could not
come with her. Annette declined the caseworkerâs offer to accompany her in Matthewâs
place to a meeting with a substance abuse treatment provider.4
2. Second caseworker
In April 2017 the case was assigned to another caseworker. That
caseworker had difficulty establishing a relationship with Annette or engaging her in
completing the tasks listed in the case plan, though Annette continued to consistently
attend visits with Justin. The second caseworker later testified that she was unable to
schedule appointments for assessments for Annette because Annette and Matthew would
only meet with her for âabout 15 minutesâ before they would âwalk out.â At one point
Matthew indicated that he would schedule the assessments without OCSâs assistance, but
the record does not indicate that he ever did so.
An adjudication trial was held over two days in late July 2017.5 The court
heard testimony from an OCS worker who had investigated an earlier unsubstantiated
report of harm concerning Annette and Matthew, the OCS worker who had filed the
emergency petition, and both caseworkers who had been assigned to Justinâs case. They
4
OCS did allow Matthew to be involved with some aspects of Annetteâs case
plan, despite the caseworkerâs concern that he was âbeing controlling,â because he would
raise Justin with Annette if she regained custody.
5
See AS 47.10.080(a) (governing adjudication hearings); CINA Rule 15
(same).
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testified that Matthew had completed a substance abuse assessment but not followed up
with treatment and that Annette had not begun any of the required substance abuse or
mental health services, largely because she refused to attend appointments without
Matthew. Annette continued to visit weekly with Justin, often without Matthew because
OCS had limited his visits after DNA testing excluded him as Justinâs biological father.
The superior court found that Justin was a child in need of aid based on
neglect,6 rejecting Annetteâs argument that a visitor to their home âinadvertently
exposedâ Justin to methamphetamine. The court stated that âif youâre a parent, . . . [y]ou
keep your kids away from people who are smoking meth[amphetamine] . . . [and]
marijuana.â The court also found that Justin was a child in need of aid based on parental
substance abuse,7 pointing to Annetteâs and Matthewâs acknowledged past use of
methamphetamine and marijuana and their refusal to participate in UAs, although the
court acknowledged it was âunclear whether itâs the parents who are using
[methamphetamine] or whether there[] [are] other people who have been using it.â
Finally, as to parental mental health,8 the court stated that âthereâs no evidence that it
creates harm to [Justin]â but nevertheless found that Justinâs developmental delays and
exposure to drugs, along with Annette and Matthewâs âlack of awareness of bringing . . .
people into the homeâ who might endanger Justin, âcould be indicative of mental
illness.â The court further found that OCS had made reasonable efforts to offer services
to Annette and Matthew, including providing them with bus passes and referring them
6
See AS 47.10.011(9).
7
See AS 47.10.011(10).
8
See AS 47.10.011(11).
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for assessments, mental health services, and UAs.9 The court emphasized Annetteâs and
Matthewâs lack of engagement, suggesting that OCS might not have needed to remove
Justin âhad the parents cooperated, done the UAs, proven that it was someone elseâ who
exposed Justin to drugs, and âtightened up their home policy.â
OCS filed a predisposition report in October 2017 requesting custody of
Justin for up to two years based on what it characterized as Annetteâs âuntreated mental
health issues, unstable finances, possible substance use, unstable home, and unsafe
environment.â The report stated that Annette âcontinued to refuse to meet withâ the
assigned caseworker or accept OCSâs help with completing her case plan, though she
regularly attended her visits with Justin, and that Matthew had stopped âactively
engaging with OCS.â
In early November 2017 the second caseworker updated Annetteâs case
plan without Annette. The caseworker testified that she contacted Annette
approximately one to three times per month, usually after her visits with Justin, to try to
get her to work on her case plan, but that Annette was not engaged. The updated plan
remained largely unchanged, requiring Annette to obtain substance abuse and mental
health assessments, participate in UAs, and visit regularly with Justin.
Following a combined disposition and permanency hearing later that
month,10 the court committed Justin to OCSâs custody for up to two years, finding that
Justin remained a child in need of aid, that OCS had made reasonable efforts to provide
support services, and that these efforts had been unsuccessful.
9
See AS 47.10.086(a) (requiring OCS to âmake timely, reasonable efforts
to provide family support services to the child and to the parents . . . that are designed
to . . . enable the safe return of the child to the family homeâ).
10
See AS 47.10.080(f), (l) (governing permanency hearings); CINA Rule 17.2
(same).
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3. Third caseworker
In December 2017 Justinâs case was transferred to a third caseworker, who
met with Annette soon afterward. He later testified that because Annette did not agree
with her case plan, she ârefused to actually comply with [it].â
In January 2018 OCS filed a permanency report changing the primary goal
from reunification to adoption because Annette was ânot engaged in any services . . . to
address any substance abuse or mental health issues.â The court approved the
permanency plan in February but, because Annette and Matthew had re-engaged with
OCS shortly before the permanency hearing, the court did not require OCS to file a
termination petition.11
The new caseworker did not alter Annetteâs case plan, but he referred her
to additional agencies to obtain services because she had not gone to the agencies to
which previous caseworkers had referred her. Because he believed that Annetteâs mental
health issues likely would prevent her from attending a pre-scheduled appointment, he
helped her find walk-in options for substance abuse and mental health assessments and
provided her with bus passes. Even though Annette generally wanted to confer with
Matthew before following up on referrals, the caseworker testified that she agreed to go
to the new walk-in referrals without consulting Matthew. But she did not do so; she
would âcome up with reasonsâ why she had not completed the assessments, such as
having to clean the house or Matthewâs being busy.
This caseworker also attempted to assist Annette and Matthew with
parenting courses they could complete at home with a booklet or online, as well as in
person, but they never completed the courses. He also testified that, with Annetteâs
11
See AS 47.10.088(d)(1), (e)(1) (requiring OCS to petition for termination
of parental rights to child in foster care for 15 of last 22 months absent compelling reason
that petition would not be in childâs best interests).
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permission, he at first involved Matthew in their meetings because of the âsupportive
roleâ Matthew played for her. But he testified that Matthew later became âaggressive
towards [him]â and would speak for Annette at the meetings. Eventually Annette
stopped attending the meetings.
C. Termination Trial
In June 2018 OCS petitioned to terminate Annetteâs parental rights to
Justin. The trial was held in September. Various current and former OCS workers
testified, including all three caseworkers for Justinâs case as well as the visitation
supervisor. The first two caseworkers acknowledged Annetteâs anxiety and testified to
her unwillingness to meet with most service providers without Matthew present. The
visitation supervisor also acknowledged Annetteâs mental health issues. She testified
that Annette generally attended scheduled visits but was inconsistent in how much she
would engage with Justin during visits, and that she would sometimes âget[] snappyâ
with him or âget[] really agitated and blow[] upâ when redirected. She expressed
concern that Annette would have difficulty parenting on her own. The third caseworker
also testified to his efforts to assist Annette with her case plan. He stated that because
Annette had not obtained any of the required assessments, OCS had not been able to
even investigate any mental health or substance abuse issues she might have.
At the close of trial the court made oral findings that OCS had proven by
clear and convincing evidence that Justin was subjected to neglect based on the positive
hair follicle test;12 that Annetteâs marijuana use substantially impaired her ability to
parent, though it found that OCS had not met its burden with respect to proving
12
See AS 47.10.011(9).
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methamphetamine use;13 and that Annette suffered from mental health issues that would
put Justin at substantial risk of physical harm and mental injury in her custody.14 The
court also found by clear and convincing evidence that Annette had not remedied the
conduct or conditions making Justin a child in need of aid within a reasonable time,
because the case had been pending for nearly two years. The court found that it was in
Justinâs best interests to terminate Annetteâs parental rights so his foster family could
proceed with adoption. The court issued its written order terminating Annetteâs parental
rights in November.
Annette appeals, challenging both the finding that Justin was a child in need
of aid and the finding that OCS made reasonable efforts.
III. STANDARD OF REVIEW
âIn a case involving the termination of parental rights, we review a superior
courtâs findings of fact for clear error.â15 âFindings are clearly erroneous if review of the
entire record leaves us with âa definite and firm conviction that a mistake has been
made.â â16 â[W]e will not reweigh evidence when the record provides clear support for
the trial courtâs ruling.â17 We review for clear error the factual question of â[w]hether
13
See AS 47.10.011(10).
14
See AS 47.10.011(11).
15
Denny M. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 365 P.3d 345, 348(Alaska 2016) (quoting Doe v. State, Depât of H ealth & Soc. Servs., Office of Childrenâs Servs.,272 P.3d 1014, 1019
(Alaska 2012)).
16
Claudio P. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 309 P.3d 860, 863(Alaska 2013) (quoting Sherman B. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,290 P.3d 421, 427-28
(Alaska 2012)).
17
Id.(quoting Sherman B.,290 P.3d at 428
).
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a child is a child in need of aid.â18 âWhether factual findings satisfy the requirements of
the applicable [CINA] statute is a question of law that we review de novo.â19 âWhether
OCS made reasonable efforts to reunify the family is a mixed question of law and fact.â20
IV. DISCUSSION
A. The Superior Court Did Not Err When It Found By Clear And
Convincing Evidence That Justin Was A Child In Need Of Aid.
In a termination of parental rights case, OCS must prove by clear and
convincing evidence: that the child is in need of aid under AS 47.10.011; that the parent
has failed to remedy the conduct or conditions placing the child at risk of harm; and that
OCS has made reasonable efforts to provide family services designed to enable
reunification.21 OCS must also prove by a preponderance of the evidence that
termination of parental rights is in the childâs best interests.22
Alaska Statute 47.10.011(9) provides that a court may find a child to be a
child in need of aid if âconduct by or conditions created by the parent, guardian, or
custodian have subjected the child or another child in the same household to neglect.â23
Neglect is defined as âfail[ure] to provide the child with adequate food, clothing, shelter,
education, medical attention, or other care and control necessary for the childâs physical
and mental health and development, though financially able to do so or offered financial
18
Theresa L. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 353 P.3d 831, 837 (Alaska 2015).
19
Id.
20
Sherman B., 290 P.3d at 428.
21
AS 47.10.088(a); CINA Rule 18(c)(1)-(2).
22
CINA Rule 18(c)(3).
23
AS 47.10.011(9).
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or other reasonable means to do so.â24
Annette argues that OCS failed to prove by clear and convincing evidence
that Justin was in need of aid on any of the three grounds alleged in its petition because
it did not establish a causal relationship between her conduct or mental health issues and
Justinâs exposure to drugs.25 We need not consider each of the grounds alleged if we
determine that the record supports any one of the superior courtâs child in need of aid
findings; we may affirm that finding without considering the other grounds.26
Annette contends the court erred by finding that her conduct subjected
Justin to neglect because OCS ânever established how the methamphetamine
[documented by the hair follicle test] got into Justinâs system.â She argues that the court
âoverlook[ed] the fact that the statute requires [OCS] to prove that the child was subject
to neglect as a result of parental conduct.â (Emphasis added.) OCS responds that it is
not required to prove that Annette âactively created a drug-filled environment.â Rather,
it argues, the court was correct to find that Annette neglected Justin by failing to protect
him from exposure to marijuana and methamphetamine by people she allowed to stay in
her home.
24
AS 47.10.014.
25
In addition to subsection (9) of AS 47.10.011, OCS alleged that Justin was
a child in need of aid under subsections (10) and (11), which provide that a child is in
need of aid if â(10) the parent[âs] . . . ability to parent has been substantially impaired by
the addictive or habitual use of an intoxicantâ resulting in âa substantial risk of harm to
the child,â or if â(11) the parent . . . has a mental illness, serious emotional disturbance,
or mental deficiency of a nature and duration that places the child at substantial risk of
physical harm or mental injury.â AS 47.10.011(10)-(11).
26
Payton S. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 349 P.3d 162, 169 (Alaska 2015).
-12- 7414
The record supports a finding by clear and convincing evidence that
Annette neglected Justin by allowing him to be exposed to marijuana and
methamphetamine. It is true that the only evidence of methamphetamine use by anyone
close to Justin is the positive hair follicle test. Neither Annette nor Matthew was
observed using, admitted to using, or tested positive for methamphetamine; their oral test
results were negative; and, aside from a bag of marijuana, no drug paraphernalia was
ever found in their home. However, as the court noted, there was no suggestion that
Justin had been exposed to methamphetamine âanywhere else at daycare or anything like
that.â27 No evidence at the termination trial indicated that Justin had spent time in
someone elseâs care or had been exposed to drugs somewhere other than in Annetteâs
home.28
Given this, it was not clearly erroneous for the court to infer, based on the
positive hair follicle test, that Justin had been exposed to methamphetamine while under
Annette and Matthewâs care and that conditions they created in their home had led to his
exposure. Nor was it error for the court to determine that, absent any indication that the
drug exposure could have occurred outside Annetteâs home, the follicle test constituted
27
While the court made this finding in the context of its oral findings on
parental substance abuse rather than neglect, this finding also underlies the courtâs
inference that Justin was exposed to drugs in Annetteâs home, and that Annetteâs
decision to allow drug users to stay in her home amounted to neglect.
28
Annette and Matthew themselves speculated during the adjudication
hearing that one or more visitors to their home may have exposed Justin to
methamphetamine. The parties agreed that the court could consider this evidence at the
termination trial. See Carla W. v. State, Office of Childrenâs Servs., 2008 WL 5352295
*5 (Alaska Dec. 24, 2008 (unpublished)).
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clear and convincing evidence of neglect, even if the specific mechanism of that
exposure could not be determined based on the available evidence.
Because we affirm the superior courtâs finding that Justin was a child in
need of aid based on neglect, we need not review the courtâs findings regarding parental
substance abuse and mental illness.29 However, we remind superior courts that findings
must be sufficient to support meaningful appellate review.30 In this case the superior
courtâs written findings stated only that â[t]he child, who is under [18] years of age, was
shown by clear and convincing evidence to be a child in need of aid pursuant to
AS 47.10.011(9), (10), and (11).â It is only because the courtâs oral findings made
reference to specific facts and evidence presented at the termination trial that we are able
to review its child in need of aid determination at all.31 We reiterate that trial courts must
make specific findings; where the written findings are largely conclusory, as here, the
29
See Payton S., 349 P.3d at 169.
30
See, e.g., In re Adoption of Hannah L., 390 P.3d 1153, 1157 n.16 (Alaska 2017) (â[T]he superior court must provide findings sufficient to give a clear understanding of the grounds upon which it reached its decision.â (quoting Price v. Eastham,128 P.3d 725, 727
(Alaska 2006))); Borchgrevink v. Borchgrevink,941 P.2d 132, 139
(Alaska 1997) (âA trial courtâs factual findings . . . must either give us a clear
indication of the factors which the superior court considered important in exercising its
discretion or allow us to glean from the record what considerations were involved.â).
31
Although we conclude that the courtâs findings on neglect are sufficient to
permit appellate review and affirm on that basis, we note that its findings on parental
mental illness under subsection (11) of AS 47.10.011 appear inadequate. The court
observed that Annette had an âoutburstâ and struggled âto control herself â during the
trial; based on this the court âacknowledged that she ha[s] mental health issues,â but it
made no connection to any potential harm to Justin as a result. The court stated that
âthere was clear and convincing evidence presented that [Annette] does have a mental
illnessâ and that OCS had proven âboth harm and mental injury . . . with respect to
[Justin] remaining in [Annette]âs custody or care,â but it pointed to no specific facts that
would support either finding.
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court must make oral findings that are sufficiently detailed to explain the basis for the
courtâs decision and to enable meaningful review.
B. The Superior Court Did Not Err When It Determined That OCS Made
Reasonable Efforts To Reunify The Family.
Alaska Statute 47.10.086(a) requires OCS to âmake timely, reasonable
efforts to provide family support services to the child and to the parents . . . that are
designed to prevent out-of-home placement of the child or to enable the safe return of the
child to the family home.â The statute requires OCS to:
(1) identify family support services that will assist the parent
or guardian in remedying the conduct or conditions in the
home that made the child a child in need of aid;
(2) actively offer the parent or guardian, and refer the parent
or guardian to, the services identified under (1) of this
subsection; [OCS] shall refer the parent or guardian to, and
distribute to the parent or guardian information on,
community-based family support services whenever
community-based services are available and desired by the
parent or guardian . . . ;
(3) document [OCS]âs actions that are taken under (1) and (2)
of this subsection.[32]
The superior court must find by clear and convincing evidence that OCS has made the
required reasonable efforts before it can order termination of parental rights.33
Annette argues that OCSâs efforts âfailed to address the needs of the family
because OCS did not accommodate [her] anxiety issues.â She concedes that her first
caseworker âtried to provide her with a stress free environment,â but asserts that âlater
caseworkers did not accommodate [her] anxiety.â She argues that, because OCS must
32
AS 47.10.086(a)(1)-(3).
33
AS 47.10.088(a)(3).
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tailor its efforts to the circumstances of her case34 and because OCS was aware of her
mental health issues, efforts that âmay have been sufficient for someone without an
anxiety disorder . . . fell far short of what was needed in the present case.â She suggests
that OCS should have consulted a mental health expert to determine how best to engage
with her âon her terms.â OCS responds that the record supports a finding that
caseworkers took specific steps to accommodate and mitigate Annetteâs anxiety. OCS
blames Annetteâs lack of engagement for its failed efforts and emphasizes that, because
OCS has some discretion to decide what efforts to pursue, it was not required to consult
a mental health expert in this case. OCS further argues that because Annette refused to
complete a mental health assessment, a mental health expert would have been unable to
identify Annetteâs needs or how to address them.
We have held that âOCSâs efforts must be âreasonable but need not be
perfectâ â35 and must be assessed âin light of the circumstancesâ of the case, which âcan
include a parentâs unwillingness to participate in treatment.â36 In determining the
reasonableness of OCSâs efforts, we may consider âall interactions between the parent
and OCSâ as well as âthe entire history of servicesâ OCS has provided.37 âOur case law
34
See Shirley M. v. State, Depât of Heath & Soc. Servs., Office of Childrenâs
Servs., 342 P.3d 1233, 1242 (Alaska 2015) (âOCS is . . . required to take into account
the parentâs limitations or disabilities and make any reasonable accommodations.â).
35
Violet C. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,
436 P.3d 1032, 1038(Alaska 2019) (quoting Audrey H. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,188 P.3d 668, 678
(Alaska 2008)).
36
Amy M. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,
320 P.3d 253, 259 (Alaska 2013).
37
Sylvia L. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,
343 P.3d 425, 432 n.21 (Alaska 2015) (first quoting Audrey H.,188 P.3d at 679
n.35;
(continued...)
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and the internal policies of OCS suggest that family reunification services should be
provided in a manner that takes a parentâs disability into account.â38 OCSâs duty to
âoffer reunification services is fulfilled by setting out the types of services that a parent
should avail himself or herself of in a manner that allows the parent to utilize the
services.â39 OCSâs obligation does not extend to forcing an uncooperative or unwilling
parent to engage in services, including mental health treatment.40
Here the superior court found that OCS caseworkers had âgone over and
above . . . to try and get [Annette] to engage in treatment,â contacting her frequently by
multiple means of communication and finding options for walk-in appointments after
determining that her mental health issues would make attending pre-scheduled
appointments difficult. The court also noted that Annette did consistently attend visits
with Justin, which the court took as evidence that âshe is able to get where she needs to
go when she wants toâ and that it was not her mental illness but her unwillingness to
37
(...continued)
then quoting Erica A. v. State, Depât of Health & Soc. Servs., Div. of Family & Youth
Servs., 66 P.3d 1, 7 (Alaska 2003)).
38
Lucy J. v. State, Depât of Health & Soc. Servs., Office of Childrenâs Servs.,
244 P.3d 1099, 1115-16 (Alaska 2010); see A LASKA O FFICE OF CHILDREN âS SERVICES ,
CH ILD PROTECTIVE SE RV IC ES M A N U A L § 6.1.14(c) (2019),
http://dhss.alaska.gov/ocs/Documents/Publications/ CPSManual/cps-manual.pdf (âThe
Division shall operate each of its services, programs, and activities so that a service,
program, or activity, when viewed in its entirety, is readily accessible to and usable by
individuals with disabilities.â).
39
Emma D. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 322 P.3d 842, 851(Alaska 2014) (quoting Audrey H.,188 P.3d at 679
).
40
Chloe O. v. State, Depât of Health & Soc. Servs., Office of Childrenâs
Servs., 309 P.3d 850, 857(Alaska 2013) (holding that OCS was not required to obtain court order requiring parent to participate in mental health services to satisfy Indian Child Welfare Actâs active efforts requirement, see25 U.S.C. § 1912
(d) (2012)).
-17- 7414
engage that prevented her from getting substance abuse and mental health assessments.41
The record provides ample support for the courtâs findings. Although
Annetteâs three caseworkers experienced varying levels of success getting her to engage,
they all made efforts to accommodate her. They testified that they worked with Annette
to identify walk-in services because she struggled with attending appointments made far
in advance. The initial caseworker also offered to accompany Annette to a meeting with
a substance abuse treatment provider when Annette refused to go without Matthew. And
when Annette expressed discomfort with the providers to whom OCS had initially
referred her, the third caseworker made new referrals and attempted to make sure she
was comfortable with following up on them. He also gave Annette and Matthew a
variety of options for completing the parenting classes Annetteâs case plan required,
including using a booklet at home or taking classes online or in person. And
caseworkers allowed Matthew to participate with Annette, acknowledging the
âsupportive roleâ he played in mitigating Annetteâs anxiety. They also tried to engage
with Annette alone when Matthewâs influence appeared counterproductive.
The record also contains ample evidence of Annetteâs lack of engagement.
She completed neither a substance abuse nor a mental health assessment. She and
Matthew repeatedly cut short meetings with caseworkers or failed to attend them
altogether, and Annette would âwalk outâ when the second caseworker tried to speak
with her after her scheduled visits with Justin. Because she refused to get assessments,
OCS was unable to determine the extent of her mental health or substance abuse needs
41
See Lucy J., 244 P.3d at 1117 (rejecting motherâs argument that OCS failed
to accommodate her disabilities in part based on evidence supporting trial courtâs finding
that she was âcapable of and has initiated programs when she want[ed] toâ).
-18- 7414
or how best to assist her.42
The court therefore did not err when it found by clear and convincing
evidence that OCS had made reasonable efforts to reunify the family, taking Annetteâs
mental health issues into account. We affirm the superior courtâs reasonable efforts
finding.
V. CONCLUSION
Because the record adequately supports the superior courtâs finding that
Justin was a child in need of aid based upon neglect, and because OCS made reasonable
efforts to accommodate Annetteâs mental health issues as it worked to connect her with
services, we AFFIRM the termination of Annetteâs parental rights.
42
See Audrey H., 188 P.3d at 681 (affirming reasonable efforts finding in part
based on parentâs unwillingness to participate in evaluations that might have allowed
OCS âto identify additional services catered to her specific needsâ).
-19- 7414
THE SUPREME COURT OF THE STATE OF ALASKA
ANNETTE H., )
) Supreme Court No. S-17290
Appellant, )
) ORDER
v. ) Withdraw and Reissue Opinion
)
STATE OF ALASKA, DEPARTMENT )
OF HEALTH & SOCIAL SERVICES, )
OFFICE OF CHILDRENâS SERVICES, ) Date of Order â October 11, 2019
)
Appellee. )
)
Before: Bolger, Chief Justice, Winfree, Stowers, Maassen, and Carney, Justices.
Having considered the Stateâs petition for rehearing and the appellantâs response,
IT IS O RDERED :
1. The Petition for Rehearing is G RANTED .
2. Opinion No. 7403 issued on August 30, 2019, is W ITHDRAWN and
Opinion No. 7414 is issued on October 11, 2019, in its place. The revised opinion
incorporates the following changes to footnote 28.
Annette and Matthew themselves speculated during the adjudication
hearing that one or more visitors to their home may have exposed Justin to
methamphetamine. The parties agreed that the court could consider this evidence at the
termination trial. See Carla W. v. State, Office of Childrenâs Servs., 2008 WL 5352295
*5 (Alaska Dec. 24, 2008 (unpublished)).
Entered by direction of the court.
Clerk of the Appellate Courts
/s/
________________________
Meredith Montgomery
Annette H. v. State of Alaska, DHSS, OCS
Supreme Court No. S-17290
Order of October 11, 2019
Page Two
cc: Supreme Court Justices
Judge Andrew Peterson
Trial Court Appeals Clerk
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